Abstract
Introduction
Photodynamic therapy (PDT) has been successfully applied as a non-radiation treatment for many malignancies. 13,14 Although PDT for spinal metastasis has been studied experimentally, 15 –17 it has not yet been clinically applied.
Indocyanine green (ICG) is widely used in the clinical setting for liver function tests, 18 cardiac output measurement, 19 and ophthalmic angiography. 20 It is a tricarbocyanine dye and exhibits an absorption maximum at ∼810-nm wavelength of light. 21 The phototoxic effect of ICG-enhanced therapy has been studied in various fields. 22 –28 However, the strong binding of plasma proteins with ICG and its subsequent rapid clearance by the liver 21 results in no tumor selectivity after systemic administration.
The aim of the present study was to investigate the phototoxic effects of PDT with ICG administration and near-infrared light irradiation on rat mammary adenocarcinoma cells, and its therapeutic efficacy in a rat model of spinal metastasis. We hypothesized that if the PDT had significant phototoxic effects in vitro, it would be an effective local treatment for spinal metastasis and the therapeutic efficacy would depend upon the manner of ICG administration.
Methods
Tumor cell line
Rat mammary adenocarcinoma (CRL-1666) was selected and purchased from the American Type Culture Collection (Manassas, VA). The cells were cultured in Dulbecco's modified Eagle's medium (DMEM) containing 10% fetal bovine serum, 80.5 pg/mL streptomycin, 80.5 U/mL penicillin, and 1%
Animal care
Twenty-six Fischer 344 rats weighing 130–150 g were purchased from Oriental Bio Service Kanto Co., Ltd. (Tsukuba, Japan) for the experiments. All animals were cared for in accordance with the guidelines of the Laboratory Animal Resource Center of University of Tsukuba. The rats were anesthetized by intraperitoneal injection of sodium pentobarbital (Somnopentil, 32.5 mg/kg body weight) at the time of the experiments.
Instruments and materials
The light irradiation was administered via a near-infrared medical diode laser (UDL-15, Olympus, Tokyo, Japan; λ=810±20 nm, maximum power output=15 W). The output beam of the laser was directly through a single silica probe (DM-6065, Olympus, Tokyo, Japan; core diameter=600 μm). ICG (Diagnogreen, Daiichi-Sankyo, Tokyo, Japan) was used as the photosensitizer in the present study.
Phototoxicity study
The adenocarcinoma cells were seeded into 16 wells (2.0×104 cells/ well) of 96-well plates (IWAKI, Tokyo, Japan) with 100 μL medium in each well and incubated overnight. The plates were divided into the following groups: control or untreated group, ICG administration alone (ICG group), laser irradiation alone (laser group), and ICG administration plus laser irradiation (PDT group). The control and laser groups were incubated in medium, and the ICG and PDT groups were incubated in 64.5 μM ICG (dissolved in medium) for 24 h. On the next day, the laser and PDT groups were treated with laser irradiation (power output=10 W for 30 sec; total energy density=18.8 J/cm2). The lid of the each 96-well plate was removed during irradiation and the laser probe was set above the plate to irradiate all of the 16 wells at once. The light was irradiated for 30 sec in continuous mode and automatically turned off after the irradiation. Each well was washed with phosphate-buffered saline before the irradiation, replaced with fresh medium after the irradiation, and then incubated for 0, 24, 48, or 72 h. Furthermore, the plates of the laser and PDT groups were incubated for 96 h. In total, 18 plates were used, and the experiment was performed in parallel wells using separate plates for each experimental condition.
WST-1 assay
Cell viability after each treatment was determined by WST-1 assay (Roche Diagnostics Japan, Tokyo, Japan). After the medium in the wells was renewed, 10 μL of WST-1 was added to each well and the cells were incubated for 1 h to terminate the reaction. The absorbance of the formazan product was measured as the optical density at 450 nm with a microplate reader (MTP-300, Corona Electric, Hitachinaka, Japan).
