Abstract
We explored the potential energy surfaces for adenine synthesis by oligomerizations of HCN or HNC from CBS-QB3 calculations. The pathways have been obtained for the formation of the covalently bound HCN dimer, trimer, tetramer, and pentamer (adenine) by sequential additions of HCN or HNC. The activation energies of the individual oligomerization stages are a few hundred kilojoules per mole, which prevent efficient adenine synthesis in interstellar space or in the atmosphere of Titan. On the other hand, when the oligomerizations start from HCNH+, the activation energies of sequential HCN or HNC additions are significantly reduced. Kinetic analyses results suggest that adenine synthesis by proton-catalyzed oligomerizations cannot occur efficiently in interstellar space or in the atmosphere of Titan, even though some oligomerization stages can occur under the latter condition. Key Words: Prebiotic chemistry—Astrobiology—Chemical evolution—Titan—ISM chemistry. Astrobiology 13, 465–475.
1. Introduction
Several mechanisms for prebiotic adenine synthesis have been proposed. The pathway in Scheme 1 has been accepted for the formation of adenine from five HCN molecules. It was reported that the tetramer, diaminomaleonitrile (DAMN,

In this work, a complete theoretical mechanism of adenine synthesis (Scheme 1) from five HCN molecules in the gas phase is examined for the first time. The potential energy surfaces (PESs) for all stages in Scheme 1 were constructed from the complete basis set (CBS) QB3 (Montgomery et al., 1999) model calculations. As an alternative, a mechanism of adenine synthesis from five hydrogen isocyanide (HNC) molecules, instead of HCN, is examined because HNC is also observed in interstellar space (Wootten et al., 1978; Ohishi et al., 1992). As other alternatives, the proton-catalyzed pathway shown in Scheme 2 is examined together with the parallel pathway in which HNC is added sequentially instead of HCN. HCNH+ is also an interstellar gas (Ziurys and Turner, 1986; Ziurys et al., 1992) and can be produced from HCN or HNC in an acidic environment. The possibilities of adenine synthesis in interstellar space and in the atmosphere of Titan are discussed from kinetic analyses based on the obtained PESs.

2. Computational Methods
Molecular orbital calculations were performed with the Gaussian 09 suite of programs (Frisch et al., 2009). The geometries of the reactants, products, and intermediates were optimized at the B3LYP level of the density functional theory by using the 6-31G(d) basis. The TS geometries connecting the minima were examined and checked by calculating the intrinsic reaction coordinates at the same level. For better accuracy of the energies, CBS-QB3 model calculations (Montgomery et al., 1999) were performed, in which the geometries optimized at the B3LYP/6-31G(d) level were used for initial structures.
The Rice-Ramsperger-Kassel-Marcus (RRKM) (Marcus and Rice, 1951) and the quasi-equilibrium theory (Rosenstock et al., 1952) expression (Baer and Hase, 1996) was used to calculate the microcanonical rate constants for unimolecular reaction steps that were involved in selected reaction pathways:
In this equation, E is the reactant internal energy, E 0 is the activation energy of the reaction, N ‡ is the sum of the TS states, ρ is the density of the reactant states, σ is the reaction path degeneracy, and h is Planck's constant. N‡ and ρ were evaluated through a direct count of the states with the Beyer-Swinehart algorithm (Beyer and Swinehart, 1973). Each normal mode of vibration was treated as a harmonic oscillator. Because the geometries are optimized at the B3LYP/6-311G(2d,d,p) level in the CBS-QB3 method, the vibrational frequencies obtained at the same level were scaled down by a factor of 0.969 and were then used for the RRKM calculation. The scaling factor for the B3LYP/6-311G(2d,d,p) calculation has not been reported. Because the scaling factor reported for the B3LYP/6-311+G(2d,p) calculation is 0.9692, we used 0.969 for the B3LYP/6-311G(2d,d,p) calculation.
3. Results
The standard enthalpies and Gibbs energies of formation of selected species at 298 K, derived from CBS-QB3 calculations, are listed in Table 1 with the zero point corrected electronic energies at 0 K (see Supplementary Table S1 for all the optimized species; Supplementary Material is available at
By HCN oligomerization.
By HNC oligomerization.
3.1. Neutral uncatalyzed pathway
3.1.1. Stage I: formation of IAN (2 )
In our previous study (Yim and Choe, 2012), we found several pathways for the formation of

