Abstract
Abstract
Background:
Many cancer patients do not receive recommended palliative care (PC). Oncologists' perspectives about PC have not been adequately described qualitatively and may explain some of the gaps in the delivery of PC.
Objective:
To characterize U.S. oncologists' perceptions of: primary and specialist PC; experiences interacting with PC specialists; and the optimal interface of PC and oncology in providing PC.
Design:
In-depth interviews with practicing oncologists.
Setting/subjects:
Oncologists working in: the general community, academic medical centers (AMC), and Veterans Health Administration.
Measurements:
Semistructured telephone interviews with 31 oncologists analyzed using matrix and thematic approaches.
Results:
Seven major themes emerged: PC was perceived as appropriate throughout the disease trajectory but due to resource constraints was largely provided at end of life; oncologists had three schools of thought on primary versus specialist PC; there was an under-availability of outpatient PC; poor communication about prognosis and care plans created tension between providers; PC was perceived as a “team of outsiders”; PC had too narrow a focus of care; and AMC-based PC evidence did not generalize to community practices. Oncologists noted three ways to improve the interface between oncologists and PC providers: a clear division of responsibility, in-person collaboration, and sharing of nonphysician palliative team members.
Conclusions:
Oncologists in our sample were supportive of PC, but they reported obstacles related to care coordination and inpatient PC. Inpatient PC posed some unique challenges with respect to conflicting prognoses and care practices that would be mitigated through the increased availability and use of outpatient PC.
Introduction
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Despite the positive evidence base for PC and resulting practice guidelines, recent research indicates that gaps persist between these recommendations and actual practice of PC. In the Veterans Health Administration (VA), an environment that has long been strongly supportive of PC, only 52% of decedent cancer patients received any PC consultation before death. 8 There are a number of factors that may contribute to this low receipt of PC, including under-availability of PC specialists, 9 lack of patient understanding of PC, patient/family reticence to PC, or oncologist-related factors. The latter may include oncologists providing PC themselves (called primary PC) rather than referring this care to another provider, and/or oncologists' perceptions of the merits of specialist PC.
Here, we characterize medical oncologists' perceptions of PC, including primary versus specialist PC, and whether/how anti-cancer treatment and specialist PC should be integrated. We focus on medical oncologists for two reasons. First, oncologists largely direct the care of cancer patients and, thus, serve as gatekeepers to other services, including PC. Second, evidence indicates that physician attributes and views are the strongest predictors of end-of-life care patterns.10,11 Although PC is not simply end-of-life care, it is certainly recommended and appropriate for patients in their terminal stages. Thus, to bridge the gap between recommendations and practice of PC for cancer patients, it is important to understand oncologists' views toward these services. Our qualitative exploration of oncologists' attitudes provides depth and resonance that previous closed-ended surveys cannot achieve.
Methods
Participants/recruitment
We used snowball and maximum variation sampling to purposefully recruit a national sample of oncologists from July 2015 to December 2015. Snowball sampling, a recognized qualitative sampling technique, was used because oncologists are a difficult-to-reach population with demanding work schedules. 12 We used investigators' professional networks and oncology professional e-mail lists to initially contact oncologists. Maximum variation sampling was used as a secondary strategy to diversify our sample and to improve our understanding of how PC is delivered in different medical settings across the United States, specifically the community, academic medical centers (AMC), and the VA. 12 Analytic memos were written after each interview to document data saturation and preliminary results. Oncologists were recruited for the study on a rolling basis until theme exhaustion was reached.
Interviews
We conducted semistructured telephone interviews to characterize oncologists' perspectives about PC for patients with advanced cancer. Respondents were asked open-ended questions about their perceptions of primary and specialist PC for patients with advanced solid tumors (defined as late stage III or stage IV), including who should provide it, when it should be provided, and the integration and interface of PC and oncology (Appendix 1 includes interview questions). Questions were vetted with a panel of oncologists (D.W.B., M.P., K.R.), clinicians (S.M.A.), and qualitative experts (C.T., P.A.K.) and pilot tested before inclusion in the study. This study was approved by the Stanford University's Institutional Review Board; participants provided verbal informed consent.
