Abstract
Objectives:
Acupuncture is increasingly used in patients with allergic asthma, but there is a lack of evidence on the cost–benefit relationship of this treatment. The aim of this study was to assess economic aspects of additional acupuncture treatment in patients with allergic bronchial asthma compared to patients receiving routine care alone.
Design, subjects, intervention, outcome measures:
In a randomized controlled trial, patients with allergic bronchial asthma were either allocated to a group receiving acupuncture immediately or a waiting-list control group. Both groups were free to use routine care treatment. The resource consumption, costs, and health-related quality of life were evaluated at baseline, and after 3 and 6 months by using statutory health insurance information and standardized questionnaires. Main economic outcome parameters were direct and indirect cost differences during the study period and the incremental cost-effectiveness ratio (ICER) of acupuncture treatment.
Results:
Three hundred and six (306) patients (159 acupuncture; 147 controls) were included (mean age 46.5±13.11 years, female 57.2%) and were comparable at baseline. Acupuncture treatment was associated with significantly higher costs compared to control patients (overall costs: €860.76 [95% confidence interval (CI) 705.04–1016.47] versus €518.80 [95% CI 356.66–680.93]; p=0.003; asthma-related costs: €517.52 [95% CI 485.63–549.40] versus €144.87 [95% CI 111.70–178.05]; p<0.001). These additional costs seem essentially driven by acupuncture costs themselves (€378.40 [95% CI 367.10–389.69]). However, acupuncture was associated with superior effectiveness in terms of quality-adjusted life years (QALYs). Resulting ICER lay between €23,231 (overall) and €25,315 (diagnosis-specific) per additional QALY. When using German acupuncture prices of year 2012, the ICER would improve to €12.810 (overall) versus €14,911 (diagnosis-specific) per QALY gained.
Conclusions:
Treating patients who have allergic bronchial asthma with acupuncture in addition to routine care resulted in additional costs and better effects in terms of patients' quality of life. Acupuncture therefore seems to be a useful and cost-effective add-on treatment.
Introduction
A
Often asthma is not well controlled and is associated with additional restrictions in daily life as well as the resulting quality of life. 3,4 The disease starts in childhood and is highly prevalent up to old age. The current studies indicate that most asthma cases are due to allergic conditions. Studies indicate that 90% of all asthma patients had symptoms correlated with allergic rhinitis and 38% of rhinitis patients also had asthmatic symptoms. 5
Beside this, asthma is associated with a remarkable economic burden, while hospitalization and medications were found to be the most important cost drivers of direct costs; the indirect costs were mainly driven by work and school loss. 6 In Germany, the annual patient-related direct and indirect costs range between €2202 for children and €7745 for adults with moderate asthma, and between €7928 and €9,286, respectively, for children and adults with severe asthma (year 2000). 7 In 2008, the Federal Statistical Office calculated total direct costs of about €1.8 billion for Germany. 8 Assuming that the proportion of indirect costs on total amount of disease burden is given as 45%, 9 the total asthma costs in 2008 can be estimated to be €3.3 billion.
Despite advances in pharmacotherapy, complementary and alternative medicine is widely used by patients suffering from allergic disorders. A German study found that about 26.5% of patients received such therapies because of their allergy. 10 This fact supports the economic evaluation of nonpharmacological treatment options, such as acupuncture. In Germany, acupuncture is mainly administered by physicians. The treatment is a relatively resource-intensive intervention due to the time involved for physicians and patients alike. 11 To date, there is a lack of information on costs and cost–benefit relationship of acupuncture compared to routine-care treatment.
Objective
The main objective of the present health-economic analysis was to compare effectiveness and costs of an additional acupuncture treatment in patients with bronchial asthma compared to routine care alone.
Methods
Study design and patients
In this pragmatic 12 multicenter, randomized, controlled trial, patients (≥18 years of age) with a clinical diagnosis of allergic bronchial asthma (ICD-codes: J44.8, J44.9, J45.0; J45.1, J45.8, J45.9, J46) were enrolled after contacting the participating physician until 2001. Allergic asthma was defined as an inflammatory disease of the airways with bronchial hyperactivity and variable airway obstruction, often associated with an atopic predisposition. Other respiratory diseases or expiratory dyspnea, as well as the suspicion of bronchial asthma with nonallergic origin, were exclusion criteria.
