Abstract
Gene therapy provides hope for a cure for patients with hemophilia by establishing continuous endogenous expression of factor VIII or factor IX following transfer of a functional gene copy to replace the hemophilic patient's own defective gene. Hemophilia may be considered a “low-hanging fruit” for gene therapy because a small increment in blood factor levels (≥2% of normal) significantly improves the bleeding tendency from severe to moderate, eliminating most spontaneous bleeds. After decades of research, the first trial to provide clear evidence of efficiency after gene transfer in patients with hemophilia B using adeno-associated virus vectors was reported by the authors' group in 2011. This has been followed by unprecedented activity in this area, with the commencement of seven new early-phase trials involving >55 patients with hemophilia A or hemophilia B. These studies have, in large part, generated promising clinical data that lay a strong foundation for gene therapy to move forward rapidly to market authorization. This review discusses the data from the authors' studies and emerging results from other gene therapy trials in both hemophilia A and B.
Introduction
H
In the absence of protein replacement therapy, the life expectancy of a boy with severe hemophilia is only about 10 years. This still applies in many less developed countries. Even in developed countries, until the 1960s, treatment of hemophilia was limited to infusion of fresh frozen plasma. In 1968, the first widely available concentrate for hemophilia A, cryoprecipitate, was introduced. 3 During the 1970s and 1980s, many multi-donor factor concentrates were developed to improve the purity, potency, stability, and convenience of administration of factor replacement therapy. But these developments, depending as they did on large donor pools of often commercially sourced plasma, resulted in widespread transmission of human immunodeficiency virus (HIV) and hepatitis C virus. Almost a whole generation of hemophiliacs who were given the new products became HIV positive and died of acquired immune deficiency syndrome before highly effective antiretroviral therapies were developed. During the period 1970–1986, every treated patient was also exposed to hepatitis C, and up to 25 years later, some are still succumbing to chronic liver failure resulting from continued infection. From 1986 onward, heat treatment and then the solvent detergent method inactivated both HIV and hepatitis C virus. Since then, there have been no new cases of transmission of those lipid enveloped viruses. Transmission by blood products of other pathogens resistant to inactivation, such as parvovirus, 3 hepatitis A, 4 and prions (variant Creutzfeldt–Jakob disease 5 ), remain a major concern. Recombinant factor concentrates are, of course, free from blood-borne infections, but their availability has been limited to the most developed countries by very high cost and production constraints. With the expiry of patents on recombinant FVIII and IX, biosimilars and other variants with enhanced pharmacokinetic or other favorable properties are entering the market, with the potential for wider availability than hitherto.
In developed countries, standard hemophilia care for severely affected patients now consists of home-administered prophylaxis, with safe concentrates intended to maintain factor level >1% of normal. This is a compromise based on cost and practical considerations, which reduces but does not eliminate bleeding. If started in early childhood after the first joint bleed, arthropathy can be largely prevented.
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When continued throughout life, prophylaxis leads to near normalization of life expectancy.
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The relatively short half-life of FVIII and FIX in the circulation necessitates frequent intravenous administration of factor concentrates (at least two to three times a week), which is demanding and extremely expensive; annualized costs of prophylaxis for an adult are ≥£120,000 for patients with hemophilia B. Even with prophylaxis, significant limitations remain, as normal plasma clotting factor levels are not consistently restored; the short half-life of existing clotting factors results in peaks and troughs of circulating clotting factor associated with breakthrough bleeding. The “sawtooth” pattern of factor level, high immediately after infusion, falling rapidly to near baseline, mandates careful planning of physical activities such as sport, which people living without hemophilia can hardly imagine. New modified synthetic formulations of FVIII and FIX that are pegylated or fused to proteins with long half-life such as albumin or Fc
Rationale for Gene Therapy for Hemophilia
Even set against this scenario of widening therapeutic choice, gene therapy offers a strikingly attractive potential for cure by means of the endogenous production of FVIII or FIX following transfer of a normal copy of the respective gene. The hemophilias were recognized in the 1980s as good candidates for gene therapy because all their clinical manifestations are due to lack of a single protein that circulates in minute amounts in the bloodstream. Years of clinical experience and the experience of patients with moderate hemophilia prove that a small increase to 1–2% in circulating levels of the deficient clotting factor significantly modifies the bleeding diathesis. So even a modest response to gene therapy can be effective. Regulation of transgene expression is unnecessary, since a wide range of FIX or FVIII levels is without toxicity and effective at reducing bleeding. Animal models such as f8- and f9-knockout mice 10 –12 and dogs with hemophilia A or B 13,14 have facilitated extensive preclinical evaluation of gene therapy strategies. The efficiency of therapy can be assessed easily just by measuring plasma levels of FVIII or FIX. The cDNA for the gene encoding FIX is small and adaptable to gene transfer in many viral systems. In addition, its expression pathway is significantly less complex than that of FVIII, and it is normally expressed at higher levels. Consequently, more gene transfer studies have focused on hemophilia B than hemophilia A, but this is rapidly changing as the technology evolves.
