Abstract
A tissue with great need to be modeled in vitro is the blood-brain barrier (BBB). The BBB is a tight barrier that covers all blood vessels in the brain and separates the brain microenvironment from the blood system. It consists of three cell types [neurovascular unit (NVU)] that contribute to the unique tightness and selective permeability of the BBB and has been shown to be disrupted in many diseases and brain disorders, such as vascular dementia, stroke, multiple sclerosis, and Alzheimer's disease. Given the progress that pluripotent stem cells (PSCs) have made in the past two decades, it is now possible to produce many cell types from the BBB and even partially recapitulate this complex tissue in vitro. In this review, we summarize the most recent developments in PSC differentiation and modeling of the BBB. We also suggest how patient-specific human-induced PSCs could be used to model BBB dysfunction in the future. Lastly, we provide perspectives on how to improve production of the BBB in vitro, for example by improving pericyte differentiation protocols and by better modeling the NVU in the dish.
Introduction
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The BBB has been extensively studied, as it is an important barrier to permeabilize in the case of delivering drugs to the brain. However, it is affected and undergoes breakdown during normal aging [3], as well as in several brain disorders, including stroke [4] and epilepsy [5]. It is also perturbed in many neurodegenerative diseases, such as amyotrophic lateral sclerosis (ALS) [6], Parkinson's disease (PD) [7], Huntington's disease (HD) [8], vascular dementia [9], and Alzheimer's disease (AD) [10 –13].
Modeling the BBB in a dish is a particularly attractive way to study the molecular mechanisms that may be involved in its breakdown; however, it is also useful for determining the transport of novel drugs through the barrier, before clinical trial testing. In vitro modeling traditionally uses cultured BMECs from varying species; however, these have limitations, including species differences [14] and low barrier tightness due to the monoculture of BMECs [15].
Building a complex BBB with its various cell types generated from human pluripotent stem cells (hPSCs) would be the ultimate in vitro model of the BBB and would be useful for determining mechanisms underlying disease/disorder. However, to date, there are only a limited number of studies that attempt to produce the BBB from PSCs. Here, we outline the current progress in the field and where the field is heading. We provide a background on the anatomical and molecular features of the BBB, as well as a brief overview of the in vitro cellular models in widespread use, before focusing on the PSC-derived BBB research. We then consider how protocols could be improved by advancing cellular differentiation protocols, by using different matrices, both chemical and mechanical, and more complex cell culture models.
Cell types of the BBB
The monolayer of BMECs together with the encapsulating pericytes are ensheathed in an extracellular matrix (ECM), termed the basement membrane, and astrocytes project their end-feet toward this basement membrane (Fig. 1) [16]. The ratio between the endothelial cells (ECs), astrocytes, and pericytes in vivo is estimated to be 1:5:1 [17]. Other glia, such as oligodendrocytes and microglia, as well as neurons, also interact with these cells. A frictional force from the flowing blood along the vasculature system on the BMECs forms what is known as shear stress, one of the important physical factors controlling BBB permeability [16] (Fig. 1).

The blood-brain barrier in vivo. The BBB is a tight and selective barrier that protects the brain from the peripheral system, which is permitted by the cell types of the NVU. BMECs form the epithelium of the blood vessels in the brain and are covered by pericytes, which cover about 30% of the endothelial cells. Both cell types contribute to and are unsheathed in the basement membrane. Astrocytes attach to the basement membrane with their end-feet, and neurons are in close proximity to the other cell types. Together, these cells form the NVU. BBB, blood-brain barrier; BMEC, brain microvascular endothelial cells; NVU, neurovascular unit.
Brain microvascular endothelial cells
BMECs are specialized epithelial cells that form the physical neurovascular barrier through their effective tight junctions (TJs) (Fig. 2). BMECs are enclosed by pericytes with an estimated coverage of 30% [18], and both cell types lie on ECM proteins. Importantly, the pericytes and astrocytes regulate the BMECs and thereby BBB tightness, although it is only the pericytes that directly contact the BMECs.

Transport mechanisms through the BBB. The BMECs are connected by TJs and adherens junctions that facilitate the transcellular tightness. TJs consist of a complex of proteins, including occludin and claudin, whereas the main adherens junctions are cadherins. This tight connection between adjacent endothelial cells restricts paracellular transport, thereby making the BBB impermeable for small molecules and ions, which can be measured by transendothelial resistance. Transcellular transport is possible for lipid-soluble agents that pass through the cells by diffusion. Efflux transporters in the luminal membrane compartment, such as P-glycoproteins, actively transport molecules back into the vascular lumen. Specific receptors shuttle signaling molecules through the cells, and solute carriers transport nutrients from the lumen into the abluminal (parenchymal) side. Also, adsorptive transcytosis facilitates transport through the barrier. These pathways facilitate selective permeability and can be measured by the transport of proteins such as dextran or lucifer yellow. TJ, tight junction.
The BMEC's TJs consist of a complex of proteins, including occludin and claudin, which span the membranes of two adjacent BMECs that hold them close together [16]. These proteins are often used as markers for barrier formation of BMECs. The formation of TJs occurs after the formation of another cell junction in the BMECs, the adherens junctions [19]. Similar to TJs, adherens junctions consist of a complex of proteins, including VE-cadherin and E-cadherin proteins, which span the membrane of two neighboring BMECs and are also useful markers for BBB tightness [16,20] (Fig. 2).
Pericytes
Pericytes exhibit multipotent properties that are similar to mesenchymal stem cells, and they have been demonstrated to differentiate into both osteoblasts and adipocytes. In the BBB, the absence of pericytes increases BBB permeability [21]. This is believed to be regulated by the secretion of various mediator molecules that affect transporter and TJ protein expression in the BMECs [22]. Pericytes also regulate the basement membrane by expressing and secreting components of the ECM, and they help direct astrocyte end-feet to the basement membrane [23]. Pericytes have a unique synergistic interaction with BMECs, due to their close contact, but further roles have yet to be identified due to the difficulty in isolating this cell type and also since it does not have a unique expression profile.
