Abstract
The authors examine the effect of labor unions on workplace safety. For identification, they exploit the timing and outcome of union elections, using establishments in which elections narrowly fail as a comparison group for establishments in which elections narrowly pass. Data on elections come from the National Labor Relations Board, and data on workplace safety come from the Occupational Safety and Health Administration. The results indicate that unionization had no detectable effect on accident case rates at the mean, but shifted downward the case-rate distribution below 2 cases per 100 full-time equivalent workers annually. The downward shift is most evident among larger bargaining units and manufacturing establishments. Results at the higher end of case-rate distribution are inconclusive.
Workers form labor unions to bargain over wages, employment, and working conditions. One facet of working conditions—and a focus of labor union efforts—is workplace safety. At a systemic level, labor unions were key proponents in establishing the Occupational Safety and Health Administration (OSHA) and the Mining Safety and Health Administration, which regulate and promote workplace safety in the United States (Schurman, Weil, Landsbergis, and Israel 1998). At the establishment level, labor unions induce employers to maintain safe workplaces, educate workers about workplace hazards, influence the stringency of regulatory oversight, and develop safety-related innovations through economies of scale (Morantz 2009). Despite these safety-enhancing activities, the empirical literature on a union safety effect is inconclusive, and many studies find that unionized establishments are associated with more non-fatal injuries compared to non-unionized establishments (Donado 2015). Thus, the effect of labor unions on workplace safety remains an open question.
To contribute to the literature, we attempt to identify the causal effect of unionization on workplace safety. Following several studies (DiNardo and Lee 2004; Frandsen 2012, 2014; Lee and Mas 2012; Sojourner et al. 2015; Sojourner and Yang 2015), we identify the effect using the regression discontinuity model that exploits the timing and outcome of union elections, whereby establishments in which elections narrowly fail serve as a comparison group for establishments in which elections narrowly pass. The identification assumption is that establishments just above and below the cutoff for a successful union election are comparable with respect to observable and unobservable characteristics so that any difference in workplace safety at the cutoff is attributable to unionization. Data on union elections come from the U.S. National Labor Relations Board (NLRB), and the data on occupational safety come from the Occupational Safety and Health Administration (OSHA), specifically the OSHA Data Initiative (ODI). These data report the rate of cases involving days away from work, job restrictions, and job transfers (DART) per 100 full-time equivalent workers annually.
This study contributes uniquely to the literature on labor unions and workplace safety. First, to our knowledge, we are the first to identify the effect of unionization on workplace safety by exploiting close union elections. The most relevant study to ours is by Sojourner and Yang (2015), who used a similar strategy to examine the effect of unionization on regulatory enforcement through OSHA. The empirical strategy addresses the concern that more-dangerous establishments are more likely to unionize, which would bias against finding a union safety effect (Donado 2015). Second, the data on workplace safety are unique to the literature. The data allow analyses of multiple industries, whereas several related studies focus on specific eras and industries. Finally, we examine heterogeneous effects across the case-rate distribution by the size of the bargaining unit and industry.
Background
Labor Unions and Workplace Safety
The economic framework of labor unions provides insights on why and how unions affect workplace safety. In What Do Unions Do?, Freeman and Medoff (1984) described two facets of labor unions. First, unions serve as a collective voice. With legal protections, unionized workers may be more willing to express their preferences for workplace safety without fear of retaliation, and labor unions may be more effective at aggregating, communicating, and promoting worker preferences in negotiations with management. Through collective voice, both workers and management could benefit. For example, labor unions could address coordination failures among workers and reduce information asymmetries between workers and management.
Second, workers form labor unions to create or capture monopoly rents, which benefits unionized workers at others’ expense (Farber 1986). Similar to wages, labor unions may bid up workplace safety, imposing new costs to the firm. The costs could be both direct—for example, the cost of new safety-enhancing technology or equipment—as well as indirect through lost productivity. Labor unions may also bid up wages in lieu of safety (Donado 2015), though this trade-off does not necessarily require monopoly power through collective bargaining.