Previous Gene Therapy Trials in Hemophilia
Ten Phase I clinical trials have been conducted in subjects with hemophilia using a variety of different approaches. The first study involved ex vivo gene transfer of DNA encoding a B-domain–deleted FVIII gene (BDD-hf8) into autologous fibroblasts prior to their implantation into the omentum of subjects with severe hemophilia A. This procedure was well tolerated with no major side effects but resulted in poor efficacy, in part due to the silencing of the transgene by DNA methylation. 15,16 Onco-retroviral vector-mediated gene transfer of the f9 gene into ex vivo expanded autologous fibroblasts prior to their implantation into skin of patients with severe hemophilia B was similarly safe but ineffective with no long-term maintenance of expression. 17 In vivo systemic administration of onco-retroviral vectors encoding the BDD-hf8 gene with vector doses as high as 9 × 108 transduction units/kg was well tolerated, but plasma FVIII activity of ∼1% of normal was only transiently detected in 6/13 subjects. Systemic administration of “gutless” adenoviral vectors, encoding full-length f8 gene resulted in a transient increase in FVIII activity to ∼3%. However, this study was closed early because of elevation of liver enzymes associated with thrombocytopenia. 18
Attention then moved onto recombinant adeno-associated virus vectors (AAV) because of their favorable safety profile and ability to mediate long-term expression of transgene following transduction of post-mitotic tissues such as the liver or muscle (Table 1). 19,20 The first study was a dose-escalation Phase I/II study entailing multiple intramuscular injections of AAV vector encoding the f9 gene. Vector administration was not associated with serious adverse events, but sustained increase in plasma FIX at levels >1% was not observed in any of the seven subjects recruited to this study, despite immunohistochemical evidence of FIX expression at the site of injection for >10 years. 19
Hemophilia B gene therapy with AAV vectors
AAV, adeno-associated virus; f9, factor IX gene.
In the second study, an AAV2 vector containing a liver-specific expression cassette was infused into the hepatic artery. In one subject treated at the high-dose level (2 × 1012 vg/kg), FIX levels increased to around 10% of normal levels at 4 weeks after vector administration and then unexpectedly declined to baseline values. This decline coincided with a transient 10-fold rise in liver transaminases, which spontaneously returned to baseline values over the subsequent weeks, consistent with a self-limiting process. Further studies have led to the hypothesis that the decline in FIX expression and the liver toxicity were likely due to a capsid-specific cytotoxic T cell attack directed against the transduced hepatocytes following presentation of AAV2 capsid peptide in the context of MHC I molecules. 20
The First Long Term Success in a Clinical Trial of Gene Transfer in Hemophilia
Building on the studies discussed above, an approach for gene therapy of hemophilia B was developed using a codon-optimized version of the human f9 (hf9co) gene under the control of a compact synthetic liver-specific promoter (LP1) packaged into self-complementary AAV vectors (scAAV). 21 Preclinical studies in mice and nonhuman primates (NHP) showed that scAAV vectors were more potent than comparable single-stranded AAV (ssAAV) vectors, raising the possibility of achieving therapeutic levels of FIX using lower and potentially safer doses of vector. 21,22
An important aspect of this study was the use of a vector pseudotyped with AAV serotype 8 capsid. This had the advantage over AAV2 vectors used previously of a lower seroprevalence rate in humans of ∼25% compared to >60% with AAV2, 23 thus enabling exclusion of fewer subjects with pre-existing humoral immunity from participating in the clinical trials. Another advantage was the high tropism of AAV8 toward hepatocytes, enabling the vector to be delivered into the peripheral circulation, unlike AAV2 which had to be delivered directly into the hepatic artery.
