Abstract
Evidence-based guidance regarding use of nearly all pharmaceuticals by pregnant and lactating women is limited. Models for performing research may assist in filling these knowledge gaps. Internationally, reproductive age women are at high risk of human immunodeficiency virus (HIV) acquisition. Susceptibility to HIV infection may be increased during pregnancy, and risk of maternal-child transmission is increased with incident HIV infection during pregnancy and lactation. A multidisciplinary meeting of experts was convened at the United States National Institutes of Health to consider paradigms for drug research in pregnancy and lactation applicable to HIV prevention. This report summarizes the meeting proceedings and describes a framework for research on candidate HIV prevention agent use during pregnancy and lactation that may also have broader applications to other pharmaceutical products.
Introduction
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The limitations of excluding pregnant women from early stage drug trials were especially apparent during the 2009 H1N1 influenza pandemic, 7 given the well-documented history of increased susceptibility of pregnant women to complications and death from influenza. 8 Subsequent research has begun to inform optimal therapy with oseltamivir for pregnant women. 9 Nevertheless, inclusive and comprehensive study of safety and pharmacokinetics could have improved maternal and fetal outcomes. Here, a separate example of the need for drug research in pregnancy and lactation and a template for that research are provided.
Drug Research During Pregnancy and Lactation: HIV Chemoprevention
Heterosexual transmission now accounts for the majority of new human HIV infections worldwide, with women of reproductive age comprising a large proportion of these new cases. 10 Women-controlled approaches for prevention of HIV infection are recognized as a critical component in combating the pandemic. 10 Two such approaches under investigation are topical microbicides and oral preexposure prophylaxis (PrEP). Biomedical HIV prevention is an important area for research during pregnancy and lactation that may inform investigations in other disciplines.
Many advances in HIV prevention have occurred recently. Earlier identification and treatment of HIV-infected persons has been demonstrated to reduce the risk of sexual transmission. 11 Several tenofovir-based regimens (coitally dependent tenofovir vaginal gel, oral tenofovir disoproxil fumarate (TDF), and oral TDF/emtricitabine) have demonstrated efficacy in the prevention of transmission in some studies but not in others. 12 –16 While such disparate results are challenging for researchers, regulators, and policy makers, research continues and topical antiretroviral drugs may be available to women in the near future. Although some oral formulations of these products have been studied in the context of HIV treatment in pregnant women, their risk-benefit ratio is not yet established for HIV-uninfected pregnant and lactating women.
There are many compelling reasons to investigate candidate HIV prevention agents during pregnancy and lactation. 7,17 Pregnant women remain sexually active and may increase the frequency of intercourse near term to initiate labor. 18 –20 Pregnancy increases susceptibility to HIV acquisition as well as potentially increasing infectivity to male partners. 21 –23 Two recent studies emphasize the critical importance of preventing incident HIV during pregnancy to decrease risk of vertical transmission. 24,25 Additionally, unintended pregnancies among clinical trial participants present significant challenges to the conduct and interpretation of HIV prevention trials, an issue highlighted by the Institute of Medicine. 26
Similar data support the need for proactive investigation of candidate HIV prevention agents during lactation. Many countries with high HIV prevalence also have high rates of extended duration of breastfeeding (30%–80% at 2 years of age). 27 –29 In some cultures, rates of sexual concurrency for men may increase during the postpartum period, increasing lactating women's risk of HIV exposure and acquisition. 30,31 Acute maternal infection during lactation also increases risk for transmission to the infant. 32 –34
The increased risk of HIV acquisition during pregnancy and the increased transmission risk to the infant with new infection during pregnancy and lactation compel the identification of safe and effective HIV prevention strategies for these populations. Given the unique nature of this research, an expert meeting, “Next Steps for Testing Microbicides and PrEP in Pregnancy,” was convened in November 2010 at the National Institutes of Health (NIH) in Bethesda, Maryland. Many of the challenges discussed are also applicable to research in pregnancy and lactation in general and can inform this critical area. The goals of the meeting are shown in Table 1. In light of the recent draft guidance published by FDA, 6 it is useful to review potential strategies to address these unique challenges.