Astrocytes
The BMECs and pericytes are ensheathed by astrocytes, which contact the ECM with their end-feet, which has an estimated coverage of ∼99% [18]. Astrocytes secrete mediator molecules from their end-feet to stimulate both pericytes and BMECs. Some of these secreted mediator molecules affect the expression of TJ and transporter proteins, whereas others, such as prostaglandin E or nitric oxide, stimulate pericytes to contract or relax to regulate blood flow [23]. Astrocytes are also activated as a result of inflammation and secrete pro-inflammatory mediators, which increases BBB permeability and leukocyte infiltration [24].
Transport through the BBB
The BBB facilitates passage across the BMECs in five alternate ways: (1) Paracellular transport occurs between the BMEC plasma cell membranes, through the TJs, allowing for transport of water-soluble agents. This is regulated by the TJs, restricts the diffusion of ions and other polar substances through the BBB, and blocks the passage of macromolecules [25] (Fig. 2). Importantly, the BMECs are highly polarized and contain a luminal and an abluminal side, which differ in lipid composition and transport proteins. This allows for transcellular passage of lipid-soluble agents that can enter and pass through the BMECs by diffusion. (2) Proteins and nutrients may pass through the BMECs by specific solute carriers, such as the glucose transporter 1 (GLUT-1) [26]. A list of the varying BBB transporters can be reviewed [27]. (3) There are also efflux transporters such as P-glycoprotein (P-gp) and multidrug resistance protein 2 (MRP2) that actively transport a variety of molecules from the brain back into the bloodstream [16]. (4) Receptor-mediated transcytosis constitutes another mechanism that BMECs use to carry insulin and transferrin across the cell membrane. (5) Lastly, adsorptive transcytosis shuttles albumin and other plasma proteins directly through BMECs (Fig. 2).
Regardless of all these different transport mechanisms, the BMECs have a very limited permeability, which is particularly important, since it repels neurotoxic agents, but this also creates a challenge for finding drugs that can be delivered to the brain. The restriction of ions leads to a transendothelial electrical resistance (TEER), which can be measured experimentally and is a key parameter for assessing BBB tightness. The physiological TEER value in humans is estimated to be around 5,000 Ωcm2 (for further details, see Methods Used to Detect BBB Tightness section).
Endothelial monoculture and co-culture models
BMEC monocultures were the first in vitro BBB models developed (Fig. 3A). In the simplest setting, the cells are grown on a microporous filter membrane that separates a dish into two compartments, an apical and a basolateral side of the filter. In this model, BMECs have been used from various origins, that is, mouse, rat, pig, cow, monkey, or human (for a review of the models from different origins, see Helms et al. [27]). In the case of human BMECs, the availability of human primary BMECs is particularly restricted due to limited available post-mortem tissues. Therefore, immortalized human adult BMEC lines have been developed, for example, the widely used human cerebral endothelial cell line (hCMEC/D3) [28] (for review, see Weksler et al. [29]). However, BMEC lines in monoculture de-differentiate and downregulate many genes involved in cell-cell adhesion and maturation compared with primary BMECs [30 –32]. Low TJ tightness leads to unphysiologically low TEER values of maximum 300 Ωcm2 [29], potentially due to the lack of stimulating factors from other cell types [15]. To accommodate the other cell types of the neurovascular unit (NVU) in one setup, several co-culture models have been developed:

In vitro models of the BBB based on human BMECs. In the transwell system, several settings and combinations of the cell types of the NVU have been published:
First, the co-culture of BMECs with astrocytes is reported in several different models (Fig. 3C). The experimental setup can vary, with the BMECs cultured on the upper side of a porous filter and (i) the astrocytes are grown on the lower side of the transwell filter (Fig. 3C), (ii) the astrocytes are grown on the bottom of the well (Fig. 3C), or (iii) BMECS are cultured with astrocyte-conditioned medium (set up as in Fig. 3A) [15].
Second, the addition of pericytes to BMECs alone, and to BMEC and astrocyte co-cultures, has also been attempted (Fig. 3B, D). Hatherell et al. describe a triple culture of human ECs, astrocytes, and pericytes in varying settings, as depicted in Fig. 3D [33]. One interesting study that included pericytes in its co-culture model detected reasonable TEER values of a maximum of 400 Ωcm2, when astrocytes were cultured on the bottom of the transwell, pericytes on the lower side of the filter, and ECs on the upper side of the filter [34]. This first triple-culture model also revealed expression of several marker proteins in the BMECs and a good correlation with in vivo permeability of characterized compounds [35].
Despite these positive outcomes, several studies have revealed opposing outcomes when triple cultures have been attempted [33,34,36,37]. Another very recent study has also systematically compared 10 different setups of mono- and co-cultures and found profound effects on the TEER value when ECs are co-cultured with both primary pericytes and human-induced pluripotent stem cells (hiPSC) derived neural stem cells (NSCs), or with primary pericytes, astrocytes, and hiPSC-NSCs [38]. This study further supports the beneficial effects of pericytes on BBB tightness.
Lastly, the inclusion of neural progenitor cells (NPCs) into BMEC cultures (Fig. 3E) has been shown to increase BBB tightness in vitro [39]. This outcome has led to the further development of a co-culture model, including BMECs, NPCs (which develop into neurons), and astrocytes, which resulted in a BBB, reaching TEER values of a maximum of 250 Ωcm2 [39]. An overview of the current in vitro BBB models based on human BMECs can be found in Table 1.
FFEM, freeze-fraction electron microscopy; hBMEC, human brain microvascular endothelial cell; IF, immunofluorescence microscopy; NSC, neural stem cells; PSC, pluripotent stem cell; TEER, transendothelial electrical resistance; TJ, tight junction.
