Abstract
Background:
Genetic alterations in lymphatic development can lead to microcystic lymphatic malformations (micro LMs). LMs can have both microcystic and macrocytic components or be exclusively one or the other. LMs can result in serious, sometimes life-threatening, sequelae. Absent consensus guidelines, treatment has been largely empiric. Recent advances in our understanding of the pathogenesis of micro LMs have provided a foundation for novel therapeutic approaches. This review examines clinical data over the last 10 years on the role of sirolimus, an inhibitor of the PI3K/AKT/mTOR signaling pathway implicated in micro LM development, in the treatment of micro LM.
Methods and Results:
Systematic review of published clinical studies from January 1, 2011, to July 15, 2021, using the PubMed, Google Scholar, and Cochrane Reviews databases, and utilizing delimiters to focus specifically on sirolimus in the treatment of micro LM. A total of 16 studies were identified (13 case studies or case reviews; 3 prospective) that included 52 subjects treated with topical (n = 15) or oral (n = 37) sirolimus for micro LM. Clinically meaningful, long-term improvement (up to 3 years) was noted in 92% (46/50), mostly previously treated subjects. Sirolimus yielded improvements in key manifestations such as lymphatic leakage, bleeding, vesicle bulk, pain, and skin discoloration. Some subjects experienced a rapid onset of effect (within 2 weeks). No unexpected adverse events were seen.
Conclusion:
Sirolimus appears to be an effective and safe option in the management of cutaneous and complex micro LM. However, prospective, controlled trials are clearly needed to accurately elucidate the benefits and risks of sirolimus in the management of micro LM. ClinicalTrials.gov Identifier: NCT05050149.
Introduction
Lymphatic malformations (LMs) are nonmalignant, congenital, abnormal lymphatic vessels that result in enlarged fluid-filled lymphatic spaces. 1 Clinical manifestations vary considerably, ranging from local enlargements to widespread diffuse lesions. 2 Depending on their location, these malformations can lead to disfigurement, organ dysfunction, recurrent infection, and potentially life-threatening airway obstruction. 3
The International Society for the Study of Vascular Anomalies divides LMs into 3 types based on cyst size and distribution:
Macrocystic LMs: Typically large, smooth, translucent, multi-lobular lesions present at birth. Microcystic LMs (micro LMs): Manifest as small, often disseminated dermal lesions that permeate the subcutaneous tissue and muscles resulting in diffuse infiltration and can appear as localized masses. Mixed LMs: A form that includes aspects of both the macrocystic and microcystic types.1,4–7
Regardless of form, the majority of LMs result from postzygotic mutations typically in PIK3CA that lead to an overgrowth of lymphatic vessels. Although they are histologically similar, macrocystic LMs and micro LMs are phenotypically different and often have different treatment paradigms and outcomes. 8
Unlike macrocystic LMs, micro LM vessels connect to the epidermis in the form of vesicles, papules, and plaques, which can leak at the surface (lymphorrhea). Hyperkeratosis often results during the healing process and can bleed spontaneously, particularly when overlying a capillary malformation or due to minor trauma. Since micro LMs appear to be caused by activating mutations in genes that control growth, these lesions enlarge, and with recurrent leaking and healing tend to become more papular and keratotic over time.
Treatment success for micro LMs remains low.1–3 Though several treatment modalities exist, current interventional therapies are less than ideal, and none are Food and Drug Administration (FDA) approved for this disorder. 3 For example, surgical resection remains challenging, if not impossible, due to the infiltrative, diffuse nature of micro LMs. In addition, due to underline somatic mutation associated with micro LM, it is difficult to achieve accurate and clear surgical margins, resulting in high recurrence rates post resection. Moreover, the benefits of surgical interventions were not sustained. Recurrence rates for micro LM after surgical resection have been reported to range from 17% with complete resection and 40% with incomplete resection, thus increasing the risk for iatrogenic morbidity with repeat surgeries.
