Abstract
Abstract
Exclusive breastfeeding is a public health priority. A strong body of evidence links maternity care practices, based on the Ten Steps to Successful Breastfeeding, to increased breastfeeding initiation, duration and exclusivity. Despite having written breastfeeding policies, New York (NY) hospitals vary widely in reported maternity care practices and in prevalence rates of breastfeeding, especially exclusive breastfeeding, during the birth hospitalization. To improve hospital maternity care practices, breastfeeding support, and the percentage of infants exclusively breastfeeding, the NY State Department of Health developed the Breastfeeding Quality Improvement in Hospitals (BQIH) Learning Collaborative. The BQIH Learning Collaborative was the first to use the Institute for Health Care Improvement's Breakthrough Series methodology to specifically focus on increasing hospital breastfeeding support. The evidence-based maternity care practices from the Ten Steps to Successful Breastfeeding provided the basis for the Change Package and Data Measurement Plan. The present article describes the development of the BQIH Learning Collaborative. The engagement of breastfeeding experts, partners, and stakeholders in refining the Learning Collaborative design and content, in defining the strategies and interventions (Change Package) that drive hospital systems change, and in developing the Data Measurement Plan to assess progress in meeting the Learning Collaborative goals and hospital aims is illustrated. The BQIH Learning Collaborative is a model program that was implemented in a group of NY hospitals with plans to spread to additional hospitals in NY and across the country.
Introduction
In 2004, the New York (NY) State Department of Health (NYSDOH) incorporated many of the Ten Steps to Successful Breastfeeding into the NY Hospital Codes, Rules and Regulations (10NYCRR§ 405.21).10–12 Despite state regulations, a 2007 survey of NY hospitals reported incomplete implementation of specific maternity care practices, with a range from 48% to 84%. 13 In 2008, the prevalence of exclusive breastfeeding during the birth hospitalization varied widely, from 2% to 98% of infants, across NY hospitals (Bureau of Biometrics, NYSDOH, unpublished electronic birth certificate data). In a survey of NY mothers, 37% reported that infant formula was given to their breastfed infant during the first 2 days of life, typically during the birth hospitalization. 14
To increase rates of exclusive breastfeeding during the birth hospitalization and beyond, the NYSDOH designed an 18-month Breastfeeding Quality Improvement in Hospitals (BQIH) Learning Collaborative. The present article describes the development of the Collaborative, including the structure, tools, and measures. It serves as a “blueprint” 15 for future Collaboratives in addressing improvement in breastfeeding metrics through institution of evidence-based maternity care practices in hospitals.
Materials and Methods
BQIH Learning Collaborative in NY State
The Institute for Healthcare Improvement's (IHI's) Breakthrough Series Learning Collaborative Model 16 was adapted for this project. The BQIH Collaborative was a short-term learning system that brought NY hospitals together to apply quality improvement tools and techniques to change care systems and close the gap between current and recommended hospital maternity care practices that impact breastfeeding. During the BQIH development phase, which began a year before implementation, the Collaborative structure, time frame, and documents were created or adapted. These included the Change Package (a set of recommended concepts for practice changes to be tested and implemented) and the Data Measurement Plan (a suite of key measures used to track improvements over time).
Components of the Collaborative included the Pre-work period, Learning Sessions, and Action Periods. During the Pre-work period, participating hospitals established quality improvement teams, which included the Director of Women's Services or Nurse Manager for Maternity Services, physician leads from both the Departments of Pediatrics and Obstetrics, the Lactation Consultant, and a senior hospital administrator. These teams assessed their baseline hospital maternity care practices and breastfeeding metrics (i.e., percentage of infants receiving any breastmilk, percentage receiving exclusively breastmilk, and percentage of breastfed infants being supplemented with formula). The Learning Sessions were periodic meetings for all Collaborative hospitals to learn skills needed to support and sustain improvement. Each Learning Session was followed by an Action Period. Content for the Pre-work period, Learning Sessions, and Action Periods was developed from evidence-based literature, quality improvement methodology, expert faculty recommendations, and the learning needs of the hospitals.
Identification of eligible NY hospitals
The BQIH Learning Collaborative was limited to NY hospitals that provided maternity care services (n=140). Hospitals located in NY City were excluded (n=40) because the NY City Department of Health and Mental Hygiene was conducting a separate, but complementary, initiative with NY City hospitals to improve breastfeeding metrics. To maximize potential impact and reach, hospitals with fewer than 400 births annually were excluded (n=25). The breastfeeding metrics of the remaining 75 NY hospitals (n=140−[40+25]) were evaluated. Hospitals were categorized as low-, high-, or medium-performing hospitals based on their breastfeeding metrics. 17 Twenty-three hospitals were categorized as low performing, and five were categorized as high performing. These 28 hospitals were invited to apply to participate; 17 applied, indicating they would attend all Learning Sessions, participate in monthly group and individual calls, and submit data monthly. 17 Each participating hospital was reimbursed up to $5,000 ($1,000 after each of the five Learning Sessions) to partially compensate for staff time and travel expenses.