Generation and Characterization of In Vitro BBB Models
Methods used to detect BBB tightness
To assess the integrity of the barrier in in vitro models, qualitative and quantitative methods have been established and will be presented here briefly: The characteristics of the TJ proteins, occludin, Zonula occludens 1 (ZO-1), and Zonula occludens 2 (ZO-2) can be imaged with freeze-fraction electron microscopy (FFEM) [40]. The functional tightness can be validated by the flux of molecules with different molecular weights such as dextran, lucifer yellow, sodium fluorescein, glucose, insulin, or mannitol. Another useful control is sucrose because it is BBB impermeable, hydrophilic and there is no brain-specific uptake mechanism [41]. To test for the expression of specific receptors or transporter proteins, these can also be selectively inhibited and the flux can be measured [42,43]. A widely used standard assay for permeability is the measurement of the TEER, which is given in Ωcm2. For a concise review on TEER measurement techniques for in vitro models, we recommend reading the following article [44]. Importantly, it should be noted that the TEER can differ greatly depending on the experimental setup [44], and, therefore, independent studies cannot be directly compared.
PSC differentiation into NVU cell types
The recent advances in PSC technologies have opened new avenues toward generating more complex in vitro BBB models, which are much closer to the in vivo situation in humans compared with the BMEC monocultures. Here, we discuss the progress in differentiation of the three main cell types of the NVU from PSCs that are summarized briefly in Table 2.
bFGF, basic fibroblast growth factor; BMP2, bone morphogenetic protein 2; CNTF, ciliary neurotrophic factor; EC, endothelial cell; hESC, human embryonic stem cell; GFAP, glial fibrillary acidic protein; hiPSC, human-induced pluripotent stem cells; NG2, medium selectively supporting growth of neural cells; PDGFRβ, platelet-derived growth factor receptor; P-gp, P-glycoprotein; RA, retinoic acid; SB431542, small-molecule inhibitor of transforming growth factor beta superfamily type 1 receptor; VEGF, vascular endothelial growth factor; vWF, Von Willebrand factor.
Brain microvascular endothelial cells
In general, ECs line the lumen of the microvasculature in many organs and there are profound tissue-specific characteristics of each EC type. In the case of BMECs, these are characterized by generating a high TEER and by releasing specific angiogenic factors [45]. It is, therefore, crucial to define markers for BMECs and to prove the BMEC identity on differentiation from PSCs. VE-cadherin and PECAM-1 are generally accepted markers for all ECs; however, the large heterogeneity of ECs among tissues hinders the use of one single marker for BMECs [46]. Therefore, a combination of tissue-specific markers and expressed proteins is needed to define BMECs as a unique EC, which should be combined with phenotypical assays, such as angiogenic or vasculogenic assays [47]. Therefore, we classify here that ECs are produced from PSCs rather than BMECs, unless proved otherwise by the authors.
Numerous protocols exist to generate ECs from hPSCs. These include spontaneous differentiation from embryoid bodies (EBs) [48] that can be improved by addition of growth factors for mesoderm induction, including basic fibroblast growth factor (bFGF) and insulin-like growth factor (IGF) together with vascular endothelial growth factor (VEGF) [49] or bone morphogenetic protein 4 (BMP4) [47]. Also, co-culturing of hPSCs [50] or hiPSCs [51] with the mouse bone marrow stromal cell line OP9 has yielded ECs. Improved protocols that lead to the derivation of BBB-specific BMECs include co-culturing with glioma cell lines [52], NPCs [53], or astrocytes [54].
These protocols rely on the same hypothesis, that co-culture with neural cells pushes ECs toward a brain identity. The study by Minami et al. on co-culturing with a glioma cell line used CD34 and CD144 (VE-cadherin) as markers for ECs, which were sorted from the population and analyzed for CD31 (PECAM) and Von Willebrand factor to identify BMECs. This was further verified by detecting claudin, occludin, and ZO-1 expression, as well as by observing vascular-like structures in Matrigel® and uptake of acetylated low-density lipoprotein [52]. However, these cells alone yielded a TEER of only 55 Ωcm2, indicating a barrier tightness that is far from representative of the in vivo BMEC [52]. This indicated that induction by co-culturing with neural cultures is not sufficient for inducing BMEC properties, possibly due to the importance of factors secreted and/or mechanical interactions that pericytes and astrocytes have on BMECs.
In 2012, Lippmann et al. reported the first hiPSC-derived BMECs with BBB properties that could be produced with an efficiency of >60% [42]. These cells were characterized by GLUT-1 and PECAM-1 expression, and their BBB identity was verified by staining for claudin-5, occludin, and VE-cadherin. The authors attempted to mimic in vivo BBB development, where endothelial and neuronal lineages form at the same time. To this end, they kept hiPSCs in unconditioned medium without pluripotency factors, to allow for the differentiation of both neural and endothelial progenitors. After 5–7 days, this mixed population was switched to a medium that selectively stimulated EC proliferation for a further 1–2 days. The BMECs were then purified from the NPCs on selective collagen IV matrices, yielding a pure BMEC population (PECAM-1+, GLUT-1+ cells). This population expressed BBB markers such as occludin and claudin-5, and it created a TEER of a maximum of 175 Ωcm2. On co-culture with primary rat astrocytes grown on the bottom of the transwell, the monolayer of BMECs reached 412 Ωcm2.
This was further enhanced by optimizing the seeding density to create a more complete and an even monolayer that increased the TEER value further to 1,450 Ωcm2 [42]. In a follow-up study, the differentiation of hiPSCs was improved toward more physiological BMECs by the addition of retinoic acid (RA) to the EC medium. This led to increased expression of VE-cadherin, occludin, and claudin-5, as well as TEER values of more than 5,000 Ωcm2. Although the differentiation efficiency was not affected by the addition of RA, total cell proliferation was increased, leading to a higher number of BMECs [43,55]. RA is secreted by radial glia during brain development and is crucial for the development of a tight BBB during mouse development as well as in BMEC lines [56]. Within cells, it is bound by retinol-binding protein that is expressed in BMECs in vivo and also binds to the nuclear receptor STRA6 [57]. STRA6 expression is also upregulated during BMEC differentiation in vitro [42].