The diagnosis of asthma was conducted as always done in the health insurance system, and the tests used have been documented by the participating doctors. After giving their informed consent, patients were randomly allocated to an acupuncture group that received immediate acupuncture treatment over a period of 3 months after study or to a waiting-list control group that received delayed acupuncture treatment between months 3 to 6. Patients in both groups were free to use conventional routine medical care as usually compensated by the German statutory health insurance companies.
Participating physicians were required to have received at least 140 hours of acupuncture training. The number, length, and diameter of the needles and the selection of acupuncture points were decided on by the participating doctors themselves and for each patient individually. The acupuncture treatments consisted of 10–15 acupuncture sessions during the study period.
The study project was approved by the Ethics committee of Charité–University Medical Center Berlin/Germany (No. 1424/2000). Further detailed information on the study project (trial registration number DRKS00003767) were already published elsewhere. 13
Resource consumption and cost measurement
The costs were determined bottom-up, by monetary valuation of a patient's resource consumption during the period of 3 months after randomization. Information on the resource use was obtained by using statutory health insurance databases provided by “Techniker Krankenkasse” (Technicians' Health Insurance Comp.). Costs considered were direct health care such as costs physicians' visits, hospital stays (without consideration of private individual billing) as well as prescription drugs (including patient's co-payment) and the costs of acupuncture sessions itself. In our study, €35 were paid for each acupuncture session (base-case). To also reflect the current cost-effectiveness of acupuncture, 2012 acupuncture prices of €21 per session were used in a sensitivity analysis.
The cost perspective of the study was societal. Therefore, in addition to health insurance costs we also considered indirect costs caused by patients' work incapacity. These indirect costs were determined by using the human capital approach 14 and were estimated to be about €78 per day sick away from work.
During the first 3 months of direct comparison, the following were calculated: (1) diagnosis-specific costs using ICD-10 codes to identify costs due to only allergic bronchial asthma and related conditions and (2) the overall costs after randomization, including costs not related to allergic asthma.
Outcome measurement and quality-adjusted life year determination
Effectiveness was evaluated using quality-of-life data determined with the 36-Item Short Form Health Survey (SF-36). 15 This questionnaire consists of 36 questions, is self-administered, and assesses quality of life and well-being in 8 subscales regarding physical functioning and perception of physical role, vitality, general and mental health, perception of emotional role, social functioning, and bodily pain. Patients were asked to complete this questionnaire at baseline, and after 3 months and 6 months. These SF-36 quality-of-life-data were converted to health-state utilities using an algorithm developed by Brazier et al. 16 As a result, such health-state utilities were obtained for the time points: baseline, 3 months, as well as 6 months after study onset. Between these time points, the common assumption of a linear change of health-state utilities over time was used. 17
Since the control group did also receive acupuncture after their waiting time of 3 months, it was not possible to perform a direct group comparison during months 3 and 6. Otherwise, if the comparison would only be restricted to the first 3 months of the study, it would not be disclosed that acupuncture patients might experience further acupuncture effects on their quality of life. In order to achieve a longer comparison period, it was assumed that control patients would not get acupuncture between months 3 and 6. Therefore, a further assumption was that the utility-trend in control patients during the time would be the same as was observed in the acupuncture patients. Based on this, a new utility for time point 6 months after baseline was modeled for control patients. The utilities in acupuncture were taken as reported. After that, the resulting quality-adjusted life years (QALYs) were calculated by adopting the area-under-the-curve method. 17,18
Cost-effectiveness assessment
Cost-effectiveness analysis was calculated for all randomized patients with complete data on costs and effects. Since the intervention effects were considered in terms of quality of life, the cost-effectiveness measurement was performed as a cost-utility analysis. In case of superior quality of life compared to control patients, the cost-effectiveness of acupuncture was calculated as the relation between group differences in costs and differences in QALYs, the so-called incremental cost-effectiveness ratio (ICER):
The ICER reflects the additional costs associated with realizing 1 additional QALY compared to the control patients. In health economic studies, particularly in Western Europe, a threshold λ up to €50,000 per QALY gained is often used to decide whether an intervention is cost-effective or not. 19 A health technology can be seen as a cost-effective intervention (in terms of value for money), if the realization of one additional QALY is reachable with less than €50,000. Thus, the threshold λ is often described as society's willingness to pay for 1 extra QALY. This threshold was also used in order to reach a better comparability of international study results, knowing well that such a threshold does not yet exist in German health care decision-making.
