Abstract
A “plausible worst-case scenario” of a gradually increasing level of multidrug-resistant bacteria (carbapenem-resistant E. coli) in the human population was developed and used to study how Swedish authorities would manage this situation and to identify preventive measures that could be taken. Key findings include: (1) a scenario in which 5% of the population in southern Sweden become carriers of carbapenem-resistant E. coli is possible or even likely in 10 to 15 years; (2) it is not clear when and how the increase of E. coli resistant to carbapenems as in the scenario would be detected in the general human population; (3) identified negative consequences of the scenario on society were primarily due to increased demands on the healthcare system and potential consequences for food-producing animals, food safety, and environmental health; and (4) a number of preventive and mitigation measures were suggested, including initiating long-term screening programs for public and animal health as well as for food and water production to monitor increasing levels of carbapenem resistance. Strategies and plans to prevent and handle future increasing prevalence of multidrug-resistant bacteria need to be developed.
A “plausible worst-case scenario” of a gradually increasing level of multidrug-resistant bacteria (carbapenem-resistant E. coli) in the human population was developed and used to study how Swedish authorities would manage this situation and to identify preventive measures that could be taken. Key findings include: (1) a scenario in which 5% of the population in southern Sweden become carriers of carbapenem-resistant E. coli is possible or even likely in 10 to 15 years; (2) it is not clear when and how the increase of E. coli resistant to carbapenems would be detected in the general human population; (3) identified negative consequences of the scenario on society included increased demands on the healthcare system and potential consequences for food-producing animals, food safety, and environmental health; and (4) a number of preventive and mitigation measures were suggested, including initiating long-term screening programs for public and animal health as well as for food and water production to monitor increasing levels of carbapenem resistance.
I
A particularly troublesome type of multidrug resistance is carbapenem resistance, because carbapenems are considered the last line of therapy for infections caused by multidrug-resistant Gram-negative bacteria in humans. 7 The prevalence of carbapenemase-producing Enterobacteriaceae (CPE) in Europe varies from a high in southern Europe to lower in the Nordic countries, and the types of CPE vary among countries.8-11 The results of a European survey show that CPE are continuously spreading in European hospitals and that the epidemiologic situation for CPE has deteriorated since 2010. 12 The European Centre of Disease Prevention and Control (ECDC) has reported that the overall situation of antimicrobial resistance in Europe is worsening, and particularly the increased prevalence of bacteria that are resistant to carbapenems. 13 CPEs are already endemic in many countries. 11
Sweden has been fairly successful in fighting multidrug-resistant bacteria over several decades. In 1986 it was the first country in the world to ban the use of antibiotics for promoting faster growth in livestock (a similar ban was introduced in the EU in 2006). Political support for and commitment to the work to prevent antibiotic resistance has been strong in Swedish society, and a wide range of stakeholders have been engaged. For example, the Swedish Strategic Program Against Antibiotic Resistance (Strama) was formed in the mid-1990s with local groups in every county and now encompasses both human and veterinary medicine. A government strategy for coordinated work toward the containment of antibiotic resistance and healthcare-related diseases was presented in 2006. As an extension of the strategy, a national cross-sector coordinating mechanism was established in 2012 involving cooperation among 20 authorities active in public health, animal health, food safety, and the environment. 14 All government agencies in Sweden are required to prepare annual risk and vulnerability analyses for their area of responsibility, and several Swedish agencies have addressed antibiotic resistance in these reports.15-17 Finally, it can be noted that the Swedish government hosted a high-level meeting with 30 nations in Stockholm in December 2014 to promote a Global Anti-Microbial Resistance Collaborative Platform for surveillance of and tracing the spread of multidrug-resistant bacteria. 18
The changing situation with increasing levels of multidrug-resistant bacteria creates a need to try to anticipate and prepare for future developments. For this reason “foresights” (or “future studies”) have been carried out that cover risks with multidrug-resistant bacteria, for example, in Canada, 19 the Netherlands, 20 and the United Kingdom.21,22 Also, in Sweden, multidrug-resistant bacteria have previously been identified as a major future threat in foresight studies.23,24
The study that we describe here 25 was conducted on behalf of the Swedish Civil Contingencies Agency (MSB) and the Ministry of Defence to provide an input into the annual Swedish National Risk and Capability Assessment, in which risks of national importance are assessed in order to strengthen preparedness and crisis management in Sweden. 26 It was in this context that a “plausible worst-case scenario” of increasing prevalence of multidrug-resistant bacteria was developed and used as a tool for assessing societal consequences and authorities' preparedness to handle such an event and for discussing preventive measures.