In practice, labor unions engage in numerous activities to improve workplace safety. As Morantz (2009) noted, labor unions induce employers to maintain safe workplaces, educate workers about workplace hazards, influence the stringency of regulatory oversight, and develop safety-related innovations through economies of scale. For example, agreements to provide safety information directly from employers to workers are more common among unionized workers (Viscusi 1979), and unionization appears to increase the rate of OSHA inspection (Weil 1991; Sojourner and Yang 2015).
Despite the numerous activities of labor unions to improve workplace safety, their causal effect is difficult to identify empirically. First, more-dangerous establishments may be more likely to unionize. This likelihood could arise from the direct effect of poor working conditions on unionization as well as the indirect effect of other factors that affect both working conditions and unionization, such as management quality. Second, workplace accidents are difficult to measure objectively, and unionization may itself affect the propensity to report an accident. For example, unionized establishments may be more likely to accommodate workers following an accident, thereby increasing the reported case rate. Also, the reported case rates for unionized establishments may appear to be higher because of an employer’s tendency to underreport in the absence of unionization, a union’s tendency to overreport, or both. Both empirical complications—referred to as selection bias and reporting bias, respectively—work against finding a union safety effect.
Because of these difficulties, the empirical evidence on the union safety effect is inconclusive. As stated above, most studies find that unionized establishments are associated with more non-fatal injuries compared to non-unionized establishments (Donado 2015). A few studies find that unions improve workplace safety, but these findings pertain to specific eras and industries. For example, Boal (2009) examined turn-of-the-century coal mining, exploiting within-mine variation in union status, and Morantz (2013) focused on mining-related injuries and fatalities in the 1970s and 1980s, exploiting mostly across-mine variation in union status.
Union Elections
In the United States, workers typically form unions through elections. 1 Elections are facilitated by the NLRB, which was established in 1935 to enforce collective bargaining laws. To hold an election, organizers must first demonstrate at least 30% support for a union election among eligible workers. This condition is measured by petitions or authorization cards. If successful, the NLRB determines the size and scope of the bargaining unit and the time and location of the election. The election is conducted by secret ballot, and a successful election requires a simple majority. If an election is successful, employers must bargain “in good faith” with the union during contract negotiations.
Based on the criteria for a successful union election, DiNardo and Lee (2004) developed a framework for union bargaining power. In their framework, bargaining power is a function of the share of voters who favor unionization. In a baseline case, in which union elections are permitted but none occur, bargaining power increases monotonically with the vote share. If an election occurs, bargaining power increases independent of the election outcome, referred as the indirect effect of unionization. If the election is successful, bargaining power increases further, referred as the direct effect of unionization. As DiNardo and Lee (2004) noted, because a successful election requires a simple majority, bargaining power increases discontinuously at the 50% vote share.
Empirical Strategy
To identify the effect of labor unions on workplace safety, our empirical strategy exploits close union elections; we use establishments in which an election narrowly failed as a comparison group for establishments in which an election narrowly passed. The identification is similar to that used in related studies, including DiNardo and Lee (2004), Frandsen (2012, 2014), Lee and Mas (2012), Sojourner et al. (2015), and Sojourner and Yang (2015).
Specifically, the strategy identifies E[Y (W = 1) –Y (W = 0)|X = 0], where W is an indicator of union status, Y is an outcome variable that is a function of union status, and X is the vote share relative to the 50% cutoff. 2 The key identification assumptions are that E[Y (1)|X] and E[Y (0)|X] are smooth at X = 0 and that W = 1 and W = 0 for all establishments above and below the threshold, respectively. If so, the discontinuity in W at the cutoff may generate a discontinuity in Y, which reflects the causal effect of the former on the latter.
