Abstract
Recent studies on state-level spending on social services have shown that states with higher ratios of social to health care spending were associated with better health outcomes. This study extends this work by examining the association of specific elements of social service spending and other determinants of health, such as health behaviors, education, and environmental factors at the metropolitan/city level, on several measures of health outcomes between 2005 and 2014. This study found that several potential determinants of health including exercise, air pollution, smoking, per pupil educational spending, and several types of social service spending were associated with improvements in health outcomes. These health outcomes included age-adjusted mortality, chronic disease prevalence, days of poor health, and obesity rates. The results suggest that a broader strategy beyond health care that includes investments in social services, improved environmental quality, and health behaviors could improve the health of communities.
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A challenge for improving health is to encourage cities and counties to focus on improvements in 5 key areas that affect health outcomes: healthy behaviors, community safety, social and economic factors, and environmental exposures. A key aim of this paper is to provide statistical estimates of the impact these key areas have on the health profile of metropolitan areas nationally.
Methods
Metropolitan statistical area (MSA) data on a variety of health outcome, social service, and health care spending was collected for the years 2005 to 2014. Complete information was collected for approximately 90 MSAs during the 10-year period that included more than 70% of the overall MSA-level population. Ozone levels and some poverty measures were missing from some of the MSAs. To compare, the study team ran a regression of a sample of 90 MSAs and the larger full sample of MSAs that excluded both ozone and poverty measures from the regression. The coefficients from the regressions were virtually identical so the team proceeded with the 70% sample.
A number of data sources were used to compile the data. Information on obesity, physical and mental health, general health status, chronic conditions, smoking status, race/ethnicity, education, any exercise, and health insurance was derived from the Behavioral Risk Factor Surveillance System (BRFSS), Selected Metropolitan/Micropolitan Area Risk Trends (SMART) data. SMART is a subset of the BRFSS created to provide estimates at the MSA level.
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SMART poverty level measures were obtained from the Current Population Survey, Annual Social and Economic (ASEC) Supplement for the years 2006 to 2015. The ASEC survey is conducted annually in March with the poverty-related information pertaining to the prior calendar year.
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Weighted MSA means were calculated using Stata 14 (StataCorp LLC, College Station, TX) survey commands to account for the complex survey designs of both SMART and ASEC surveys. Cancer mortality and overall mortality, both age adjusted using the 2000 US population, were downloaded from CDC WONDER.
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Although the cancer mortality data were available at the MSA level, overall mortality data originated from the Compressed Mortality File at the county level. To obtain an MSA mortality rate, the population weighted average of all counties in the MSA was calculated. Unemployment rates, seasonally adjusted, by MSA were obtained from the Bureau of Labor Statistics.
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The weighted annual mean concentration (μg/m3) of fine particulate matter and fourth highest daily maximum 8-hour concentration (parts per million) of ozone came from the Environmental Protection Agency air quality trends by city.
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Per pupil total spending in the MSA
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and total local government expenditures in the state on public welfare, health and hospitals, police and fire, parks and recreation, and sewerage and solid waste
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were obtained from the Census Bureau. Per capita real gross domestic product (chained 2009 dollars) and per capita personal health care consumption were from the Bureau of Economic Analysis.
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The cigarette taxes per 20-pack were from
Measures
The analysis will be at the MSA level for 2005 to 2014. Because many cities that make community-level policy decisions span several counties, MSAs better reflect the outcomes. The study will examine the impact of traditional measures of access to health care (uninsured rates) on health outcomes as well as a variety of determinants of health including: health behaviors and tobacco taxes, demographics, economics/income, education spending per pupil, environmental quality, and social services spending per capita on education, parks and recreation, and public welfare.
Dependent variables
Health outcome measures at the metropolitan statistical market area
This study has included several MSA-level dependent variables of health outcomes. These outcomes reflect cardiovascular disease risk as well as more general health outcome measures. These measures include: percent obese, average number of days last month not in good physical or mental health, average number of days last month not in good mental health, age-adjusted mortality rate, age-adjusted cancer mortality rate, asthma prevalence, diabetes prevalence, and cardiovascular disease prevalence.
Log regression models were run for these 8 health outcome variables using the following independent (covariates) variables. These variables were categorized into 6 different groups.