Data analysis
A health economist with content expertise (R.G.) and an anthropologist with qualitative methods expertise (A.N.) conducted interviews lasting from 22 to 76 minutes. Interviews were digitally recorded and transcribed verbatim. We conducted multiphase qualitative analysis, which involved matrix 13 and thematic analyses, 14 to answer the following research questions: (1) What are oncologists' perceptions of PC? (2) What role do oncologists play in providing PC to their patients? (3) What is the current and optimal interface between oncologists and PC specialists? Investigators independently reviewed and summarized each transcript into a matrix (based on domains from the interview guide), resolving any discrepancies through consensus. Investigators each inductively identified candidate themes and collectively refined this list to develop final themes. Lastly, a coding by committee approach 15 was used to apply the final themes to the matrix. Further details about the analysis can be found in Appendix 2.
Results
We started with a seed of 231 oncologists and tracked 35 snowball recommendations to yield a total of 31 oncologists for in-depth interviews. Nine oncologists practiced in the community, 11 in AMCs, 9 in VA, and 2 served in administrative roles (Table 1). Oncologists varied in length of professional experience, ranging from 4 to 40 years of practice. Most oncologists were full-time practicing clinicians.
We identified seven major themes regarding oncologists' views of providing primary PC and their interactions with PC specialists, and three oncologist-identified ways to improve the interface of PC and the oncology team. The themes are described in detail below with exemplary quotes for each theme provided in Table 2.
Theme 1: Specialist PC is an extra layer of support that is perceived as appropriate at any point in the disease trajectory, but it is usually provided at end of life
Oncologists described specialist PC as an important layer of support that should be provided at cancer diagnosis, during treatment, when treatment is no longer advantageous, at end of life, and even after death to family members. Although PC was seen as quality-of-life enhancing care that could be provided throughout the course of illness, oncologists noted that in their practice environments, specialist PC was typically provided to patients at end of life. This was, in part, due to limited availability of PC specialists and/or outpatient PC, forcing providers to prioritize those patients with the most severe symptoms or the most advanced disease as candidates for PC. Oncologists acknowledged that more concerted efforts are needed to address this gap in the delivery of PC and to provide earlier access to specialist PC.
Theme 2: Oncologists' views on primary versus specialist PC fall into three distinct schools of thought
The first school of thought was represented by oncologists who did not provide PC but referred their patients to PC specialists. These oncologists did not see themselves as providers of PC due to limited training or time to focus on palliation and a preference for focusing on oncologic skills such as chemotherapy. For example, these oncologists noted that they were not able to properly elicit patients' goals or preferences or that there were symptoms or patient personality types that posed large challenges. Some noted that oncologists focusing on providing chemotherapy while PC specialists focusing on providing valuable services regarding goals-of-care discussions, symptom management, or psychosocial support created an optimal situation in which each provider was practicing at the top of her skillset. The second school was represented by oncologists who provided some PC themselves (primary PC) and referred patients to PC specialists when needed for various reasons such as illness progression, uncontrolled symptoms, or patients who were not accepting of their prognosis. They felt it important that oncologists provide some level of PC, but noted that they were not able (due to limited skills, limited time, or both) to provide the intensive PC that certain patients needed. The third school was composed of oncologists who saw themselves as the sole providers of PC and did not typically refer patients to PC specialists. These oncologists noted that their medical training provided them with the skills necessary to provide PC, that they had inadequate access to PC specialists within their medical center or rural environment, or that good PC was an integral component of high-quality oncologic care.
