Abstract
Knowledge of the breadth, nature, and volume of traumatic brain injury (TBI) and spinal cord injury (SCI) research can aid in research planning. This study aimed to provide an overview of existing TBI and SCI research to inform identification of knowledge translation (KT), systematic review (SR), and primary research opportunities. Topics and relevant articles from three large neurotrauma evidence resources were synthesized: the Global Evidence Mapping (GEM) Initiative (129 topics and 1644 articles), the Acquired Brain Injury Evidence-Based Review (ERABI; 152 topics and 732 articles), and the Spinal Cord Injury Rehabilitation Evidence (SCIRE) Project (297 topics and 1650 articles). A de-duplicated dataset of SRs, randomized controlled trials (RCTs), and other studies identified by these projects was created. In all, 145 topics were identified (66 TBI and 79 SCI), yielding 3466 research articles (1256 TBI and 2210 SCI). Topics with KT potential included cognitive therapies for TBI and prevention/management of urinary tract problems post-SCI, which accounted for 17% and 18%, respectively, of the TBI and SCI yield. Topics that may require SR included management of raised intracranial pressure in TBI, and ventilation and intermittent positive pressure interventions following SCI. Topics for which primary research may be needed included pharmacological therapies for neurological recovery post-TBI, and management of sleep-disordered breathing post-SCI. There was a larger volume of non-intervention (epidemiological) studies in SCI than in TBI. This comprehensive overview of TBI and SCI research can aid funding agencies, researchers, clinicians, and other stakeholders in prioritizing and planning TBI and SCI research.
Introduction
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In prioritizing the limited resources available for TBI and SCI research, it is important that resources are directed to areas of greatest need, and that unnecessary duplication of existing research is avoided. Grant applications often build on previous research, resulting in a tendency to fund already strong areas of research rather than less productive areas that may be more important. Sometimes research in a particular area continues well beyond the time when equipoise no longer exists because previous research was not known or fully understood. For example, a cumulative meta-analysis of 64 randomized controlled trials (RCTs) comparing aprotinin to placebo for reducing perioperative bleeding during cardiac surgery demonstrated that a large number of RCTs were conducted after the point where a systematic review (SR) of existing literature would have established the efficacy of this intervention (Fergusson et al., 2005). This resulted in patients needlessly being denied a proven treatment through randomization to a placebo group in redundant RCTs. Fergusson's review underlines the importance of research prioritization; where research evidence is strong, guidelines and best practices can be promoted with a greater focus on optimizing the translation of evidence into clinical practice; where research evidence is weak, new knowledge needs to be generated through the conduct of primary research.
Comprehensive knowledge of the extent and quality of existing neurotrauma research evidence, and where research gaps exist, is useful in planning research and strategically directing research resources to areas of need. Since 2005, three large projects have been undertaken to create user-friendly, online neurotrauma research evidence resources for this purpose: the Global Evidence Mapping (GEM) Initiative, based in Australia, and the Acquired Brain Injury Evidence-Based Review (ERABI) and the Spinal Cord Injury Rehabilitation Evidence (SCIRE) Project, both based in Canada.
The GEM Initiative (
The ERABI project (
The SCIRE project (
These three neurotrauma evidence databases form an excellent platform for neurotrauma research planning, synthesis, and implementation. However, their potential use as a combined resource has not been explored. The aim of this study was to combine the outputs of GEM, ERABI, and SCIRE, to provide an overview of existing TBI and SCI research articles, and to inform the identification of knowledge translation (KT), systematic review (SR), and primary research opportunities.
Methods
A team of four neurotrauma researchers including a rehabilitation physician (M.T.B.) and a physiotherapist (P.B.) undertook the process of synthesizing topics and relevant articles from the GEM, ERABI, and SCIRE projects as follows.
All ERABI TBI topics (i.e., chapter headings) were tabulated alongside all GEM TBI topics (i.e., titles of evidence mapping reports), and all SCIRE SCI topics were listed alongside all GEM SCI topics. Topics within and between ERABI, SCIRE, and GEM were merged where there was conceptual overlap between them. For example, the ERABI chapters “Psychiatric interventions” and “Neuropharmacology” were merged to create the single topic “Pharmacological therapies for neurological recovery;” the topic “Pharmacological management for raised intracranial pressure” was created by merging the GEM topic of the same name with the ERABI chapters called “Acute interventions” and “Neuropharmacology.” Agreement was reached among the four researchers regarding the face validity of combining topics.