Additionally, the net benefit approach
20
was used to measure the incremental cost-effectiveness against different societal threshold values λ. For a given threshold value λ, an intervention would be considered to be cost-effective if its net benefit is greater than zero.
21
The net benefit is defined by the following relation:
To derive cost-effectiveness acceptability curves, nonparametric bootstrapping was used. 22 When using the bootstrap approach, repeated random samples of the same size as the original population are drawn with replacement from the data. In this study's analysis, the original sample was bootstrapped 1000 times to obtain 1000 means for cost and effect differences and the resulting ICERs. These bootstrapped results were transformed into net benefit values under varying threshold values and then plotted in a cost-effectiveness acceptability curve. The cost-effectiveness acceptability curve shows the probability that an intervention is cost-effective against different values of λ. 21 For example: For each of the 1000 bootstrapped cost- and effect-differences, the net benefit was calculated against assumed values, reflecting society's willingness to pay for an additional QALY (e.g., λ=€20,000). In the case that 250 of the resulting 1000 net-benefit results were larger than zero, it was concluded that the probability of cost-effectiveness was 25%. Additionally, the bootstrap samples were used to get a graphical overview on the distribution of incremental cost-effectiveness ratios.
Statistical analyses
Socioeconomic data at baseline were analyzed by using Student's t-test for comparing continuous variables (e.g., patient's age, disease duration) and χ2 test for dichotomous variables (e.g., gender). Baseline costs in both groups were analyzed using Mann–Whitney U test. Furthermore, analysis of covariance was applied for estimation and comparison of adjusted cost and effectiveness values for months 3 and 6. Adjusting variables were age, gender, education, duration of disease, number of comorbidities, AQLQ-Score (Asthma Quality of Life Questionnaire) at baseline, health-state utility at baseline and the respective baseline value. To derive cost-effectiveness acceptability curves, nonparametric bootstrapping were used, as described above.
The significance level was 5% (two-sided). For inferential statistics, we used SPSS© version 11.0. Finally, we used MS Excel© 2003 to model bootstrapped cost-effectiveness analyses.
Results
Baseline characteristics
A total of 357 patients suffering from allergic asthma were randomized after initial contact with the participating physicians. Three hundred and six (306) of them (159 acupuncture; 147 controls) with complete dataset could be analyzed within the economic analyses (Fig. 1). Participating patients had a mean age of 46.5±13.11 years and were mostly female (57.2%). With regard to socioeconomic variables at baseline, there were no relevant group-differences detectable and also patient's quality of life, reflected by AQLQ-Score (restricted to asthma-related quality of life) as well as Health-state utilities, seems comparable in both groups (Table 1).

Study flowchart.
AQLQ, Asthma Quality of Life Questionnaire; resp., respectively.
Resource consumption and costs
The patient groups were comparable in terms of their resource consumption prior to the study, with the exception of asthma-related outpatient contacts. As documented in Table 1, patients allocated to the acupuncture group experienced more physician visits than patients of the control group (1.63±5.59 visits versus 0.82±3.17 visits; p=0.040). This difference is also reflected in outpatient costs related to asthma (23.01±87.53 Euro versus 11.47±44.82 Euro; p=0.041). Compared to controls, the total overall costs of patients assigned to the acupuncture group were found to be slightly higher at baseline (€636.01±€1180.52 Euro versus €526.92±€1341.08 Euro; p=0.035).