Sclerotherapy, the first-line treatment for macrocystic LMs, may not be effective or practical in patients with micro LMs due to a lack of accessible therapeutic targets, although positive results have been reported for several sclerotherapy agents, mainly bleomycin, especially in cases of large diffuse micro LMs.1,9 Efficacy of other surgical interventions including radiotherapy and laser therapy remains to be determined. 7 The drawbacks associated with surgical approaches for micro LMs have spurred the search for treatment alternatives that target the underlying pathological mechanisms of this disorder.
Although the pathogenesis of LMs remains to be clearly elucidated, important insights gained over the last decade have implicated abnormal activation of the PI3K/AKT/mTOR signaling pathway. 3 Enhanced mTOR signaling has been shown to enhance the expression of the vascular endothelial growth factor, a key promoter of angiogenesis and lymphangiogenesis, and leads, in turn, to uncontrolled and disorganized vascular development. The mTOR inhibitor sirolimus (rapamycin) offers a biologically plausible mechanism as a targeted therapy in the management of LMs, especially difficult-to-treat micro LMs.10,11 By directly targeting the PI3K/AKT/mTOR pathway within LMs, sirolimus has been shown to downregulate lymphangiogenesis and attenuate clinical complications including lymphorrhea, bleeding, infection, and pain.
This systematic review of the literature examined clinical data on the role of topical and systemic sirolimus in the treatment of children and adults with micro LMs.
Methods
Search strategy
The focus of the search was to identify and evaluate recently published clinical studies specifically on the role of sirolimus in the treatment of micro LMs. The search was completed per Preferred Reporting Items for Systematic Reviews and Meta-Analyses guidelines. 12
Search criteria
All searches included a “Disease” and a “Drug” term and used the connector word “AND” to return “hits” (Table 1).
Search Delimiters
For instance, the search format was as follows: “microcystic lymphatic malformation” AND (sirolimus OR rapamycin OR mTOR inhibitor). The title and/or abstract of the search studies were required to indicate that the publication contained clinical data directly related to sirolimus in the treatment of patients with micro LMs.
Data extraction
From each relevant study, the following details were extracted and a table containing those details was created.
Publication details
Study type
Number of subjects as well as demographics
Number of subjects with micro LMs
Prior treatments
Details of sirolimus treatment including dosing and duration
Outcome measures
Results, including the impact of sirolimus on micro LM symptomatology
Sirolimus-related adverse events
Statistical analyses
Because of the heterogeneity in outcome measures and subject selection criteria among the studies identified, no formal statistical analyses were conducted. Only descriptive statistical analyses were completed when necessary for clarity.
Institutional review board approval
For this retrospective study, an Institutional Review Board approval was not required.
Results
The search strategy yielded a total of 251 publications (Table 2).
Overall Number of Publications Identified
Using drug terms (sirolimus OR rapamycin OR mTOR inhibitor.
After removing duplicates, the remaining publications were reviewed to ensure they contained clinical data related specifically to the use of topical or oral sirolimus in the treatment of patients with micro LMs. The review yielded a total of 16 relevant studies that included 52 subjects with micro LMs (Table 3).7,13–27 Studies identified were mostly case studies (10) or retrospective hospital case reviews (3). The 3 prospective clinical trials identified included 13 subjects with micro LMs.13–15
Topical Sirolimus Treatment for Cutaneous Lymphatic Malformation
Most had previous treatments, including sclerotherapy and surgical debulking. Individual patient data were not available.
Only grouped data were presented.
AEs, adverse events; ALT, alanine aminotransferase; AST, aspartate aminotransferase; BID, twice daily; BTDA; blood level target of sirolimus dose adjustments; CO2, carbon dioxide; F, female; GI, gastrointestinal; LM, lymphatic malformation; M, male; MLM, microcystic lymphatic malformations; MLN, Medicare Learning Network; NA, not available; OD, once daily; PD, progressive disease (increase in lesion size, symptoms, or decreased QoL assessment); QD, daily; QoL, quality of life; PR, partial response (reduction of ≥20% in size of the vascular lesion or improvement of symptoms or QoL); S, sirolimus; S, subject; VATS, video-assisted thoracoscopic surgery; YAG, yttrium aluminum garnet.
