Abstract
Background:
Critical care physicians often have to make challenging decisions to withhold/withdraw life-sustaining treatments. As a result of society's increasingly cultural diversity such decision making often involves patients from ethnic minority groups, which might pose extra challenges.
Objective:
To investigate withholding/withdrawing life-sustaining treatments with patients from ethnic minority groups and their families during critical care.
Design:
Ethnographic fieldwork (observations, in-depth interviews and reading patients' medical files).
Setting/Subjects:
Eighteen patients from ethnic minority groups, their relatives, physicians and nurses were studied in one intensive care unit of a multi-ethnic urban hospital (Belgium).
Results:
During decision making physicians had a very central role. The contribution of patients and nurses was limited, while families' input was more noticeable. Decision making was hampered by communication difficulties between: (1) staff and relative(s), (2) relatives, and (3) patient and relative(s). Different approaches were used by physicians to overcome difficulties, which often reflected their tendency to control decision making, for example, stressing their central role. At times their approaches reflected their inability to align families' wishes with their own, for example, when making decisions without explicitly informing relatives.
Conclusions:
Withholding/withdrawing life-sustaining treatments in a multi-ethnic critic care context has a number of alarming difficulties, such as how to take families' input correctly into account. It is important that decision making happens in a cultural sensitive way and with involvement tailored to patients' and relatives' needs and in close consultation with interprofessional health care workers/other services.
Introduction
The laws regarding decisions to withhold/withdraw life-sustaining treatments (WHWD LST) vary between countries. In Belgium, the country where this study was conducted, decisions to WHWD LST may be made with or without the patient's explicit request. 1 Making such decisions at the request of competent patients is completely legal. Doctors who ignore such requests violate the laws that support patients' self-determination, even if doctors think that further treatment would still help the patient. Making decisions to WHWD LST without patients' explicit request is allowed when the treatment is considered medically inappropriate. The Belgian law even forbids the prolongation of medically inappropriate treatment. In such situations, physicians have major responsibility in decision making. Making decisions to WHWD LST in a situation where treatment is still possible and without patients' explicit request is considered as an omission offence. When patients are no longer competent, patients' representatives must act in the best interest of patients. Physicians have the legal right to deviate from the desires of the representatives after multidisciplinary deliberation, if representatives insist upon medically inappropriate treatment. Belgian law regarding decisions to WHWD LST is underpinned by important medical–ethical principles, such as respect for patients' autonomy, doing good for patients, avoiding intentional harm, and being truthful and faithful.2,3
During critical care, many patients die after a decision to WHWD LST.4,5 Such decisions must be discussed regularly and on time with patients and relatives and are best made in dialogue with colleague health care workers. 6 Discussions are often time-consuming and need sufficient patient involvement. 5 If patients are unable to participate, and choices can only be discussed with patients' relatives, decision making can be jeopardized by relatives' difficulties in understanding information and distress.7–9 Profound communication about decisions to WHWD LST with patients/families can further be impeded in acute critical situations (intensive care units [ICUs]) where health care professionals have to make decisions quickly, affected by their many job demands, medical uncertainty, and curative orientation.10–13 Furthermore, as such decisions are influenced by culture and religion, decision making can become even more complex with ethnic minorities due to, for example, beliefs in God's sovereign power over life–death. 14 In this article, we investigate making decisions to WHWD LST with patients from ethnic minority groups and families in the ICU, including difficulties encountered by health care professionals and strategies they use to deal with difficulties. Such knowledge is key for developing best practices regarding end-of-life decision making in a culturally diverse critical care context.
Methods
An ethnographic research design was used, enabling the researcher to immerse herself in the care field and explore our research topic in depth for long time on the ward itself by observing and interacting with people involved. This design is inspired by the social constructionist and interpretative approach. 15 Ethnographic fieldwork was performed for 10 months within a 3.8-year time frame (January 2014 and October 2017).