Recently, Katt et al. differentiated an hiPSC line into BMECs by using the Lippmann protocol with RA-supplemented EC medium, but they altered the timing of two steps in the protocol. The same markers were used as in the Lippmann study. Differentiation of hiPSC culture was initiated by changing to undefined medium without the pluripotency factor bFGF at 70% confluence. When the BMEC morphology was most prevalent (at day 6), the medium was changed to EC medium containing RA. This approach yielded a differentiation efficiency of an impressive 93% and a TEER of 2,000 Ωcm2 [58]. Another study by Appelt-Menzel et al. reproduced the differentiation of BMECs with the Lippmann protocol and retrieved TEER values of a maximum of 2,500 Ωcm2 in a co-culture model with NSCs, astrocytes, and pericytes [38]. Importantly, FFEM revealed that the TJ proteins showed a similar morphology as reported on brain ECs in vivo, showing that morphologically relevant BMECs can be retrieved from hiPSCs [38].
In conclusion, the co-culture with neural cell types is promising to retrieve ECs with brain characteristics. However, the most critical step toward generating functional BMECs, which generate high TEER values, from stem cell sources is the use of a combination of astrocytes and EC medium supplemented with RA. Nevertheless, despite the apparent efficiency of the Lippmann protocol, there are no reports to date from other laboratories that can reproduce the reported TEER values of 5,000 Ωcm2.
Pericytes
Differentiation of PSCs into pericytes has not been as successful as differentiation into BMECs due to the lack of knowledge on the factors that produce pericytes in vivo. Furthermore, many pericyte markers are also expressed by ECs, mesenchymal cells, and smooth muscle cells, with the exception of the platelet-derived growth factor receptor (PDGFRβ), and, therefore, characterization of pericytes in a dish is difficult. Pericytes have been created from PSCs by spontaneous differentiation followed by screening for pericyte-lineage markers and subsequent isolation of perivascular precursors. Differentiation into vascular cell types is enhanced by low oxygen conditions, which can be used to produce early vascular cells that can be further matured into pericytes and ECs [59,60]. A recent study found that increasing cell seeding density for spontaneous differentiation of EBs from PSCs resulted in cells with a mesenchymal-like morphology, which were supposedly perivascular precursors [61]. However, the cells were unable to differentiate into either osteoblasts or adipocytes, which is a hallmark feature of pericytes [61].
Another group applied a similar approach and continuously analyzed and isolated cells with pericyte-lineage markers during differentiation, without the use of selective media. After 7 weeks, isolated cells expressed several pericyte markers, including PDGFRβ, and showed morphological features of human placenta pericytes that could differentiate into both adipogenic and osteogenic tissue [62]. Orlova et al. induced PSCs directly into the mesodermal lineage by inducing SMAD2/3 and WNT activation, followed by vascular specification by supplementing VEGF and inhibiting transforming growth factor-β. Cells expressing EC markers were isolated and expanded, and after 3 days pericytes appeared as a homogenous population of cells that were positive for pericyte markers, including PDGFRβ. The study reported a pericyte differentiation efficiency of 30% defined by PDGFRβ-positive cells [63,64]. Despite this progress, the differentiation of pericytes is still far from optimal and requires further improvement of differentiation protocols to increase the percentage of cells, which we discuss in the next section on improvements of BBB production in vitro.
Astrocytes
Contrary to the other BBB cell types, astrocyte differentiation from PSCs is well established and astrocytes have been successfully differentiated since 2011 [65], although the initial protocols were relatively long (6 months) [65,66]. However, a more recent protocol for producing astrocytes was successful after only 5 weeks. It employs an initial differentiation step into NPCs followed by activation of the JAK/STAT and SMAD pathways to activate the astrocyte-specific glial fibrillary acidic protein (GFAP) gene. This protocol resulted in an efficiency of 60%–80%, defined by GFAP [67]. Another study by Mormone et al. used initial SMAD inhibition in their protocol followed by JAK/STAT activation and reported the generation of 60% GFAP-positive astrocytes. To enhance the purity of the astrocytes, the cells were then magnetic-activated cell sorted by using the astrocyte marker A2B5, which resulted in a purity of 95% GFAP-positive astrocytes [68,69].
Complex in vitro PSC-derived BBB models
To date, only two laboratories have published multicellular in vitro models of the BBB from hiPSCs. Lippmann et al. gained human BMECs from hiPSCs as discussed earlier [42,43], and they combined these in a multicellular BBB model with human neurons and astrocytes generated from NPCs [43]. hiPSC-derived BMECs were co-cultured first with primary human pericytes for 24 h and, subsequently, with a mixture of astrocytes and neurons differentiated from primary human NPCs (Fig. 3E). This optimal culture condition led to TEER values of more than 5,000 Ωcm2, whereas culture with only pericytes reached slightly lower levels of 4,500 Ωcm2 [43]. Culture without pericytes only reached half of the TEER values, supporting the importance of pericytes in BBB tightness. Intriguingly, this group advanced their model by employing astrocytes, neurons, and BMECs from the same hiPSC source [70]. hiPSC-derived BMECs were co-cultured with neurons and astrocytes, which were produced through EZ spheres from the same hiPSC source. The monoculture of hiPSC-derived BMECs reached a TEER value of 200 Ωcm2, whereas the co-culture with the isogenic neurons and astrocytes (in a ratio 1:3) elevated the TEER to nearly 800 Ωcm2 [70]. This was slightly lower than in the previously reported co-culture with NPC-derived astrocytes and neurons (1,450 Ωcm2) [42]. However, the isogenic co-culture model did not include pericytes, which might increase the TEER values, as previously presented in the model with pericyte priming (up to 5,000 Ωcm2) [43].