Six subjects with severe hemophilia B were enrolled to the initial phase of this study, with two subjects recruited sequentially at one of three vector doses (low dose: 2 × 1011 vg/kg; intermediate dose: 6 × 1011 vg/kg; high dose: 2 × 1012 vg/kg) of scAAV2/8-LP1-hFIXco. FIX expression at 1–6% of normal was established in all six subjects, with an initial follow-up of between 6 and 14 months following gene transfer. Asymptomatic transient elevation of serum liver enzymes, perhaps a result of a cellular immune response to the AAV8 capsid, was observed in both subjects recruited to the high-dose level between 7 and 10 weeks after gene transfer. Treatment of each with a short course of prednisolone led to rapid normalization of liver enzymes and maintenance of FIX levels in the 2–4% range. Four of the six subjects have been able to discontinue routine prophylaxis without suffering spontaneous hemorrhage, even when they undertook activities that previously had provoked bleeds. The other two have increased the interval between FIX prophylaxes. This is consistent with the natural bleeding tendency in mild hemophilia patients (FIX levels of between 5% and 40%) where bleeding episodes generally only occur after trauma or surgery, with very few or no spontaneous bleeds. 24
Longer follow-up of these individuals shows that AAV-mediated FIX expression has remained relatively stable over a period of at least 6 years. 25 One of the four subjects who discontinued prophylaxis has subsequently commenced a once a week prophylaxis regimen to avert trauma-related bleeding that might be incurred in the course of his work as a geologist. The others remain off prophylaxis and free of spontaneous hemorrhage. The overall reduction in FIX usage in these six subjects over the duration of the study is several million units so far, with resulting financial savings that exceed £5 million. Subsequently, a further four subjects were recruited for treatment at the higher dose. Two of these subjects had no evidence of immune-mediated liver inflammation and achieved a level of stable FIX expression between 5% and 8%. Both have stopped prophylaxis and report no bleeding. One subject had a mild episode of immune hepatitis that responded promptly to steroids. His FIX level has been maintained at 5%, and he has no need for prophylaxis and does not experience spontaneous bleeding since gene transfer. The remaining subject experienced a more marked elevation of transaminase, which, despite responding to a course of oral steroid, was accompanied by a fall in steady state FIX to 2%. He has less bleeding than prior to gene transfer. In an ongoing extension of the trial, the vector preparation has been further purified to remove empty capsids, and the optimum dose is being explored in dose escalation to determine if the immune hepatitis can be abrogated while attaining a therapeutically favorable FIX level.
New Hemophilia B Gene Transfer Trials
The pace of advance in AAV gene therapy for hemophilia in the last 5 years has been so rapid that data from most new trials are only available from meeting presentations and/or company news releases. Exceptionally, therefore, those sources of information are being used to bring readers of this review the most current available information, with the understanding that further experience may change expectations of the safety and efficacy of gene therapy in hemophilia (Table 1). Of note, the two studies using the Padua mutant are consistent with expression of a similar amount of FIX antigen, as in the earlier St Jude/UCL trials but with 5- to 10 fold enhanced activity. Thus, FIX levels ranging from 18% to 80% have been observed in 10 subjects in the study sponsored by Spark Therapeutics following a single administration of a relatively low dose of 5 × 1011 vg/kg. Of note, however, is that 2/10 subjects had elevation of liver enzymes requiring that they be treated with a course of oral steroids. Nevertheless, these studies show for the first time that it is possible to “normalize” FIX levels following a single administration of AAV vectors. This is something that was felt to be desirable but unachievable just 10 years ago. Not surprisingly, therefore, the average bleed rate in these patients dropped to 0.4 compared to 11.1 prior to gene therapy.
