Abstract
In 2009, cerebral adrenoleukodystrophy (c-ALD) became the first brain disease to be treated with lentiviral (LV)-based hematopoietic stem cell gene therapy with the ABCD1 gene in four boys (P1–P4) who had demyelinating lesions expected to be lethal in the short term and no bone marrow donor. We report the clinical and magnetic resonance imaging (MRI) follow-up over a mean of 8.8 years posttransplant. In parallel, vector genome copies, expression of transgenic ALD protein (ALDP), and viral integration sites were determined in peripheral blood cells. Prior to transplant, the four patients had a normal or near normal neurocognitive status but gadolinium-enhanced demyelination in various brain regions. Gadolinium diffusion disappeared during the first year posttransplant. P3 kept a near normal status until 8.3 years of follow-up, but P1, P2, and P4 showed major cognitive degradation around 9, 28, and 60 months posttransplant. Neurological status and demyelination stabilized until last evaluation in P2, but deteriorated in both P1 at 10 years and P4 at 3 years posttransplant. The proportion of myeloid and lymphoid cells expressing transgenic ALDP decreased by half within 5 years then stabilized around 5% to 10%. Integration site analysis revealed a durable polyclonal distribution of genetically corrected hematopoietic cells. No adverse effects were observed. The long-term arrest of demyelination at MRI and persistence of transduced hematopoietic progenitors support that LV gene therapy may be a safe and durable treatment of c-ALD. However, the neurological degradation observed in three out of four patients mitigates the benefit of this therapy, calling for an earlier intervention, more potent vectors, and additional therapeutic strategies.
Introduction
Cerebral adrenoleukodystrophy (c-ALD) is caused by mutations of the ABCD1 gene encoding the ALD protein (ALDP). 1 If left untreated, boys develop a rapidly progressive multifocal brain demyelination resulting in a devastating neurological deterioration leading most of them to die before adolescence. 2,3 Until 2009, allogeneic hematopoietic stem cell transplantation (allo-HSCT), thought to result in the cerebral engraftment of microglial cells derived from donor bone marrow myelomonocytic cells, 4,5 was the only effective therapy if performed at an early stage of c-ALD. 6 –8 However, allo-HSCT is limited by donor-related constraints and carries a major risk of mortality. 6 –8 In 2009, our group reported that lentiviral-based HSC (LV-HSC) gene therapy with the ALD gene was a therapeutic alternative to allo-HSCT, based on two patients with c-ALD who had no bone marrow donor and showed a favorable evolution within 2 years of gene therapy. 9 Two additional cases were included in this pioneer trial but have not been published yet. In a more recent trial, seventeen patients received gene therapy for c-ALD using lenti-D, a more potent LV vector, and 16 were reported after a follow-up averaging 2.4 years (one patient died from transplantation complications). 10 In 15 out of these 16 patients, LV-HSC gene therapy appeared to be an effective treatment of c-ALD. In order for these short-term results to be extended into lasting success, a durable renewal of microglial cells supplied to the brain from efficiently transduced hematopoietic progenitors is required.
Metachromatic leukodystrophy, 11,12 severe combined immunodeficiencies, 13 Wiskott–Aldrich syndrome (WAS), 14 –16 β-thalassemia, 17,18 and sickle cell disease 19 were also successfully treated with LV vectors. Because the transgene integrates into the genome of hematopoietic progenitors, it was thought that it will remain expressed in the reconstituted hematopoiesis for many years or even for lifetime, 20,21 but the only data available are still limited in terms of follow-up time. Indeed, the longest follow-up, yet, reported average of 3 years (1.5–4.5 years) in the Italian metachromatic leukodystrophy trial, 12 5.6 years in the Italian WAS trial, 16 and 12 years in the first French patient with β-thalassemia. 17
Since the number of patients treated with LV-HSC gene therapy is growing, 20,21 long-term safety data have also become critical.
For all these reasons, we report herein the evolution of clinical and neuroimaging data over a median of 8.8 years (5.5–12 years) in the first patients treated with LV-HSC gene therapy for c-ALD, as well as the follow-up of ALDP expression in myeloid and lymphoid cells, and the evolution of the vector integration pattern in blood cell genome.