Estimation and inference can be accomplished through parametric polynomial regression. The regression model has the following form:
The variable Yi is a measure of workplace safety following the union election, Wi is an indicator of a successful union election, Xi is the vote share relative to the cutoff, and Zi is a vector of election and establishment characteristics. Because the conditional distribution of covariates Zi is assumed continuous at the cutoff, including them in Equation (1) does not affect the identification strategy. Their inclusion, nonetheless, may reduce small sample bias and improve the precision of the estimates (Imbens and Lemieux 2008). F(.) and G(.) are polynomial functions of the vote share. By interacting G(Xi) with Wi, the model allows for separate conditional expectation functions above and below the cutoff. The error term εi is robust to heteroskedasticity. 3
The coefficient of interest is β, which measures the discontinuity in workplace safety at the cutoff and, given the identification assumptions, is interpreted as the conditional average treatment effect of unionization. Because the effect is identified locally, estimation utilizes observations only within a symmetric bandwidth around the cutoff. The empirical analysis considers both first-order polynomials with a narrow bandwidth and second-order polynomials with a wide bandwidth.
The effect of unionization on workplace safety may differ across the case-rate distribution. For example, unions may focus their safety-enhancing efforts on high case-rate establishments, affecting only the right tail of the case-rate distribution. The effect could also differ by establishment characteristics—for example, industry—that are systematically correlated with workplace safety. To estimate distributional effects, the outcome variable is replaced with an indicator function 1(Y i ≤y), and β is replaced with βy, which measures the discontinuity of the conditional cumulative density function evaluated at y (Frandsen, Frölich, and Melly 2012).
Data and Sample
Union Elections: National Labor Relations Board
Data on union elections come from the NLRB. One source of data is compiled by the AFL-CIO, which contains elections held from 1965 to 1998. Another source is an online data repository, www.data.gov, which contains annual NLRB files from 1999 to 2010. 4 Data from both sources include an establishment’s name, address, and industry, as well as the number of eligible voters, valid votes cast, and votes for and against unionization.
Combined, the data contain 45,582 elections from 1991 to 2010 (455 elections were omitted because of a missing or invalid vote share in favor of unionization). These years coincide with the years of data on workplace safety described below. The first data source contains 21,917 elections from 1991 to 1998, and the second contains 23,665 elections from 1999 to 2010. 5 The annual number of elections decreased over time, from 2,855 in 1991 to 1,644 in 2010. 6 To ensure uncertainty in the election outcome, the data are restricted to elections with at least 20 valid votes, leaving 24,758 elections from 1991 to 2010. This restriction is similarly imposed in related studies, including DiNardo and Lee (2004), Lee and Mas (2012), Frandsen (2014), and Sojourner et al. (2015).
Table 1 provides summary statistics of the elections. The average number of votes cast is 97.27, and the share of elections that pass is 46.77%. The greatest share of the elections is in manufacturing (28.94%), followed by health services (19.63%) and transportation (16.86%). A greater share of elections occurred in the Northeast and Midwest, compared to the South and West.
Summary Statistics of Union Elections by Match to ODI
Notes: The sample is derived from union elections contained in the National Labor Relations Board data, file years 1991 to 2010, and is restricted to elections with at least 20 valid votes and a valid vote share in favor of unionization. The second and third columns present summary statistics separately by whether the union election is matched to any observations in the OSHA Data Initiative (ODI), file years 1996 to 2011. Standard errors are in parentheses. Estimates are in percentage points unless otherwise noted.
Workplace Safety: OSHA Data Initiative
Data on workplace safety come from the ODI. The ODI was part of OSHA’s Site Specific Targeting (SST), which was designed to better target more-dangerous establishments for an inspection. To do so, the ODI first collected accident case rates directly from employers at the establishment level, and the SST plan used these data to target high case-rate establishments for inspection. 7 The data were collected in annual cycles covering years 1996 to 2011. Eligible establishments were identified from a business registry compiled by Dun & Bradstreet, and the scope of the data collection changed from year to year by industry and establishment size, with a goal to sample targeted establishments at least once every three years (Johnson, Levin, and Toffel 2017). Also, some states did not participate in the ODI. For example, in 2010, ODI data were not collected in Alaska, Oregon, South Carolina, Washington, and Wyoming. Construction was generally excluded from data collection, and some industries cycled in and out. As Li and Singleton (2019) noted, dairy farms were covered in 1998 but not in 2000, and ornamental nurseries were covered in 2000 but not in 1998. The scope was limited to establishments with at least 60 employees in 1996, at least 50 employees in 1997, at least 40 employees from 1998 to 2009, and at least 20 from 2010 onward. In some cases, establishments with a case rate exceeding a cutoff in one year were more likely to appear in the ODI the following year. For example, establishments observed in 1996 were significantly more likely to be observed in 1997 if their case rate involving days away from work, job restrictions, and job transfers exceeded seven. From 2004 to 2005, this cutoff was six. For these reasons, the ODI data are not representative of all business establishments and thus not directly comparable across collection cycles. Because the sampling frame changed from cycle to cycle, matched ODI observations are not directly comparable across calendar years or analysis periods. This prevents a straightforward event-study analysis, which compares changes in the mean case rate before and after the union election.
