Abstract
Abstract
Wildlife conservation in developing countries such as India has historically entailed the displacement of forest-dwelling people, most of whom belong to marginalized social groups including indigenous people. Several reviews indicate that, in many cases, such displacement has caused impoverishment, social dislocation, and loss of livelihoods and cultural capital among the oustees. Poorly designed and implemented compensatory and resettlement schemes have greatly magnified the problems. However, during 2006–07, there have been far-reaching changes in national laws which created provisions for greater inclusion of and enhanced benefits to, oustees. We focus on these developments in India and address the issue of whether the policy changes have led to better design and implementation of displacement programs from wildlife areas during recent years. We find that in five of seven documented cases there was inadequate implementation of due process as required by law. Thus while the policy environment and legal compulsions for just resettlement has considerably improved, many of the required norms are still not followed, causing significant distress and impoverishment of oustees.
Introduction
Wildlife conservation and displacement
H
The issue of conservation-induced displacement provokes extreme reactions from conservationists due to widely varying perceptions both of its conservation need as well as its socio-economic impacts. 5 Many biologists testify to the need for relocation of people from protected areas, basing their views on the evidence of continual conflict between existence of wild species and resource demands of people.6,7,8 However, others have questioned the need for displacement and tend to oppose it on humanitarian and ethical grounds. Displacement to new locations without adequate safeguards has been demonstrated to cause adverse socio-economic impacts on oustees on account of loss of livelihoods, reduced access to natural resources, and socio-cultural dislocation.9,10,11 Further, the growing international debates on conservation point to the necessity of a consultative and democratic approach on issues of forest management which has been largely absent, or patchy at best.12,13,14
Early policies and process
Until 2006, there was only a skeletal policy framework for undertaking displacement and resettlement from protected areas in India. The Beneficiary-Oriented Tribal Development (BOTD) scheme, which was primarily an economic package, was used to resettle people (Table 1). At the time, resettlement was thought to be an improvement for many forest villagers who previously held no formal land rights, as two hectares was assured to every family. However, the BOTD scheme proved to be highly inadequate both in terms of compensation and in procedural safeguards to ensure equitable resettlement. It should be noted that there was no legal requirement to ensure effective rehabilitation 15 and minimal transparency or accountability, as even the National Rehabilitation Policy was in formative stages.
The lack of a participatory, democratic process in deciding on who, where, and how to relocate has been at the heart of debates on displacement. The absence of a proper consultative process or an independent monitoring requirement, made it easy to deploy coercive means to move people out and to carry out poor resettlement.16,17
Another set of issues related to problems of inadequate compensation and poor infrastructural development. The compensation package, based on the BOTD scheme, was a paltry sum of Rs. (rupees) 100,000 (approximately 2,000 USD at rates in 2003) per household which was intended to cover house construction, cash compensation, land development, and living facilities at the new site such as irrigation, drinking water, and roads (Table 1). As a result, most people were not fully compensated either for their tangible immovable assets (house, livestock) or for the ecosystem services on which they had been dependent in the forest area, such as fuelwood, fodder, and food which, in fact, could be substantial. 18 In fact, the lack of socio-economic or forest dependency studies in the pre-displacement scenario precluded inclusion of such services as a part of the compensation package.
Further, the quality of agricultural land provided was often so poor so that it took several years of working before it became productive, if at all. Basic necessities such as fuelwood, access roads, electricity, and irrigation facilities were either insufficiently developed or absent in the new locations. 19 Another crucial missing ingredient was the requirement for economic and facilitatory support for families during the period of their changeover of occupation 20 to a primarily agricultural way of life, given the time taken to develop secure livelihoods in new locations. 21
While poor resettlement was the norm, there were some exceptions, such as in Bhadra Tiger Reserve from where 457 families from 11 villages were moved during 2001–02. 22 Here the majority of resettled households obtained good quality agricultural land and much infrastructure was in place before they were moved. Such cases of improved resettlement have been ascribed to the higher levels of political awareness and better support networks 23 as well as personal initiative of individual forest officials and nongovernmental organizations (NGOs). Some of the initiatives taken by individual officers in this and other positive instances include: transfer of funds for house construction to villagers themselves and dovetailing of external governmental schemes with existing rehabilitation funds (personal observation).