The second laboratory published an interesting approach, deriving all four cell types of the BBB from hiPSC (Fig. 3F) [71]. The group previously characterized that cyclic AMP efficiently supports the differentiation of hiPSC toward ECs [72 –75]. However, as in the other studies, co-culture with pericytes, astrocytes, and neurons is still necessary to induce BMEC hallmarks [71]. Strikingly, for their co-culture, they used hiPSC-derived neurons, astrocytes, and pericytes. The EC and pericytes were differentiated together by inducing first mesoderm formation and then the vascular endothelial lineage, followed by sorting ECs and pericytes by combined cell surface markers. Astrocytes and neurons were derived from EBs over a period of 120 days.
Having generated all four cell types, the researchers combined them into one culture for 5 days to induce BMEC hallmarks in the ECs. However, not all four cell types were transferred to a transwell BBB model. Only the BMECs and astrocytes were transferred (Fig. 3F). Unfortunately, TEER values of only 100 Ωcm2 were achieved [71], which might potentially be increased by the further addition of pericytes and neurons into the transwell system. The beneficial effect of pericytes was also found in a systematic comparison of different multicellular models, in which hiPSC-BMECs were co-cultured with hiPSC-derived or primary neuronal cells and pericytes [38].
These studies highlight many advantages of hPSCs to create in vitro models of the BBB: First, BMEC can be obtained easily in high quantities due to efficient differentiation protocols. Second, the co-differentiation experiments with NPCs [42,43], the isogenic co-culture model [76], and the fully PSC-derived model [71] showed that, in principle, all BBB cell types can be made from the same stem cell source. Third, the obtained BMECs showed extremely high TEER values that have never been generated with any other BMEC source. The PSC-derived BMECs have also been shown to respond well in artificially invoked stress conditions, which might be valuable for some assays. For example, PSC-derived BMECs have been reported to respond more physiologically to hypoxia than the hCMEC/D3 cell line [77]. Most importantly, however, is that a combination of co-culturing with varying (primary) cell sources appears to be a significant advantage of improving hiPSC-derived BMEC BBB tightness [38].
There have also been studies describing the production of BBB from other stem cell sources, that is, cord blood-derived stem cells in a co-culture with either pericytes [78] or astrocytes [54]. However, we believe that hiPSCs represent a superior stem cell source since: (1) hiPSCs are a renewable source with very little ethical concerns attached; (2) hiPSCs are easy to manufacture, and numerous hiPSC lines are available; and (3) patient-derived hiPSCs might recapitulate the disease phenotype in vitro.
What do we expect from an ideal BBB model?
An important step in generating a more physiologically relevant model of the human BBB is to ask: Which criteria should an ideal model fulfil? Although the criteria might differ depending on the experimental question, the model should mimic the in vivo BBB as close as possible. We highlight four points that could be adopted for estimating the value of an in vitro BBB model [79]: (1) reproducibility of a restrictive solute permeability (measured by the TEER and tracer flux); (2) functional expression of transporters (assessed by the efflux ratio of known molecules as well as specific inhibitors of known transporters); (3) physiologically realistic architecture containing polarity, that is, containing a luminal and an abluminal side, gross cell dimensions, surface area of interactions, as well as complexity of TJs (measured by light, fluorescence, and transmission electron microscopy or FFEM); and (4) easy to culture with acceptable cell proliferation rates and continuous growth [15]. In Table 1, we rate the previously published PSC-derived BBB according to how well they may fulfil these criteria and how physiologically relevant they are (Table 1).
Using PSCs for modeling neurovascular disease
To date, several in vitro and in vivo models of neurovascular diseases exist, particularly from the mouse. However, there is a need for more human models that recapitulate the in vivo disease state. hPSC-derived neural models have particularly flourished in recent years, since they can recapitulate different neural cell types readily. However, models of the diseased BBB are needed, since it is affected in many neurological diseases. Moreover, there is a need to include the BBB together with PSC-derived neural cells since these models could help to more closely recapitulate the physiological and physical interactions that might lead to the detection of disease phenotypes that have not been recapitulated in vitro yet, for example, neuronal death that might only be induced by BBB breakdown [80].
Disease-causing mutations often cause phenotypes in only certain cell types, or regions, as, for example, in ALS, where only motor neurons and glial cells are affected, which has been successfully recapitulated with ALS patient-derived hiPSCs [81]. Also, other neurological syndromes are highly cell-type specific, such as AD, PD, and HD. Selective loss of neurons in these diseases leads to impaired cognitive and mobile function, depending on the site and severity of neural loss [82]. Not long after iPSCs were first produced came the first publication of iPSCs generated from patients with neurofibromatosis type 1 disease [83]. Since then, several proof-of-principle studies have shown that both sporadic and genetic diseases can be modeled with hiPSCs from patients [84].
For example, PD has been modeled with hiPSC-derived dopaminergic neurons carrying mutations such as a triplication of synuclein-alpha (SNCA) [85] or the most common mutation in LRRK2 [86], both of which lead to increased levels of α-synuclein. Another study found altered ERK signaling in derived dopaminergic neurons that, when repressed, was able to reverse a certain disease pathology, such as sensitivity to oxidative stress and neurite shortening [87]. Also, proteasome dysfunction, oxidative stress, and increased expression of α-synuclein have been observed in PARK2 mutant hiPSC-derived neurons [88]; however, no Lewy body formation or neurodegeneration has been recapitulated in hiPSC-derived dopaminergic neurons. Also, AD [89,90] and HD [91] have been mimicked in the dish and reproduced important disease phenotypes. However, none of the neurons die in culture, as seen in AD patients [8,92]. Recently, it was reported that healthy neurons from hiPSC degenerate if transplanted in PD model mouse brains, suggesting that amyloid plaques from the diseased environment are responsible for neural degeneration [93].
Intriguingly, the permeability of the BBB has been shown to be altered in these diseases, although it is not clear whether this is a cause or a consequence of the disease [94,95]. BBB-related mutations, as, for example, in the ABCB1 gene, encoding the P-gp efflux transporter expressed in BMECs, have been associated with PD [96,97]. Similarly, BBB breakdown has also been seen in AD patients [98]. Furthermore, important BMEC transporters such as GLUT-1 and P-gp have been found with impaired function in AD patients [10,99].