The ODI data on workplace safety come specifically from OSHA’s Form 300. This form is provided by OSHA to employers to log workplace accidents and injuries. In general, employers with 10 or more full-time employees are required to complete the form. Cases involving death, days away from work, job restrictions or transfers, and medical attention beyond first aid are logged separately. Based on these logs, the ODI reports accident case rates per 100 full-time equivalent workers annually. The total case rate (TCR) includes all four cases, and a second rate includes only cases involving days away from work, job restrictions, and job transfers (DART). (In calendar years 2002 to 2011, the ODI reports a third case rate that includes only days away from work.) The initial focus of our empirical analysis is on the DART case rate, which is arguably more objective and thus reported more accurately than the TCR. 8
Unfortunately, the ODI data are not suited to examine extreme values of the case-rate distribution. As OSHA notes, recording errors may exist for a small percentage of establishments, and establishments with the highest rates are not accurate in absolute terms. For this reason, when noted, the data are trimmed or winsorized to address extreme values in the case-rate distribution.
We match the NLRB elections to each year of the ODI based on the establishment name and address. More details of the data-matching procedures are provided in the Online Appendix. Of the 24,758 union elections, 6,976 have at least one match to the ODI across all the available years of data. Although the match rate may seem low, the ODI is restricted by industry, establishment size, injury rate, and state participation. Also, elections closer to 1991 and 2010 were less likely to match to the ODI than elections in the intervening years, as the ODI data span from 1996 to 2011. A more advantageous scenario for matching, for example, would be union elections in 2004, in manufacturing, in states that participate. Among the 263 elections in this case, 185 have at least one match to the ODI, a match rate of 70.3%.
Table 1 provides summary statistics of elections with and without a match. The number of valid votes is greater among elections with a match, which is consistent with the ODI excluding establishments with fewer employees, though the valid votes cast reported in the NLRB pertain only to the bargaining unit and may not include all employees of an establishment. Elections with a match are also less likely to have passed compared to elections without a match: 40.25% versus 49.37%. Regarding industry and geography, elections with a match are more likely to be in manufacturing and health services, compared to transportation, and more likely to be in the Midwest, compared to the Northeast, South, and West.
A single election may match to multiple ODI records in different years. Among the 6,976 elections with at least one match to the ODI, there are 38,004 total matches, and 19,318 matches specifically from five calendar years before the election to five calendar years after. During this window, 17.06% of the 6,976 elections have no matches, 24.68% have one match, 15.05% have two matches, and 43.21% have three to eleven matches. Because establishments that reported high case rates in one year were more likely to appear in the ODI the following year, more matches are associated with higher case rates.
Figure 1 illustrates the ODI match rate each year relative to the year of the election. The match rates are calculated using only calendar years for which ODI data are available. For example, elections tallied in 1999 were not used to calculate the ODI match rates in periods –4 and –5, which correspond to calendar years 1995 and 1994, respectively. As shown, the match rate is highest in the year of the election, when the establishment is known to exist. In that year, the match rate is 11.73%. The match rate gradually declines with years before and after the election, which is consistent with establishment formation and dissolution, respectively.

ODI Match Rate by Period
Support for Identification Strategy
Similar to related studies, we provide auxiliary analysis to support the identification strategy, with details provided in the Online Appendix. First, we confirm that union activity increases following a successful union election by matching the election data from 1999 to 2010 to “notices of bargaining” data in years 1997 to 2016 from the Federal Mediation and Conciliation Service (FMCS). A notice is required to initiate, terminate, or modify a labor contract and is therefore an indicator of union activity. 9 Using these data, we show that a successful union election is associated with a spike in union activity in the calendar year of the election and the year after (Appendix Figure 1; all appendix figures and tables may be found in the Online Appendix) and that the spike in union activity occurs discontinuously at the cutoff for a successful union election (Appendix Figure 2 and Appendix Table 1).