New developments
The passage of the historic Scheduled Tribes and Other Traditional Forest Dwellers (Recognition of Forest Rights) Act 24 (FRA), in late 2006 marked a significant improvement in the policy environment for rehabilitation. Enacted into law as a result of the sustained campaign of tribal activists for many years, the importance of this law lay in its aim to improve the quality of life of marginalized forest-dwellers, particularly tribals. 25 This was planned to be done through conferring land rights to people unofficially settled in and cultivating forest land (including that inside protected areas) for a given number of years. The Forest Rights Act did recognize the need for inviolate areas from which people could be excluded for the cause of wildlife conservation. However, it treated relocation of forest-dwellers as the very last resort, and to be carried out only on the basis of scientific criteria and after possible coexistence options had been considered. In the event of relocation, the FRA required complete and just “settlement of rights” 26 before any people were moved.
The promulgation of the Forest Rights Act overlapped in time with significant amendments to the Wildlife Protection Act (1972; WLPA) in late 2006. These amendments also provided for the delineation of inviolate zones of forest land, termed Critical Wildlife Habitat (CWH), that were proposed to be put off bounds for human use, whether village settlements or development projects. The amendment was followed up with the promulgation of a revised Centrally Sponsored Scheme for Integrated Development of Wildlife Habitats (CSSIDWH) which had progressive provisions for improving the quality of resettlement. 27 Significant improvements were: the need for a wider consultative process and clear scientific criteria to decide on relocation, and free informed consent 28 of village councils before relocation. In the event of relocation, the overall value of the package was drastically increased from Rs. 1 lakh to Rs. 10 lakh. The breakdown of the Rs. 10 lakh package into components for actual cash compensation, compensation for existing agricultural land and community-level provisions is given in Table 2. It became mandatory to pay complete compensation for all assets including homesteads and agricultural lands as a part of the settlement of rights, even if the total value went beyond the Rs. 3.5 lakh portion of the Rs. 10 lakh package available to each household. In such an instance, the state government was required to pay the balance through its own funds. Further, a choice was to be given to people between availing of cash compensation of Rs. 10 lakhs (Option I) and a government-led resettlement costing the same (Option II; Table 2). 29 Importantly, external monitoring both by a district-level and a state-level monitoring committee 30 became mandatory, in either case.
Ministry of Environment and Forests, Government of India, May 26, 2011.
Better Deal?
It is to be expected that the dramatic and far-reaching changes in policy related to conservation-induced displacement would considerably improve the practice of relocation and resettlement during the post-Forest Rights Act era (2006) especially as important amendments were also made to the Wildlife Protection Act. The new policies on resettlement floated by the government have implications that are political, economic, social, and cultural. The rest of this article attempts to evaluate the quality of resettlement provided by state governments in wildlife areas, based on the improved package and policy that was put into force in 2006–2007.
As would be expected on a topic which remains complex and controversial, the quality of information on resettlements during the past six to seven years is sketchy. As of now we are not aware of any peer-reviewed/published case studies or reports on this issue since 2007. Government-sponsored reports are not freely available. As a result, our analysis depends on grey literature: seven case studies based on newspaper reports, news journals, and independent evaluations that we consider reliable. Our findings are discussed under the thematic areas that we consider to be critical, namely, the consent process, settlement of rights, provision of relocation options, entitlements, and governance. A summary of our findings is presented in Table 3.
Sayantera Bera. “Baigas in Exile,” Down To Earth, July 31, 2012. <
Equations. “Land Rights Violation at Achanakmar Wildlife Sanctuary, Chhatisgarh,” December 31, 2010. <
Aparna Pallavi. 2008. “Tadoba Tiger Reserve, An Unsafe Haven,” Down to Earth, May 15. <
Aparna Pallavi, May 15, 2008.