Potential energy diagram for the formation of
3.1.2. Stage II: formation of AMDN (3 )
We found pathways for the addition of HCN to

Potential energy diagram for the formation of
3.1.3. Stage III: formation of AICN (4 )
We found several pathways for this stage but will focus on the lowest-energy pathway. It includes nine steps after the formation of bimolecular complex

Potential energy diagram for the formation of
3.1.4. Stage IV: formation of adenine (1 )
Both the AICN tautomers,

Potential energy diagram for the formation of
When the reaction starts from
The overall activation energies of the pathways obtained for the four stages are summarized in Table 2 with the relative energies of the products. For all four stages, the rate-limiting steps are the HCN addition steps passing through four- or five-membered TSs with high energy demand.
3.1.5. By oligomerization of HNC
HNC is a potential candidate as a reactant in adenine synthesis because HNC is observed in meaningful quantities in interstellar space or in Titan's atmosphere despite HNC being less stable than HCN (see Table 1). The observed abundance ratios of HNC to HCN are generally high in cold, dark molecular clouds and in Titan's atmosphere. For example, the ratios are 1, 1.5, and 0.3 in TMC-1, L134N, and Titan, respectively (Ohishi et al., 1992; Moreno et al., 2011). Dissociative recombination of HCNH+ (Shiba et al., 1998; Talbi and Ellinger, 1998; Semaniak et al., 2001; Ngassam et al., 2005) and proton-assisted isomerization between HCN and HNC (Pichierri, 2002) have been proposed to explain the equal formation of the two isomers.
HNC may be used as a reactant instead of HCN at any stage in Scheme 1. We found an alternative pathway for adenine synthesis by oligomerization of five HNC molecules instead of five HCN molecules.
3.2. Proton-catalyzed pathway
There are several possible pathways with proton catalysis. We chose the pathway in Scheme 2. Initially, HCN reacts with HCNH+ to form protonated IAN (
3.2.1. Stage pI: formation of protonated IAN (p2 )
Figure 5 shows the lowest-energy pathway for the formation of

Potential energy diagram for the formation of
Alternatively, the covalent C–N bond may be formed between the HCNH+ and HCN moieties of
3.2.2. Stage pII: formation of protonated AMDN (p3 )
Isomerizations to several ion-molecule complexes (

Potential energy diagram for the formation of
3.2.3. Stage pIII: formation of protonated AICN (p4 )
We found several pathways for the formation of

Potential energy diagram for the formation of
3.2.4. Stage pIV: formation of protonated adenine (p1 )
Figure 8a shows the PES for the formation of