PDT efficacy study
A rat model of spinal metastasis 29 was selected to evaluate the therapeutic efficacy of the PDT. After exposing the L6 vertebral body by a direct abdominal approach, an 18-gauge needle was used to create a hole in the L6 vertebral body ∼1 mm to the left of the midline. Once the desired depth (1.5 mm) was achieved, the needle was rotated to create a 1-mm-wide hole to implant a tumor section (∼1×1×1 mm) with microsurgical instruments. The tumor section was obtained from a rat with a subcutaneous tumor of CRL-1666 which was prepared prior to the experiment. 29 After the implantation, the hole was sealed with a hydroxyapatite bead (diameter=∼1.7 mm). 30
On day 7 after the implantation, the animals were anesthetized and their abdomens were exposed again by using the same approach as for the implantation. The hydroxyapatite bead overlying the previous implantation site was removed carefully. The rats were then divided into the following three treatment groups: PDT with local injection of ICG (PDT-L group, 9 rats), PDT with systemic injection of ICG (PDT-V group, 10 rats), and control or no treatment (control group, 7 rats). In the PDT-L group, the rats received a 5 μL injection of 25 mg/mL ICG in the hole of the L6 vertebral body with a 10 μL Gastight Hamilton Syringe and the light irradiation with a total energy of 10 J (1 W for 10 sec) immediately. The probe was set on the left side of the L6 vertebral body and touched the hole during the irradiation. In the PDT-V group, the rats received a 0.2-mL intravenous injection of 25 mg/mL ICG via the tail vein, and the light irradiation with the same energy as the PDT-L group 3 min after the ICG injection. In the control group, the rats received mock irradiation. The animals were allowed to recover after the treatment.
Assessment of motor function
Hindlimb motor function was monitored daily according to the Basso-Beattie-Bresnahan (BBB) scale. 31 The BBB scale ranges from 0 to 21 points for the characteristics of gait. The rats were placed in a molded plastic circular enclosure (57×38×30 cm) and allowed to become accustomed to their surroundings. For determining the BBB scores, the animals were observed individually for 4 min by 2 observers blinded to the treatment allocation.
Assessment of survival and histology
According to the institutional review board criteria, the animals were euthanized by intraperitoneal injection of 130.0 mg/kg body weight of sodium pentobarbital (Somnopentil) with a 25-gauge needle if their BBB scores fell<3; otherwise they were allowed to die naturally. Therefore, the end point of the experiments was defined as the day of euthanasia or death and the observation period was defined as the duration from the day of tumor implantation to the day of the end point. At the end of the experiments, an autopsy was conducted to examine the spine. Dissected spines were fixed in 10% formalin solution, decalcified, and processed for hematoxylin & eosin (H&E) staining. Axial cross sections of the spine were obtained, and vertebral invasion and epidural spinal cord compression were histologically inspected.
Statistical analysis
The mean absorbance in the WST-1 assay (each time point of each group, n=16) was analyzed by using ANOVA for comparison of multiple groups. The mean BBB scores were compared by using the Wilcoxon signed rank test. The observation period was determined by using Kaplan–Meier analysis and the log-rank test. Values of p<0.05 were considered statistically significant.
Results
Phototoxicity
In the WST-1 assay (Fig. 1), the PDT group had an approximately eightfold decrease in optical density compared with the control and ICG groups at 0 h (PDT group, 0.10±0.08; control group, 0.82±0.32). The optical density of the PDT group as well as the laser group was significantly lower than that of the control group at all time points until 72 h. Further, the optical density of the PDT group was significantly lower than that of the laser group after 24 h. From 24 to 96 h, the optical density of the PDT group showed no statistical difference. The cells in the control and ICG groups showed a linear growth pattern and reached confluence after 72 h; there was no significant difference between these groups at 0, 48, and 72 h.