Aparna Pallavi. 2008. “Tigers in, People out,” Down to Earth, August 15. <
Aparna Pallavi, August 15, 2008.
Sreetama Gupta Bhaya and Ashish Kothari. “ In the Name of the Tiger,” Down to Earth, November 30, 2010. <
Ministry of Environment and Forests and Ministry of Tribal Affairs. 2010. “Field Visits to Simlipal Tiger Reserve and Ambadiha Resettlement Site, Orissa, Report and Recommendations.” <
Ministry of Environment and Forests and Ministry of Tribal Affairs. 2010.
Ajay Desai and Praveen Bhargav. 2010. “Report on the Progress of Village Relocation.” Technical Report, Wildlife First. <
Ajay Desai and Praveen Bhargav. 2010.
Resettlement and rehabilitation, R&R; tiger reserve, TR; critical wildlife habitat, CWH; household, HH.
Settlement of rights and scientific criteria
The FRA clearly laid out that till the rights recording process is complete, and scientific necessity of relocation is established, no relocation can take place. Administrations have ignored both provisions: “recognition and vesting of rights (as under the FRA)” and “evidence that local people are causing irreversible damage” (WLPA). However, such lack of due process has been recorded from most protected areas from where displacement has taken place post-2007, such as Sariska and Ranthambore in Rajasthan, Melghat and Tadoba-Andheri in Maharashtra, Simlipal in Orissa, and Udanti in Chattisgarh (Table 3).
At many sites people are not being told that they have the options of staying on with forest and development rights as part of their legal entitlements under the FRA. 31 In Similipal, Odisha, 47 families had filed claims under the FRA in 2008 when they were in their original settlement inside the core area of the national park. Yet, in 2010, 61 Kolho tribal households were relocated without settlement of these claims. A report of the National Tiger Conservation Authority Relocation Committee also states that rights were not identified and “effectively extinguished” prior to relocation 32 in Achanakmar and Panna. In Udanti in Chattisgarh, it was declared that “humans caused irreversible damage to the wildlife” without any analysis/evidence reported. 33
Provision of relocation options
As mentioned in the previous section, the integrated scheme introduces a second option (non-monetary package) constituting an in-kind equivalent amounting to Rs. 10 lakh (Table 2). However, it can be seen from the case studies that in some cases the administration had decided that Option I would be given, without asking people. This seems to have been done primarily to hasten the entire process.
Entitlements for rehabilitation
Entitlements for rehabilitation are central to the livelihood restoration process. The amount decided as compensation in itself is arbitrary and not equipped to ensure livelihood restoration, given that development needs and costs of various infrastructure vary widely from site to site.
Further, the resettlement package itself has been improperly interpreted at different sites, not taking this diversity into account. In most cases, diversity of livelihood needs, family size, initial income, and land holdings within a single site was unaccounted for and the generic standard package (monetary or non-monetary) was implemented/imposed on affected families. For example, in case of Mudumalai, based on resettlement norms, a person with five acres of land obtained a minimum compensation package of more than 11 lakhs while a landless person got a maximum of 6.76 lakhs only, that too after an external review pointed out the discrepancy.