Infrastructure and partnerships
The NYSDOH established a Project Leadership Team that included a project director, coordinator, and experts in breastfeeding medicine, quality improvement, systems change, and data analysis and evaluation. The NYSDOH partnered with the National Initiative for Children's Health Care Quality (NICHQ), leaders in quality improvement for infant and child health, to provide expert consultation on quality improvement and co-manage the Collaborative. In addition, the NY Breastfeeding Partnership Team, which included key stakeholders and organizations with expertise in breastfeeding medicine, public health, hospital systems, and quality improvement, was convened to review, refine, and guide the Collaborative design and content, monitor progress and results, and support the implementation and dissemination of recommended practices across all NY hospitals providing maternity care services.
Model for improvement
The Model for Improvement, developed by the Associates in Process Improvement, 18 was the method used to test and implement changes in hospital processes and systems. The model included two components: one was a series of questions to define the desired changes, and the second was a method for implementing the changes. The three specific questions were: (1) “What are we trying to accomplish?”; (2) “How will we know that a change is an improvement?”; and (3) “What changes can we make that will result in improvement?” The second component was the Plan-Do-Study-Act cycle, a method for conducting rapid, small-scale tests of change to implement the desired changes in the system. The following Collaborative documents were developed to address the three questions of the Model for Improvement.
Aim Statement
Evidence from the literature regarding methods and strategies for improving exclusive breastfeeding 3 was used in conjunction with expert recommendations12,19–21 to establish the overall aim of the project. The Aim Statement included time-sensitive parameters for achieving the expected results, numerical measures for goals, and the specific patient population to be affected.
Change Package
To identify key change concepts or maternity care practices shown to influence breastfeeding success, specifically, exclusive breastfeeding during the birth hospitalization, evidence reviews, expert recommendations, and the literature were evaluated.12,19–21 Change concepts mirrored the Ten Steps to Successful Breastfeeding and were informed by accepted standards of care.19,21,22 The literature suggested importance ranking and dose–response information for the change concepts.4,5,23 All potential strategies to implement the change concepts were reviewed for pertinence, achievability, and redundancy and were codified in the Change Package by Department staff, breastfeeding experts, and NICHQ. Developing the Change Package was an iterative process over 3–4 months, with a final review conducted by the NY Breastfeeding Partnership Team.
Data Measurement Plan
A suite of process and outcome measures were designed to measure the degree of implementation of the Ten Steps to Successful Breastfeeding as codified in the Change Package. These measures, developed by Department staff, breastfeeding experts, and NICHQ, were intended to reflect whether the changes hospitals make actually lead to improvement. 16 Specific measure definitions and goals were based on public health recommendations,8,24 if available and, if not, from the published literature or benchmarks defined in a national survey. 13 The Data Measurement Plan was reviewed by external experts and the NY Breastfeeding Partnership Team, for appropriateness, sensitivity to expected changes, clarity of definitions, and ease of data collection.
The Data Measurement Plan informed the development of data collection tools. A data abstraction tool was developed by Department staff to assist local data collection and reporting, recognizing that many hospitals did not have the capability of collecting this data electronically. The extranet, a secure, Web-based application hosted by IHI, was used for data submission and reporting by all hospitals.
Evaluation plan
Hospital team performance and satisfaction with the BQIH were assessed during Learning Sessions, Action Period calls, and monthly data submission. In addition, changes over time in maternity care practices, staff training, and breastfeeding metrics were included in the analysis plan.
Results
BQIH Learning Collaborative in NY State
Twelve hospitals were selected to participate: 10 low-performing hospitals (the target of the intervention) and two high-performing hospitals (to serve as “model” hospitals). 17 All 12 hospitals fully participated in all components of the study, submitted all data, and completed the study.
The IHI's Breakthrough Series methodology was modified to be responsive to NY's needs (i.e., focus on low-performing hospitals). Modifications included a longer time period (i.e., 18 months), additional, individual technical assistance, and the engagement of hospital leadership. The BQIH Collaborative included a Pre-work period, followed by five Learning Sessions, one every 4 months. The in-person Learning Sessions were each 8 hours, and the Virtual Learning Sessions were each 3 hours in length. Between each Learning Session, 1-hour Action Period Webinars were held each month; they included expert faculty and teams from all 12 hospitals. Individual, monthly technical assistance calls were also conducted by a quality improvement advisor with each hospital team to review progress toward project goals and to address hospital-specific opportunities and challenges.