Methods
Patients
c-ALD was diagnosed at the age of 3.5 (P1), 6.3 (P2), 3.6 (P3), and 6 years (P4) (current P1 is P2 in Cartier et al. 9 and vice versa). Having found no HLA-matched donors for allo-HSCT, patients received gene therapy at 7 (P1), 7.5 (P2), 4.4 (P3), and 7 years (P4) in a pilot trial using a LV vector (CG1711 hALD) expressing ABCD1 cDNA controlled by the MND promoter. 9 This gene therapy trial was approved by AFSSAPS on November 15, 2005 and CCPPRB Paris-Cochin (local Institutional Review Board) on September 7, 2004. Informed consent was obtained from the parents of the patients after the nature and possible consequences of the studies were explained.
After a fully myeloablative conditioning regimen with cyclophosphamide and busulfan, cryopreserved transduced CD34+ cells were infused into the four patients: P1 received 7.2 × 106, P2 4.6 × 106, P3 5.6 × 106, and P4 8.2 × 106 cells per kilogram (mean 6.4 × 106 cells per kilogram). The details of our protocol can be found in Cartier et al. 9
The same neurologists (P. Aubourg and C.B.) rated the neurologic status according to c-ALD Neurologic Function Scale (NFS), a 25-point scale (0–25) with higher scores indicating more severe deficits. 6,22 Cognitive functions were assessed by the same neuropsychologist (C.C.) using verbal intelligence quotient (VIQ) and nonverbal performance intelligence quotient (PIQ) scores. 22 Loss of communication, cortical blindness, tube feeding dependence, total incontinence, wheelchair dependence, and loss of voluntary movement were classified as Major Functional Disabilities (MFDs). 8 The Loes score, a 34-point scale (0–34), was used to quantify demyelination on magnetic resonance imaging (MRI). 23 Stabilization of Loes score was defined as an increase of <6 from baseline or a score ≤9. 10
Laboratory assessments
ALDP expression was assessed with immunofluorescence in peripheral-blood mononuclear cells, and CD3+, CD14+, CD15+, and CD19+ cells. 9 Vector copy number (VCN) was determined with quantitative PCR. 9 For analysis of vector integration sites, DNA was purified from peripheral blood cells and the total number of unique integration sites was determined. The relative contribution of the 10 most common integration sites was determined by means of Shearing-Extension Primer Tag Selection Ligation-Mediated Polymerase Chain Reaction and next-generation sequencing 24,25 processed through GENE-IS pipeline 26 (see Methods paragraph in Supplementary Data).
Statistics
We used Spearman's nonparametric correlation to test associations across clinical, MRI, and biological parameters.
Results
Cognitive functions and neurological status
Before gene therapy, the four patients had normal or near normal neurocognitive functions. Given the individual variability of the subsequent cognitive and neurological evolution, each of them is described in Fig. 1 and Supplementary Data.

Evolution of the neurological and cognitive parameters in the four patients.
Only P3 has evolved in a remarkably stable way, with a near normal neurological and cognitive status up to 8.3 years posttransplant. In contrast, cognitive functions have begun to decline at various rates in P1, P2, and P4 around 60, 9 and 16 months posttransplant, respectively (Fig. 1B, C). In P2 and P4, this was due to the aggravation of their initially mild frontal syndrome. Finally, at age 16 years, P2 had become unable to make sentences or dress alone, had poor intellectual performance, and disordered behavior. After 33 months, due to major cognitive degradation, P4 could no longer be tested. Over the whole survey in the four patients, both cognitive indices VIQ and PIQ were correlated (R = 0.71, p < 0.001).
As for neurological functions, NFS did not correlate with cognitive functions, as reported in allo-HSCT 27 and evolution was also variable. P1 started having visual field cut at 20 months and then started rapid deterioration of NFS (cortical blindness and severe ataxia) soon after 5 years posttransplant. At 8.4 years posttransplant, P2 still had NFS at 1 in contrast with his severe cognitive worsening. As for P4, he added seizures, loss of spontaneous speech, and total urinary incontinence (MFDs) to his severe cognitive deficits. At his last follow-up at age 11.5 years, P4 could only repeat single words or execute simple orders, but could not eat or dress alone, with a NFS at 7.
Neuroimaging
Before gene therapy, enhanced gadolinium contrast showed active inflammatory lesions disrupting the blood–brain barrier in all patients. Gadolinium enhancement disappeared in P1, P2, and P3 at 9, 12, and 1.5 months, respectively, then remained undetectable. In P4, gadolinium enhancement disappeared 4 months posttransplant, reappeared slightly at 16 months, then persisted up to 4.5 years at a low level, before disappearing again at 5.5 years. In P2, P3, and P4, demyelination increased with appearance of new lesions within 16–30 months posttransplant (Supplementary Data), after which the Loes score showed remarkable stability (Fig. 2). P1 kept the same Loes score over the whole survey. Overall, the Loes score showed no relationship with cognitive or neurological status; notably P2 and P4 had a severe evolution of their frontal syndrome without any visible change in frontal demyelination.