Second, we test for discontinuities in the vote share distribution at the cutoff for a successful union election. This test addresses the concern for nonrandom sorting, which occurs when the vote share is manipulated at the margin of victory to alter the election outcome. We find graphical evidence that suggests too few narrow election victories (Appendix Figure 3), but the McCrary (2008) test fails to reject continuity at the 5% level. Nonetheless, one strategy to address excess or missing density at the cutoff is to focus on union elections with many votes cast. In these cases, vote share manipulation to affect the election outcome is more difficult, and also more likely to be uncertain locally at the cutoff for a successful union election (Lee 2008).
Finally, we estimate discontinuities in the conditional mean function of establishment and election characteristics, which also addresses the concern for nonrandom sorting near the cutoff. Specifically, we estimate discontinuities in eligible employees, valid votes cast, industry (manufacturing and health services), and whether an establishment had any match to the ODI three calendar years before the election (Appendix Figure 4 and Appendix Table 1). The ODI match rate is constructed only before the election since unionization may affect the accident case rate and, due to ODI targeting, a high case rate in one year increases the likelihood of an ODI match in the next year. We find that the discontinuity estimates are generally small relative to the conditional mean near the cutoff, and none of the discontinuity estimates are statistically significant.
A separate concern is that unionization may affect selection into the ODI after an election, which could bias the estimated effect of unionization on workplace safety. Specifically, if unionization affects the case rate, this change may shift the case rate across the cutoff for ODI targeting in the subsequent year. To examine this further, we estimate the discontinuity in whether an establishment had any match to the ODI three calendar years after the election and find that the discontinuity estimates are positive, but small and statistically insignificant (Appendix Figure 4 and Appendix Table 1). We therefore conclude that endogenous selection due to ODI targeting should not threaten the identification strategy.
Results for Workplace Safety
Mean Effects
To identify the direct effect of unionization on workplace safety, our empirical strategy focuses on establishments in which elections narrowly pass or fail. The causal effect is measured by the discontinuity in workplace safety at the cutoff for a successful election. Discontinuity analysis is presented both before and after the election. The pre-election analysis helps to assess nonrandom sorting at the cutoff, but it is important to note that establishments that match to the ODI before the election are not directly comparable to those that match after the election, as the ODI changed from year to year. 10 To improve statistical precision, we pool the data across one to three years before and after the election for the pre- and post-election analysis, respectively. We restrict our analysis to shortly after the election for two reasons. First, establishments in which an election narrowly failed may have a subsequent election, which would increasingly contaminate the comparison group with treatment. Second, unionization may effect establishment survival, and this effect may differ by workplace safety. While DiNardo and Lee (2004) and Freeman and Kleiner (1999) found no effects of unionization on firm survival, Brown and Heywood (2006) and Frandsen (2014) suggested unionization decreases firm survival. In Frandsen (2014), the effect on survival was evident only three years after an election.
To evaluate discontinuities in the average DART rate, the first panels of Figures 2 and 3 plot the conditional mean of the DART rate across 20 mutually exclusive bins. Following Frandsen (2014), the markers are shaded to indicate the relative number of observations within each bin. Figure 2 corresponds to pre-election, and Figure 3 corresponds to post-election. In both periods, the average DART rate increases slightly with the vote share in favor of unionization, suggesting that support for unionization is greater among more-dangerous establishments. Notably, no discontinuity in mean workplace safety is apparent at the cutoff in either period.

Discontinuities in DART Pre-Election (Periods –3 to –1)

Discontinuities in DART Post-Election (Periods 1 to 3)
Using Equation (1), Table 2 presents discontinuity estimates pre-election, and Table 3 presents discontinuity estimates post-election. The first row presents estimates for the average treatment effect, and the columns correspond to discontinuity estimates from a single model, which vary by bandwidth, polynomial order, and the exclusion or inclusion of covariates. Given the available data, covariates include industry by calendar year fixed effects, state by calendar fixed effects, and the natural log of valid votes cast.