Governance
The process of rehabilitation and resettlement should ideally be one involving careful planning and thoughtful engagement with local needs. In terms of infrastructure provision, Section 38 (V) 4 of WLPA 2006 states, “No resettlement shall take place until facilities and land allocation at the resettlement location is complete as per the promised package.” However, in all post-2007 cases till date, resettlement reportedly took place prior to provision of all facilities at the new site. Further, in case of delays in compensation payment, families were left to fend for themselves in temporary shelters. In Similipal, resettlement was undertaken without settlement of rights and without even permanent housing being provided. In Achanakmar, families were displaced in peak winter before all the facilities were provided. Several other case studies reflect this as a critical issue which continues to be ignored (Table 3). Further, there is little opportunity for raising grievances/concerns pertaining to the rehabilitation process since it is presented as a fait accompli to the oustees. 34
In most cases, including Melghat and Similipal, provision of livelihood security was ignored completely. However, in a few cases (such as Tadoba and Mudumalai), the administration attempted to ensure participatory engagement in the livelihood restoration process. In Tadoba-Andhari, 114 out of 218 families opted for government-led resettlement and took an active part in the rehabilitation process. In one instance, villagers objected to the bamboo and cement roof decided by the authorities and demanded roofs with teak poles and baked mud tiles. The design was subsequently modified in response to such objections. In addition, villagers would visit the new site almost every week to oversee the developmental activities. In Mudumalai, the affected families were consulted on the demarcation of housing and agricultural areas and the quality of the utilities/services provided. In response to requests from the oustees, the community was shifted together instead of a phased manner and hence fair allotment of land was also ensured (Table 3). The importance of the consultative process for satisfactory resettlement is amply seen in the above two sites.
The Ministry of Environment and Forests (2011) has suggested an institutional mechanism for undertaking monitoring and evaluation activities at site, district, state, and national levels. In Nagarhole and Mudumalai, state-level monitoring committees were formed (Table 3) and in Tadoba, a relocation monitoring committee was formed. In Similipal, a rehabilitation and periphery-development advisory committee was constituted. However, in other cases such committees have not been constituted. Thus there is a critical gap at the level of documentation and monitoring of the entire resettlement process.
Consent process
Both the FRA and WLPA emphasize the need for obtaining free prior informed consent both from the village councils (Gram Sabha) and individual families to the proposed resettlement and to the package obtained in writing. However, in most of the case studies (Table 3), the due process of obtaining consent was not followed. In some cases, the consent process was informally managed, while in other cases people were made to sign agreements without official disclosure of project-related information. In a few others, forced or induced displacement was witnessed such as through withdrawal of access to forest produce. For instance, in Melghat, villagers were forcefully made to sign consent notes. Further, in many cases like Sariska, Nagarhole, and Achanakmar, consent from individual families was obtained rather than through discussions with the entire Gram Sabha. 35
In the above section, several loopholes with resettlement efforts (such as inadequate and untimely compensation, failure to address non-monetary losses, etc.) have been highlighted. However central to most of these issues is the practice of consent, participation, and inclusion of the targeted heterogeneous community that faces displacement. The broader literature has emphasized the need for democratic practices in planning and decision making in national development.36,37 Yet, these concepts of participation are often indiscernible from the outside and require a deeper exploration that goes beyond the populist approaches which mainly grew out of an aversion to top-down development. 38 Hence, though participation and consent is critical to such decision making, the “process” of ensuring this requires further in-depth analysis.
Conclusion
Our summary indicates that while attempts have been made to make the process of resettlement more comprehensive, transparent, and participatory, the implementation of the required provisions have been far from complete. More careful field studies are required to study the extent of adherence to norms that have been laid out by the Indian government. The equity of the resettlement process used to create and authorize protected areas in India needs more attention by government and scholars as it also has direct implications for the success of wildlife conservation efforts.
Footnotes
Author Disclosure Statement
The authors have no conflicts of interest or financial ties to disclose.
1
Protected areas in India refer to legally established wildlife reserves with varying protection levels from controlled used sites (wildlife sanctuaries) to strictly inviolate areas (national parks). Tiger reserves are a new legal category and a single tiger reserve usually includes land under both sanctuary and national park status. Tiger reserves are focused on preserving the habitat for large predator species (especially tigers). The policy change in displacement proposed by the National Tiger Conservation Authority is applicable to all of the protected areas in India but have so far largely been implemented in national park portions of tiger reserves.
2
Antoine Lascorgeix and Ashish Kothari. 2009. “Displacement and Relocation of Protected Areas: A Synthesis and Analysis of Case Studies,” Economic & Political Weekly XLIV: 37–47.
3
Ghazala Shahabuddin. Conservation at the Crossroads: Science, Society and the Future of India's Wildlife. (Permanent Black, 2010).