Remarkably, the APOE protein, of which isoform 4 (APOE4) is a major risk factor for AD, is expressed in the end-feet of astrocytes [100]. Deletion of APOE in mice, in fact, leads to BBB breakdown, as displayed by increased leakage of dye into the brain of APOE-deficient mice compared with wild-type mice [101], and this difference increases with age [102]. Moreover, replacement of the endogenous APOE gene in mice with the human AD risk factor isoform APOE4 impairs BBB function [103]. Later, these results were confirmed by multiphoton microscopy of fluorescence-conjugated dextran, which was widely distributed in the brains of mice expressing deletion mutants or APOE4 [95]. This elegant study further revealed that fluorescently labeled neurotoxins accumulate in neurons of these mice, suggesting an increased neurotoxin exposure through the leaky BBB.
Importantly, at the time of BBB breakdown (2 weeks of age), neuronal activity measured by voltage-sensitive dyes was the same in mutant and wild-type mice, whereas it was dramatically decreased in mutant mice at 4 months of age [95]. This substantiates the theory that BBB breakdown precedes neuronal changes and underpins the in vivo relevance of a tight BBB.
These studies highlight the possibility that BBB dysfunction might be causal or an early feature of AD, and that the BBB is, therefore, important to be included in an in vitro disease model. Also, for HD, the disease hallmark, that is, accumulation of the mutant Huntington (mhtt) protein in various cell types of the brain, has also been found in cells of the BBB in both mouse models and post-mortem tissue from HD patients [8]. Importantly, protein levels of the TJ-proteins claudin-5 and occludin were lower in mouse models of HD [8] and AD [95], and this correlated with a larger intracellular space between adjacent BMECs in HD mice [8].
To summarize, hiPSC have been successfully employed to model neurovascular diseases, although not all disease phenotypes have been recapitulated in vitro. Emerging evidence suggests that BBB disintegrity is involved in these diseases, and, therefore, the inclusion of BBB cell types in these models might potentially aid in fully exposing all disease phenotypes. Retrieval of the BBB cell types from hiPSCs is particularly attractive since the neurovascular cell types cannot be easily derived from human patients, unless under surgery, for example, if a tumor is excised. Therefore, a promising alternative is to generate each cell type from the BBB by using hiPSCs derived from the patient.
Future Considerations for Improving BBB Production In Vitro
For future BBB models, one should consider the tremendous improvements in cell culture and tissue engineering that also enhance the differentiation of stem cells. Stem cell fate is influenced exclusively by its extracellular chemical and physical environment, which is termed the “stem cell niche,” a concept first proposed in 1978 by Schofield [104]. In vivo, this is also a place of residence for the stem cells, in addition to its surrounding microenvironment that controls their differentiation and self-renewal [105]. Stem cells, therefore, require a mechanical substrate to grow on, as well as soluble factors that regulate their fate. Important factors of the niche in vivo may be secreted from other cells, the ECM, paracrine factors, and metabolites [106]. Many of these characteristics require recapitulation in vitro, and this can partly be achieved by using innovative (bio-) materials and microfabrication techniques to modify the culture environment systematically [107].
All the current PSC-derived BBB models lack an important feature, which is blood flow. Blood flow is an important physiological factor influencing the BBB in vivo, by activating mechanosensors on the apical surface of the epithelium [108]. This physical stimulus has been proved to regulate EC differentiation and adhesion [109] as well as cell division, apoptosis, cell migration, and polarization of the epithelium [110]. It stimulates TJ expression and cell adhesion in primary and immortalized BMECs [110] such as ZO-1, claudin-5 [111,112], and the efflux transporter P-gp [112]. Drug transporters and metabolizing enzymes are expressed at higher levels under shear stress induced by blood flow [113]. Also, increased in vitro shear stress has been demonstrated to improve permeability values and to induce differentiation of ESCs into endothelial-like cells [114,115].
Side-by-side comparisons with bovine EC lines cultured with or without shear stress of 4 dynes/cm2 in hollow fibers showed an increase in TEER from 60 Ωcm2 to more than 600 Ωcm2 [116]. This was confirmed in a recent study on rat primary BMECs, where TEER values rose fourfold to 1,300 Ωcm2. In this study, cells were grown in a three-dimensional (3D) microfluidic device directly on a collagen bed, with medium flow applied through a medium channel on the cells [117]. The increased barrier tightening is believed to involve the adherens junction protein VE-cadherin, by signaling the shear stress response to occludin and changing TJ protein expression and organization [111].
Nevertheless, the effects of shear stress on multicellular BBB models and on iPSC-derived ECs have yet to be analyzed.
Historically, flow has been created in hollow fibers by a computer-controlled pump to reach values between 5 and 23 dynes/cm2, which is similar to in vivo values [110]. However, there are drawbacks of the hollow fiber system. These include its unsuitability for high-throughput screening and that the cells cannot be analyzed morphologically in the tube. Therefore, alternative ways to employ shear stress are required to introduce flow of the medium in perfusion culture dishes during or after differentiation, potentially through use of microfluidic systems. For example, flow might be employed through inlet and outlet channels that push liquid through a hydrogel reservoir in which the cells are cultured [118]. Alternatively, cells might be grown on a membrane within a microfluidic device with a flow channel on top of the cells, as described by Booth and Kim in 2014 [119]. Importantly, shear stress might act on only one side of the ECs (apical or basal), and the flow can be used to transport nutrients and waste products as well.
Three-dimensional culturing
It has been observed that 3D scaffolds provide physiologically more relevant models and are closer to in vivo models than conventional two-dimensional (2D) cell cultures [120]. Three-dimensional scaffolds support the differentiation of stem cells into desired cell types and tissues, for example, in culturing neurons and epithelial cells. For example, a remarkable step in the development of brain organoids was accomplished with the use of Matrigel as a supportive 3D matrix [121].