Demographics
Ages at treatment initiation ranged from a few days of life 27 to 34 years. 25 For studies reporting the gender of subjects with micro LM, the proportion of women was somewhat higher than men (16 women, 10 men).
Treatment
Specific sirolimus treatment information is presented in Table 3. Sirolimus was administered orally in 10 (n = 37) and topically in 6 (n = 15) studies, usually in a twice-daily regimen. The initial oral dose was typically 0.8 mg/m2 twice daily. In all 10 studies with oral dosing, doses were adjusted to maintain systemic sirolimus trough levels (range: 4–15 ng/mL). Topical dosing concentrations ranged from 0.1% once daily to 1% twice daily. Most subjects (62%; 32/52) received at least 1 prior treatment for this disorder before starting sirolimus treatment.
Sirolimus efficacy
Outcome measures
Because most studies included in this analysis were uncontrolled, observational, and retrospective in design, prospective outcome measures were not used in most. However, 2 prospective studies13,14 used outcome measures categorized as complete, partial, and no response (stable or progressive disease). In these studies, those parameters were typically defined as follows:
Complete response: Complete disappearance of the lesion (clinically and radiologically) and normalization of quality of life (QoL)
Partial response: A reduction of ≥20% in size of the vascular lesion (clinical and/or radiological) or improvement of symptoms or QoL
Stable response: No evidence of response or disease progression
Progressive disease: An increase in lesion size, symptoms, or decreased QoL assessment
Overall response to treatment
Of the 50 mostly previously treated micro LM subjects with evaluable efficacy findings, 92% (46) demonstrated a clinically meaningful response to sirolimus treatment. Sirolimus efficacy was noted across a wide age range, from neonates13,15,27 to adults over 30 years. 25 Most subjects experienced a notable reduction or elimination of the micro LM mass/lesion and improvements in key symptoms such as leakage, infection, and pain in response to sirolimus treatment. Overall, sirolimus administered topically (6 studies) and orally (10 studies) both yielded improvements in cutaneous outcomes such as lesion size.
Topical application
For all 15 subjects treated with topical sirolimus (Table 3), treatment provided clinically meaningful relief for a variety of micro LM signs and symptoms including reductions in exudate, vesicle volume, pain, bleeding, and superinfection. Most of the subjects—60% (9/15)—had undergone previous treatment for micro LM with less than optimal results. Treatment duration varied considerably from 3 to 24 months,7,16 but improvement was noted as early as 3 weeks for 1 subject. 19
The compounding process for topical sirolimus was briefly described in 4 studies—1 study used a commercially available oral solution in a standard hydrophilic ointment, 7 2 studies used a rapamycin petroleum formulation,17,18 and 1 study used the commercial oral solution. 19 In one of these studies, rapamycin powder was used in the compounding of the petroleum formuation. 17
Oral administration
For the 37 subjects treated with oral sirolimus (Table 3), treatment provided clinically meaningful relief in 31 subjects. In 1 study that included a total of 6 children with micro LM, 2 subjects were excluded from the efficacy analysis because they did not receive the full course of treatment. 27 As a result, 35 subjects were included in our oral sirolimus efficacy analysis for oral treatment yielding a responder rate of 89% (31/35). Subjects' oral treatment duration varied considerably among subjects ranging from 2 months 22 to more than 3 years. 24
For most subjects, oral sirolimus resulted in reductions in lesion bulk size, pain, infections, and lymphatic leakage. In addition, oral sirolimus mitigated chylous pleural effusions in 4 subjects with diffuse micro LM affecting the lungs permitting chest tube removal. 22 In these subjects, responses occurred as early as 8 days after the start of treatment.