Discontinuities in DART Pre-Election (Periods –3 to –1)
Notes: The sample is derived from union elections contained in the National Labor Relations Board data, file years 1991 to 2010, and is restricted to elections with at least 20 valid votes and a valid vote share in favor of unionization. Observations are establishment-by-ODI match. The mean is calculated with a bandwidth of 10 percentage points above and below the cutoff. Standard errors are in parentheses and clustered by election. Estimates are in percentage points unless otherwise noted. DART, days away from work, job restrictions, and job transfers; ODI, OSHA Data Initiative.
, **, and * indicate significance at the 1, 5, and 10% levels, respectively.
Discontinuities in DART Post-Election (Periods 1 to 3)
Notes: The sample is derived from union elections contained in the National Labor Relations Board data, file years 1991 to 2010, and is restricted to elections with at least 20 valid votes and a valid vote share in favor of unionization. Observations are establishment-by-ODI match. The mean is calculated with a bandwidth of 10 percentage points above and below the cutoff. Standard errors are in parentheses and clustered by election. Estimates are in percentage points unless otherwise noted. DART, days away from work, job restrictions, and job transfers; ODI, OSHA Data Initiative.
, **, and * indicate significance at the 1, 5, and 10% levels, respectively.
Consistent with Figures 2 and 3, the estimates do not indicate a sizeable discontinuity in the DART rate pre- or post-election. Although the discontinuity estimates post-election are generally negative, suggesting an improvement in workplace safety, they are less than 0.5 in absolute value per 100 full-time equivalent workers annually, compared to a mean near the cutoff of approximately 8, and none of the estimates are statistically significant. Within each model, the estimate is smaller post-election relative to pre-election, suggesting an improvement in workplace safety. None of the pre versus post differences, however, are statistically significant. Regarding nonrandom sorting, all the estimates are positive before the election, suggesting that, if anything, nonrandom sorting generates a positive bias in the estimated effect of unionization on the DART rate, so that the effect of unionization on workplace safety would be underestimated.
Distributional Effects
To evaluate discontinuities in the DART rate distribution, Figure 4 illustrates the cumulative density function (CDF) of the DART before and after the election separately for the five-percentage-point bins just above and below the cutoff. Before the election, the CDF is lower above the cutoff, up to a DART of 17 per 100 full-time equivalent workers annually. This outcome is consistent with the first panel of Figure 2, in which the average DART is greater in the bin above the cutoff compared to the bin below the cutoff. According to the first row of Table 2, however, the discontinuity estimates at the cutoff are small and statistically insignificant. After the election, the CDF is instead greater above the cutoff, specifically at a DART less than 3, which suggests a downward shift in the DART rate distribution following a successful union election. This result is consistent with the first row of Table 3, in which the discontinuity estimates are negative but remain statistically insignificant.

Cumulative Density Function of DART
To further evaluate discontinuities in the DART rate distribution, the other panels in Figures 2 and 3 plot the CDF of the DART evaluated at integers from 0 to 4. The only apparent discontinuities appear post-election for DART<1 and DART<2 per 100 full-time equivalent workers annually, consistent with Figure 4. For example, the share with DART<1 appears to decrease from the left toward the cutoff, then increases discontinuously at the cutoff, suggesting an improvement in workplace safety. By contrast, the estimates pre-election appear noisier across bins, reflecting fewer observations in the pre-election period.
The discontinuity estimates in Tables 2 and 3 are reported at each integer up to and including DART<10. Consistent with Figures 2 and 3, the discontinuity estimates are positive post-election for DART<1 and DART<2, which is robust across specifications. Moreover, many estimates are statistically significant at the 5% level based on the pointwise standard errors reported in parentheses. By contrast, the discontinuity estimates pre-election for DART<1 and DART<2 are generally negative and statistically insignificant, though the standard errors are larger because of fewer observations. Nonetheless, in some cases, the difference in estimates post- and pre-election within the same model are statistically significant. For example, in column (3) for DART<1, the discontinuity estimate is –1.78 percentage points pre-election and 7.07 percentage points post-election. The difference of 8.85 percentage points is statistically significant at the 5% level.