Methods
Design of the Study
The objective of the study was to create and analyze a challenging, relevant, and plausible worst-case scenario of increasing prevalence of multidrug-resistant bacteria. Scenarios are typically used to inform, to raise awareness, and to broaden and improve decision making by anticipating key factors that could influence future developments, thus incorporating perspectives on future developments into current activities and strategies. 27 Plausible scenarios should have a reasonable probability of occurring, as opposed to possible scenarios (which might consider any imaginable scenario, regardless of likelihood) or probable scenarios (which might be more heavily based on extrapolations of the present situation). 28 A plausible worst-case scenario should, therefore, in this article, not be interpreted as the worst imaginable scenario but rather a scenario that serves as a challenging and useful tool for the task at hand.
The requirement was that the scenario should be useful on both the national and regional levels and for different actors in society and that it should be compatible with the National Risk and Capability Assessment framework. 29 The scenario was therefore designed as a cross-sector challenge for the society on a national level. The scenario was devised to depict a situation in which a substantial part of the population was affected by multidrug-resistant bacteria in their everyday life. Finally, the scenario was to include an unexpected and gradual rise in prevalence of multidrug-resistant bacteria, on the basis of the hypothesis that it would create particular challenges.
In order to create the scenario, initial literature studies of the occurrence and spread of multidrug-resistant bacteria were carried out and followed up with interviews with experts on antibiotic resistance in relevant fields. 30 Relevant aspects of the scenario design were then structured using an established scenario methodology in foresight studies (morphological analysis) and used to construct a scenario narrative. 31 The scenario narrative was sent out to and commented on by a majority of the interviewees, and further scenario-specific discussions were undertaken with the Public Health Agency of Sweden, the National Veterinary Institute, the Swedish Board of Agriculture, the National Food Agency, and the network ReAct. In contrast to most other scenarios used in the Swedish National Risk and Capability Assessment, the present scenario is characterized by a slowly increasing trend over several years, covering a wide geographical area, and resulting in an irreversible situation. A particularly important element in the construction of the scenario was to choose a plausible and relevant type of multidrug resistance and bacteria for the scenario.
The bacteria and multidrug resistance of choice should be characterized by a slow, gradual increase in the occurrence in humans, animals, the food chain, and the environment and should affect more than one sector of the society. Hence, the bacteria that showed near total resistance to antibiotics should affect humans, animals, and the environment so that the situation would have to be handled with a One Health approach.32-34 Other characteristics to be captured in the scenario were the mode of transmission of the bacteria, which would allow it to spread across sectors and remain undetected in humans and animals during a relatively long period.
The general type of resistance suitable for creating a plausible worst-case scenario was narrowed down to carbapenemase-producing Enterobacteriaceae, as both literature and interviewed experts pointed to CPE as an urgent threat internationally and for Sweden.8,12,13,35-37 CPE also often displays multidrug-resistant phenotypes (resistance to most β-lactam antibiotics and often co-resistance to many others—eg, to fluoroquinolones, aminoglycosides, and trimethoprim), further limiting the therapeutic options and resulting in increased morbidity and mortality. 38
Today, the most commonly reported type of multidrug resistance in Sweden is ESBL (extended-spectrum β-lactamases)-producing Enterobacteriaceae (8,131 cases in 2013).39-40 ESBL-producing bacteria lead to prolonged hospital stays, increased healthcare costs, and increased morbidity and mortality, even for less serious infections.41-43 Some people can carry ESBL-producing bacteria from months to a year, and it is difficult to predict who is at the greatest risk.44-46 Foreign travel to areas where ESBL-producing intestinal bacteria are common increase the risk of becoming a carrier. 47 In a study of carriers conducted among the healthy population in Sweden, the incidence of ESBL-producing E. coli was 5% (in some other countries this can exceed 60% of the population).39,48,49
The bacterium of choice was E. coli because it has the advantage of being common globally in the intestines of humans and animals. To simplify the analysis, no other bacterium was included in the scenario, nor were different levels or mechanisms of resistance or virulence included as this was considered too detailed for the scenario analysis, which was to focus on societal challenges and consequences. In Sweden, CPE are generally referred to as ESBLCARBA-producing Enterobacteriaceae. 50
Note was also taken of current surveillance programs for CP E. coli and multidrug-resistant bacteria in Sweden. There is no regular monitoring of CP E. coli in healthy humans or food-producing animals, although the EU now requires that samples for CPE be taken every 2 years at random from some food-producing animals, including chickens.