Setting and sampling
Our research field consisted of one ICU of a multiethnic urban hospital in Belgium. Purposeful sampling was applied, and patients and relatives were included if the birth place of patients/at least one of their legal parents was outside Belgium, if at least one of their relatives was proficient in Dutch/French/English, and if patients were at least 18 years old. One doctor and three nurses facilitated researcher's access to patients and families who met with inclusion criteria. Selected patients, relatives, and all ICUs staff members were studied during patient's entire ICU stay.
Participants
We selected 18 patients and accompanying relatives. They were originally from Southern Europe, Turkey, North Africa, and Central Africa, that is, regions of origin of Belgium's large ethnic minority groups. 16 No patients and relatives refused to participate. ICUs staff members comprised 80 nurses and 12 doctors. Most of them were members of the ethnic majority group. Eight staff members (one doctor and seven nurses) refused to participate.
Data collection
Data were collected through observations on the ward, 17 in-depth interviews with health care professionals, and reading patients' medical records.
Observations included observation of 695 interactions between research participants, 880 informal conversations with research participants, and attendance at 268 staff meetings. The researcher made short notes in the ICU. Afterward, she applied a “thick description” and emended these notes into long descriptive field notes. Private in-depth interviews were held with 27 nurses and 8 doctors who were involved in care for our included patients in the ICU and audio-recorded (see Appendix A1: topic list interviews). To not increase pressure on patients and relatives, only informal conversations were held with them.
Data analysis
In-depth interviews were transcribed, and thematic analysis was applied to all data, supported by NVIVO 8. This analysis encompassed (re)reading of data and assignation of themes. Core themes were detected in different data sources and within each theme, and different subthemes were identified. Themes and subthemes were refined and linkages between different themes were studied.
Reliability was strengthened by the first author analyzing data and two co-authors reviewing the analysis. The research process was also regularly reflected on by members of authors' academic research group. Moreover, the study was also read by a physician who is staff member of the studied team. Moreover, findings were discussed with nurses who had participated in this study during a conference.
Ethics
Study approval was received from authors' university's ethics committee (reference 2013/371, date approval: December 17, 2013). Privacy of research participants and confidentiality of data were maintained. Research participants were requested to give written consent to study participation after presentation of the study. If patients lacked capacity to give consent, consent was sought from legal representatives.
Results
Patients could not express themselves or could only do so minimally. More information about patients' characteristics is presented in Table 1. Thirty-nine percent of ICUs staff members were men, 61% women. Forty-two percent were younger than 45 years.
Patients' Characteristics
F, female; M, male.
Decisions to WHWD LST were made for 9 of 18 patients. Decision making was strongly influenced by physicians. The role of patients and nurses was minor, whereas families' input was more noticeable. Decision making was complicated by communication difficulties between: (1) staff and relative(s), (2) relatives, and (3) patient and relative(s). Different solutions were used by physicians to deal with conflicts, often mirroring their status as central decision maker (e.g., convincing families to make a decision to WHWD LST) and also sometimes their inability to overcome differing viewpoints (e.g., foregoing decision making). (A summary of the key findings is presented in Table 2.)
Withholding/Withdrawing Life-Sustaining Treatment in a Multiethnic Intensive Care Unit
Decision-making process
Patients themselves were often not involved in decision making as they were usually unconscious. Moreover, conscious patients were easily perceived by doctors as incompetent to participate (due to, e.g., illness and language barriers). Furthermore, patients often lacked an advance directive. A decision to WHWD LST was usually communicated to relatives by physicians, often depending on relatives' understanding of patient's situation. Physicians did not actively integrate nurses' views into the decision making. Moreover, nurses were not included in physicians' formal discussions with other colleagues, patients, and relatives.
Communication difficulties
First, decision making was often impeded by families who were against making decisions to WHWD LST. Families felt that patients should receive maximal curative therapy until death and that it is inappropriate to talk about patients' end of life and intervene in this domain, which was often legitimized by religious norms.
Second, it was difficult for doctors to find support for making decisions to WHWD LST from the whole family. Relatives who discussed the patient's situation with doctors more easily saw the relevance of making such decisions, whereas other relatives often remained opposed to it.