The other effects are inconclusive. Post-election for DART<3 and above, the estimates are both positive and negative, and most are smaller in magnitude compared to those for DART<1 and DART<2. None of the estimates are statistically significant. Pre-election, all estimates are negative, and several are large relative to the mean, particularly at the higher end of the case-rate distribution. None of the estimates are statistically significant, nor are they robust across specifications. This finding is consistent with Figures 2 and 3, in which the estimated shares appear too noisy for inference.
Because multiple hypothesis tests are conducted using the same sample and model, one concern is that some estimates will be statistically significant even if the null is true. To address this concern, we calculate sup-t critical values for 90 and 95% confidence (Olea and Plagborg-Møller 2019). The sup-t approach considers all estimates within the same sample and model to be a random vector, and the set of confidence intervals based on the sup-t critical value for 95% confidence contains the entire vector in 95% of samples. To calculate the sup-t critical values, we first estimate the variance–covariance matrix of the discontinuity estimates within each sample and model by bootstrapping. We then draw randomly from a multivariate normal distribution with the estimated variance-covariance matrix. 11 The sup-t critical value for 95% confidence is the supremum t-value such that at least 95% of the realized vectors lie within the set of confidence intervals.
We report sup-t critical values at the bottom of Table 3. The sup-t critical values, combined with the pointwise estimates and standard errors, yield the sup-t confidence intervals. In all cases, the confidence intervals include 0, so none of the estimates are statistically significant using this more restrictive criterion.
Taken together, the results suggest that unionization may improve workplace safety, particularly by shifting the DART rate distribution downward to a rate less than 2. The effects are statistically significant based on pointwise standard errors, but statistically insignificant when addressing multiple hypotheses. One possibility is that the effect of unions on workplace safety varies by establishment characteristics, and establishments with low DART rates differ systematically from other establishments. In Table 4, we report separate summary statistics for establishments with a DART rate less than 2 per 100 full-time equivalent workers annually. In general, establishments with a lower DART rate have fewer eligible voters and votes cast. They are also more likely to be in construction and manufacturing, and less likely to be in health services. Thus, the results could reflect that unions target their workplace safety efforts at establishments with fewer votes, establishments in manufacturing, or both, or that their efforts at these establishments are more effective.
Summary Statistics of Establishments by DART Post-Election (Periods 1 to 3)
Notes: The sample is derived from union elections contained in the National Labor Relations Board data, file years 1991 to 2010, and is restricted to elections with at least 20 valid votes and a valid vote share in favor of unionization. Observations are establishment-by-ODI match. The mean is calculated with a bandwidth of 10 percentage points above and below the cutoff. Standard errors are in parentheses and clustered by election. Estimates are in percentage points unless otherwise noted. DART, days away from work, job restrictions, and job transfers; ODI, OSHA Data Initiative.
, **, and * indicate significance at the 1, 5, and 10% levels, respectively.
Votes Cast
The discontinuity estimates may differ by votes cast in the election. First, the causal effect of unions on workplace safety may depend on the size of the bargaining unit. As previously stated, unions could target their workplace safety efforts on larger or smaller bargaining units, or their efforts may be more or less effective. Second, the bias attributable to nonrandom sorting may be smaller among larger bargaining units. Among larger bargaining units, vote share manipulation to affect the election outcome is not only more difficult, but the election outcome is more uncertain locally near the cutoff (Lee 2008). For these reasons, it is important to consider whether our baseline results are evident among larger bargaining units.
To examine heterogeneous effects, we focus on establishments with 70 votes or more, splitting the sample about evenly. We first replicate Appendix Table 1 to confirm both the first stage in union activity and smoothness in observable characteristics (not shown). We then replicate Figure 3 using post-election data from periods 1 to 3; the results are illustrated in Figure 5. As shown, the discontinuity at the cutoff is more pronounced among larger bargaining units. This finding is confirmed in Table 5, which presents discontinuity estimates using Equation (1). In all specifications, the downward shift in DART<1 and DART<2 is larger than the shift among all establishments reported in Table 2. Moreover, in some cases, the discontinuity estimates are statistically significant using the sup-t critical values. For DART<3 and above, the results are inconclusive because of smaller estimates and larger standard errors. Additionally, a downward shift is not evident among smaller bargaining units (see Appendix Table 2).