Evidence yields for each topic were calculated by summing the number of relevant SRs, RCTs, and all other study designs identified. For topics that overlapped between GEM/ERABI or GEM/SCIRE, duplicate references were identified and removed.
Topics where no relevant research had been identified were removed. Although these topics reflect areas of research/stakeholder interest in TBI and SCI, this project was designed to describe the volume and nature of extant literature rather than to identify research questions.
“Lumping” or “splitting” of the remaining topics was undertaken based upon consideration of topic complexity and yield. For example, the topics “TBI seizure prophylaxis” and “TBI seizure management” were lumped into “TBI seizure prophylaxis and management;” the topic “management of hand, limb and motor function” was split into “non-surgical” and “surgical” topics. Decisions on lumping and splitting were made through discussion and agreement between two clinicians (M.T.B. and P.B.).
To optimize the utility of the resource, short topic names (approximately 10 words) were developed encompassing the key information from the chapter headings and/or evidence mapping titles that created each topic.
Each topic and its associated yield (number of SRs, RCTs, and other studies) was categorized according to: • Type of neurotrauma: TBI or SCI • Phase of care: Acute (pre-hospital and acute hospital phases of care) or rehabilitation (inpatient rehabilitation or home- or community-based phases of care) • Topic: Intervention/non-intervention (studies primarily focusing on epidemiological, descriptive, and prognostic aspects of TBI and SCI)
This created a total of 8 tables outlining the neurotrauma research evidence gathered by the three projects.
Results
Supplementary Table 1 summarizes the topic synthesis process (see online supplementary material at
SR, systematic review; RCT, randomized controlled trial.
SR, systematic review; RCT, randomized controlled trial.
SR, systematic review; RCT, randomized controlled trial.
SR, systematic review; RCT, randomized controlled trial.
SR, systematic review; RCT, randomized controlled trial.
SR, systematic review; RCT, randomized controlled trial.
SR, systematic review; RCT, randomized controlled trial.
SR, systematic review; RCT, randomized controlled trial.
Potential knowledge translation opportunities: TBI
A large number of SRs, RCTs, and other studies have addressed both pharmacological and non-pharmacological approaches to enhancing cognition, attention, and memory following TBI, with the 213 studies across 8 cognitive intervention topics (8 SRs, 56 RCTs, and 149 other studies), comprising 17% of all 1256 identified TBI studies (Table 3). A relatively large number of SRs (11), RCTs (40), and other studies (78), have addressed pharmacological management of raised intracranial pressure (ICP; Table 1). Assuming that this research is of sufficient quality, there is consensus agreement in the research outcomes and the outcomes are clinically meaningful, these topics could be a suitable focus for knowledge translation, rather than further potentially duplicative primary or secondary research.
Potential systematic review opportunities: TBI
There are a number of primary studies, including RCTs, covering surgical and postural interventions to address raised ICP (3 RCTs and 30 other studies), seizure prophylaxis and management (13 RCTs and 9 other studies), interventions to promote emergence from coma (6 RCTs and 15 other studies), and pre-hospital fluid therapy resuscitation (6 RCTs and 2 other studies). However, no SRs for these topics were identified (Table 1). Similarly, there were no SRs identified of pharmacological management of skeletal muscle spasticity (8 RCTs and 35 other studies), management of upper limb function (6 RCTs and 20 other studies), management of gait and mobility (5 RCTs and 43 other studies), or management of nutrition and body weight (19 RCTs and 9 other studies; Table 3). For all of these topics, systematic review of the existing literature to establish existing knowledge may be more beneficial than further primary studies.
Potential primary research opportunities: TBI
Relatively few primary studies address pharmacological therapies for neurological recovery (2 RCTs and 6 other studies), inpatient health care organization and delivery for brain injury (3 other studies; Table 1), efficacy of ABI rehabilitation (2 SRs, 4 RCTs, and 17 other studies), and timing and models of rehabilitation care (2 RCTs and 7 other studies; Table 3). These would seem to be important deficiencies in the literature. Similarly, drug and alcohol misuse is an important comorbidity associated with TBI, but there are no SRs or RCTs, and only 7 other studies examining interventions designed to address this question (Table 3). For these topics, it appears that primary research is warranted, as the literature does not appear to include any robust, conclusive trials.