Meeting Proceedings
A panel of 52 investigators and government representatives from the United States and Africa with expertise in international HIV prevention research, infectious diseases research in pregnancy, lactation, maternal-fetal pharmacology, and neonatology attended. State-of-the-science updates were given in the field of HIV prevention and topics relevant for any investigations undertaken during pregnancy: trimester-specific drug safety concerns, current U.S. regulations, domestic and international perspectives on research in pregnancy and lactation, and ethical considerations.
General safety considerations
Drug safety is a paramount consideration for any pharmaceutical research conducted in reproductive age women, given the potential for inadvertent exposure during early pregnancy. Drug safety profiles become especially critical when intentional exposure during pregnancy or lactation is planned. Thus, animal and clinical safety data and U.S. Food and Drug Administration (FDA) guidelines should be carefully reviewed. Reproductive toxicity studies required by the FDA prior to licensure include: • Segment I: fertility and early embryonic development to implantation, • Segment II: embryonic-fetal development (teratogenicity), and • Segment III: perinatal and postnatal development, including maternal function.
Presenters discussed normal fetal development and potential vulnerabilities during different periods. While exposures can have deleterious effects after the first trimester, organ sensitivity to teratogens is generally decreased after that time. In general, drug exposures in the second and third trimester carry little risk of malformations but have rare potential for malfunction (e.g., altered kidney function). Many drugs cross the placenta and can have pharmacologic actions in the fetus that can be beneficial (antimicrobials for in-utero infections) or deleterious (fetal hypothyroidism secondary to maternal hyperthyroid therapies).
Second trimester discussions focused on potential indirect effects caused by intravaginal medications. Alterations in vaginal flora and inflammatory mediators can be associated with preterm labor, preterm birth, preterm premature rupture of membranes, or chorioamnionitis 35 –37 and have a critical role when studying intravaginal products. Ideal topical drugs would be efficacious with no impact on vaginal flora or immunology. Cervicovaginal biomarkers such as H2O2-producing lactobacilli, bacterial vaginosis-associated organisms, cervical cytokines interleukin (IL)-6 and IL-8, and matrix metalloproteases should be evaluated during trial participation for their ability to predict adverse effects on the cervicovaginal environment and pregnancy outcome.
During study design, it is important to consider characteristics of the drug and its potential use during pregnancy. Table 2 outlines a list of questions for consideration before evaluation of new drugs during pregnancy.
Domestic perspectives on research in pregnancy
A recent evaluation of drugs approved from 1980–2000 found that in greater than 90% the potential teratogenic risk is still unknown, and that very few drugs actually have an approved indication in pregnancy, although many are prescribed. 38 Despite the lack of pregnancy data, pregnant women frequently use both prescription and over-the-counter medications. 39 –41 Although sizable alterations in physiology during pregnancy and lactation can have substantial impact on drug metabolism and pharmacokinetics, these areas are also understudied. 9,42,43 It was agreed that most drugs lack adequate data for informed prescribing during pregnancy. 5,7,38,39
The U.S. Code of Federal Regulations provides specific requirements regarding the participation of pregnant women in clinical research. 44 These regulations were enacted to protect the fetus but have the negative effect of discouraging drug research in pregnancy prior to licensure and widespread public use. Paradoxically, this design may actually result in uncontrolled exposures of far more fetuses once the drug is licensed. Furthermore, harm resulting from exposure following licensure may be more difficult to detect without the data collection power of clinical trials. 7,40,45 Collection of data on fetal effects as part of well-controlled and carefully monitored clinical trials is an effective way to obtain information addressing safety during pregnancy.
International perspectives on research in pregnancy
Maternal–child health investigators attending from Africa stated that a restrictive regulatory environment for research during pregnancy and lactation currently exists. One approach to the study of drugs during pregnancy that may be more acceptable to local regulatory agencies is the development of pregnancy exposure registries. A combination of pregnancy registry data and controlled, sequentially larger trials during pregnancy may also represent an acceptable approach.
Ethical justifications for ongoing and future research
The ethical imperative to investigate medications during pregnancy is a well-recognized concept with documented justification. 5,7,46 –48 The current regulatory approach limiting research efforts in pregnancy can be considered in conflict with the ethical principle of justice given that medication use (and fetal exposure) during pregnancy is common. Informed use of medical therapies during pregnancy is necessary to optimize care (principal of beneficence) and there is large societal cost from the lack of safety data and the resulting reticence to use indicated therapies during pregnancy. Previous tragedies related to detrimental drugs used in pregnancy occurred because research in pregnancy did not occur prior to release into market, not because research had been done.