The Pre-work period began with a kick-off Webinar that introduced the Pre-work package, which included a hospital practice assessment survey, the Change Package, the Data Measurement Plan, and directions for collecting and reporting baseline and monthly data. The five subsequent Learning Sessions contained core BQIH Collaborative didactic content and clinical presentations. The Collaborative time frame and curriculum content are listed in Table 1. The Action Period interactive Webinars were designed to review hospital aggregate data and to share achievements and barriers experienced during testing and implementation of hospital system changes. The specific changes chosen by teams to be tested during the Action Periods were selected from the change package in real time. This flexibility was crucial because individual assessments by participating teams determined the appropriateness as well as potential success of changes to be tested and/or implemented in their hospital system. Information gathered from the first group of hospitals to participate in the BQIH would assess whether the sequence of system changes impacted change in practices and/or breastfeeding metrics. Depending on the findings, subsequent BQIH Learning Collaboratives could be more prescriptive.
BQIH, Breastfeeding Quality Improvment in Hospitals; NYS, New York State; PDSA, Plan-Do-Study-Act.
Infrastructure and partnerships
The NYSDOH had identified outside expertise in breastfeeding medicine, which, combined with previous experience partnering with NICHQ advisors and staff to implement quality improvement Learning Collaboratives, allowed for quick initiation of early phases of the BQIH Collaborative.
The NYSDOH, in its leadership role as convener and facilitator, engaged strategic public and private partners to participate on the NY Breastfeeding Partnership Team. They met biannually and included representatives from professional medical societies, NY hospital associations, the NY Statewide Breastfeeding Coalition, the NY City Department of Health and Mental Hygiene, and NYSDOH, including the Office of Public Health (Divisions of Chronic Disease Prevention, Family Health, and Nutrition) and the Office of Health Systems Management. The NYSDOH also engaged individual hospital leadership, which was crucial to the initiation and success of this project. It was important to recognize that the Department's regulatory authority could potentially interfere with each hospital's transparency in participation and data reporting. Clearly defining the Department's nonregulatory role in health promotion and improvement enhanced the ability to engage and build trust with hospitals.
Model for improvement
Aim Statement
The aim of this Collaborative was to increase breastfeeding, especially exclusive breastfeeding, during the birth hospitalization, by improving hospital breastfeeding policies and maternity care practices to be consistent with NY hospital regulations and laws and with the Ten Steps to Successful Breastfeeding. Specific goals included (1) to increase the percentage of infants fed any breastmilk to 82%, (2) to increase the percentage of infants exclusively fed breastmilk to 62%, and (3) to decrease the percentage of breastfed infants who were fed formula to no more than 18%.
Change Package
The Change Package (Table 2) was designed to serve as a “menu” from which teams selected changes and supporting strategies to achieve the project aim. The change package listed 12 change concepts, based on the Ten Steps to Successful Breastfeeding. Each change concept was associated with a list of three to eight evidence-based strategies to achieve the desired system changes. All strategies supported achievement of the associated change, and participating hospitals could choose to test one or more strategies depending on identified needs and capabilities.
All change concepts based on The Ten Steps to Successful Breastfeeding. The number of the Step is in parentheses after each concept.
CLC, Certified Lactation Consultant; FAIB, Functional Assessment of the Infant at the Breast; IBCLC, International Board Certified Lactation Consultant; IBFAT, Infant Breastfeeding Assessment Tool; NYCDHMH, New York City Department of Health and Mental Hygiene; NYS, New York State; NYSDOH, New York State Department of Health; WIC, Special Supplemental Nutrition Program for Women, Infants and Children.
Data Measurement Plan
The Data Measurement Plan contained a total of 17 measures. For each measure, the plan provided the measure name, definition, numerator and denominator, data source (medical record or hospital log), and reporting frequency. The primary denominator for measures was the population of focus, or all healthy, live-born infants, excluding infants admitted to a neonatal intensive care unit and/or transferred in or out of the hospital. For some measures, the denominator was limited to breastfeeding infants or mothers, as appropriate. For the measure of initiation of breastfeeding, the denominator was stratified by birth method (vaginal or cesarean section). A sample of measures is shown in Table 3, demonstrating the link between the measures and the Ten Steps to Successful Breastfeeding. The complete Data Measurement Plan is available on the NYSDOH Web site. 32
Source: Protecting, Promoting and Supporting Breastfeeding: The Special Role of Maternity Services, a joint WHO/UNICEF statement published by the World Health Organization Ten Steps to Successful Breastfeeding. 12
NA, not applicable; NYS, New York State.