The increased prevalence of CPE has significant therapeutic implications: complicated therapy and limited treatment options, predisposing infected patients to higher mortality and longer length of hospital stay, increasing costs for treatment, and serious consequences for health care.43,44,51
The first confirmed case of CPE in Sweden was observed in 2005. Since then there have been outbreaks of multidrug-resistant bacteria in hospitals and in other healthcare facilities, but fortunately these have so far been rare. 52 Despite the strict antibiotic policy in Sweden and decreasing antibiotic consumption, CPE is still increasing slowly in samples from both outpatients and hospitals. A total of 95 cases with CPE were reported in Sweden from 2007 to 2013, with 21 new cases in 2012 and 38 new cases in 2013. 35
In summary, the basis of the scenario was the choice of CP E. coli, which was justified because it could potentially cause major cross-sector challenges for public and animal health on national, regional, and local levels. Further details of the scientific basis for the choice of CP E. coli and other elements in the scenario are described below, followed by the scenario narrative itself.
After the development and validation of the scenario with experts, the scenario was used as a basis for a workshop with a wider set of invited experts.
30
The workshop was designed to answer the following questions:
1. Could 5% of the population in southern Sweden become carriers of CP E. coli in 1 year? 2. How would the events in the scenario be detected and handled by Swedish authorities? 3. What would the consequences be of the scenario on society? 4. What measures should be taken to prevent or manage the situation in the scenario?
Detailed notes were taken at the workshop and then processed into a report that was sent out to all participants for review. 25 The key findings from the workshop are presented below.
Scientific Basis for Elements in the Scenario
The situation depicted in the scenario is based mainly on real events with bacteria with ESBL,52,53 but made worse by choosing carbapenemase-producing E. coli as a particularly challenging multidrug-resistant bacteria. In order to develop the scenario, it was essential to assess the present knowledge concerning how antibiotic resistance is spread between humans, animals, the food chain, and environments, as this aspect is central to the discussion of how realistic or plausible the scenario will be.
Animals may act as reservoirs of resistant bacteria, and transmission of CPE strains and/or multidrug resistance genes to humans through the food production chain is considered likely.54-59 Examples of transmission of an E. coli multidrug resistance plasmid between chickens and from chickens to people in contact with the animals has been documented.60-62 In Sweden CP E. coli or CPE has not been found in farmed animals, 39 but in other European countries some studies have reported the occurrence of CPE in food-producing animals.63-65 ESBL-producing Enterobacteriaceae have been detected in cattle, chickens, pigs, raw milk, and lettuce.61,63,66,67 The transmission of multidrug resistance from soil to clinic or vice versa is a real possibility. 68
There is already a high and increasing occurrence of ESBL-producing E. coli with resistance to broad-spectrum cephalosporins in Swedish and European broiler populations, which is of concern.69,70 Furthermore, transmission of ESBL-producing E. coli to humans through the food chain is considered likely if strains spread more widely in food-producing animals. 71
E. coli–producing ESBL has been frequently found on Swedish chicken meat, regardless of origin, but has also occurred to a lesser extent on imported pork, beef, vegetables, and farmed fish foodstuffs. 39 In a Swedish study, it was found that there were 3 separate populations of ESBL-producing E. coli in Sweden: (1) food and food-producing animals, (2) imported food, and (3) humans and the environment. This means that people and their activities are important sources of the ESBL-producing bacteria found in sewage and the environment.39,61,71,72 Samples of ESBL-producing E. coli have been reported in water samples from rivers and lakes in Sweden. 73
There are examples of exchange of antibiotic resistance genes between environmental bacteria and clinical pathogens, although the frequencies of transmission are not clear.69,74-77 Bacterial communities from water environments, including hospital and wastewater sewage, have been reported to contribute to the dissemination of carbapenemase-encoding genes of clinical relevance.78-81 Analysis of bacteria isolated from sewage can provide useful information on how antibiotic resistance is developing for a specific area from a community or a hospital. 82 Contamination of vegetables, other crops, or soil using polluted irrigation water is a poorly documented route of spread of multidrug resistance that needs further examination.5,83
Summary of Scenario Narrative
The scenario narrative presented at the workshop is provided in a shortened version here. For the complete scenario with all details, see the scenario report. 25
The scenario involves CP E. coli (ESBLCARBA) prevalence that increases rapidly to 5% in the normal human population over 5 years in southern Sweden. The region affected has chicken producers, feed manufacturers, dairy producers, and rearing of beef calves and beef cattle. A major chicken production plant and chicken feed manufacturer in a flood-affected area becomes contaminated. The chickens do not become ill but are carriers; thus, the contamination is not detected, but it remains on the chicken carcasses and reaches consumers when the chicken meat is distributed in stores. There is no regular sampling for E. coli in the feed supplied to these kinds of plants. Barbecued chicken and beef burgers are the summer trend. When the EU investigates the occurrence of CP E. coli in chickens, which is done every second year, they find, after a year, a high incidence at the chicken production plant.
