Abstract
We assessed the acceptability of nurse-delivered mobile phone-based counseling to support adherence to antiretroviral treatment (ART) and self-care behaviors among HIV-positive women in India. We conducted open-ended, in-depth interviews with 27 HIV-positive women and 19 key informants at a government ART center in Karnataka, India. Data were analyzed with interpretive techniques. About half of the HIV-positive women owned a mobile phone and many had access to mobile phones of their family members. Most women perceived phone-based counseling as a personalized care approach to get information on demand. Also, women felt that they could discuss mental health issues and ask sensitive information that they would hesitate to discuss face-to-face. Findings indicate that, when compared with text messaging, mobile phone-based counseling could be a more acceptable way to engage with women on ART, especially those with limited literacy. Future studies should focus on testing mobile phone-based information/counseling and adherence interventions that take the local context into account.
Introduction
M
Even though good adherence is a decisive factor in the success of HIV prevention and treatment, little attention has been paid to self-care (e.g., medication adherence) promotion interventions for HIV-positive women. Even in prevention of mother-to-child transmission (PMTCT) programs in resource-limited settings, the focus is largely on prevention of HIV acquisition in the unborn baby rather than on promoting antiretroviral (ART) adherence among HIV-positive women throughout pregnancy and beyond. 7,8 Furthermore, these programs have not addressed concurrent risk factors in women.
Studies have shown that as many as 40–90% of women in India who have either started or are eligible for ART are lost to follow-up. 9 –13 Recent studies support the promise of mobile phone-based behavioral interventions for improving adherence to medications among both men and women. 14 –17
However, given the dynamic matrix of concurrent cofactors that vary from woman to woman over time, it is unlikely that commonly relied upon unidimensional technology-based intervention approaches, such as SMS reminders to improve adherence in the context of HIV, will be adequate to achieve sustained improvement in secondary prevention and treatment outcomes in this population.
Therefore, phone-based counseling may be a more suitable approach for addressing the health challenges faced by women in resource-limited settings. Moreover, this approach may be acceptable to those vulnerable HIV-positive women of low socioeconomic status, in both rural and urban areas, who often have difficulties deciphering even simple text messages given literacy and language barriers. 16,18 We are not aware of any previous published reports on the use of mobile technologies for delivery of evidence-based behavioral interventions for HIV-positive women in India.
Our preliminary work indicates that a theory-guided adherence phone intervention originated in the United States might be well suited to the context given the widespread use of cell phone technology, limited resources and access, and the multidimensional, patient-centered approach used to build patient–provider rapport, establish sources of support, and enable and empower problem solving to address interrelated, multitiered barriers to care. But it needs to be adapted to the sociocultural context. Therefore, we conducted qualitative formative research to assess the preliminary feasibility and acceptability of mobile phone contacts by HIV specialist nurses as a means to improve ART adherence and to support self-care among HIV-positive women with psychosocial challenges. 19 –21 This article reports findings from this qualitative formative research (Phase 1 of a two-phase study).
Methods
Design and sample
We conducted open-ended, in-depth interviews with 27 HIV-positive women and 19 key informants at a government-run ART center in the Belgaum district located in the state of Karnataka in southern India. The HIV prevalence is high in Belgaum (>1%) and the epidemic is characterized by higher incidence among women. The center caters to socially disadvantaged, low-income HIV-positive patients. 22 The clinic enrolls at least 8–10 new HIV-positive people daily, 50% of whom are HIV-positive women (personal communication with Karnataka Health Promotion Trust, a local NGO working with HIV-positive people).
The study received approval from the ethics committees at Yale University, New Haven, CT, and the National Institute of Mental Health and Neurosciences (NIMHANS) in Bangalore, India. All eligible participants were informed of the study objective and invited by a trained study staff to participate in this study. Participants were enrolled if they provided written informed consent and met eligibility criteria. Patient participants were HIV-positive women aged 18 years and above, formally enrolled in, or eligible to initiate, ART, and, able to communicate in Hindi, English, or Kannada (native language in Karnataka). Stakeholders were: (1) healthcare providers (HCPs) at the HIV testing and ART centers, and (2) family members or friends accompanying an HIV-positive woman in the center, but not necessarily of the women who were participants in the study.