A strong case for research involving HIV prevention agents during pregnancy can be made, because the science strongly suggests that pregnant and lactating women represent a key target group for HIV prevention efforts and because subsequent drug exposure during unrecognized pregnancy will occur given the target population. Studies of HIV prevention agents in pregnancy and lactation are ethically justifiable based on the concept of “prospect of direct benefit” to the mother, without a requirement for statistical power to detect this benefit.
Candidate HIV Prevention Drug Research as a Template For Research in Pregnancy and Lactation
Meeting deliberations centered on a general conceptual template and featured specific protocol examples for each step of the template. What follows is a step-by-step paradigm, with tenofovir gel being used as the case example, potentially applicable to many current and new pharmaceuticals.
The first step entails a review of reproductive toxicity studies and existing human data for safety in pregnancy. Prior to the development of the first tenofovir-based microbicide study in pregnancy, all available data were reviewed. The preclinical toxicity studies, available data from clinical trials for HIV treatment, and data from the Antiretroviral Pregnancy Registry (APR) failed to identify signals of toxicity, suggesting that controlled investigation for prevention was a reasonable step forward. 49
Additional information can be obtained by collecting outcomes from inadvertent exposure in early pregnancy during extended safety and efficacy trials. Despite recommendations to use effective contraception, pregnancies are common and drug exposures often occur during organogenesis, before pregnancy detection. Use of a registry-like research protocol can assist with standardized collection of these data. 6 In the example of tenofovir gel and oral antiretrovirals studied for HIV prophylaxis, these data are being collected from a research pregnancy registry (microbicide trials network [MTN]-016).
After fulfilling the initial step of safety review, a second step is testing a limited exposure at term gestation with collection of safety and pharmacokinetic information. This provides for a term fetus with more mature physiology for drug excretion, should drug cross the placenta. For tenofovir gel, a phase 1 study (MTN-002) enrolled 16 women with uncomplicated term pregnancies planning cesarean delivery. Each participant received a single vaginal dose of tenofovir vaginal gel within 8 hours of delivery, and samples for drug concentrations were collected over 24 hours. Amniotic fluid, cord blood, and placental tissue were collected at delivery. Cesarean delivery offers the advantage of collection of uterine tissue to assess endometrial drug levels. Having intact membranes is also an important consideration for vaginally applied drugs and for potential collection of amniotic fluid. Adverse events were tabulated to identify any safety signals. In this example, the findings were reassuring and supported additional research. 17
The proposed third step is a multiday dosing protocol conducted at term, followed by near-term exposures, enrolling enough participants to have power to detect clinically significant increases in important outcomes. The tenofovir gel example for this step is the study MTN-008, which was designed to enroll women with uncomplicated pregnancies above 36 weeks to receive either tenofovir vaginal or placebo gel daily for 7 consecutive days. After completion of the first cohort of 45 term women, an interim safety evaluation occurred. As no safety signals were identified, a second cohort of 45 women at 34–37 weeks (near-term) gestation will be enrolled. If after thorough review of safety data from both cohorts, no safety signals are identified, further investigations can be undertaken.
Further investigations in pregnancy (fourth step) would plan for a progression to earlier gestational ages with more extended dosing, depending on the drug-specific planned dosing pattern. In the case of tenofovir gel, a phase 2 study (MTN-019) was designed to enroll women with uncomplicated pregnancies at progressively lower gestational ages based on interim safety reviews. Women would be enrolled in three cohorts between 28 and 33 weeks, 20 and 25 weeks, and 12 and 17 weeks' gestation, respectively. Participants would receive 28 consecutive daily doses of either tenofovir or placebo gel and would then be followed off product until delivery with analysis of maternal and fetal adverse events.
The last proposed investigation is evaluation of drug use before conception and continued throughout pregnancy with assessment of maternal and fetal safety. Based on the extent of information collected through inadvertent exposure in early pregnancy (step 1) and the purposeful studies in pregnancy (steps 2–4), additional data on exposure throughout organogenesis and the remainder of pregnancy is often needed. Once all of the steps above have been completed and no safety signals have been identified, consideration should be given to allowing women in whom the drug has been initiated to stay on the drug after becoming pregnant with careful collection of pregnancy outcomes. This surveillance can occur through demonstration projects to expand delivery of the drug after establishment of efficacy for non-pregnant women. Such investigations could also serve to potentially identify uncommon adverse effects that were not previously identified in earlier stage studies (partly due to relatively smaller sample size).