Adverse events
Topical application
With topical administration, the most common adverse event reported was transient irritation or burning at the application site. Application site reactions occurred in 5 of 7 subjects with safety data available. For 1 subject, the application site reaction resulted in a reduction in dosing frequency from twice to once daily. 7
Oral administration
In 1 study, 13 blood and bone marrow toxicities were noted in about a quarter of the 57 subjects with vascular anomalies treated with sirolimus; however, the toxicity analysis in that study did not identify how many of the 5 micro LM subjects from that study included in our analysis were affected. Among the 18 orally treated subjects in our analysis with individual safety data available, 5 experienced liver enzyme elevations, 4 dyslipidemia, and 6 mucositis/mouth sores. The risk for these systemic events appeared to decline with sirolimus dose reduction. 22
Treatment discontinuations
Treatment discontinuations (permanent) due to adverse events linked to sirolimus therapy occurred in 4 subjects (8%; 4/52) across 3 studies. All were treated with oral sirolimus. In Adams et al., 13 1 subject was discontinued because of grade 2 (moderate) nausea and a second for persistent grade 3 (severe) lymphedema. In Hammill et al., 22 the toxicity was not specified for the 1 subject who discontinued due to adverse events. In Zobel et al., 27 1 subject with micro LMs discontinued treatment due to “intolerable” nausea.
Discussion
Micro LMs represent therapeutically challenging congenital vascular lesions. 28 There is no universally accepted gold standard of care and there are no FDA approved therapies. Current interventional treatment modalities such as surgery or sclerotherapy may be infeasible or have only transient efficacy for many patients with micro LM.2,29 These clinical gaps in the management of micro LMs have spurred the search for novel treatments to improve outcomes and reduce symptom burden. Recent insights into the pathogenesis of micro LMs have provided an opportunity to examine treatments, such as mTOR inhibitors, that better target the underlying pathogenesis of this disorder.
This systematic review examined the published literature on the role of sirolimus in the treatment of micro LMs. Limited prospective clinical trials have been conducted to specifically examine the role of sirolimus in the treatment of micro LMs, and no trials have been identified that use a placebo control.
As of July 2021, ClinicalTrials.gov showed only 3 active clinical trials examining the role of sirolimus for the management of LM. Due to the paucity of prospective, controlled trials, our review relied primarily on case studies and case reviews. We identified 52 patients across 16 studies who were treated with sirolimus for the management of micro LMs. Most patients (90%) demonstrated a clinically meaningful response to sirolimus treatment, with notable reductions in, or elimination of, the micro LM lesions over time. Indeed, time to discernable onset of action was reported to occur as early as 2 weeks after the start of therapy in some studies. In addition, improvements continued during follow-up that ranged from 2 months to 3 years, implying long-term maintenance treatment may be needed to prevent disease progression. About half the studies reviewed reported changes in specific micro LM associated symptoms, with sirolimus treatment yielding improvements in such manifestations as lymphorrhea, bleeding, pain, and skin discoloration.
Our findings confirm and extend the results of broader retrospective reviews of sirolimus in micro LM and vascular malformations.2,30–32 The findings of these previously published reviews also highlighted a potentially important therapeutic role for sirolimus in a broad array of vascular and LMs and tumors. As in our review, most patients in these reviews displayed a clinically relevant response to sirolimus therapy.
In our review, topical sirolimus was associated with transient application-site reactions. Yet the risk for an application-site reaction may not be uniform across all topical formulations. Individuals using the liquid formulation directly may experience greater irritation and skin breakdown due to the formulation's excipient content. In addition, topical formulations derived from sirolimus pills can contain an alcohol residue remaining from the dissolving process. This residue may promote skin irritation and degradation. Topical sirolimus derived from a powder formulation, however, possesses neither of these liabilities and thus may be less irritating when applied topically. Because of the potential variation in application-site reactions across formulations, it is important to use the least reactive topical products.