Interview procedures
Structured, open-ended interviews were conducted in a private setting by trained Master's level research assistants under the supervision of the site principal investigator. Participant interviews assessed their medical history and beliefs (e.g., need for and desire to take antiretroviral medication), sources of support and barriers to self-care activities, access to care, phone ownership and usage, and attitudes and preferences concerning intervention content and delivery. Contents of topic guides were viewed by experts in HIV-positive women's health in the United States and in India to establish face validity and cultural relevance.
Data analysis
The interviews were recorded, transcribed verbatim, and translated into English. Two bilingual research staff randomly selected 10% of transcripts to check for accuracy in comparison with their respective audio files, and likewise compared 10% of translated text with their respective transcripts. Data were explored using applied thematic analysis. 23 We developed a codebook based on a priori codes derived from the topic guides and existing literature on acceptability and use of mobile phone-based interventions to improve ART adherence.
In addition, inductive/emergent codes and categories identified from the text were added to the codebook, which was then used to further code and categorize the data. Differences in coding were discussed among data analysts and resolved by consensus. Constant comparative method was used to compare and contrast the codes/categories within and across cases. 24 An analytic thematic approach was used to further identify linkages between the categories and derive subthemes, which were further collapsed under broader themes to describe the acceptability of mobile phone-based counseling for ART adherence and self-care may be impeded or facilitated. Data analyses were informed by application of relevant concepts from self-regulation theory and the technology acceptance model (TAM). 20,25 –28
Results
Sociodemographic characteristics
As seen in Table 1, the HIV-positive women participants' mean age was 35 years [standard deviation (SD) = 8]. More than one-third (37%) were currently married, about half (48%) were illiterate, and about three-fifths (59%) were unemployed. Eighty-one percent reported that their husbands were also HIV positive. More than two-thirds (70%) reported having disclosed their HIV status to others; however, the majority of the disclosures were only to their immediate family members. There were 19 key informants. Two of the nine HCPs were physicians, the rest were either HIV testing or ART counselors. The majority (n = 7/9) had over 5 years of experience in HIV service provision. Among the 10 family members who accompanied HIV-positive women, 8 were women who were mothers, daughters, daughter-in-law, or mother-in-law; and 2 were men—a maternal uncle and a brother. Overall, the mean age of the family members was 30 years (SD 10.7).
SD, standard deviation.
Current use of mobile phones
About half of the HIV-positive women participants (n = 14/27; 51.9%) reported having a personal mobile phone; others had access to a mobile phone of their family members and a few did not have any access. Some of the women reported that they could receive calls but did not know how to make calls. Similarly, not all of the women were aware of how to send a text message or how to read one.
Barriers and facilitators to timely visits to ART center, and ART adherence
HCPs reported that most of the HIV-positive women on ART were adherent to their regimens. Eight main themes concerning barriers to care and seven themes concerning facilitators of care emerged from the data. Themes and their exemplars are summarized in Table 2.
ART, antiretroviral treatment; FM, family; HCP, healthcare provider; IDI, in-depth interview with HIV-positive woman.
The key reasons cited for nonadherence or lost-to-follow up were: placing priority on the well-being of family members over one's own health, financial dependence on others, and nondisclosure of HIV status to family members. Similarly, many HCPs believed that HIV-positive women were more likely to face problems in adherence and regular visits to ART centers when compared with men.