Despite stable expression for >7 years, the concern with AAV gene therapy approaches described above is that the AAV genome, which is retained in the liver in an episomal form, will be lost over time with turnover of transduced hepatocyte. This raises the possibility of FIX expression falling below the therapeutic threshold. To overcome this hypothetical obstacle, Sangamo Therapeutics are using AAV vectors to deliver zinc finger nuclease (ZFN) and a promoterless f9 gene in an in vivo genome-editing approach that targets the albumin gene locus. The ability to integrate the f9 gene permanently in this targeted fashion provides an opportunity for lifelong stability of expression that will be particularly appealing when targeting children. A Phase I/II clinical trial evaluating this approach in adults with severe hemophilia B is open for enrolment. A major limitation of this approach is the need for two AAV vectors: one encoding the ZFN and the other carrying the f9 cDNA.
AAV Vectors and Gene Therapy for Hemophilia A
The limited packaging capacity of AAV vectors (4,680 kb) and the poor expression profile of FVIII have hindered the use of these vectors for gene therapy of hemophilia A. Compared to other proteins of similar size, expression of FVIII is highly inefficient. 26 Bioengineering of the FVIII molecule has resulted in improvement of FVIII expression. For instance, deletion of the FVIII B domain, which is not required for co-factor activity, resulted in a 17-fold increase in mRNA levels over full-length wild-type FVIII and a 30% increase in secreted protein. 27,28 This has led to the development of BDD-FVIII protein concentrate, which is now widely used clinically (Refacto; Pfizer). Pipe et al. have shown that the inclusion of the proximal 226 amino-acid portion of the B-domain (FVIII-N6) that is rich in asparagine-linked oligosaccharides significantly increases expression over that achieved with BDD-FVIII. 29 This may be due to improved secretion of FVIII facilitated by the interaction of six N-linked glycosylation triplets within this region with the mannose-binding lectin, LMAN1, or a reduced tendency to evoke an unfolded protein response. 30 These six N-linked glycosylation consensus sequences (Asn-X-Thr/Ser) are highly conserved in B domains from different species, suggesting that they play an important biological role. 31
Another obstacle to AAV-mediated gene transfer for hemophilia A gene therapy is the size of the f8 coding sequence, which at 7.0 kb far exceeds the normal packaging capacity of AAV vectors. Packaging of large expression cassettes into AAV vectors has been reported, but this is a highly inconsistent process, resulting in low yields of vector particles with reduced infectivity. 32,33 AAV vectors encoding the canine BDD-f8 variant that is around 4.4 kb have yielded promising results, but further evaluation of this approach using human BDD-FVIII is required. Other approaches include the co-administration of two AAV vectors separately encoding the FVIII heavy and light chains whose intracellular association in vivo leads to the formation of a functional molecule. 34 An alternative two AAV vector approach exploits the tendency of these vectors to form head-to-tail concatamers, therefore by splitting the FVIII expression cassette such that one AAV vector contains a promoter and part of the coding sequence, as well as a splice donor site, whereas the other AAV vector contains the splice acceptor site and the remaining coding sequence. Following in vivo head-to-tail concatemerization, a functional transcript is created that is capable of expressing full-length FVIII protein. 35 –39 These two AAV vector approaches are, however, inefficient, cumbersome, expensive, and not easily transferred to the clinic.
An AAV-based gene transfer approach has been developed that addresses both the size constrains and inefficient FVIII expression. Expression of human FVIII was improved 10-fold by reorganization of the wild-type cDNA of human FVIII according to the codon usage of highly expressed human genes. 21,40 –42 Expression from B domain deleted codon optimized FVIII molecule was further enhanced by the inclusion of a 17 amino-acid peptide that contains the six N-linked glycosylation signals from the B domain required for efficient cellular processing. These changes have resulted in a novel 5.2 kb AAV expression cassette (AAV-HLP-codop-hf8-V3) that is efficiently packaged into recombinant AAV vectors and is capable of mediating supraphysiological levels of FVIII expression in animal models over the same dose range of AAV8 that proved to be efficacious in subjects with hemophilia B.