However, developing a commercial topical sirolimus formulation faces important challenges. The chemical instability and poor solubility of sirolimus present significant stability and penetration challenges for compounded sirolimus. Furthermore, the high molecular weight of the sirolimus molecule restricts transepidermal delivery to the diseased tissue. Sirolimus has a molecular weight of 914 Daltons, almost two-fold higher than the generally accepted value of the 500 Dalton Rule, which states that the molecular weight of a compound should be under 500 Daltons to penetrate the skin.33,34 At least partially because of these challenges, topical sirolimus is not commercially available, thus requiring compounding at a local pharmacy or shipping from a retail compounding pharmacy. Local compounding may result in variability in the formulation's concentration, potency, stability, quality and perhaps, increased patient costs as compounding is not covered under most insurance. Yet, these drawbacks should be balanced against the risk for systemic side effects and the need for regular blood testing with the long-term use of oral sirolimus for micro LMs.
In all the studies using the oral formulation identified in our review, blood testing was conducted to maintain sirolimus blood levels within a pre-specified blood level range, most commonly 10–15 ng/mL. Adverse events identified in our review were generally mild or moderate, manageable, and consistent with those previously reported with sirolimus treatment.35,36 Treatment discontinuations (permanent) resulting from adverse events were uncommon, occurring in only 4 patients (8%; 4/52) treated with oral sirolimus across 3 studies.13,22,27
Nonetheless, due to the limited scope of our review, potential adverse events associated with sirolimus therapy require careful treatment monitoring. In 1 study reviewed, a significant number of oral sirolimus-treated patients experienced blood and bone marrow abnormalities. The sirolimus label warns of the potential for other serious adverse events such as angioedema, acute kidney injury, and interstitial lung disease.13,36
Our review, and others using similar methodologies, has important inherent limitations that affect the generalizability of the findings. Most of the studies cited in this review were case studies and case reviews. Many authors and centers may be prone to publish only positive outcomes for such studies. In addition, these studies assessed efficacy broadly by tools such as, QoL, and recorded a response as complete or partial, so it is difficult to assess the magnitude and relevance of differences in clinical responses across studies because of variability in the outcome measures used. Even responses to topical sirolimus may be difficult to generalize since the quality of compounded products was not standardized and likely varied considerably. Importantly, the overall sample size was small—a total of 52 patients with micro LMs. This small sample size may have resulted from the relative paucity of studies directly and specifically investigating mTOR inhibitors in micro LM or from our stringent selection criteria that required studies to specifically state that the patients included were diagnosed with a micro LM treated with sirolimus, which may have resulted in some studies being omitted from the search results. Finally, there was considerable heterogeneity in study conditions, processes, and outcome assessments, an expected source of variability that clouds the interpretation of retrospective, systematic reviews.
Conclusion
Data from the current retrospective review suggest a potentially important role for sirolimus as an effective and safe treatment option in the management of micro LMs. Due to the retrospective nature of this review and the heterogeneity of the studies included, the current findings, although intriguing, can only be considered heuristic. Yet findings such as these are sufficiently compelling to provide an impetus for future prospective, controlled studies.
Footnotes
Acknowledgments
We would like to thank Encompass Communications and Learning, Inc. for their editorial assistance in the development of this article.
Authors' Contributions
All individuals who meet authorship criteria are listed as authors. All authors certify that they have participated sufficiently in the work to take public responsibility for the content, including participation in the concept, design, analysis, writing, and revision of the article.
Author Disclosure Statement
J.T. and J.M.C.T. are members of the Palvella Medical and Scientific Advisory Board. J.M. is an employee of Palvella Therapeutics.
Funding Information
Sirolimus in the Treatment of Microcystic Lymphatic Malformations: A Systematic Review was funded by Palvella Therapeutics, Inc.