Several facilitators for timely visits to the government ART center were reported by the participants. Key reported reasons were provision of free ART through government ART centers and reimbursement of their travel costs to reach ART centers. In addition, many women expressed satisfaction with the services they received from the government ART centers and reported that HCPs furnished necessary information about HIV and ART. Some women, however, reported several barriers for timely visits to the ART center. A key barrier was non-disclosure of HIV status to their family members as it meant that many women needed to visit the ART center without the knowledge of family members. On the other hand, even if the women's HIV status was already known to other family members, they often suffered lack of support from the family members. This was commonly in the form of blaming the woman for bringing HIV infection to the family despite having acquired HIV infection from her husband and delay in providing money for travel to the ART center, which sometimes prevented the women from collecting ART on time.
The women outlined several factors that facilitated ART adherence. Determination to live for one's children was a common theme. Adherence to ART was also better among women who believed that ART was beneficial since they could witness increase in their body weight and in their ability to do work, including routine household chores. Adequate knowledge about HIV and fear of consequences of nonadherence also aided adherence. Tactics like having a fixed daily routine for taking tablets for instance, at 9 am and 9 pm, and packing enough pills when going to stay outside one's hometown helped some women improve adherence. Family members' support in the form of reminders was also helpful in some instances. Yet even those women who had not disclosed their HIV status to other people adopted some strategies to help them in taking ART without fail. These included lying to others that they routinely took “vitamin pills” or that they take pills “to increase the amount of blood,” removing the name label in the ART bottle, transferring pills to a different container, and hiding pills in inaccessible places.
Nevertheless, women reported certain barriers to adherence as well. Women who were relatively less educated or were illiterate reported inadequate knowledge about ART and missed pills. For instance, one person admitted that she did not know the benefits of taking ART and hence was not sure whether to continue the pills or not. Another person bluntly stated that as she was an illiterate she could not understand why and how long to take ART. Moreover, giving priority to the health of husband and children and not taking care of one's own health was another reason identified by the women, which was corroborated by HCPs as well. Even though not explicitly stated by women, mental health issues faced by them clearly seemed to affect their ability to be adherent. Indeed, some of the concerns reported by women were: anxiety about their children's future, for example, their education and marriage; fear of disclosure of one's HIV status to others and potential negative consequences to self and other family members—especially children; financial burden due to HIV-related treatment costs for self and other family members; and needless fear of transmission of HIV to other family members from casual contact. For those women who were on both ART and some other drugs, such as antidepressants or antituberculosis drugs, adherence to ART was difficult due to high pill burden and associated side effects.
Patients' perceptions of use of mobile phones for ART adherence and health promotion
In general, HIV-positive women thought that the use of mobile phones would be beneficial to them as they could then clarify their doubts over phone, ask for any new information they needed, and have someone to talk to whom they could trust (Table 3). Receiving mobile phone calls was acceptable to most of the women as they felt that the time available in one-on-one interactions with the HCPs at the ART center was limited. Besides, while in ART centers, women too were in a hurry to leave as they had to get back to their homes quickly before someone else in their home began suspecting where they had been especially so in the case of women whose HIV status was not known to other family members. Information and counseling over phone was appealing to women as they viewed it as personalized care and a convenient mode of getting information on demand. Furthermore, some women thought that they would be more comfortable asking for certain apparently sensitive information by phone that they would otherwise hesitate to ask in person, such as condom use, getting remarried to a HIV-negative man, and the possibility of HIV transmission if one cooks for her family. Only one person explicitly preferred face-to-face discussion rather than mobile phone, but she too was receptive to receiving once-a-month phone call from a HCP.
HCP, healthcare provider; IDI, in-depth interview with HIV-positive woman.
Most of the women were of the view that as they were already adherent to ART, the mobile phone communications would, in fact, be more helpful in discussing mental health issues. There were a few who did not give much importance to health promotion messages over phone, adding that their chief priority was obtaining assistance for supporting their children's education or getting financial assistance for their family members, for example, for marriage of their daughters.