Overview of non-intervention studies: TBI
Studies focusing on assessment (25) and epidemiology (21) of dysphagia represent over one-third of the 113 non-intervention studies identified for TBI (Table 2). Dysphagia is an important complication of TBI and can lead to pneumonia and death. Proper screening for dysphagia after TBI could lead to improved outcomes. This research should be synthesized to identify where consensus exists and research findings should be translated into practice. There are also a number of studies (14) addressing the psychometric properties of the Glasgow Coma Scale, the diagnostic accuracy of various imaging techniques (12), and the effect of hypotension on morbidity and mortality (9; Table 2). This and the other TBI epidemiological literature identified could be used to prepare a framework for prognostication, adding to the 10 studies identified in this area (Table 4).
Potential knowledge translation opportunities: SCI
A large number of studies address prevention and treatment of urinary tract problems across several topics: non-pharmacological (5 SRs, 7 RCTs, and 122 other studies), pharmacological (4 SRs, 21 RCTs, and 67 other studies), interventions focusing on urinary tract infections (2 SRs, 23 RCTs, and 27 other studies), and other prevention and treatment interventions for urinary tract problems (2 SRs, 1 RCT, and 16 other studies; Table 7). This topic area accounts for 18% (399) of all 2210 SCI studies identified. Other topics with relatively high volumes of both SRs and RCTs include early versus delayed surgery for unstable spinal injuries (7 SRs, 5 RCTs, and 48 other studies), pain management (4 SRs, 31 RCTs, and 58 other studies spread across 3 topics; Table 5), and interventions aimed at the optimization of muscle strength (6 SRs, 10 RCTs, and 57 other studies), gait and mobility (4 SRs, 10 RCTs, and 97 other studies) and hand/upper limb motor function (1 SR, 14 RCTs, and 44 other studies; Table 7). Many of these topics could be suitable areas for knowledge translation activity if research quality and consistency is established, although in broad topic areas such as muscle strength and gait there is likely to be substantial heterogeneity between studies. There is also significant literature related to methylprednisolone and other neuroprotective treatments in SCI (5 SRs, 18 RCTs, and 36 other studies; Table 5), although it should be noted that the original positive studies associated with methylprednisolone have been counter-balanced by concerns about the relative merits of this treatment.
Potential systematic review opportunities: SCI
As outlined above, there are multiple primary studies and reviews covering several areas of urinary system care in SCI. However, despite 1 RCT and 101 other studies of surgical interventions for preventing and managing urinary tract problems in SCI, no SRs of this topic were identified (Table 7). Not surprisingly, given its significance in terms of morbidity and early mortality, the respiratory system is also a popular target for primary SCI research. Respiratory topics for which there are a number of primary studies but no SRs include ventilation and intermittent positive pressure interventions (2 RCTs and 10 other studies), and phrenic nerve and other electrical stimulation (1 RCT and 29 other studies; Table 5). The delivery of health-related education for SCI patients (4 RCTs and 9 other studies) is another topic for which no SRs were identified despite the existence of multiple RCTs and other studies (Table 7). As with the equivalent TBI topics, systematic reviews synthesizing existing knowledge for these SCI topics may be more useful than adding to the primary evidence base.
Potential primary research opportunities: SCI
SCI topics for which relatively few primary studies or RCTs were identified include pharmacological therapies for respiratory management (0 RCTs and 11 other studies), management of sleep-disordered breathing (0 RCTs and 8 other studies), tracheostomy management (0 RCTs and 6 other studies; Table 5), management of seating and posture (0 RCTs and 23 other studies), neuroprostheses for upper limb function (0 RCTs and 19 other studies), optimizing nutrition and body weight (1 RCT and 8 other studies), and models/effects of attendant care (1 RCT and 5 other studies; Table 7). Further primary studies, in particular RCTs, should be considered to address these topics, although in some cases (for example, models of attendant care) there are complexities involved in mounting RCTs.