[…]
(Field note, Conversation between son of patient and Doctor 2, case patient 7)
Third, decision making was challenged when staff received support from patients to withdraw therapy, against the wishes of one/more of their relatives.
Staff's strategies to deal with communication difficulties
Trust building
When physicians felt opposition from relatives against making decisions to WHWD LST, some physicians tried to (re)gain their trust by holding conversations with them about patient's situation and bad prognosis. Misunderstandings were clarified and often western values (e.g., honesty) were emphasized during argumentation. Sometimes physicians directly asked relatives to put more trust in them.
(Interview with Doctor 1)
Some doctors also integrated another health care professional with whom relatives had a good bond. Sporadically, physicians talked to influential religious figures from patient's community or sought help from hospital's chaplain.
Convincing
Conversations with families aimed at reducing disagreement were often characterized by convincing families, sometimes done in an authoritarian manner. Physicians tried to convince relatives to accept a decision to WHWD LST, for specific medical reasons, because of the absence of curative options, ending of patient's suffering, preventing of a poor life quality, and ensuring basic care. Physicians' efforts to fully explore patients'/families' specific perspectives were limited.
At the entrance to the ward, the patient's son asks the physician whether the doctors are just going to stop treating the patient, while the other relatives are standing around the patient's bed inside the ward. So they cannot hear the conversation between the son and the doctor.
(Field note, Conversation between Doctor 2 and patient's son, case patient 7)
Stressing physicians' central role in decision making
Some doctors made their central role in decision making more clear toward relatives either in an indirect manner or through direct enforcement, for example, by pointing to their right/duty as doctor to make a decision to WHWD LST in patient's current hopeless situation.
(Field note, Conversation between Doctor 2 and patient's son, case patient 7)
Health care professionals often took it for granted that doctors were prime decision makers as doctors were considered medical experts and families' sociocultural background was often seen as impeding effective decision making.
Foregoing decision making
Some doctors followed families' wishes not to WHWD LST, sometimes contrary to their own and patients' opinions, and temporarily delayed decision making.
(Interview with nurse 2)
The decision to forego decision making was sometimes made in deference to families' ethno-cultural backgrounds. This was sometimes considered “a doctor's plight” and could potentially precipitate moral distress among physicians.
(Interview with Doctor 3)
Foregoing decision making gave doctors the opportunity to invest more in communication with families and gave relatives more time to adjust to patients' bad prognosis.
(Interview with nurse 1)
It also increased the chance that patients would die without having to make a decision to WHWD LST.
Doctor tells me: ‘Next week we are going to discuss with the family whether we can stop the machines, but it's possible that his heart might just stop.’ Then the doctor says to the nurses: ‘Next meeting is on Monday afternoon if he lasts till then, I said (to the family). Inflammation worsens, antibiotics change, poor lungs, poor heart. But I hope something happens to him before they have to decide to turn off the machines, because the woman isn't ready for it yet, is she. That saves us the conversation about turning off the machines. I hope his heart will fail before Monday.’ (Field note, case patient 12)
Furthermore, some doctors' fear of complaints and prosecution by relatives also contributed to foregoing decision making.
[…]
[…]
(Interview with Doctor 4)
Sometimes continued resistance of relatives even resulted in a doctor's final decision to forego decision making.
Foregoing decision making contributed to stress among some nurses. They felt that this practice endangered patients' dignity, quality of life, and autonomy.
(Interview with nurse 2)
(Interview with nurse 1)
Moreover, some nurses argued that foregoing decision making created false hopes of cure among relatives, was expensive and endangered care for other patients.
Nurses trying to initiate decision making
Some nurses frequently thought that decision making was postponed for too long, based on their day-to-day care for the patients as well as requests they received from patients to stop curative therapy, and consequently, they tried to encourage doctors to make a decision to WHWD LST.