Women differed in their preference for receiving calls from a HCP, making calls to a HCP or both. Among the 25 of the 27 women who responded, 50% preferred receiving calls from a nurse, whereas just 8% preferred making calls to the nurse, and 38% opted for both. Two women, however, did not prefer receiving any calls from HCPs. Women who had their own mobile phones or whose HIV status was known to most of their family members thought it was acceptable to either receive calls from HCPs or to call HCPs; by contrast, those whose HIV status had not yet been disclosed to their family members preferred to make calls to HCPs.
The women also expressed preferences regarding the frequency of phone calls that ranged from a few calls a week to one or two calls a month; and also regarding the timing of the calls. Specifically, many preferred to be called in late evenings, especially if they worked, or shared their family member's mobile phone. Furthermore, the women expressed concerns about the possible risk of their HIV status being inadvertently disclosed to their family members or neighbors when the calls would be made, and about the possibility of being gossiped about for receiving calls from nonrelatives. They also offered suggestions on what to do if someone else other than the intended person answers the phone. For example, in such a case the caller could tell the other person that she was a friend of the woman whom she had called. Participants preferred to receive calls exclusively from women HCPs to call them.
Providers' and family members' perceptions of use of mobile phones for ART adherence and health promotion
In general, HCPs and family members opined that receiving information and counseling from nurses through mobile phone calls would be useful to improve the mental health outcomes of HIV-positive women who would find it “good to talk to someone.” Five themes emerged from their perceptions regarding the potential usefulness of mobile phone for promoting health of HIV-positive pregnant women (Table 4).
ART, antiretroviral treatment; FM, family; HCP, healthcare provider.
HIV-positive women's acceptance in receiving mobile phone calls seemed to be facilitated by prior trust in HCPs, perceived competency of HCPs in dealing with mental health issues, and perceived need for the support for mental health promotion. Family members expressed their willingness to lend their phone to their HIV-positive female family member, but suggested that calls be made in the late evening once they returned from work. Also, they did not object to the idea of providing a mobile phone to their HIV-positive family member for personal use. As nurses were expected to be receiving and making calls to HIV-positive women in the planned intervention, some doctors were concerned about the additional burden on nurses. Moreover, nurses worried about the risk of receiving calls from women even for “trivial matters.” In other words, nurses anticipated there might be a lower threshold in contacting a provider over phone, and possible psychological dependence of the HIV-positive women on them. Thus, HCPs offered some suggestions, including restricting phone calls from women to office hours or setting a maximum limit to the number of calls to be made or to be received per week or month.
HCPs also suggested that before the start of phone counseling interventions that consent should be obtained from other family members, explicit preference of patients should be determined with respect to whether they would like to only receive calls, make calls, or both; nurses and patients should agree on the frequency of calls to be made or received, and on the appropriate time to call; and a protocol should be used to maintain patient confidentiality.
Summary and unifying framework
Taken together, the data establish the significance of several factors associated with the acceptance of an mHealth intervention and its potential for enhancing engagement in care among women living with HIV in India as summarized above. The process by which the factors interact to drive outcomes can be understood within an adapted model (Fig. 1) that provides a dynamic, unifying framework. Self-care behavior of the individual living with HIV is essential to the effectiveness of HIV treatments since most of the day-to-day management takes place outside of healthcare settings. A host of research conducted by Leventhal et al. has shown that the way in which individuals interpret or make sense of their illness (illness representation) drives self-care behaviors such as adherence to medication. Illness representations are highly individual, influenced by a host of internal and external information that are often ambiguous, fluctuate daily, and are affected by situational variation. 25,29,30 They may or may not be compatible with medical norms and influence how new health information is processed and acted upon. At the most basic level, the individual's sense of self, who she is in relation to the world, develops through physical and psychological capacities and vulnerabilities (physical–mental health) in interaction with her social circumstances. The social circumstances obviously vary by the cultural and socioeconomic environment as well as by a host of commonplace and chance events that occur over the lifetime. These operate to shape an individual's perceived options and expectations, which in turn influence the moment-by-moment interpretation of stimuli and selection of self-regulating actions. The individual interprets stimuli and acts to maintain or enhance an acceptable or desirable status or avert or reduce a stimulus that is interpreted as unacceptable or undesirable. The individual considers his/her options and selects an action based upon his/her perception of viable options and past successes and failures under similar circumstances. 25,30,31

Conceptual framework.