Juxtaposition of novel amino acid sequences, as has been done in AAV-HLP-codop-hf8-V3, could lead to neo-antigenicity, thereby increasing the risk of provoking a neutralizing antibody response to the transgenic protein. This was also a concern when recombinant BDD-FVIII (ReFacto) was first introduced for use in man. ReFacto contains the “SQ” link of 14 amino acids (SFSQNPPVLKRHQR) between the A2 and A3 domains, generated by fusion of Ser743 in the N-terminus with Gln1638 in the C-terminus of the B-domain, creating a neo-antigenic site. However, despite extensive clinical use of ReFacto, an increase in frequency of neutralizing hFVIII antibodies in patients treated with this product has not been observed. 43 –45 Additionally, antibodies to epitopes in the B-domain that are occasionally seen in patients with severe HA treated with hFVIII protein concentrates are devoid of inhibitory activity because they bind to nonfunctional FVIII epitopes. 46
Fifteen patients with severe hemophilia have been recently been treated with an AAV5 vector containing the SQ linker codon optimized FVIII expression cassette described above in a Biomarin sponsored Phase I/II trial. Of these, seven received a dose of 6 × 1013 vg/kg, and an additional six were infused at a lower dose of 4 × 1013 vg/kg. The other two patients in the study received lower doses (6 × 1012 vg/kg and 2 × 1013 vg/kg) as part of dose escalation but did not achieve therapeutic efficacy. At 1 year after dosing, FVIII levels in the 6 × 1013 vg/kg cohort were between 20% and 218% of normal (Table 2). In three of the six patients in the 4 × 1013 vg/kg cohort, FVIII levels are reported to be in the normal range, while in the remaining three patients, FVIII levels are in the mild range. All were treated with prophylactic steroids after elevated transaminases were noted in the first subject treated at the 6 × 1013 vg/kg dose level.
Hemophilia A gene therapy with AAV vectors
BDD, B-domain deleted.
Preliminary data from Spark Therapeutic's SPK-8011 hemophilia A gene therapy trial in which the first cohort received 5 × 1011 vg/kg of AAV vector pseudotyped with a hybrid capsid show stable expression at 11% one patient, while the second patient achieved a 14% level, with follow-up extending beyond 12 weeks. There were no toxicities (including inhibitor formation), and neither patient required treatment with steroids, as there was no transaminitis. The investigators have dosed a third patient at the next dose level of 1 × 1012 vg/kg.
Obstacles to Wider Use of AAV Vector Technology
Safety considerations
Thus far, the risk of liver toxicity accompanied by loss or reduction of transgene expression in some patients appear to be the most worrying toxicity associated with liver targeted delivery of AAV. Corticosteroids appear to reduce hepatocellular damage in some patients in the hemophilia B trials. In the hemophilia A studies, corticosteroids appear to have questionable value in limiting transaminitis. The precise pathophysiological basis for the hepatocellular toxicity remains unclear, in part because it has not been possible to recapitulate this toxicity in animal models.
As expected, all subjects in these trials develop long-lasting AAV capsid-specific humoral immunity. While the rise in anti-AAV IgG does not have direct clinical consequences, its persistence at high titers precludes subsequent successful gene transfer with vector of the same serotype, in the event that transgene expression should fall below therapeutic levels. However, some studies report effective gene transfer with AAV5 vector in individuals with detectable anti-AAV5 antibodies.
Another potential problem of systemic administration of AAV is spread of vector particles to non-hepatic tissues, including the gonads. Vector genomes were transiently detectable in the semen of all subjects recruited to the AAV2 and AAV8 hemophilia B clinical trials. 24,47,48 Recent studies indicate that proviral DNA can be detected in mononuclear cells and semen of some participants for as long as 1 year.