During the study, the acupuncture patients received a mean number of 10.8 (95% CI 10.4–11.3) acupuncture sessions (Table 2). However, this additional intervention did not lead to a substantial reduction of consumed resources and following costs in other health care areas. The mean overall costs of acupuncture patients during the study period were significant higher than for controls (overall: €860.76; 95% CI €705.04–€1016.47) versus €518.80 (95% CI €356.66–€680.93); p=0.003, asthma-related: €517.52 (95% CI €485.63–€549.40) versus €144.87 (95% CI €111.70–€178.05); p<0.001). The mean cost difference between both treatment groups (overall: €341.96; 95% CI €115.88–€568.04; asthma-related: €372.65; 95% CI €326.36–€418.93) seems essentially driven by the acupuncture costs itself (€378.40; 95% CI €367.10–€389.69). After excluding acupuncture session costs we found no longer a significant difference in costs between both treatment arms (overall: €477.17; 95% CI €321.35–€633.00) versus €518.80; 95% CI €356.66–€680.93; p=0.718 (asthma-related: €134.22; 95% CI €105.31–€163.13) versus €144.87 (95% CI €111.70–€178.05); p=0.631).
Adjusted for: age, gender, education, duration of disease, number of comorbidities, AQLQ score at baseline, health-state utility at baseline, respective baseline value.
CI, confidence interval; QALY, quality-adjusted life year.
Effectiveness
During the first 3 months of the study, the patients receiving acupuncture experienced a considerable improvement (Fig. 2). The mean health state utilities increased from 0.6979 (95% CI 0.6786–0.7173) at baseline to 0.7623 (95% CI 0.7468–0.7778) 3 months after. However, although no further acupuncture sessions were offered to these patients after the first 3 months of the study, further improvements in quality of life were observed between months 3 and 6. The utility 6 months after study onset increased to 0.7754 (95% CI 0.7591–0.7918). In contrast, patients allocated to the control group showed no changes in their quality of life assessment during the first 3 months of the study. Between months 3 and 6, these patients were also able to receive acupuncture. As a result, a comparable quality-of-life improvement as observed in acupuncture patients during the first 3 months was detectable.

Course of health-state utilities during the study. *Real health-state utility of control patients; #modeled new health-state utility of control patients (assumption: did not receive acupuncture during months 3 and 6). QALY, quality-adjusted life year.
According to the previous assumption that control patients would not get acupuncture between months 3 and 6, the resulting QALYs for that group were 0.3592 (95% CI 0.3534–0.3650). That is significant less (p<0.001) compared to acupuncture patients who experienced mean QALYs of 0.3754 (95% CI 0.3696–0.3812).
Cost-effectiveness assessment
Economic analysis has shown higher costs in the acupuncture group compared to the control group. On the other hand, acupuncture is more effective. This result has proven to be robust in bootstrap analyses (Fig. 3; the majority of 1000 bootstrapped results are located in the upper right-hand quadrant). The mean ICER was calculated as relation of cost- and effect-differences between both groups (Table 3) and was found to be €23,231 per QALY gained (including overall costs) and €25,315 per additional QALY (including only asthma-related costs). According to the most threshold value of €50,000 per QALY gained, acupuncture must be considered as a cost-effective treatment in patients suffering from allergic asthma with a probability between 86.5% and 88.5% (Fig. 4). Assuming that society's willingness to pay would be lower than the assumed €50,000, the probability of cost-effectiveness will also decrease.

Bootstrapped results on differences in costs and effects between the treatment groups.

Cost-effectiveness probability of additional acupuncture along different values of society's willingness to pay.
Adjusted for: age, gender, education, duration of disease, number of comorbidities, AQLQ score at baseline, health-state utility at baseline, respective baseline value.
Median (IQR) were obtained based on bootstrapped ICER results.
ICER, incremental cost-effectiveness ratio; IQR, interquartile range.
As a result of decreasing reimbursement rates for acupuncture sessions during the last years in Germany, the ICER was additionally calculated using 2012 acupuncture prices of €21 per session (base case: €35 per session). The mean ICER would decrease to €12,810 (including overall costs) and €14,911 (including asthma-related costs) for realizing one additional QALY, showing an increased cost-effectiveness. Assuming a threshold value of €50,000, the probability of cost-effectiveness would improve to values ranging from 91.4% to 94.2%.
Discussion
Acupuncture in addition to routine care compared with routine care alone was associated with better quality of life as well as higher costs. This increase of costs was essentially due to acupuncture costs and was not compensated for by relevant savings in other health care components during the study period. The ICER lay between €23,231 (overall) and €25,315 (diagnosis-specific) per QALY gained. When adopting a threshold of €50,000 per additional QALY, acupuncture in addition to routine care is cost-effective.