A nurse said the following about the patient to the doctor: ‘He is apathetic. He doesn't want to open his eyes any more. What are we doing here? I feel like we're torturing him.’ (Field note, case patient 8)
However, doctors did not usually follow nurses' opinions as they considered themselves medical experts/prime decision makers, resulting in powerlessness and indifference among nurses.
(Interview with nurse 3)
Other nurses tried to convince families of the senselessness of continuing therapy, often in vain. This sometimes increased family–staff tensions.
Some nurses did not interfere in decision making as they perceived themselves as lacking decision-making power.
Consequently, these nurses minimally acknowledged or neglected patients' requests or asked patients to stop asking them to withdraw curative treatment, increasing stress among nurses.
Withdrawing LST without explicitly informing the patient and/or family
As a last resort, physicians sometimes withdrew LST without explicitly informing the patient and/or family. Decisions were then carried out either when relatives were present through visual misleading or when relatives were absent.
(Interview with nurse 3)
When explaining to families, patients' sudden quick decline and death was ascribed to patients themselves or “nature.”
(Interview with Doctor 1).
However, sometimes when physicians and patients' representative(s) had a good relationship, representative(s) were informed of the decision after it had been carried out. Noninvolvement of patients in decision making was justified by physicians by their perceived unconscious state, whereas they were sometimes regarded as conscious by their relatives during decision making. Sometimes the dying process was hastened, which was done off the record.
Although doctors did not like to make decisions without explicitly informing the patient and/or family, it was legitimized by them by the fact that it would end intensive suffering in patients and relatives and provoke a quick death, considered by physicians as a good death.
Furthermore, this practice was done to avoid intercultural conflicts with relatives and reduce the financial costs of treatment. It was considered to be done worldwide.
Discussion
Main findings of the study
In this ethnographic study, we investigated making decisions to WHWD LST with patients from ethnic minority groups and relatives in a multiethnic ICU in Belgium. We found that these decisions were primarily made by physicians. Patients' and nurses' role in decision making was limited, whereas families' input was more outspoken. Decision making was often hampered by communication difficulties between staff and relative(s), between relatives, and between patient and relative(s). Different approaches were used by physicians to overcome difficulties. Generally, doctors tried to control decision making, for example, by convincing families to make a decision to WHWD LST. Sometimes, physicians felt unable to align families' wishes regarding decision making with their own, which was reflected in, for example, physicians foregoing decision making contrary to their own opinion. In general, decision making with ethnic minorities did not go smoothly and had negative implications, for example, carrying out ethically concerning practices and endangering patients' rights and quality palliative care.
Strengths and limitations
Although there is a body of research on end-of-life decisions in critical medical situations, studies focusing on decisions to WHWD LST are less frequent.10,18 Moreover, none of these studies focus on WHWD LST in relation to ethnic minorities and none use anthropological techniques. However, anthropological designs allow deep knowledge of complex and sensitive themes. Our long-term observations increased trust toward the researcher and made participants often act naturally during observations. Moreover, combining observations with interviews made it possible to differentiate between participants' actual speech/behavior and their proclaimed speech/behavior. The researcher might have had an impact on the field and findings as she herself has a non-Belgian ethnic background, which enabled her to gain a lot of trust from ethnic minorities. Moreover, the fact that the researcher has no professional background in critical care made staff communicate with her in a transparent manner about procedures. A possible limitation of this study is its single field character and small sample size, which makes it difficult to generalize our findings to other ICUs. However, findings are also of relevance for other ICUs and can foster debate about end-of-life decision making during multiethnic critical care.
What this study adds
Providing culturally congruent end-of-life care and collaboration between health care professionals, patients from ethnic minority groups, and their relatives in difficult end-of-life decision making in a critical care setting is challenging. It is widely acknowledged that physicians hold central responsibility for decisions to WHWD LST and that such decisions best be made in close consultation with patients and relatives and after thorough deliberation with other health care workers.5,6,19–22 However, our study showed that this was seldom the case in our studied ICU with regard to patients and relatives from ethnic minority groups. Moreover, shared decision making, involving other health care workers besides physicians, for example, nurses, was very rare. Physicians are best placed, given their expertise, to determine what is still medically effective treatment and what is not. Physicians can never be obliged to continue a therapy when they consider therapy to be ineffective according to current medical knowledge. The (Belgian) law prohibits the continuation of medically inappropriate therapy. 23 Probably, this is the main reason why physicians want the decision to be made, preferably with, but possibly also without others' explicit consent. However, it does not relieve them of their obligation to make decisions as carefully as possible.