Besides the choice of scaffold material, several possibilities exist for the 3D setup of the BBB depending on the purpose of the model. For drug delivery and safety studies, the major focus lies on permeability of the barrier, and the developed models, therefore, must contain two compartments that are separated by a filter membrane. On the contrary, for phenotypical or molecular analysis, this is not necessary and simpler models are sufficient.
For example, a multicellular spheroidal BBB model arranged all cell types of the BBB in direct contact without the need of a surrounding scaffold; primary human BMECs, pericytes, and astrocytes self-assembled spontaneously into a tube-like structure [122]. Although the barrier tightness and therefore functionality of this BBB model could not be assessed, it is still fascinating that the cells assembled spontaneously into layers with BMECs forming an outer monolayer, astrocytes accumulating in the lumen of the spheroid, and pericytes forming a layer between the other two cell types [122].
Lastly, 3D models without two compartments can still be used to study the uptake of molecules into BMECs or other cell types of the BBB. Although this gives no information on permeability values measured by TEER, it might give an indication as to whether a substance can enter or cross the BMECs. For example, one study assessed the uptake of gold nanoparticles into BMECs or into 3D cultured astrocytes, which were covered by a layer of BMECS, by electron microscopy [123].
To introduce compartmentalization in 3D cultures, an elegant approach is to embed human astrocytes and pericytes into collagen type I and inject this mixture around needles into a chip, as developed by Tourovskaia et al. in 2014 [124]. After gelation, the needles are removed, leaving hollow channels in which hBMECs are injected to form a monolayer covering the walls of the channels. Tourovskaia et al. showed that in their setup, the pericytes and astrocytes in the collagen matrix grew in close contact with the BMEC monolayer, mimicking the in vivo situation closely. This led to a tight barrier, as assessed by imaging fluorescently labeled sucrose and dextran [124]. However, no TEER measurements were possible in this setting and the expression of TJ or transporter proteins was not analyzed, giving very little information on the physiology of the BBB model.
Another strongly expanding field is the use of hollow fiber tubes to mimic the cerebrovasculature in 3D, and to facilitate co-culture of cells as well as flow conditions in the tube [125,126]. However, the measurement of TEER and permeability requires more sophisticated setups that are compatible with the fiber architecture, compared with simple transwell systems. Nevertheless, several studies showed the feasibility of a commercially available hollow fiber system that includes electrodes covering the hollow fibers to measure the TEER. In this system, human BMECs were co-cultured with human astrocyte cell lines in a hollow fiber and TEER values greater than 700 Ωcm2 were measured [127]. Also, within the area of microfabrication, several attempts to mimic the BBB have been pursued. This technology is reviewed in detail by Helm et al. [128].
Lastly, we envision further development of the classical transwell system (Fig. 3) by adding 3D neural tissues in either compartment. This may enhance the maturation of BMECs and the formation of physiological BBB characteristics, such as TJ formation and transporter expression. This could potentially be accomplished by 3D printing of the cells (bioprinting) to enhance an even distribution of cells across the scaffold. The feasibility of this approach has been recently demonstrated with NPCs embedded in a polyurethane (PU) dispersion [129]. The cell-laden dispersion was 3D printed into several layers of fibers and maintained at 37°C, and the viability of the cells was proved after 2 days of culture [129]. Three-dimensional bioprinting with all cell types of the BBB could also potentially arrange all cell types in the same compartment, overcoming the limitations of spatial separation by a transwell filter. Importantly, this would also facilitate cell-cell interactions, which improves stem cell differentiation [130,131]. This might lead to formation of more physiological morphology and BBB tightness (Fig. 4A). We envision these techniques would further advance the recently developed BBB models, although this currently lies at the very edge of our technological abilities.

Future considerations for improving BBB production from stem cell sources in vitro. Developments that might improve the traditional transwell filter systems.
Progress in bioengineering of scaffolds
Introduction of better cell culture matrices and improved ECM substrates into these BBB models might help to improve culture conditions and may enhance the physiological matrix stiffness and shear stress [132]. In recent years, advanced scaffolds and biomimetic materials have been developed that facilitate a more controlled microenvironment in vitro [106]. We envision several applications where novel biomaterials might be applied:
First, novel materials might help to overcome certain limitations of the materials used for the filter membranes in transwell in vitro BBB models. One limitation in traditional transwell filters is the filter membrane with 10–20 μm thickness, which well exceeds the size of the basal lamina and, therefore, acts as a physical barrier between the cells seeded on either side of the filter. These filter membranes could be replaced by membranes made from novel biomaterials, for example, biodegradable polymers, to provide an initial substrate for adherence, which, eventually, degrades later in culture to produce a more physiological boundary (Fig. 4B).
Second, novel scaffolds for 3D culturing or improved differentiation of hiPSC could be developed. Today, the most abundantly used 3D scaffold is Matrigel, which has been recently shown to improve BMEC monolayer barrier tightness [133]. Matrigel is commonly used as a scaffold to culture and differentiate hPSCs into BMECs, which are then seeded onto permeable transwell filter membranes that are coated with collagen and fibronectin [42,43].
Alternative scaffolds for 3D cultures can be constructed by the use of various polymers, hydrogels, silicons, and many more [106]. The choice of material depends greatly on the application and cell type, and the chosen material should mimic the in vivo supportive tissue. A special need in BBB modeling is that the scaffolds should enable the measurement of TEER values and, therefore, enable free movement of ions [134]. For example, collagen type I has been used in BBB models to embed the BBB cell types in a 3D gel [124,135]. Also, hyaluronic acid is often used in engineering brain tissue because it is also found in brain ECM and might be a suitable candidate to aid BBB models [134].
Polymers with many promising features for use in BBB modeling are hydrogels, since they mimic the ECM closely, are biocompatible and easy to fabricate. Various microfabrication techniques are available to produce 3D hydrogel scaffolds for tissue engineering [106]. Hydrogels can be produced from naturally derived polymers such as collagen, gelatin, algenate, or Matrigel, or synthetic polymers such as polylactic acid or PU. The latter has recently been used in bioengineering due to its good physical properties and biocompatibility [106].