Evolution of brain demyelination
Vector genome and ALDP expression in blood cells
Vector copy number averaged 0.62 (0.6–0.7) in the infused CD34+ cells. VCN in peripheral blood mononuclear cells (PBMC) decreased from a mean value of 0.31 at 2 months to 0.20 at 6 months, then stabilized at 0.18 at 2 years, and then 0.15 until 5.5–12 years posttransplant (Fig. 3A).

Posttransplant gene marking and ALDP expression in blood cells. Red color signals P3, the only patient who had full long-term success of gene therapy.
At 1 and 2 years posttransplant, ALDP expression in blood cells and bone marrow CD34+ cells were not correlated (Fig. 3B). Within a few months posttransplant, the percentage of cells expressing ALDP decreased rapidly in all blood cell lineages. At 5 years, the percentage of blood cell lineages expressing ALDP averaged half of that observed at 1 year and stabilized around 5–10% from then on (Fig. 3C1–C4). The percentage of ALDP expressing monocytes correlated with VCN (R = 0.72, p < 0.001) (Fig. 3A). A strong correlation was observed for ALDP expression across blood cell lineages: between CD3+ T and CD19+ B lymphocytes (R = 0.62, p < 0.001), between CD14+ monocytes and T lymphocytes (R = 0.79 p < 0.001), and between monocytes and B lymphocytes (R = 0.82, p < 0.001) (Fig. 3C2–C3). ALDP expression in blood cells did not correlate with clinical status or Loes score. Notably P3, the only patient with a long-term true success of gene therapy, had no more ALDP expression in blood cells than the other patients (Fig. 3C1–C4).
Integration site analyses
Integration sites analyses on PBMC, B cells, T cells, monocytes, and neutrophils revealed the persistence of a consistent polyclonal multilineage hematopoietic reconstitution at 6 to 10 years posttransplant, without any sign of clonal outgrowth (Fig. 4A–B and Supplementary Figures S1–S3). Clustering of integration sites was found in subgenomic regions that were previously described as typical of LV-based gene therapy (Fig. 4C and Table 1). 10,11,14,16 Apart from eminent KDM2A and PACS1, the most prominent clusters included CCND2-AS1, MECOM, and SMG6 (Fig. 4C and Table 1). None of the clones, including the above mentioned ones, represented more than 7% of the whole blood cell population at a given time. MECOM and SMG6 were related to the myeloid compartment, CCND2-AS1 to the lymphoid one (Supplementary Fig. S2). Overall, the long-term landscape of vector integration was similar across the four patients and in line with the report in P1 and P2 at 2 years posttransplant. 9

ISs profiles.
Common integration sites
Integration hotspots were constructed using an approach based on graphs theory applying threshold distance of 10 kbp. Common ISs are sorted based on ISs count (number of ISs included in cluster) and 20 leading clusters are shown listing Chromosome, Dimension (span of most distant integration locations), and gene names representing cluster. Bolded gene name indicates IS in/near gene that is the highest contributor of the respective cluster.
Bolded gene name indicates highest contributor of the respective cluster.
IS, integration sites; Chr, chromosome.