4
It should be clarified that all of the displacements discussed in this article are from existing protected areas, some of which have been established several decades ago. However, there are still ongoing expansions of protected areas which are mainly add-ons to existing ones.
5
Mahesh Rangarajan and Ghazala Shahabuddin. 2006. “Displacement and Relocation from Protected Areas: Towards a Biological and Historical Synthesis,” Conservation & Society 4: 359–378.
6
K. Ullas Karanth. 2001. “The Brutal Encounter: Man and Tiger.” In Valmik Thapar (ed). Saving Wild Tigers 1990–2000. (Permanent Black).
7
A.J.T. Johnsingh. 2005. “Lessons from Uttaranchal,” Frontline (July 15): 65–71.
8
K. Vasudevan, B.S. Adhikari, B. Pandav, K. Sivakumar, and V.P. Uniyal. 2009. “Monitoring the Changes in Biological Diversity after Relocation of Gujjars in Rajaji-Corbett Conservation Area,” Technical Report. Wildlife Institute of India, Dehradun, India.
9
Asmita Kabra. 2003. “Displacement and Rehabilitation of an Adivasi Settlement, Case of Kuno Wildlife Sanctuary, Madhya Pradesh,” Economic & Political Weekly XXXVIII: 3073–3087.
10
K. Choudhary. 2000. “Development Dilemma: Resettlement of Gir Maldharis,” Economic & Political Weekly XXXV: 2662–2668.
11
Arpan Sharma and Asmita Kabra. 2007. “Displacement as a Conservation Tool: Lessons from Kuno Wildlife Sanctuary, Madhya Pradesh.” In Ghazala Shahabuddin and Mahesh Rangarajan (eds). Making Conservation Work: Securing Biodiversity in This New Century. (Permanent Black).
12
W.M. Adams and D. Hulme. 2001. “If Community Conservation is the Answer in Africa, What is the Question?,” Oryx 35(3): 193–200.
13
Bray et al. 2008. “Tropical Deforestation, Community Forest and Protected Area in the Maya Forest,” Ecology & Society 13(2): 56.
14
Fikret Berkes. 2004. “Rethinking Community-based Conservation,” Conservation Biology 18(3): 621–630.
15
In The Economics of Involuntary Resettlement (1999), Cernea points out that “Rehabilitation…refers to the fate of the displaced people after relocation and to the reconstruction of their patterns of socio-economic organization. In India, a country tested by much population displacement…two distinct concepts are used for the two post-displacement phases of this process: resettlement and rehabilitation (R&R). The Indian legal and sociological literatures uniformly emphasize that ‘rehabilitation’ does not occur automatically after relocation and that indeed, resettlement may occur without rehabilitation.” In a similar way, this article also emphasizes “rehabilitation” as a process of restoring similar livelihood patterns alike with the pre-resettlement period or even achieving a comparable livelihood standard.
16
Shahabuddin and Shah. 2003. “Relocation of People from Wildlife Areas: Socio-economic and Ecological Issues,” Economic & Political Weekly XXXVIII: 4945–4946.
17
Antoine Lascorgeix and Ashish Kothari. 2009.
18
Mehra, D. et al. 2004. Impact of Relocation on Forest-Dependent Communities: A Case of Protected Area of Vidarbha Region in Maharashtra State, India. SHODH, Nagpur, Working Paper 5-04.
19
Arpan Sharma and Asmita Kabra. 2007.
20
Most of the tribal communities (especially those categorized as vulnerable tribal groups, earlier known as primitive tribal groups, have been primarily forest dependent with their main occupation being subsistence and commercial collection of major and minor forest produce, etc. Agriculture only featured as a peripheral activity, if at all. This holds true for Sahariyas in Madhya Pradesh, Baigas in Chattisgarh, Kolhos in Odisha, among others. With resettlement, they have to attune themselves to an entirely new form of occupation and lifestyle centering on settled agriculture.
21
Ghazala Shahabuddin and Amita Shah. 2003.