The summer was very warm, and the area is often affected by flooding because of extremely heavy rainfalls. Local sewage treatment plants cannot cope with excess polluted water, which has to be released untreated into lakes and overflows onto unused land as well as farmland pastures where cattle are released. There are also cases of CP E. coli in clinical samples from animals. The water used for irrigation contaminates huge fields of vegetables and strawberries. Two years after the hot summer, a study of water samples shows that almost 6% of E. coli downstream from a sewage treatment plant was CP E. coli. The resulting contamination is not severe enough to cause illness among consumers, so it is not detected. Taken together, this increases the spread and prevalence of multidrug-resistant bacteria, including CP E. coli in humans and food-producing animals and as a contaminant in food and in the environment.
People continue to travel on holiday to areas for sun and warmth, where they risk becoming carriers of CP E. coli. During this period, the proportion of surgery abroad increases, and food and animal feed imports increase from regions with high prevalence of CP E. coli. In the public health sector, there are several outbreaks with CP E. coli affecting hospitals and several other healthcare facilities in the region. No regional health authority sees the overall pattern that is developing. Preliminary data of a screening study showed that 5% of the population in southern Sweden are carriers of CP E. coli.
Results
In general, we found that the scenario worked very well in that it established a common ground for discussions at the workshop among a wide range of authorities with different responsibilities related to carbapenem resistance in various sectors of Swedish society. Some of the most interesting findings are presented below.
All respondents who answered an evaluation form agreed that the workshop fulfilled its purpose. Most respondents thought that the consequences of the scenario were identified and felt that the scenario was useful for them.
Key Findings
The key findings, structured from the 4 workshop questions, are as follows:
The participants thought that the scenario was something out of the ordinary and challenging but not unexpected, at least in the long term. They estimated that a situation in which 5% of the population in southern Sweden becomes carriers of CP E. coli was unlikely within the next 5 years, but possible or even likely in 10 to 15 years. In contrast to the scenario narrative, the participants thought that the main cause of this development would be because of travel and the inflow of other global activities, rather than from outbreaks and spread of resistant bacteria within Sweden.
It is difficult for authorities within each sector to create an overall picture and to follow the development of increasing levels of carbapenem resistance. The spread of CP E. coli would be detected in humans and animals when samples are taken, but it was not clear if, or when, the trend of increasing prevalence of CP E. coli would be noticed in the population. Coordination between many authorities would therefore be important in a situation like the one in the scenario and information would have to be retrieved early and disseminated to those who would handle the situation. In humans, responsible authorities may only detect a tip of the iceberg by monitoring clinical samples (eg, samples from clinical cases and cases from contact tracing and sampling upon suspicion of carriage).
The healthcare sector would be challenged in handling the situation, as its capacity could be insufficient to meet the demand in accordance with best practice procedures today. The key to success in preventing the establishment of CP E. coli is limiting the use of antibiotics, early detection through good diagnostic practices, and containment of spread through patient and contact screening as well as infection prevention and control measures.