Discussion
The clinical outcomes of LV-mediated gene transfer into HSCs, as well as the evolution of vector transduced cells and associated risks, are still unknown in the long term of c-ALD. We can draw two lessons from the long-term follow-up of our four patients over 8.8 years, one optimistic and the other pessimistic. The long-term observations we report herein reinforce the hard truth that gene therapy for c-ALD “is not a miracle cure, at least not in its current form.” 29
On one side, we observed that LV-HSC gene therapy was able to obtain several years of pause in the neurological deterioration and demyelination visible on MRI, a remarkable result compared with untreated patients who tend to progress inexorably and rapidly toward devastating degradation and death. 8,22,30,31 Indeed, among 14 boys with untreated c-ALD who showed gadolinium enhancement and, yet, no MFD like our patients, 12 developed MFD scores up to 4–6 within only 2 years, and 8 patients died within 5 years. 8,22 Starting in 1990, 6 allo-HSCT allowed MFD-free survival for patients who found a donor; 76% had a NFS still at 0 at 5 years, although 67% developed a major neurocognitive impairment. 27 As for the gene therapy of c-ALD in patients who did not find a bone marrow donor, the only results yet available indicate a favorable neurological evolution and MFD-free survival in 17 of 18 patients at 2–3 years posttransplant, but have not yet been studied beyond that time. 9,10
At 8.8 years after transplant, two out of our four patients still have MFD-free survival. Gadolinium diffusion, the hallmark of inflammatory lesions in c-ALD, was durably reversed in the four patients soon after gene therapy, as reported for allo-HSCT. 8 Still on the positive side, it is remarkable that P3, who underwent gene therapy at the age of 4.4 years, earlier than the other three patients, and only 9 months after c-ALD was diagnosed, kept a preserved near-normal clinical status, although he received only 5.6 × 106 transduced CD34+ cells per kilogram and had a level of ALDP expression in his blood cells comparable to that observed in the three aggravated patients (Fig. 3C1–C4).
One does not know what is going on at the cellular level in the brain of patients having undergone LV-gene therapy. Transduced progenitor cells, once differentiated locally into microglia, 4 create a long-term microglial chimerism that could eventually be maintained in the long term at a different level than the one observed in blood cells. 32 Since gadolinium diffusion is arrested within a few months of gene therapy, with almost no recurrence afterward, it is likely that the long-term engraftment of a fraction of the transduced progenitor cells has successfully allowed microglia replacement and transgene expression to reach a level capable of halting inflammation. 12,32
Although short-term results were definitely promising in both our patients and the larger group studied by Eichler et al., 10 optimism must be tempered by the severe neurological degradation that occurred in three of our four patients. Indeed, the 19-year-old P1 showed clinical deterioration, both for cognitive functions and later on for neurological status. The 16-year-old P2 has stopped making sentences or dressing alone. The 11.5-year-old P4 has lost spontaneous speech and developed epilepsy and urinary incontinence. The frontal syndrome that was mild in P2 and P4 before transplant showed marked aggravation despite the durable disappearance of gadolinium diffusion and apparent stability of lesions observed at MRI.
No patient showed any improvement in demyelinated areas, which may reflect the fact that myelin-making oligodendrocytes and astrocytes remain uncorrected by LV-HSC gene therapy. 33 The lack of correlation between MRI demyelination and clinical manifestations, already observed in multiple sclerosis, 34 is likely due to an insufficient sensitivity of routine MRI to detect small demyelination lesions or progression of deleterious glia pathology at the cell level 35 that can nevertheless have a strong clinical impact.
Our observations also made clear that the NFS or MFD scales, as well as the Loes score at MRI, do not have sufficient sensitivity to accurately assess the effects of gene therapy on neurological degradation in c-ALD.
At 2 years posttransplant, the average level of vector genome copies in bone marrow and peripheral blood cells was ∼2.5-times lower and ALDP expression in CD14+ cells was also approximately two times lower than in the gene therapy trial using the lenti-D vector. 10 This reflected a less efficient transduction in our patients treated 10 years before, who received 1.6-times less transduced CD34+ cells than in the lenti-D vector study (10.5 × 106 cells per kilogram, range 6–19.4 × 106) and consistently showed a 1.7-times lower VCN level at 2 years. 10 Most of the decrease in vector copies and ALDP expression in blood cells occurred within 2 years posttransplant in our patients, in contrast with LV-HSC trials for other diseases 12,15 and the more recent c-ALD trial. 10
Regarding safety, it is reassuring that none of the four patients showed any adverse effect in the long term. Moreover, the diversity of the gene corrected cell pool and the multilineage hematopoietic recovery were both maintained. Genome-wide integration sites profiles were in line with previous reports of LV-HSC gene therapy. 10,11,13,15 None of the identified clones presented overtime growth indicating potential clonal dominance or insertional oncogenesis. Among most targeted subgenomic regions were CCND2-AS1, SMG6, and MECOM. While MECOM is listed as oncogene in cancer gene database, both CCND2-AS1 and SMG6 are not. SMG6 was previously reported in ALD gene therapy at 2 years 9,10 and in other LV gene therapy studies. 13 SMG6 plays a role in the nonsense-mediated mRNA decay pathway and is expressed in HSC, monocytes, and neurons, but not related to neoplasia.