Independent variables (covariates)
The study team controls for MSA-level patient demographics that include education, race and ethnicity, and income levels as a percent of poverty. The team is particularly interested in the role that health behaviors, the environment, spending on education, and several measures of social service spending have on average health outcome measure. These covariates are: Health Behaviors: percent participating in physical activities, smoking prevalence, state cigarette tax Demographics and Income: indicator variables for level of college education, indicator variables for race and ethnicity, income as a percent of poverty, percent uninsured Economics: real per capita metropolitan area gross domestic product Education: education spending per student Environment: fine particulate matter (PM2.5) – weighted annual mean concentration (μg/m3), ozone concentration Social Services and Health Care Spending: per capita state spending on health care, per capita state spending on parks and recreation, per capita state spending on police and fire, per capita state spending on public welfare
Data analysis
The study team completed a series of regression analyses using the dependent (log health outcome variables) and independent variables listed. The team explored MSA-level fixed effects models but were limited by the number of years and lack of significant variation in some of the variables over time. Instead, the team estimated log models that included year dummies and a second model that included time period dummies of the pre-recession period (2004–2006), the recession period (2007–2009), and the post-recession period (2010–2014). The results were similar and this study reports the results from the time period dummies. Most of the outcome variables were skewed so the log transformations of the dependent variables were used. The study team also used several lag models (up to 5 years) of the independent variables. Lags were used because spending on social services is not likely to affect health outcomes in the same year. However, spending could affect outcomes in subsequent years. The team also uses lag models to address any concerns over reverse causality. In one version the team used a 2-year lag for the dependent variables and a 1-year lag of the independent variables to account for any potential endogeneity. The results were virtually identical so this study reports results from a 1-year lag and no lag for the dependent variables. Log transformations were used for the per capita health care spending, per capita parks and recreation spending, per capita police and fire spending, and public welfare spending. These spending variables were logged and the remaining independent variables were not. Robust standard errors were estimated using Newey-West standard errors to account for any heteroscedasticity and autocorrelation in the model.
Limitations
The main limitation is the use of state-level per capita spending on the social service variables that were not available at the MSA level. However, in many cases the MSAs examined account for the bulk of health care and social service spending in their states. This is linked to the fact that 92% of households are in urban areas. 13 The study team did explore MSA-level fixed effects models and the direction of the results were very similar to those that will be presented in Results. However, given the lack of variation within some of the MSAs over time, the statistical significance in some of the models was lower.
Results
The regression results are displayed in Table 1. A summary of the results for each of the 6 categories of predictor categories is provided in this section. Because there are 8 separate regressions, a summary is provided of the independent variables of interest on the 8 outcome measures. Results are presented regarding the association of education spending, environmental quality (fine particulates), tobacco taxes, per capita health care spending, 3 social service measures, and physical activity.
Significantly different from 0, P ≤ .05.
Significantly different from 0, P ≤ .10.
BMI, body mass index; CVD, cardiovascular disease; GDP, gross domestic product; govt, government; ppm, parts per million.
Health behaviors
Health behaviors were almost uniformly important in predicting health outcomes and the summarized results follow.
Increased percent participating in physical activities
Metropolitan areas with a higher percent of residents participating in physical activities were associated with better health outcomes for 7 of the 8 measures examined. For instance, each percentage point increase in the share of metropolitan area residents participating in physical activities was associated with a 0.7% reduction in obesity. Similarly a percentage point increase in physical activity share was associated with a ≤1% reduction in the average number of mean days of poor health per month and in the number of days in poor mental health. Finally, a percentage point increase in the share of residents participating in physical activity was associated with reductions in age-adjusted mortality, age-adjusted cancer mortality, and cardiovascular disease prevalence, and a large (>10%) reduction in diabetes prevalence (Table 1).
Education
Higher per pupil spending on education was associated with improved health outcomes in 3 of the 8 behavior outcome categories, though the impacts were small. For instance, each $100 increase in education spending per student was associated with approximately a 0.1% reduction in obesity prevalence. The same $100 increase in educational spending per student was associated with a 0.9% reduction in age-adjusted cancer mortality and a 0.8% reduction in diabetes prevalence.