An mHealth intervention may provide an efficient and acceptable way to reach women to promote self-care behavior. Drawing from this model, a central element of the potential efficacy of the mobile phone intervention is how the woman comprehends her illness in the context of her life circumstances (sociocultural milieu), experiences and perceptions of the potential benefits of technology-facilitated support from a HCP. While the process is highly nuanced and individualized, our findings indicate that several factors will be central to the acceptability and usefulness of an mHealth intervention to vulnerable women living with HIV. These include the individual's perceptions of its usefulness in the context of her knowledge of HIV and ART, financial circumstances, and sociocultural context (e.g., perceived stigma and quality of interpersonal relationships), priorities, and preferences.
Discussion
The present study examined the perspectives of HIV-positive women, their family members, and HCPs on the use of mobile phones as a mode to facilitate ART adherence and address the psychosocial issues of HIV-positive women. Most women and HCPs were enthusiastic about a mobile phone-based counseling intervention by nurses as it offered them an opportunity to receive personalized evidence-based information about services, and treatment on demand from a trained person. As nurses were likely to be women, HIV-positive women felt that it would be easier for them to discuss certain apparently gender-sensitive information and mental health issues that they would hesitate to ask in person. Some of the issues that were identified included the need to directly address many of the prevalent misconceptions regarding spread of HIV/AIDS, side-effects due to ART, fear of disclosure, stigma, mental health issues such as depression, and limited social and financial support for women.
The analysis identified the themes related to usefulness of technology and the various barriers and facilitators to adherence to treatment situated within and beyond the individual, and social (family and HCPs) factors to understand HIV+ women's acceptance of mHealth counseling intervention. Stigma emerged as a common theme that would have a bearing upon the achievement of the overall outcome engagement by enhancing self-care. This indicates the need to address co-occurring psychosocial issues, including stigma and discrimination as they affect illness and treatment perceptions and access to and engagement in treatment and self-care activities. Areas of risk and strengths can be identified, corresponding health information and support provided, and skills developed that are individualized to the patient's schema and situational context. In doing so, the content may be viewed as more meaningful and more readily integrated into the individual's cognitive schema and acted upon in problem-solving efforts to manage barriers and emotional responses that surround both the primary difficult experience of living with an illness condition in the context of the individual's situational challenges. Furthermore, the mobile phone contact provides a means of facilitating coordination of services, continuity of care, and patient monitoring.
Although the HCPs thought that HIV-positive women had good adherence, they were positive about the use of mobile phone counseling because most women faced many psychosocial issues which they thought needed to be addressed to ensure long-term adherence and continue treatment. Based on their personal experience, however, some HCPs cautioned against sharing of mobile numbers of nurses with patients as they thought it may lead to emotional drain associated with stress and burnout of the nurse counselors. This suggests the need to develop a consensus on this issue and possibly to develop preliminary guidelines to avoid both provider burnout and build patient self-care behavior and risk of overdependence on providers. 32,33
Some of the major implementation challenges identified by the patients and the key informants are, HIV-positive women's limited access to a personal phone, unfamiliarity with mobile phone usage, including making calls and text messaging, and low literacy levels. 34,35 Gender disparities in mobile ownership in many low middle-income countries are influenced by social norms, which reflect women's role, status and empowerment, in society, and consequently, their relationship with mobile technology. 36,37 Similarly, in our study population only 50% women had personal phones while others shared a phone. Therefore, many women indicated that they would be dependent on receiving calls subject to the phone's availability and there were concerns about privacy and the possibility of disclosure of their HIV status to other family members or within the community if the calls were not managed well. In view of the pervasive stigma associated with being HIV positive, gender-specific concerns regarding privacy need to be taken into consideration to improve participation of women who have shared phone access, to increase the reach of the mHealth interventions. Overall, women were receptive to the calls from nurses and due to very cheap mobile call tariffs, free local incoming calls, free portability of numbers and high penetration rate, lack of funds to recharge phones, and changing numbers and/or cell phone service providers did not emerge as a limiting factor. Our findings are similar to those from qualitative studies on mobile phone use and perception for adherence among HIV-positive patients in the United States and Peru. 38 –41