Theme 3: Specialist PC is heavily concentrated in the inpatient arena; oncologists would prefer greater availability of outpatient PC
Oncologists reported that the most common way that specialist PC was provided to their patients was through inpatient consults. Oncologists expressed several concerns about PC in the inpatient setting, including that patients were not provided follow-up PC after leaving the hospital and that patients may feel deserted when being “shunted off” to PC specialists at the end of life. However, the most serious concern expressed was that inpatient PC teams only see cancer patients at their most severe stage, leading them to believe that all cancer patients in the same stage of illness are similarly ill. For example, oncologists noted situations in which patients with Stage IV cancer were admitted to the hospital for pneumonia and received a hospitalist-activated PC consult, resulting in the PC physician telling the patient that he was going to die and switching him from anti-neoplastic treatment to comfort care. This posed concerns for oncologists, both because they felt they would be able to extend patient survival by treating the pneumonia and because it created problems in communicating with patients and families. One oncologist noted about PC physicians: “They don't understand that a cancer patient can look really crappy but not be on death's door; it's the side effects of chemo or they have a kind of cancer that's going to respond really well. [Palliative care physicians have] told people they were going to die that aren't even dying, and then it's this whole awful backpedaling and making us look bad. It's just ridiculous. We've had a lot of meetings with them, trying to explain this, and now they have a rule where they're supposed to call us first but it doesn't always happen. I don't expect them to understand oncology and to understand what diseases might really turn around with treatment, but it's done a lot of damage, actually, between our relationship with our patients.” Oncologists also noted problems with care coordination with the inpatient PC team, noting that it was often the hospitalist who consulted PC, and that the medical oncologist was frequently left out of both treatment decisions and communications regarding the patient visit and goals of care discussions. In another, minority, view, some oncologists felt that inpatient PC specialists were useful, because they were able to attend to hospitalized patients, obviating the need for the oncologist to leave her clinic to do so.
Oncologists emphasized a great need for PC in the outpatient setting, which could provide earlier access to PC, a better opportunity for care coordination, increased rapport with patients and PC teams, and improved continuity of PC services. Despite the potential benefits of outpatient PC, oncologists reported an under-availability of PC-trained providers in the outpatient setting, which they anticipated was due to healthcare administrators choosing to provide clinic space to higher-revenue generating providers. Although this was not a major area of emphasis among the oncologists we interviewed, one concern raised was that patients might perceive outpatient PC as burdensome or would be unwilling to utilize this service due to potential unwillingness to come in to clinic while battling serious illness or symptoms. One oncologist noted that outpatient PC visits should be scheduled on the same day as oncology clinic visits to avoid this barrier.
Theme 4: Poor communication about prognostication and care creates tension between oncologists and PC specialists
Oncologists described having poor communication with PC specialists about prognosis and care, and described the following challenges.
With respect to prognosis, oncologists reported that they and the PC specialists often had different views for the same patient. Compounding the problem was that each discipline was unaware of the other's differing prognosis. This resulted in mixed messages given to the patient about prognosis and/or treatment options. Disparate prognoses across PC physicians and oncologists were perceived as linked to the largely inpatient nature of PC. Oncologists noted that PC physicians only saw those cancer patients who were the most ill—hence their admission into the hospital—and this colored their perception of all patients in that same cancer stage. These incongruent perceptions about patient prognosis resulted in another point of contention: Oncologists felt that many of their patients were under-treated for conditions such as pneumonia, because PC physicians erroneously believed that the patient was at the end of life.
Regarding care coordination, oncologists reported uncertainty about which specialist was providing specific services. For example, oncologists noted that PC physicians prescribed a certain medication, but it was unclear whether the PC specialist ordered the medication or whether that was the responsibility of the oncologist. Oncologists also reported being left out of communication and treatment decisions for their hospitalized patients, noting that the internal medicine house staff often immediately consulted PC when a patient with metastatic disease was admitted. This resulted in PC making treatment decisions and communicating about prognosis to the patient without the involvement of the oncologists, which was perceived poorly by the latter.
Theme 5: PC specialists are a “team of outsiders” that some oncologists viewed positively and others denoted negatively and that impacts patient care
Oncologists referred to PC specialists as a “team of outsiders” that had both positive and negative implications for patient care. The positive implication of being a “team of outsiders” was that PC specialists provided a neutral source of support for patients to speak openly about their goals without feeling pressured to pursue treatment recommendations made by the oncologist. By virtue of their separate role, some oncologists perceived PC specialists as being better able to elicit patient preferences regarding the termination of anti-neoplastic treatment. The negative implication of being a “team of outsiders” was that PC specialists were described as “strangers” who had few interactions with patients, less rapport, and limited understanding of the patient's medical history, all of which were perceived as having poor consequences for shared decision making.
Theme 6: PC provides too narrow a focus of care
Oncologists perceived PC as having a limited scope, although there was variation reported in what this scope was. Some oncologists noted that PC physicians focused exclusively on sedation or pain medications, which they felt they could adequately handle themselves. Other oncologists noted that they were reticent to send patients to PC specialists, because the latter provided each patient with a goals-of-care conversation without offering additional services, which they perceived as not appropriate or necessary for all patients with metastatic disease.