Environment
Increased community levels of fine particulates also were associated with worse health outcomes in 5 of the 8 measures. Each 1-unit increase in the mean annual fine particulate concentration was associated with 1% increase in the percent obese. The same increase also was associated with a ≤1% increase in the mean number of monthly poor mental health days (Table 1). Higher levels of fine particulates also were associated with higher rates of age-adjusted mortality. At the same time, a 1-unit increase in mean fine particulate concentration was associated with an increase in cancer mortality and diabetes prevalence.
Results for the ozone levels in communities on health outcomes were mixed. Higher ozone levels were associated with lower rates of obesity and a reduction in the mean number of days in poor physical or mental health. Higher ozone levels also were associated with higher rates of age-adjusted mortality, age-adjusted cancer mortality, and asthma. However, higher ozone levels also were associated with a lower prevalence of diabetes.
Tobacco tax
Higher tobacco taxes also were associated with improved health outcomes in 5 of the 8 measures. A $.01 increase in the state tobacco tax is associated with a 2% reduction in the average number of poor health days per month, and a 0.8% reduction in age-adjusted cancer mortality. The same increase in tobacco taxes also was associated with a reduction in diabetes prevalence and cardiovascular disease prevalence (Table 1).
Social services spending
Higher levels of social services spending on parks and recreation and public welfare also were associated with improved health outcomes. However, in some cases, additional spending on police and fire resulted in improved health outcomes, though the results here were mixed.
Spending on parks and recreation
Providing additional funding for parks and recreation was associated with better health outcomes in 6 of the 8 measures. A 10% increase in per capita spending reduced the average number of restricted activity days related to poor health by 1.3% and the mean number of mental health days by ≤1%. Similarly, the same increase in parks and recreation spending reduced age-adjusted cancer mortality and the prevalence of diabetes, cardiovascular disease, and asthma (Table 1).
Spending on police and fire
Additional per capita spending on police and fire could positively affect residents' sense of safety and therefore improve health outcomes. On the other hand, it could reflect higher crime rates and with it higher levels of stress and anxiety, resulting in poorer health outcomes. Therefore, a priori it is not clear whether such spending would be positively or negatively associated with improved health outcomes. Additional spending on police and fire had mixed results. Each 10% increase in spending per thousand population was associated with a 7.6% reduction in obesity. On the other hand, the same increase was associated with an increase in mean days of poor health, mean days of poor mental health, and age-adjusted mortality. Higher levels (10%) of spending also were associated with increase
Public welfare spending
Additional spending on public welfare was associated with improved health outcomes in 6 of the 8 measures. Each 10% increase in public welfare spending per person was associated with reduction
Discussion
The analysis presented highlights the important association that environmental quality, social services, education spending, and physical activity assume in better health outcomes. Although the results do not show causation, these associations are important for community policy makers to keep in mind as they seek to improve health outcomes. The results also underscore the fact that health outcomes may be improved through better access to and investment in services outside the health care system. Indeed, although health care as a percent of gross domestic product in the United States is the highest in the world, the United States spends considerably less on social services compared to several European countries. For instance, spending on social services accounts for 9% of gross domestic product in the United States compared to more than 20% in France, Sweden, and Switzerland. 14 This higher combined level of social and health care spending in several European countries may be a factor in their reported better health care outcomes. 15
The results make an argument for additional community-based investments in these activities. Overall, the United States spends substantially more on health care than is invested in social services, controlling pollution, and implementing evidence-based behavior change programs. Subsequent research should drill down further to provide a more complete understanding of the behavior changes that accompany higher spending on social services.
As the health policy debate pivots toward improved efficiency and better health outcomes, these results suggest the need to broaden the focus on not just the health sector, but to include these important underlying determinants of health. Previous estimates have shown that up to 50% of potentially avoidable mortality is linked to health behaviors, environmental, and other social issues. 16 Community-level approaches are an important approach for improving health outcomes.
The type of social service spending also matters. Additional spending on parks and recreation services had a notable impact on improving health outcomes. This, along with higher shares of residents with any exercise, could result in measurable improvements in health outcomes over time. Communities seeking to improve health outcomes have several programmatic changes they could make to social service spending and access to health care services to improve population health. Ideally, a comprehensive approach that integrates efforts to increase physical activity, improve access to care, and invest in social services, such as parks and recreation and better environmental controls, would be designed to achieve synergies among them.
Footnotes
Author Disclosure Statement
The authors declare that there are no conflicts of interest. The authors received the following financial support: The Aetna Foundation provided research support.