In conclusion, LV-HSC gene therapy has maintained in the long term in our four patients its positive effects on brain inflammation and demyelination visible at MRI, despite a rather low level of transduced peripheral blood cells. In this respect, our data, as well as the positive evolution of patient P3, are certainly encouraging, but should not mask that three out of four patients developed severe cognitive and neurological aggravation. This relative failure could be due to a low level of transduced microglial cells and/or to an ongoing long-term progression of brain lesions not seen on MRI. It is also possible that HSC gene therapy was not attempted early enough in our four patients, except for P3, although all had normal or near normal cognitive and neurological status just before the transplant. Since the 40% of boys with ABCD1 mutations who will develop c-ALD cannot be identified based on genotype, family history, or any other parameter 2 early and vigilant neuroimaging is certainly key. While early stages of c-ALD can be diagnosed by scheduled brain MRIs in presymptomatic patients who have a genetic or biochemical diagnosis of ALD, 2,36,37 the detection of demyelination yet needs to be accelerated by neonatal screening and by novel and more sensitive neuroimaging methods.
One looks forward to the long-term results of the trial by Eichler et al. 10 to see whether a higher transduction achieves better results than those reported herein, or whether the disease continues to progress despite microglia correction. Progress may also come from an optimization of transduction rates by new routes of administration of transduced cells. Indeed, the intracerebroventricular injection of HSPCs into mouse models allows a more rapid and robust microglia-like cell engraftment compared to intravenous administration. 38 Also, we believe that progress may also come from novel gene therapy approaches able to target other cell types in the central nervous system and promote the remyelination of existing lesions. 37
Footnotes
Authors' Contributions
P.B. was involved in the preclinical and clinical gene therapy program with P. Aubourg, and in the coordination, data assembly, interpretation, and writing. S.H.-B.-A. was involved in the HSC gene therapy transplant, data collection, and writing. M.S. and I.L. were involved in gene integration studies and article writing. C.A. did the MRI studies, and C.C. and C.B. the cognitive and neurological examination.
Acknowledgments
Without the initial involvement of the ALD-Gene Therapy group (listed below), the current study would not have been carried out. P. Aubourg could not participate in the current article, but organized the whole study and follow-up as principal investigator. We thank P. Hantraye for support of the MIRCen Institute, A.J. Valleron and A. Fischer for critical reading of the ms, L. Etcheverry for access to crucial data. We thank the contributors to the long-term study: C. von Kalle and C. Bartholomae (Integration sites studies), G. Dufayet-Chaffaud, Y. Gunes (ALDP expression studies), I. Laurendeau, (Vector copy number), and S. Valtat (Statistics). The ALD Long-Term Study RCAOM03043 was supported by Direction de la Recherche Clinique de l'Assistance Publique and by the Neuratris program. We are grateful to J.-F. Dhainaut, P. Ravaud, D. Sicard, and M. Schumacher for providing their expertise to organize the authorship. We thank A. Dewynter and nurses for their care dedicated of the patients during the follow-up in St-Vincent de Paul and Bicêtre hospitals. Most of all, we thank the patients and their parents.
The ALD-Gene Therapy trial was supported until 2 years posttransplant by INSERM, the European Leukodystrophy Association, L'Association Française contre les Myopathies, La Fondation de France, the sixth Framework European Economic Community Program (LSHM-CT2004-502987) and the Programme Hospitalier de Recherche Clinique (AOM 3043, French Health Ministry). Clinical investigators were P. Aubourg (Principal Investigator), A. Fischer (Head of transplant), S. Blanche (Clinical care of transplant), M. Cavazzana, (Gene therapy transplant), C. Castaignède (Neuropsychology), C. Adamsbaum (MRI studies). Laboratory studies were performed by N. Cartier (Preclinical studies), C. von Kalle, M Schmidt, C. Bartholomae (Integration sites).
Author Disclosure
P.B. discloses founding two companies (Adrenas Therapeutics, USA, and TherapyDesignConsulting, France). M.S. discloses founding one company (GeneWerk) GmbH. The remaining authors declare that they have no conflicts of interest to disclose.
Funding Information
The ALD Long-Term Study was supported by Direction de la Recherche Clinique de l'Assistance Publique. (RCAOM03043 grant) and by the NEURATRIS Program (AO-2017-2019-TGALD).
Supplementary Material
Supplementary Data
Supplementary Figure S1
Supplementary Figure S2
Supplementary Figure S3
References
Supplementary Material
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