The risk of insertional mutagenesis following AAV-mediated gene transfer has been judged to be low because proviral DNA is maintained predominantly in an episomal form. This is consistent with the fact that wild-type AAV infection in humans, though common, is not associated with oncogenesis. However, deep sequencing studies show that integration of the AAV genome can occur in the liver. 49,50 Additionally, an increased incidence of hepatocellular carcinoma has been reported in the mucopolysaccharidoses type VII (MPSVII) mouse model following perinatal gene transfer of AAV potentially through integration and disruption of an imprinted region rich in miRNAs and snoRNAs on mouse chromosome 12. 51 Subsequent studies in other murine models have failed to recapitulate this finding, and collectively the available data in mice as well as larger animal models suggest that AAV has a relatively low risk of tumourigenesis. 52
Scale-up of vector production
Continued progression toward flexible, scalable production and purification methodologies is now underway to support the commercialization of AAV bio-therapeutics. The most widely used method for the generation of AAV entails the transient transfection of adherent HEK 293 cells, with plasmids encoding the necessary vector, helper, and packaging genes. The appeal of this method is the flexibility and speed, which are important assets during the initial stages of development. Not surprisingly, therefore, almost all AAV vector preparations administered to humans in the last 10 years have been prepared by transient transfection of adherent HEK 293 cells. However, this method is cumbersome and not suited for production of large quantities of clinical-grade vector required for Phase III/market authorization trials of hemophilia gene therapy. Attention has recently shifted to transfection of suspension culture-adapted 293 cells because they are more amenable to scale-up than using adherent cells. 53 Another scalable method for production of AAV that has received much attention is one based on baculovirus. 54 This method was used to support market authorization of gene therapy for lipoprotein lipase deficiency, but there are concerns that AAV particles made using the baculovirus method have a lower potency. Two other viable scalable methods consist of the adenovirus infection of Rep/Cap integrated cell lines and recombinant HSV helper vectors that create an all-in-one infectious system. 55,56 Impurities commonly found in AAV vector preparations include host cell proteins, mammalian DNA, and empty capsids, which as described above can affect safety. Therefore, attention needs to be paid to the downstream purification process, which typically consists of column chromatography, so that the purity of clinical grade AAV preparation can be improved without compromising scalability.
Affordability of Gene Therapy
Hemophilia is a ∼$10B market opportunity, dominated by factor replacement therapy, which is effective but expensive and highly invasive. This area has remained largely unchanged over the past 20 years, other than the introduction of extended half-life factor concentrates, which allow for modestly longer intervals between infusion times. In contrast, a single-administration gene therapy is highly effective with no long-lasting safety concerns, enabling many patients to enjoy life without fear of bleeding. It is likely that gene therapy will command a high price, at least initially, in order to recoup the development cost. The World Federation of Hemophilia estimates that 80% of hemophilia patients receive no or only sporadic treatment and are condemned to shortened lives of pain and disability. This is in large part because the cost of prophylactic treatment with factor concentrates is high and in excess of £120,000 for an adult per year. It is therefore highly likely that gene therapy will not reach this disadvantaged population unless the cost of goods comes down significantly through innovations that improve vector yield and or improve manufacturing efficiency. Successful gene therapy offers the advantage of continuous endogenous expression of clotting factor, which will eliminate breakthrough bleeding and micro-hemorrhages, thereby reducing comorbidities and the need for frequent medical interventions while improving quality of life, thus yielding significant savings for the healthcare system and society in general. These factors will need to be considered when evaluating the health economics of gene therapy for these conditions.
Conclusion
The availability of convincing evidence of long-term expression of transgenic FVIII and FIX at therapeutic levels resulting in amelioration of the bleeding diathesis following AAV-mediated gene transfer is an important step toward the eventual licensure of gene therapy for hemophilia. While several obstacles remain, the current rate of progress in this field suggests that a licensed gene therapy product will be commercially available within the next 5 years. This will likely change the treatment paradigm for patients with severe hemophilia and, in addition, facilitate the development of gene therapy for other disorders affecting the liver, where the treatment options are limited or non-existent.
Footnotes
Author Disclosure
No competing financial interests exist.