Theme 7: The evidence base for specialist PC comes from tertiary care centers, and it does not reflect the reality or needs of many other practice settings
Some respondents noted that the practice of referring patients to PC was derived from research conducted in tertiary-care centers and may not be generalizable to other settings. There were two reasons cited for this poor external validity: Oncologists who practice in tertiary care centers are systematically different from those who do not, and patients who seek care at these centers are different from those who do not. Respondents noted that oncologists working in tertiary care centers are more focused on clinical research and have different relationships with their patients than do oncologists who work in public hospitals or in the general community, thus creating a necessity for PC specialists than is not needed in the latter environments. Other respondents noted that the patients who choose to receive care at a tertiary center are more interested in aggressive treatments and, thus, may need different care practices than those who are seen in other environments.
Oncologists identified three ways in which oncologist and PC specialist collaboration can be improved
Although oncologists described various challenges in their interactions with PC specialists, they also provided suggestions about how to improve collaboration and the delivery of PC services. Their suggestions fell into three categories. Category 1 consisted of clear divisions of responsibility. Oncologists noted that role clarity between oncologists and PC specialists was important to support collaboration, especially whether the approach to patient care was a team-based or “divide-and-conquer” approach. Oncologists also noted that specifying the services desired during a PC consult (e.g., pain management, psychosocial support) was a way to reduce friction with PC providers. Some oncologists also noted that it was helpful to specify the patient's prognosis and whether the patient had been informed about his prognosis as a way to avoid presenting contradictory or surprising information about terminal status. Category 2 consisted of in-person collaboration between oncologists and PC specialists, which was identified as having more positive effects than communicating via the electronic medical record or via telephone. In-person collaboration could take many different forms, including: joint patient visits with the oncology team; co-locating PC clinics alongside oncologist clinics; in-person meetings between the oncology and PC teams to discuss the treatment of multiple patients; or including PC specialists in cancer committee meetings. Category 3 consisted of PC and oncology sharing support staff. This approach differs from Category 2 in that it does not require the direct communication or collaboration of oncologists and PC physicians. Rather, it relies on social workers, nurses, or other nonphysician PC team member staff serving as members of both the oncology and PC teams and, thus, functioning as a liaison between the two.
Discussion
Our interviews with oncologists practicing in the VA, AMCs, and the general community revealed that respondents were generally supportive of the use of PC in the treatment of patients with advanced cancer. Although this may be at odds with common views of oncologists' attitudes, it is consistent with the sparse previous research conducted in AMCs.16,17 However, we identified a number of potential explanations for lower-than-recommended rates of referral to specialist PC for advanced cancer patients.
First, we found that many of our respondents reported providing PC themselves (primary PC), with primary PC ranging from pain or symptom management to the more complex goals-of-care discussions. Primary PC did not necessarily obviate the need for specialist PC, but it did relegate specialist PC to be utilized in the cases of more difficult patients. Conversely, other oncologists reported the rapidly changing and growing complexity of the cancer treatment landscape as necessitating more PC physician involvement due to the opportunity costs of oncologists' time. Strategies to improve patient receipt of PC will differ across these oncologists' preferences. For oncologists who prefer to refer all PC needs to specialists, automatic referrals may be an effective strategy. For oncologists who prefer to provide all or much PC themselves, automatic triggers to assess goals of care or patient symptoms may be a strategy that is successful. This may be especially useful in community practices, as respondents noted that the division of cancer care responsibility between oncologists and PC physicians stems from AMC-based evidence and did not generalize to these settings. This finding has important implications for future research not only regarding PC but regarding other medical conditions as well.
The predominant mode of delivery of PC in the United States is inpatient. 18 The heavy concentration of PC in the inpatient setting and the under-availability of outpatient PC created a host of sequelae that appear to negatively affect interactions between oncologists and PC specialists. The resulting triaging of only the most sick patients for PC may be distorting PC physicians' views of the severity of illness of patients with metastatic disease. This, in turn, may also be biasing oncologists to not refer to PC, because they perceive that PC will focus on comfort care and potentially under-treat their patients. Greater availability of outpatient PC and its earlier integration into standard oncology care may address these challenges. They may also mitigate the negative perception of PC as a “team of outsiders” making crucial decisions without having a rapport with the patient or an understanding of the patient's history. Greater availability of outpatient PC may also allow for better in-person collaboration with oncologists, which respondents noted as an important aspect of a positive working relationship.