The present study includes, to the authors' knowledge, the first calculation of cost-effectiveness for acupuncture treatment in patients with allergic bronchial asthma. The underlying large sample size allows a robust estimation of costs and effects and is an important basis for a comprehensive economic assessment. A further strength is the randomized setting embedded in regular health care that allows drawing conclusions from the study to everyday treatment.
Nevertheless, some potential limitations should be kept in mind when interpreting the results of this investigation. A first limitation results from the fact that the only source of information for resource consumption and costs consisted of the statutory health insurance companies' databases. Thus, private expenses such as over-the-counter medication or add-on therapies not reimbursed by the statutory health insurance system could not be included.
Another discussion point arises from the design and duration of the study. The cost and effectiveness data were directly comparable between the two groups for the duration of 3 months after baseline, since subsequently patients in the waiting-list control group were also offered acupuncture. However, although no further acupuncture sessions were offered to the acupuncture patients after the first 3 months of the study, further improvements were observed in quality of life between months 3 and 6. Comparing both groups only over the first 3 months would lead to an unjustified underestimation of acupuncture effects. As is stated in the Methods section, we decided to extend the comparison over the complete period of 6 months. Therefore, it was assumed that control patients would not get acupuncture between months 3 and 6 and that subsequently they would not have experienced an acupuncture-driven improvement in their quality of life as was observed in reality. However, the problem arises that it was unknown what proportion of the observed improvement in quality of life was achieved by acupuncture itself, and what proportion might have been a consequence of seasonal effects (e.g., reduction in allergic symptoms severity due to a seasonal reduced pollen concentration). To handle this difficulty, it was assumed that control patients would experience at least the same quality-of-life improvement as that observed in the acupuncture group between months 3 and 6. This assumption is reflected by a new modeled 6-month utility for control patients, implying that the utility trend in control patients during the time would be the same as was observed in the acupuncture patients (see the Methods section, and Fig. 2).
Furthermore, the study gives a good example for changes in cost-effectiveness appraisal over the time. The base-case analyses presented in the study used a reimbursement rate of €35 per single acupuncture session. It is important to know that for services regularly reimbursed by statutory health insurance companies, no market prices exist in Germany. Reimbursement rates are rather administratively fixed fees (not necessarily related to the real costs induced by the use of general practitioners for the procedure) resulting from negotiations between the German general practitioners' organizations and the statutory health insurance companies. In this fee, costs for needles and other consumables are supposed to be included. For taking into account recent trends in reimbursement rates, the cost-effectiveness results were updated by conducting a sensitivity analysis with 2012 acupuncture costs of €21. Expectedly, the cost-effectiveness of acupuncture will increase, but such an isolated view on financial aspects can also lead to another interpretation. One might speculate, however, that a reduction in physicians' payment could perhaps result in lower treatment effects, maybe due to less motivated doctors or reduced time invested for conducting the acupuncture.
The main result of the present study is in range with a number of trials investigating the cost-effectiveness of acupuncture for different indications. For example, acupuncture was found to be a cost-effective treatment in patients suffering from musculoskeletal disorders such as low back pain, neck pain, or in patients suffering from osteoarthritis. 23 –25 With regard to allergic disorders, acupuncture was, and is still investigated in patients with allergic rhinitis so far 26 and was also found to be cost-effective in one large German study (ICER €17,377 per QALY gained). 27 Keeping in mind the possible link between allergic rhinitis and the development of allergic asthma, 28,29 acupuncture may offer an additional therapeutic option for reducing allergic symptoms and improving patients' well-being.
Conclusions
In conclusion, this study shows that treating patients who have allergic bronchial asthma with acupuncture in addition to routine care resulted in additional costs and better effects in terms of patients' quality of life. Acupuncture therefore seems to be a useful and cost-effective add-on treatment.
Footnotes
Acknowledgment
We thank Katja Wruck for data management, Iris Bartsch, Beatrice Eden, and Sigrid Mank for data acquisition and all participating patients and physicians.
Disclosure Statement
No competing financial interests exist.