Safety and pharmacokinetics in lactating women and their infants can be assessed in parallel to the steps described in pregnancy. Timing of dosing in lactation studies may be dependent on the timing of infant weaning as well as the route of drug delivery. Pharmacokinetics for both mother and infant will be impacted by exclusive versus nonexclusive breastfeeding. Hence, studies are typically conducted prior to introduction of other foods. For a drug applied intravaginally, consideration must also be given to time required for involution of the uterus/cervix and healing of lacerations or episiotomy. With both considerations in mind, a lactation safety and pharmacokinetic component for tenofovir gel was incorporated into the MTN-008 protocol, enrolling lactating women one to six months postpartum. Women will insert tenofovir vaginal gel daily for 7 consecutive days with pharmacokinetics measured in both blood and breast milk samples. Adverse events in women and their infants will be assessed.
Summary and Conclusions
Drug safety during pregnancy and lactation is understudied and a framework for such research may facilitate filling this knowledge gap. The HIV prevention field presents an opportunity to perform such research and also has provided an ethically and scientifically justified model for future investigations that may be applicable to a broad range of pharmaceutical products.
Footnotes
Acknowledgments
The authors would like to thank the meeting attendees for their contribution to this work: Sharon Hillier, University of Pittsburgh, Pittsburgh, PA; Jared Baeten, University of Washington School of Medicine, Seattle, WA; Lisa Begg, Office of Research on Women's Health (ORWH), National Institutes of Health (NIH), Bethesda, MD; Joseph Biggio, University of Alabama at Birmingham, AL; Margaret Brewinski, United States Agency for International Development (USAID), Washington DC; Katherine Bunge, University of Pittsburgh, PA; Wairimu Chege, Division of Acquired Immunodeficiency Syndrome (DAIDS), US NIH, Bethesda, MD; Roberta Chen, Centers for Disease Control and Prevention (CDC), Atlanta, GA; Vanessa Elharrar, DAIDS, US NIH, Bethesda, MD; Linda Ehler, DAIDS, US NIH, Bethesda, MD; Sepideh Habibi, International Partnership for Microbicides (IPM), Silver Spring, MD; Barbara Hahn, Division of Microbiology and Infectious Diseases (DMID), US NIH, Bethesda, MD; Karen Isaacs, FHI 360, Durham, NC; Denise Jamieson, CDC, Atlanta, GA; Lisa Levy, FHI 360, Washington, DC; Margaret Little, Georgetown University, Washington, DC; Christine Mauck, CONRAD, Arlington, VA; Mark Mirochnick, Boston University School of Medicine, Boston, MA; Caroline Mitchell, University of Washington School of Medicine, Seattle, WA; Nelly Mugo, University of Nairobi, Kenya; Amy Murtha, Duke University School of Medicine, Durham, NC; Clemensia Nakabiito, Makerere University School of Medicine, Kampala, Uganda; Kavita Nanda, FHI 360, Durham, NC; Mirjana Nesin, DMID, US NIH, Bethesda, MD; Uma Reddy, Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD), US NIH, Bethesda, MD; Laura Riley, Harvard University, Boston, MA; Jill Schwartz, CONRAD, Arlington, VA, Sengeziwe Sibeko, Centre for the AIDS Programme of Research in South Africa, Congella, South Africa; Shanique Smythe, IPM, Silver Spring, MD; Lydia Soto-Torres, DAIDS, US NIH, Bethesda, MD; and Hans Spiegel, Contractor, HJF-DAIDS, US NIH, Bethesda, MD.
The authors also wish to thank Jennifer Frasier, Contractor and Program Manager, HJF-DAIDS, Bethesda, MD, and Christine Rullo, Microbicide Trials Network, Magee-Womens Research Institute, Pittsburgh, PA, for their efforts in planning and coordinating the meeting.
Funding for the meeting was provided by National Institute of Allergy and Infectious Diseases, Division of AIDS, National Institutes of Health, and the Eunice Kennedy Shriver National Institute of Child Health and Human Development, National Institutes of Health, Bethesda, Maryland. All authors planned and attended the meeting, reviewed all of the relevant literature, and reviewed all drafts of the manuscript.
Author Disclosure Statement
No competing financial interests exist.