In animal husbandry, the situation would be handled, but it was not clear if all animals that were carriers were to be put down because they could be asymptomatic carriers. To what extent this would prove to be an option would depend on the type of food-producing animal and the percentage of multidrug resistance carriers and decisions taken on economic compensation for producers. There were no plans or routines at the time of the workshop to handle such a situation. As for the environment, detection would occur only if specific studies were performed, and the way this was to be handled was not clear.
The primary negative consequences of the scenario on society are attributable to increased demands on the healthcare system. The healthcare system will have to find different ways of handling and treating patients when a high percentage might be carriers of CP E. coli. For example, hospitals will be required to have more single rooms for patients, prepare for longer stays and more complicated treatments, and implement more strict hygiene routines and infection control measures. People will become sick or die from diseases previously not considered serious, which will increase the burden on the healthcare system and the health insurance system. The participants stated that the cost for human healthcare will likely increase greatly due to the rising levels of carbapenem resistance. Any real or perceived reduced capability in healthcare services may diminish peoples' trust in authorities.
Other potential negative effects are related to animal health, food safety, and releases of multidrug-resistant bacteria into the environment. Participants suggested that consumers might demand active measures or the food-producing industry will be negatively affected. This could affect international trade in animals and food products, if national restrictions are imposed, depending on decisions taken on how to prevent CPE transfers to Sweden. The presence and continued release of CP E. coli or CPE from sewage treatment plants or from hospitals and farms into surface waters was acknowledged as a problem, but present knowledge was lacking among workshop participants on how resistance genes are further spread in the environment and how this might in the long term affect human health or society as a whole.
The problem of timely detection of increased levels of CP E. coli as in the scenario suggests a need for long-term CPE screening programs for human and animal healthcare systems as well as for food and water production. Better plans should be developed to handle the trend of increasing levels of CPE in humans, animals, feeds, and food products and in the environment. Hygienic and cleaning routines have to be improved and enforced for healthcare facilities and many other facilities such as nursing homes for the elderly and kindergartens and daycare centers.
Increasing levels of multidrug-resistant bacteria including CPE is a global problem, and participants suggested that we need a systems approach that would look more toward the future rather than just focusing on the present situation. Economic assessments of increasing levels of multidrug-resistant bacteria were seen as necessary to draw attention to the problems (analogous to the Stern Review on the Economics of Climate Change 84 ).
Improved methods for water purification for wastewater treatment systems were suggested, as well as regularly taking samples from surface waters and the outflow from sewage treatment plants, hospitals, and pharmaceutical plants to elucidate the prevalence of multidrug-resistant bacteria. A sample from a specific sewage plant can give an indication of the types of antibiotic-resistant bacteria and resistance genes for a population that the plant serves.
Discussion and Conclusions
Having a cross-sector plausible worst-case scenario as a base for the workshop led to a recognition among participants of the future problems society could face and a discussion on possible preventive and mitigating measures that need to be implemented. The workshop resulted in interesting answers to the 4 questions posed.
The first question we wanted to answer was when such a plausible worst-case scenario could occur. Perhaps the most remarkable finding from the workshop was that a situation in which 5% of the population in southern Sweden becomes carriers of CP E. coli was deemed likely by the experts within 10 to 15 years. The spread of CP E. coli and CPE is facilitated by interspecies gene transmission, use of antibiotics in human or animal healthcare, poor sanitation and hygiene in communities and hospitals, and the increasing frequency of global travel and trade, allowing multidrug-resistant bacteria to be transmitted into Sweden and spread to other countries. The latter mechanisms were seen as a major reason for the long-term likely increase of CP E. coli or CPE in Sweden. Workshop participants agreed that in spite of current plans and all measures taken over a long period in Sweden, they were not convinced that these were sufficient to prevent a future situation as envisioned in the scenario. Such a projected substantial increase in the prevalence of CPE in a country that is in the forefront in the fight against multidrug-resistant bacteria is very worrying.