Overview of non-intervention studies: SCI
Of the 413 non-interventional SCI studies, 162 (39%) were studies of SCI frequency by cause (n=106), or SCI incidence and prevalence by continent and country (n=56; Table 6). This represents an extensive volume of SCI epidemiology literature, especially by comparison with the TBI literature. There is also a relatively large volume of studies examining the risk of fractures with age (42 studies), the effect of patient factors and rehabilitation intensity on rehabilitation outcomes (31), and the effect of aging in the setting of SCI on various body systems, such as the cardiovascular and endocrine (26), genitourinary and gastrointestinal (17), and respiratory (6) systems (Table 8). Numerous descriptive studies have also been conducted which investigate factors that impact rehabilitation length of stay and neurological or functional outcomes (23). Other areas of investigation that represent clusters of research activity include observational studies of post-rehabilitative care such as housing and attendant care services (16), quality of life and community integration (12), examination of rehospitalization and health care utilization post-SCI rehabilitation (11), and access to and utilization of primary care services (11; Table 8). These reflect the lifelong challenges of SCI care and their implications on health care resource use.
The non-interventional SCI and TBI studies comprised non-RCT studies, with the exception of two RCTs examining different diagnostic approaches to the investigation of urinary tract infections in SCI.
Discussion
This comprehensive overview of published studies in TBI and SCI is the product of years of systematic searching, study selection, and appraisal by several research teams spanning two countries, using recognized and robust methodologies. Resources that catalogue research evidence across an entire research field, known as scoping or evidence-mapping studies, enable an examination of the extent, range, and nature of research activity, and identification of research gaps (Arksey and O'Malley, 2005; Katz et al., 2003). This information can be used by funding agencies to evaluate research needs and identify priorities; by researchers to aid research planning by gaining an overview of what has been done in a range of topic areas; and by clinicians to rapidly access research evidence in a given topic area (Bragge et al., 2011). We have demonstrated the utility of this dataset by using it to identify topics with relatively high KT potential for an international neurotrauma KT consensus workshop held in Denver, Colorado, in October 2010.
Gathering studies across an entire research field also enables identification of and reflection on research trends and patterns of activity. Both TBI and SCI are characterized by one topic area with a high volume of identified studies: cognitive therapies for TBI, and prevention and management of urinary tract problems post-SCI. Concentrations of research efforts in particular topic areas may reflect the identified priorities of patients, clinicians, and other stakeholders, which are subsequently areas for which funders direct resources; for example, problems in the urinary tract have a substantial impact on quality of life post-SCI. Alternatively, it may be that the inherent complexity of the topic requires a number of studies examining different facets of the problem. Conversely, there were areas with clinical importance and impact on quality of life, such as substance abuse following TBI, for which very little published research was identified; and other areas with a relatively high volume of primary studies but no published synthesis of existing knowledge. These findings demonstrate the variability in the volume and type of research efforts directed at different TBI and SCI research topics. Identification of and consensus about important research topics are complex issues that are subject to a variety of potential influences. Recent events such as the 2011 International Conference on Spinal Cord Medicine and Rehabilitation, which focused on developing an agenda for SCI rehabilitation research over the next decade (International Spinal Cord Society/American Spinal Injury Association, 2011), indicate that the neurotrauma community is actively engaged in dialogue regarding research priorities. This overview of SCI and TBI research evidence contributes to this dialogue.
There was a marked disparity in the number of non-interventional studies of SCI (413) compared to TBI (113). This may reflect the relative difficulties in coding and classifying TBI compared to SCI. Most brain injuries (80%) are mild; however, data on mild TBI are difficult to capture because these injuries are often either not treated, or treated outside of hospitals. Furthermore, TBI often occurs in multi-trauma and military settings where data is underreported or incorporated into general death and injury statistics (Hyder et al., 2007; Langlois et al., 2006). In relative terms, epidemiological data on SCI may be easier to capture and aggregate, as SCI injury classification is usually based on the internationally accepted ASIA Impairment Scale (American Spinal Injury Association, 2002).