During implementation, hospital teams abstracted data each month for a random sample of healthy infants and posted the data to the secure extranet housed on the IHI Web site. Aggregate data, in the form of monthly run charts, were available to all teams and to BQIH Collaborative staff at NYSDOH and NICHQ.
Discussion
This article describes the development of the NY BQIH Learning Collaborative, the first state health department–sponsored Collaborative using the IHI methodology to have a primary focus on increasing exclusive breastfeeding during the birth hospitalization. Quality improvement was recommended more than 15 years ago, as a strategy to improve hospital maternity policies and practices related to increasing breastfeeding. 33 Recently, Bartick et al. 34 highlighted the role of statewide learning collaboratives led by state health departments as a primary strategy to achieve improvements in the quality of breastfeeding care. Although several other states have worked to increase adoption of the evidence-based maternity care practices with programs such as California Birth and Beyond, 35 Texas Ten Step, 36 and Colorado Can Do 5, 37 none of these involved the intensive model used by the NY BQIH Collaborative. In Vermont, a quality improvement collaborative in hospitals involved newborn preventive services including breastfeeding as a measure, but it was not the primary focus of the initiative. 38
Strengths of the BQIH Collaborative include that it was adapted from the IHI's Breakthrough Series Collaborative Model, 18 an evidence-based, quality improvement methodology that incorporated the fundamental principles of quality improvement and system redesign into a structured learning system.39–41 The BQIH Collaborative modified the IHI model to target lower performing hospitals by increasing the length of the collaborative and providing additional, individualized coaching.
Limitations of this Collaborative model include the resources required to develop and implement the BQIH; approximately $850,000 in grant funding, plus in-kind NYSDOH staff time, was committed to this project over 2 years. Now that the methodology and tools have been created, however, further implementation of the BQIH with subsequent cohorts would be expected to cost less. Nonetheless, sustainability always remains a concern. The existing infrastructure and networks resulting from this Collaborative, combined with NY's statutes and regulations requiring hospitals to support breastfeeding mothers and to publicly report hospital-specific breastfeeding performance metrics, may help sustain these efforts. 11 The recent public attention to the importance of breastfeeding and the benefits of Baby Friendly Hospitals may encourage hospitals to improve their breastfeeding support. In addition, the descriptions of the Collaborative methodology, time frame, curriculum content, engagement of expert partners and stakeholders, and the development of the BQIH Aim, Change Package, and Data Measurement Plan, are now available to other hospitals across NY and the nation. These tools can be adapted by individual hospitals, other states, and organizations and be further refined based on results of implementation.
Hospital maternity care practices impact breastfeeding initiation, exclusivity, and duration. The goal in NY is to make exclusive breastfeeding the norm by ensuring new mothers receive optimal breastfeeding support from prenatal, postpartum, and pediatric healthcare providers and staff. 11 The quality of breastfeeding support depends on the performance capability of healthcare systems. Policy alone does not achieve best practice. This Collaborative was designed to develop hospitals' capacities to improve their maternity care delivery systems to positively impact breastfeeding support.
The implementation of the BQIH has been described by Hisgen et al. 17 Evaluations of the impact of the BQIH on hospital policies, practices, and breastfeeding metrics are in process. Further studies are needed to determine the impact of the BQIH on breastfeeding exclusivity and duration after the hospital stay and to evaluate the costs and benefits. These findings will help guide subsequent quality improvement efforts in NY and other states.
Footnotes
Acknowledgments
Thank you to Cynthia R. Howard, MD, MPH, Associate Professor in the Department of Pediatrics at the University of Rochester School of Medicine and Dentistry and Pediatric Director of the Mother-Baby unit at Rochester General Hospital, Charles J. Homer, MD, MPH, President and CEO, and Patricia Heinrich, RN, MSN, Improvement Advisor, National Initiative for Children's Healthcare Quality, for their contributions to the development of the BQIH Learning Collaborative. This work was supported in part by the U.S. Department of Health and Human Services, Centers for Disease Control and Prevention, American Recovery and Reinvestment Act of 2009, Communities Putting Prevention to Work State Supplemental Funding for Healthy Communities, Tobacco Control, Diabetes Prevention and Control, and Behavioral Risk Factor Surveillance System DP09-901/3U58DP001963-01S2, Cooperative Agreement 5U58/DP001414-03 from the Centers for Disease Control and Prevention, and the New York State Department of Health.
Disclosure Statement
No competing financial interests exist.