The second question was how the events in the scenario would be detected and handled by Swedish authorities. It was clear that current surveillance programs for multidrug-resistant bacteria in Sweden could not ensure timely detection of the increased levels of CP E. coli in animal or human populations. The occurrence of CPE might already be underestimated both in animals and in healthy humans. In Sweden, most detected cases are found in hospitals, and there is therefore a risk that only the tip of the iceberg is seen. There is a need to better follow the occurrence and spread of CP E. coli or CPE and multidrug resistance in general in the human and animal populations, as well as the spread of CP E. coli or CPE and antibiotic resistance genes between humans, animals, the food chain, and the environment. To initiate regular programs for the surveillance of the human population for CPE is, however, not a simple matter, as ethical aspects must also be taken into account. A first screening study was carried out in Sweden in 2014. 39
The third question had to do with what the wider consequences of the scenario could be on society. The overall costs for a society in the EU for healthcare due to a subset of drug-resistant bacteria is estimated to be around €1.5 billion annually.2,6 It has also been estimated that the cost of multidrug-resistant bacteria in humans could cost the Swedish society about 160 million Swedish crowns per year, with the largest cost consisting of inpatient treatment and contact tracing (the total cost for health care in Sweden is 250 billion Swedish crowns). 85 However, it has been suggested that estimates of the cost of multidrug resistance are underestimated, because they are mainly based on the incremental cost related to the extra treatment of patients. 86 Also, the cost of more and extended sick leave, deaths, and suffering in general will affect society.
The fourth question was, what measures should be taken to prevent or manage the consequences of the scenario? Several measures were identified at the scenario workshop. Here we discuss some of these together with other measures that could be the basis for further consideration by EU member states and relevant authorities and actors.
On the international level, actions are urgently needed for surveillance monitoring and information exchange on measures that have been shown to prevent or limit the rapid spread of multidrug-resistant bacteria. The Global Anti-Microbial Resistance Collaborative Platform initiative is welcome and should be supported.
More knowledge is needed on how multidrug-resistant bacteria and antibiotic resistance genes are spread between humans, animals, the food chain, healthcare institutions, water treatment plants, and in the environment, as knowledge was found to be too limited even among the experts. Increased research efforts are needed to determine pathways for spread of multidrug resistance in general and specifically for CPE and to see that actions are initiated based on this knowledge. In addition, the development of (and ensuring access to) new antibiotics and therapies should be promoted.
On the national level, collaboration among authorities responsible for public health, animal health, food and water production, and environmental protection should be a priority and should be further developed building on present cross-sector cooperative frameworks. The work on prevention of antibiotic resistance should continue along the lines of One Health, as a cross-sector activity engaging many authorities and actors. One way to raise awareness and exchange information is to initiate dedicated forums and regular seminars where CPE and antibiotic resistance issues are discussed among a wider group of authorities, NGOs, and the general public, to avoid limiting the discussion to experts.
Authorities need to develop strategies for handling or preventing a future situation like the one in the scenario, when multidrug-resistant bacteria, including CP E. coli, become more widespread in society. This strategy should include developing lists of concrete measures for public and animal health, food safety, and environmental protection that can be implemented on a national or regional level. For example, in a case of widespread prevalence of CPE, there should be guidelines and procedures for handling animals that are carriers but not ill, as CP bacteria could be transmitted through the food chain. Measures implemented in Sweden have to some degree been successful and have slowed the trend of increasing levels of CPE and multidrug-resistant bacteria, but still the levels are continuing to increase. This raises the question how much the increasing levels of CPE can be affected by domestic measures when the levels to some degree depend on external inflows, such as animal and food imports, increased travel abroad, and immigration.
If, as in the scenario, the trend of increasing levels of CPE continues, there could be very significant costs to health care, human health, and society more generally. CPE cannot be “eradicated”—rather, it is something we have to manage if we are to continue to benefit from antibiotic therapies. For CPE there is a clear danger that waiting for the burden to become significant before taking action may mean waiting until it is too late to stop an unwanted future scenario. One final suggestion for raising the awareness among EU's member states could be to organize a foresight study, in which this problem with rising levels of CPE and other multidrug-resistant bacteria could be worked on and assessed in more detail—for example, by an initiative by the European Commission to be led by the ECDC.
This study has shown that the use of a plausible worst-case scenario can be a useful tool to engage responsible authorities in an informal discussion and exchange of views between sectors on how to best meet the future threat of increasing levels of multidrug-resistant bacteria in society.
Footnotes
Acknowledgments
This work was financially supported by the Swedish Civil Contingencies Agency (MSB). We would like to thank all representatives from Swedish authorities, ECDC, and other experts who were interviewed and for their participation in the scenario workshop. In addition, we thank the 2 reviewers for helpful suggestions to improve the article. No conflicts of interest are declared.