Synthetic polymers bear the advantage of being chemically defined, reproducible, and modifiable in regards to their physical and chemical properties. However, these polymers are usually formed based on cross-linking chemistry, which is toxic for cells and, therefore, a problem if the cells are to be encapsulated in the hydrogel [136]. Recently, a technique was developed to produce hydrogels from PU dispersions without the need of cross-linking, which can, therefore, be used to encapsulate cells [129]. This technique might enable the wrapping of all three BBB cell types in the same scaffold, thereby improving the maturation and development of a physiological barrier (Fig. 4C).
Another advantage of hydrogels is that they can be loaded with chemicals, mimicking ECM-bound regulatory factors in vivo [129,137]. The ECM is known to provide important cues on cells both through its structure and its release of stimulating factors [138]. The use of more physiologically relevant ECM proteins is, therefore, important to consider, and the incorporation of additional ECM components might help to improve the functional properties and maturation of BMECs in vitro [139]. For example, ECM ligands secreted by ECs include not only fibronectin and collagen IV but also laminin, SPARC, Nidogen-1, and Agrin [140]. Recently, an elegant study showed that the composition and assembly of endogenous ECMs contribute to BBB formation in vitro [133].
Improvement of the scaffolds and where the cells are deposited could help to increase the contact between the different cell types as well as improve BMEC polarity, physiological stiffness, and the transport of metabolites and soluble regulators. Therefore, future BBB models could contain scaffolds that are loaded with ECM factors or use conditioned scaffolds that are similar to conditioned medium. Another important factor is the rigidity and elasticity of the scaffold. Bone cells need a rigid environment, whereas neurovascular cells require more elastic environments that are similar to the in vivo situation. Here, the composition of synthetic hydrogels could be varied to adjust the stiffness of the scaffold to the needs of the cells [136].
Future perspectives for creation of PSC-derived BBB models
There are several aspects that could be applied to improve differentiation of BMECs from PSCs. The cell density before the differentiation of PSCs has an effect on the resulting yield and TEER, and the optimal seeding density varies depending on the PSC line used [141]. Undefined sources such as Matrigel and feeder cells provide inconsistency, and alternatives of defined origin should be considered. The addition of RA has proved to significantly enhance barrier tightness as well as cell proliferation, leading to high numbers of BMECs [43]. Although the protocols for differentiating neurons and astrocytes are well established, and BMECs can be differentiated with a high efficiency, only few protocols exist for pericytes. This is partially due to a lack of pericyte markers; however, even without a definitive marker, pericytes can be characterized by their ability to form stable vascular tubes together with ECs [142]. This feature might be exploited, and also eventually co-culture of both cell types might improve the differentiation and maturation of pericytes.
The BBB models produced from PSC do not contain aged cells. Importantly, differentiated PSCs are more representative of cells from young, rather than aged individuals. This may be an issue if it is important to study diseases that have BBB breakdown in aged people.
The production of cell types from young individuals in vitro is likely due to the rejuvenation of cells after iPSC reprogramming, which results in increased telomere length [143,144] and ESC-like mitochondria in the undifferentiated iPSCs [145]. Therefore, it could be important to mimic old age in the dish by accelerating the aging of hiPSC-derived cells. To this end, the differentiated cells can be exposed to stress paradigms, including toxins or other compounds that lead to oxidative or mitochondrial stress [146].
One intriguing method that has been used for aged iPSC-derived cells in vitro is to overexpress progerin, a truncated isoform of laminin A, which is associated with premature aging. Overexpression in neurons that were differentiated from PD-derived iPSCs revealed age-related disease phenotypes that were otherwise not detected in vitro [147]. Based on these findings, it has been proposed that accelerating the aging of iPSC-derived cells could help to elucidate aging mechanisms coupled with the disease [146].
Conclusion
In conclusion, the greatest potential of PSCs for biomedical research lies in their ability to form complex tissues with physiologically relevant characteristics. PSCs have been able to yield several cell types of the BBB, which is the important vascular interface between the brain and the blood, and it is affected in many neurodegenerative diseases and blood disorders. To date, the BBB has been modeled in relatively simple 2D cultures that are composed of monolayers of BMECs, yielding few physiological characteristics. However, the production of a more complex BBB, which contains several cell types of the NVU, would certainly recapitulate the physiological tightness and permeability better. The use of PSCs in creating this more complex BBB has been initiated, and great success in recreating the tightness has already been achieved. However, more complex cultures, the advances in biomaterials, and 3D culturing will definitely help to lead this field into even more advanced in vitro models of the BBB. Importantly, use of patient-specific hiPSCs to create the BBB in the future will help to determine more about the mechanisms related to BBB breakdown and provide more insight into disease mechanisms that might ultimately lead to the development of new drugs (Fig. 5).

Future outlook for use of advanced BBB models for treatment of neurodegenerative diseases. Patients with neurovascular diseases donate their cells, for example, fibroblasts, for reprogramming into pluripotent stem cells. From these, all cell types of the NVU may be generated, that is, BMECs, pericytes, astrocytes, and neurons, to build advanced in vitro models of the BBB. These models can be used for studying the molecular mechanisms of the disease or for testing and developing novel drugs. This might also be useful for personalized medicine, that is, to find the best treatment for the respective patient. From such studies, novel treatments might evolve to improve life quality and survival of the patient. BMEC, brain microvascular endothelial cell; BBB, blood-brain barrier; NVU, neurovascular units.
Footnotes
Acknowledgments
The authors are grateful to Prof. Jenny Emnéus for reading the article and providing valuable input on bioengineering and scaffolds. V.J.H.'s current research and activities are funded by the Innovation Fund Denmark supported project, BrainStem (a Stem Cell Center of Excellence in Neurology).
Author Disclosure Statement
No competing financial interests exist.