The primary limitation of this current exercise, which is common to similarly broad research overviews, is that we did not include quality appraisals or levels of evidence for each of the topic areas. However, it was not the intention of this project to provide definitive statements regarding study quality or effectiveness of interventions. Rather, these tables provide the starting point for further exploration and discussion. The reader may access information for each topic regarding study characteristics and quality appraisal by accessing the original research syntheses from the source projects (i.e., GEM, ERABI, and SCIRE). It is acknowledged that tables outlining numbers of SRs, RCTs, and other studies have the potential to be misleading. Various caveats should be considered when evaluating KT, SR, and primary research opportunities from these tables. In topic areas with a number of SRs, RCTs, and other studies, the quality and consistency of the evidence needs to be considered when determining KT potential. For example, if all the RCTs in a topic area were negative, the KT priority would be to warn clinicians against use of these approaches. For areas where there are multiple RCTs and other studies, consideration of the breadth of the topic and the heterogeneity of these studies will determine the feasibility of conducting a systematic review. Finally, for non-intervention questions (e.g., diagnosis and epidemiology), an RCT is not feasible, and furthermore, even for interventional topics, there are various limitations to the conduct of RCTs in neurotrauma populations; for example in SCI due to heterogeneous and relatively small populations at single sites (Tator, 2006). Another limitation to RCTs is the nature of the interventions, which, in the case of therapy delivered by a therapist, may preclude blinding.
In developing this resource, decisions on the creation, lumping, and splitting of topics were somewhat arbitrary, although it should be emphasized that the topics were drawn from established evidence synthesis projects that have undertaken considerable work on TBI and SCI topic development and classification. As a result, the tables may not match the needs and preferences of all users. However, this is inevitable in the context of an overview of this breadth, and it is unlikely there will ever be universal agreement on such issues. There is also some variation in operational definitions between projects (for example, GEM focused on traumatic brain injury and ERABI on acquired brain injury). Because the ERABI and SCIRE projects are themselves review projects, it is possible that published SRs have been under-identified in creating this resource. However, SRs were part of the GEM Initiative's search strategies, and furthermore, SRs known to the other two projects have been considered in the preparation of this article. For example, since these tables were created for our Denver workshop, SRs have been published or identified by the SCIRE team in the areas of autonomic dysreflexia, venous thromboembolism, orthostatic hypotension, non-pharmacological respiratory management, bone density/management of osteoporosis, pressure ulcers, and sexual and reproductive health. A final limitation to consider is the relative emphasis in the ERABI and SCIRE projects on rehabilitation literature, although this was offset by the GEM resource, which focused on equal coverage of acute and rehabilitation topics.
Like all evidence resources, keeping this information up to date and maximizing its utility is an ongoing challenge. This unique resource allows new studies to be contextualized within the existing dataset of TBI and SCI research from GEM, ERABI, and SCIRE, to facilitate informed consideration of research opportunities and priorities. Further work to enhance this resource could include refinement of the topic list, developing reference lists that link to each topic, incorporating a live update search for each topic to enable new evidence to be identified, and online versions of the resource.
In conclusion, this de-duplicated dataset of SRs, RCTs, and other studies synthesizes 145 TBI and SCI topics from three large neurotrauma evidence synthesis resources. This has enabled the identification of KT, SR, and primary research opportunities and has highlighted research trends in TBI and SCI. This resource has demonstrated value in neurotrauma research planning, and can also facilitate rapid access to topic-specific evidence for clinicians, and inform strategic planning for funders.
Footnotes
Acknowledgments
The authors of this article (Peter Bragge and Mark T. Bayley) thank the Victorian Transport Accident Commission (TAC) through its Victorian Neurotrauma Initiative (VNI), and the Ontario Neurotrauma Foundation (ONF) for supporting this project through their funding of the Neurotrauma Knowledge Translation International Workshop project. The GEM Initiative Chief Investigator (Russell L. Gruen) gratefully acknowledges the support of the TAC for funding the Global Evidence Mapping Initiative and the work of GEM Project Manager Ornella Clavisi, the GEM research team, and collaborating institutions in bringing this resource to fruition. The SCIRE co-editors (Bill Miller, Jane Hsieh, Andrea Townson, and Sandra Connolly, in addition to authors of the present paper J.J. Eng, R.W. Teasell, and D.L. Wolfe) are grateful for the support provided by principal funders, the Rick Hansen Institute, and the ONF. In addition, this initiative would not be possible without the combined efforts of over 70 contributing authors, and the superlative efforts of coordinators Karine Boily and Swati Mehta. The ERABI executive board (Robert Teasell, Mark Bayley, Shawn Marshall, and Nora Cullen), along with the project coordinator JoAnne Aubut, as well as over 40 contributing authors, would like to thank the ONF for their ongoing support.
Author Disclosure Statement
No competing financial interests exist.
References
Supplementary Material
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