Observed decisional conflicts were also found in studies on end-of-life decision making with the ethnic majority group.24,25 However, disagreement in our culturally diverse setting seemed to be more explicit and difficult to overcome due to factors related to patients' ethnic backgrounds, for example, strict religious norms and linguistic barriers. Also, the lack of knowledge on end-of-life issues in foreign cultures among some health care professionals and ethno-religious discrimination and prejudice, which is quite worrying in today's multicultural society, impeded effective decision making. Discrimination and prejudices were often based on ignorance, lack of communication, and structural constraints. Ethnic prejudices were sometimes used to legitimize physicians' central position in decision making. Moreover, prejudices discouraged some staff members to fully explore patients'/families' perspectives. Furthermore, adequate policy measures to deal with difficulties were lacking, for example, no formal integration of other professionals, such as nurses or professional interpreters, in decision making.
Patients and relatives were not actively/explicitly involved in decision making. However, certain physicians were very concerned about relatives' viewpoints and well-being. Thereby, in some cases, decision making was co-shaped by relatives to a certain extent. Unfortunately, this resulted in ethically and legally concerning practices, such as physicians not making a decision to WHWD LST against their own opinion, withdrawing LST without explicitly informing the family, deception, and hastening the dying process. These practices highlight doctors' inability in aligning differing viewpoints.
It is known that patients are more likely to express their wishes to nurses who give them day-to-day care, which also came to the fore in our study, and that nurses can be effective in judging which patients would die despite continuing treatment.26,27 However, doctors often did not take into account nurses' perspectives, confirming earlier studies, and nurses' efforts to convince families were often not effective.28,29 This contributed to powerlessness and moral distress among nurses.
Implications for practice and research
In a multiethnic critical care, context decisions to WHWD LST should be made with cultural sensitivity and involvement tailored to patients and relatives and in close consultation with other health care workers and services (e.g., nurses, palliative care specialists, psychologists, intercultural mediation, and interpreting services). Staff and students should receive training to develop their knowledge, skills, and attitudes regarding culturally appropriate end-of-life communication and decision making (e.g., through role plays or discussions about potentially stressful real-life cases and ethnic prejudices). Furthermore, they should be trained in how to cooperate with other disciplines/services and how to take care of their own mental health. Also, policy measures should be implemented allowing collaborative communication between health care professionals, patients and families, and among health care professionals. They may include agreements about collaboration between the critical care team and interpreting services and involvement of nurses in end-of-life communication and decision making. Moreover, educating ethnic minorities about end-of-life decision making (e.g., advanced care planning) both within and outside the ICU is valuable. Finally, the ethically concerning practices found in this study highlight the need for debate about end-of-life decision making in a multiethnic critical care context. Further (evidence-based) studies are required to test the impact of these proposed measures in a multiethnic critical care setting.
Conclusions
Making decisions to WHWD LST in a multiethnic critic care context has a number of specific challenges, such as how to take ethnic factors into account and how to correctly deal with differing viewpoints (e.g., relatives vs. staff). To effectively deal with such challenges, decision making should happen in culturally sensitive way and with involvement tailored to patients' and relatives' needs and in close consultation with other health care workers/services.
Footnotes
Acknowledgments
We thank the staff, patients, and families for their participation in our study and the members of our project group for their support and advice.
Funding Information
This study was funded by a research grant from the Fonds Wetenschappelijk Onderzoek-Vlaanderen (GOA3312N).
Author Disclosure Statement
No competing financial interests exist.