Potential energy diagrams (
As summarized in Table 2, the proton catalysis substantially lowers the overall activation energies of all the oligomerization stages. In particular, those of the dimerization and trimerization are greatly lowered. The first steps in all the examined stages are the formation of bimolecular or ion-molecule complexes by association of reactants. The fact that the binding energies of the latter complexes are much larger than the former is one of the reasons for lowering of reaction barriers. The other is easier formation of covalent bonds in the proton-catalyzed pathways. The HCN addition steps in stages I and II,
3.2.5. By oligomerization of HNC
As in the neutral reactions, HNC may be used as a reactant instead of HCN at each stage in Scheme 2. The pathway for the formation of
The next HNC addition stage, stage pIIHNC, to form
4. Discussion
4.1. Is adenine synthesis possible in interstellar space?
We examined whether each oligomerization stage can efficiently occur in interstellar clouds such as TMC-1. For efficient thermal oligomerization of HCN or HNC in interstellar space, at least two requirements should be fulfilled. The first is that the overall activation energy should be near zero. Note that endothermic association reactions do not meet this requirement. Consider a proton-catalyzed oligomerization stage where an ion-molecule complex,
Here, B is HCN or HNC; and k
a, k
d, and k
1 are the rate constants for the reactions
Then, the rate constant (k
f) would always be larger than the overall rate constant for Reaction 4 because the isomerization and dissociation steps in Reaction 4 decrease the overall reaction rate. When E
0=0 as in stages pIHNC, pII, and pIIHNC, a typical value of k
f for an ion-molecule reaction is 1×10−9 cm3 molecule−1 s−1 (Herbst, 2001). The bimolecular reaction becomes a pseudo first-order reaction for A+ when the number density of B, [B], is much larger than [A+]. The number density of HCN observed in TMC-1 is the same as that of HNC, which is 2×10−4 molecule cm−3 accepting [H2]=1×104 molecule cm−3 (Wootten et al., 1978; Ohishi et al., 1992). Then, the rate constant (k′) for the pseudo first-order reaction is k
f [HCN] or k
f [HNC]=2×10−13 s−1, and the half lifetime of A+,
The next requirement is that after the formation of
Secondly, the concentration of the final product P+ should be enough at equilibrium to undergo a further HCN (or HNC) addition. This is well satisfied when P+ is the most stable among its isomers in the reaction pathway. No pathway for stages pIHNC, pII, and pIIHNC meets this requirement. The most stable isomers in those pathways are
4.2. Is adenine synthesis possible in Titan?
The above analysis shows that the number density of HCN or HNC is an important factor in the oligomerization kinetics. HCN is observed in high quantities in the atmosphere of Titan (Yelle and Griffith, 2003; Kim et al., 2005; Adriani et al., 2011). HNC was detected very recently (Moreno et al., 2011) in the upper thermosphere (∼1000 km) of Titan with the relative abundance [HNC]/[HCN]≈0.3. It was suggested that HNC is formed at the ionosphere levels from dissociative recombination of HCNH+ and other heavier nitrile ions (Moreno et al., 2011). Interestingly, Hörst et al. (2012) and Pilling et al. (2009) reported successful adenine synthesis in analogues to Titan's atmosphere. At the altitude of 1000 km, the observed number density of HCN is ∼108 molecule cm−3 (Yelle and Griffith, 2003; Kim et al., 2005; Adriani et al., 2011), which is ∼5×1011 times larger than that in TMC-1, and the temperature is ∼160 K (Lellouch et al., 1990). It is predicted that the lifetime of A+ in such a condition is ∼5×1011 or ∼1.5×1011 times shorter than that in TMC-1 when B is HCN or HNC, respectively. Because the number density of the atmospheric constituents at the altitude of 1000 km is around 1010 molecule cm−3 (Friedson and Yung, 1984; Adriani et al., 2011), the collisional relaxation of
Stage pI has the lowest activation energy, 13 kJ mol−1, among the stages with activation energy. Assuming that stage pI occurs by one step as Reaction 5, k
f is estimated to be 5.7×10−14 cm3 molecule−1 s−1 when using the Arrhenius law. Then, the half lifetime of HCNH+ against the formation of
5. Conclusion
The complete mechanisms of adenine synthesis by oligomerizations of HCN or HNC are proposed for the first time by construction of the PESs with CBS-QB3 calculations. The sequential HCN or HNC addition stages require high energies, so any oligomerization stage cannot occur efficiently in interstellar space or in the atmosphere of Titan. When the dimerization starts from HCNH++HCN or HCNH++HNC, the barriers for the dimerization and for subsequent HCN or HNC addition stages are significantly reduced. Results of kinetic analyses show that no proton-catalyzed HCN or HNC oligomerization stage can occur efficiently in interstellar space, whereas the formation of the protonated HCN trimer,
Footnotes
Acknowledgments
This research was supported by Basic Science Research Program through the National Research Foundation of Korea (NRF) funded by the Ministry of Education, Science and Technology (2010-0008287). The authors thank Eun Ji Lee for assistance with computations.
Author Disclosure Statement
No competing financial interests exist.
Supplementary Material
Thermochemical data, geometric structures, and Cartesian coordinates of optimized species and potential energy diagrams are found in the Supplementary Material.
Abbreviations
AICN, 4-aminoimidazole-5-carbonitrile; AICN(a), 5-amino-1H-imidazole-4-carbonitrile; AICN(b), 4-amino-1H-imidazole-5-carbonitrile; AMDN, aminomalodinitrile; CBS, complete basis set; DAFN, diaminofumaronitrile; DAMN, diaminomaleonitrile; IAN, iminoacetonitrile; PES, potential energy surface; RRKM, Rice-Ramsperger-Kassel-Marcus; TS, transition state.
References
Supplementary Material
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