Collaboration among multiple physicians often results in fragmented and poor-quality care. 19 Care fragmentation and communication difficulties also appear to plague interactions between PC specialists and oncologists, as found in this study as well as in other works. 20 In this study, oncologists reported poor communication with PC physicians as well as poor communication between patients and providers as a barrier to referral and effective co-management. Oncologists in our sample also reported ways they address these challenges, including being clear in the consult order as to what specific services were requested, what the oncologist's prognosis was for the patient, and whether the patient was aware of his prognosis. Other work evaluating provider perceptions of PC on heart failure has also found that clarity regarding PC physicians' responsibilities is crucial to physician acceptance of PC providers. 21 Oncologists in our sample also noted in-person (rather than phone or written) communication between oncologists and PC physicians facilitated collaboration.
Although the perception of PC as end-of-life care has been mentioned in the literature as a barrier to PC referral in U.S. oncology,17,22 respondents in our sample viewed PC as appropriate at multiple stages in the disease trajectory. This is in line with other empirical evidence 23 and may represent a change in how the role of PC is viewed more generally. Despite this attitude, oncologists we interviewed reported that the provision of PC remained in practice predominately relegated to end of life, not due to oncologists' perceptions but rather due to structural factors of limited availability and subsequent need to triage patients. As the demand for PC outpaces its supply,9,24 further work is needed to understand whether the components of PC assessment and intervention can be disaggregated and appropriately provided by other nonphysician practitioners, including nurses and social workers.
This is a qualitative study and as such, our findings are not meant to be generalizable to the population of U.S. oncologists. Rather, the aim of this work is to provide a rich and nuanced understanding of the range of ways in which oncologists think about primary and specialist PC and the integration of PC in oncology. Our sample consisted of 31 oncologists, an appropriately large sample size for reaching data saturation.25,26 However, it is possible that we did not fully capture the range of opinions of all oncologists, especially those who were not supportive of PC. This qualitative study provides the foundation on which further work can be conducted to explore the extent to which these attitudes hold across different care environments and provider types.
Oncologists are key stakeholders in improving how PC is delivered to advanced cancer patients. They serve as both gatekeepers to referral and the most common primary PC providers. Their views of the major barriers and potential solutions to gaps in PC are thus important in their own right and in guiding quality improvement efforts. Our results suggest that those efforts should include expanding the availability of specialist outpatient PC services to provide patients with longitudinal care that is practiced in a collaborative manner alongside standard oncology care. They also suggest more structured communication about the goals of consultation and existing prognostic information to avert duplication and fragmentation of services. Both these strategies deserve further examination in efforts to foster the natural alliance of oncologists and PC providers in serving their common patients.
Footnotes
Acknowledgments
Support for this research study is provided by the Department of Veterans Affairs, Veterans Health Administration, Office of Research and Development, and Health Services Research and Development (Project Number PPO 14-371). This work was presented as a poster at the American Society of Clinical Oncology 2016 annual meeting, June 3–7, 2016 in Chicago, IL. Support for Dr. C.T. is provided by the Department of Veterans Affairs, Veterans Health Administration, Office of Research and Development, and Health Services Research and Development (VA HSR&D RCS 00-001).
Author Disclosure Statement
No competing financial interests exist for Drs. A.N., P.A.K., C.T., S.M.A., and R.G. During the past two years, Dr. D..W.B. has had stock or other ownership interest in Clinical Oncology Advisory Group and PRM Pharmaceutical. He has had a consulting or advisory role with Clinical Oncology Advisory Group, Bristol-Meyers Squibb, Physician Resource Management, OnQ, Pfizer, MedScape, and Cascadian. His institution has received research funding from Amgen. Dr. M.P. has had consulting or advisory roles with Celgene and Castlight. Dr. K.R. has had a consulting or advisory role with Clovis.