22
Krithi Karanth. 2005. “Bhadra Wildlife Sanctuary: Addressing Relocation and Livelihood Concerns,” Economic & Political Weekly XL: 4809–4811.
23
Asmita Kabra. 2009. “Conservation-induced Displacement: A Case Study of Two Protected Areas,” Conservation & Society 7: 249–267.
24
Hereafter referred to as Forest Rights Act (FRA).
25
In this article, “tribal group” is used generally as term to indicate those who are largely dependent on forests for their livelihood. According to the official website of the Ministry of Tribal Affairs, Government of India, “primitive tribal groups” are defined as follows: “Among the notified tribes, a group is still at most primitive stage. They continue to live in isolated areas and practice either primitive agriculture or no agricultural practice and most of them are still in food gathering stage with almost stagnating population. Such groups (75 Nos.) are named as Primitive Tribal Groups (PTGs). They are spread over 15 States/UTs [union territories].” PTG, however, would only form a subset of the groups affected by displacement from protected areas.
26
Settlement of rights refers to the administrative process of identifying historic rights of forest-dwellers and compensating them appropriately through a combination of land-based, controlled forest access and cash compensation. This process has not been completed for the majority of protected areas in India, despite being mandatory under the Wildlife Protection Act (1972; WLPA).
27
Ministry of Environment and Forests, Government of India. 2011. “Draft Protocol Guidelines for Voluntary Village Relocation in Notified Core/Critical Tiger Habitats of Tiger Reserves.” May 26.
28
The policy does not have a clear stance on veto power of the local community. The understanding of “consent” is kept vague and open-ended. The clause in the guidelines of the Centrally Sponsored Scheme for Integrated Development of Wildlife Habitats (CSSIDWH) specifies, “Free informed consent of the Gram Sabha and affected villagers must be taken in writing regarding the proposed resettlement package/option.” There are no further details regarding this and the policy does not seem to consider a situation where majority of the villagers do not provide consent to a proposed resettlement.
29
Ibid.
30
The National Tiger Conservation Authority (NTCA) vide Official Memorandum F.No1563/2008-NTCA dated 23rd April, 2010 constituted four monitoring committees to monitor the progress of village relocation in eight states. The NTCA has appointed two experts for one monitoring committee, i.e., to oversee two states. The role of the monitoring committee includes: a) actual progress on field implementation /relocation of families' vis-à-vis the WLPA 1972 and the guidelines issued in this regard from the NTCA; b) shortfalls/complaints from the relocated people, if any; and c) suggestions for improvement. There is only one progress report available in the public domain, that for Mudumalai and Nagarhole. Based on the limited information, it is difficult to ascertain whether there is a direct correlation between monitoring and better performance.
31
Antoine Lascorgeix and Ashish Kothari. 2009.
32
Future of Conservation Network. 2012. Summary Report of the National Consultation on Forest Rights Act and Protected Areas. August 12–13, 2012.
33
Bhaya, S. G. and A. Kothari. 2010. “In the Name of the Tiger,” Down to Earth (2010).
34
Regarding grievances/complaints, as per the policy, the Village Relocation Plan/Proposal needs to have a description of the grievance redressal system and the field director of the concerned protected area is supposed to establish a grievance redressal system that should be disclosed to the affected groups through Gram Sabha (Village Council) meetings. Beyond this, there is no description of the “process” aspect in the guidelines. No further details have been provided pertaining to the reporting procedure, responsibility to hear grievances, process of making an appeal, or tracking accountability and progress on grievances that are received.
35
Future of Conservation Network. 2012.
36
Estrella, M. and Gaventa, J. “Who Counts Reality? Participatory Monitoring and Evaluation: A Literature Review,” IDS Working Paper 70.
37
Gaventa, J. 2004. “Representation, Community Leadership and Participation: Citizen Involvement in Neighborhood Renewal and Local Governance,” Institute of Development Studies.
38
Cooke, B. and Kothari, U. (eds). Participation: The New Tyranny? (Zed Books, 2001).