Barriers to the use of mobile phone-based counseling interventions could be more challenging among patients in resource-poor settings. However, there are many ways that could be employed to better protect patient privacy. For example, the ability of the patient to contact the nurse as per her convenience may help to ensure the uptake of the intervention and to maintain confidentiality. Mobile phone-based interventions among women may need to ensure access to a personal phone and ensure privacy and confidentiality when calls are made by interventionists. Also, it is equally important that during counseling nurses be nonjudgmental and know the rights of HIV-positive women, and understand the link between cultural practices and gender inequality that might prevent women in accessing healthcare. In short, the intervention framework needs to take into account the context of the local patient populations. 6,15,42 –44
This study demonstrates the value of using formative research to contextualize the intervention components according to the local sociocultural environment of HIV-positive women accessing care at a government ART center in a multicultural, poor, semiurban setting in South India. Important issues to be discussed with the women during the calls require a pragmatic approach that directly addresses the needs identified by participants, and strategies to improve treatment adherence and their uptake of mental healthcare and social services. Although most women were receptive to calls from providers, individual patient characteristics and the pattern of mobile phone usage may impede their participation in proposed interventions. 45
Our study has some limitations. First, an inherent limitation in most qualitative research studies is its lack of generalizability. 24,46 The participants were recruited from a single government-run ART center from South India. Considering India is a diverse country with different languages and culture, the applicability of the proposed intervention components to other parts of the country may be limited. However, our findings are likely transferrable to other settings with similar characteristics and contexts. Also, most of the psychosocial issues and use of mobile phones and phone apps in reaching HIV+ individuals in resource-rich countries identified in our study are similar to findings from studies conducted in other resource-limited settings. 18,40,41,47 –49 Another potential limitation is social desirability bias in that participants might have provided certain responses that they thought could be the desired responses by the interviewers. 50,51 However, the interviewers did emphasize confidentiality and also explicitly probed for any unfavorable or alternative perspectives from participants and provider key informants. Future research should continue to explore other factors and contexts to help us clearly characterize strategies that integrate counseling within a broader health promotion framework for HIV-positive women and men.
Many HIV-positive women own or have access to mobile phones and are willing to receive mobile phone-based counseling from HCPs. Possible advantages of phone-based counseling over traditional face-to-face counseling are the increased chance of discussing important mental health and sensitive issues with HCPs and mutually convenient and flexible timing to receive health counseling. Mobile phone-based counseling by nurses appears to be a promising and acceptable way to reach and engage women on ART with limited levels of literacy in resource-limited settings. Nevertheless, challenges that need to be addressed in such mobile phone-based counseling interventions include the risk of inadvertent disclosure of HIV status of the clients to others, and the initial discomfort of the participants in getting used to a technology-based health counseling. Future mobile phone-based health interventions need to take these concerns and preferences into account to increase the uptake of such interventions by the local population.
Footnotes
Acknowledgments
The authors thank the study participants for their contribution to the research, and staff at the ART center, especially Dr. Shanta Desai (Senior Medical Officer), Dr. Attiq Rehaman (Medical Officer), and Ms. Swapna Hulasogi (Counselor). The study was supported by the United States National Institutes of Health (R21MH100939), the Indian Council of Medical Research (HIV/INDOUS/152/9/2012-ECD-II), and the ITRA project, funded by DEITy, India [Ref. No. ITRA/15(57)/Mobile/HumanSense/01].
Author Disclosure Statement
None of the authors has commercial associations that might create a conflict of interest in connection with submitted articles.