Results of the phototoxicity study. The bar graph shows the mean absorbance (optical density) measured by the WST-1 assay (mean±SD, *p<0.01, n=16, n.s.=not significant).
Efficacy of PDT
The functional outcome of the animals was tracked by using the BBB scale (Fig. 2). Before and after the tumor implantation until day 6, all the animals displayed a BBB score of 21 (normal hindlimb function). One rat in each group displayed a BBB score of 19 (inability to raise the tail) on day 7. Therefore, the mean pretreatment BBB scores were as follows: PDT-L group, 20.8; PDT-V group, 20.8; control group, 20.7. The mean BBB scores of the PDT groups were >18.0 until day 13 after the implantation, but the mean BBB score of the control group decreased rapidly after day 10 from the implantation. Further, the mean BBB scores of the PDT-L and PDT-V groups were significantly higher than that of the control group from days 13 and 11 after the implantation, respectively. No statistically significant difference was found between the PDT-L and the PDT-V groups.

Functional outcomes after PDT. The line graph shows the average BBB scores of the three groups of rats throughout the investigation.
The mean observation periods were 18.6, 18.9, and 13.6 days after the implantation in the PDT-L, PDT-V, and control groups, respectively. The Kaplan–Meier analysis showed that the PDT-L and PDT-V groups had significantly longer (PDT-L, p=0.002; PDT-V, p=0.001) observation periods than did the control group (Fig. 3). By day 16 after the implantation, all the surviving animals of the control group reached the end point of the experiments, whereas the surviving animals from both the PDT groups reached the end point of the experiment by day 22. One rat in the control group did not develop paralysis, but it died of ascites carcinoma because of the extraosseous tumor burden. Except for this animal, all the other animals developed complete paralysis. There was no significant difference in the observation periods between the PDT-L and the PDT-V groups.

Mortality after PDT. The line graph shows the Kaplan–Meier survival curves of the three groups of rats during the investigation.
The tumor often grew ventrally, leading to ascites carcinoma. Microscopic examinations of the axial cross sections of the L6 vertebra revealed that the CRL-1666 adenocarcinoma cells filled the bone marrow spaces, destroyed trabecular bone structures of the spinal canal, and compressed the spinal cord in the control group (Fig. 4). On the other hand, the cancer cells were not seen in the vertebral body in either of the PDT groups. The tumor cells beyond the limits of the laser irradiation developed the lesion, invaded the spinal canal, and finally compressed the spinal cord (Fig. 4).

Histological examination of the spine (H&E staining).
Discussion
Considering the results of this study, the PDT with ICG administration and near-infrared light irradiation had a persistent phototoxic effect on the rat mammary adenocarcinoma cells in vitro. Furthermore, the PDT with local injection of ICG as well as systemic injection of ICG and near-infrared light irradiation delayed the deterioration of paralysis and prolonged the observation period in the rat model of spinal metastasis. The PDT effectively killed the CRL-1666 cancer growing in the L6 vertebral body of the rats in the area of irradiation. This study was the first report on therapeutic effects of PDT for motor function in the rat model of spinal metastasis.
The in vitro effects of near-infrared light irradiation on cell survival have been investigated on different cell lines. 32,33 High energy and power densities of the light can produce damaging amounts of reactive oxygen species (ROS) that decrease cell viability. In PDT, when the photosensitizer is exposed to the appropriate wavelength of light, it is activated from a ground state to an excited state. As it returns to the ground state, it releases energy, which is transferred to oxygen molecules, generating ROS, such as singlet oxygen and free radicals; these ROS mediate cellular toxicity. 14 The in vitro effects of PDT with ICG and near-infrared light irradiation on cell survival have also been investigated. 22,26 Similarly, when ICG is exposed to near-infrared light, singlet oxygen is generated, 34 ICG is decomposed by singlet oxygen itself, and the decomposition products further decrease cell viability. 35
We also investigated the efficacy of the PDT with ICG injection and near-infrared light irradiation in rats with spinal metastasis. The PDT improved the hindlimb function and prolonged the observation period. As per the previous studies using the same animal model, 36 –38 we treated the rats 7 days after the tumor implantation. We consider that the timing of treatment in this animal model simulates the beginning of paralysis because of MESCC. Several studies of local treatment for spinal metastasis have been reported by using this well-established model. 30,36 –41 The power of irradiation and the amount of ICG injection were determined according to the results of a preliminary safety test in normal rats. There was no iatrogenic paralysis following the irradiation with a total energy of 10 J (1 W for 10 sec) or any complication after the ICG injection. The histological inspection of the preliminary safety test in four normal rats revealed that the depth of the histological change was within ∼2 mm from the irradiation site. Therefore, the neural tissue in the canal spaces was intact in all of the rats (histology was not shown). Considering that the hindlimb function was maintained for ∼7 days after the PDT and paralysis was delayed in the treated rats, the PDT may be an effective local treatment for spinal metastasis. In the untreated group, intra-osseous tumor-bearing rats developed hindlimb paralysis at 7–13 days and reached the end point of the experiment<16 days after the tumor implantation.
The limitation of the in vivo study was that the therapeutic efficacy of the near-infrared light irradiation alone was not studied. Although the PDT with ICG and near-infrared light irradiation had phototoxic effects, the conditions of ICG administration were different between in vitro and in vivo studies. Therefore, the results of the phototoxicity study could not be replaced as the therapeutic efficacy study. Further studies are required to clarify the therapeutic efficacy of near-infrared light irradiation alone as a control.
In the present study, both local injection of ICG and intravenous injection of ICG had therapeutic effects on the hindlimb function and the observation period. The efficacy of PDT did not depend upon the manner of ICG administration. When injected intravenously, ICG spreads to the whole body first. Subsequently, hepatic uptake begins rapidly and the fraction dose of ICG decreases to ∼0.1 within 5 min in rats. 42 Furthermore, although locally injected ICG was administered correctly by using the Gastight Hamilton Syringe, there was no way to detect the spread area of ICG in each rat. Although further studies are needed to clarify the dose of ICG administration and the timing of near-infrared light irradiation, PDT with local injection of ICG as well as systemic injection of ICG and near-infrared light irradiation could be an effective local treatment for spinal metastasis. In clinical settings, it is essential that a photosensitizer should have locally and selectively accumulated in the lesion for safe PDT. Therefore, we believe that a carrier that can deliver ICG to the metastatic lesions selectively is needed for further investigation.
During resection of a malignant tumor, it is necessary to remove the normal margin as well. However, marginal resection is often difficult in spinal metastasis because important tissues such as the aorta, vena cava, and dura mater including the spinal cord are located adjacent to the vertebral body. We consider that the PDT method could be applied for the marginal lesions, to reduce the local recurrence. Local adjuvant PDT combined with open surgery may reduce the morbidity associated with spinal metastasis. Furthermore, recently there has been considerable focus on the potential use of ICG in intra-operative real-time imaging. 43 –49 The combined use of ICG and near-infrared light could be a novel therapeutic system, including intra-operative imaging modalities and PDT.
Conclusions
The PDT with ICG and near-infrared light irradiation had an immediate and persistent phototoxic effect on the rat mammary adenocarcinoma cells. Furthermore, the PDT with local injection of ICG as well as systemic injection of ICG and near-infrared light irradiation delayed the deterioration of paralysis and prolonged the observation period in the rat model of spinal metastasis. The results indicate that such PDT could be an effective local treatment for spinal metastasis and therefore improve the QOL of patients with spinal metastasis.
Footnotes
Acknowledgments
This study was partially supported by a grant from the Japan Science and Technology Agency, Innovation Satellite Ibaraki, Practical Application Research.
Author Disclosure Statement
No conflicting financial interests exist.