Discontinuities in DART Post-Election (Periods 1 to 3), Votes ≥70
Discontinuities in DART Post-Election (Periods 1 to 3), Votes ≥70
Notes: The sample is derived from union elections contained in the National Labor Relations Board data, file years 1991 to 2010, and is restricted to elections with at least 20 valid votes and a valid vote share in favor of unionization. To examine effects among larger bargaining units, the sample is further restricted to elections with valid votes greater than or equal to 70. Observations are establishment-by-ODI match. The mean is calculated with a bandwidth of 10 percentage points above and below the cutoff. Standard errors are in parentheses and clustered by election. Estimates are in percentage points unless otherwise noted. DART, days away from work, job restrictions, and job transfers; ODI, OSHA Data Initiative.
, **, and * indicate significance at the 1, 5, and 10% levels, respectively.
Manufacturing
The discontinuity estimates may also differ by industry. One reason is that most unions are industry or occupation specific, and some unions may be more effective than others at affecting workplace safety. Another reason is that accidents and injuries differ by industry and occupation, and some accidents and injuries may be more affected by union activity than others.
To examine heterogeneous effects, we focus on establishments in manufacturing, the single largest two-digit industry in the data. Again, we first replicate Appendix Table 1 to confirm both the first stage in union activity and smoothness in observable characteristics (not shown). We then replicate Figure 3 using post-election data from periods 1 to 3 and present the results in Figure 6. As shown, the discontinuity at the cutoff is more pronounced among establishments in manufacturing. This finding is confirmed in Table 6, which presents discontinuity estimates using Equation (1). In all specifications, the downward shift in DART<1 and DART<2 is larger than the shift among all establishments reported in Table 2. Moreover, in some cases, the discontinuity estimates are statistically significant using the sup-t critical values. Similarly, for DART<3 and above, the results are inconclusive. Additionally, a downward shift is not evident among non-manufacturing establishments (see Appendix Table 3).

Discontinuities in DART Post-Election (Periods 1 to 3), Manufacturing
Discontinuities in DART Post-Election (Periods 1 to 3), Manufacturing
Notes: The sample is derived from union elections contained in the National Labor Relations Board data, file years 1991 to 2010, and is restricted to elections with at least 20 valid votes and a valid vote share in favor of unionization. To examine effects by industry, the sample is further restricted to establishments in manufacturing. Observations are establishment-by-ODI match. The mean is calculated with a bandwidth of 10 percentage points above and below the cutoff. Standard errors are in parentheses and clustered by election. Estimates are in percentage points unless otherwise noted. DART, days away from work, job restrictions, and job transfers; ODI, OSHA Data Initiative.
, **, and * indicate significance at the 1, 5, and 10% levels, respectively.
Robustness Tests
Taken together, the results suggest that unionization shifted the DART rate distribution below 2 per 100 full-time equivalent workers annually, and this downward shift is most evident among larger bargaining units and manufacturing establishments. We consider several robustness tests for these baseline results.
First, we additionally control for workplace safety before the election, since some establishments have ODI matches both before and after the election. Specifically, we include the average DART rate during the five years before the election. If an establishment has no matches, this variable equals 0. To control for no matches, we include a set of indicator variables for the number of matches, which ranges from 0 to 5. 12 We find that the baseline results in Table 3 are robust to controls for pre-election safety. This result is consistent with the identification assumption that establishments below the cutoff are comparable to establishments above the cutoff, including with respect to workplace safety.
Second, we restrict the analysis to establishments that had only one election during an 11-year window that spans five calendar years before and five calendar years after the sole election. 13 This approach addresses the concern that establishments in which an election fails may have a subsequent election that is successful, contaminating the comparison group with treatment. Again, we find that the baseline results are robust with the restricted sample. In fact, the discontinuity estimates for DART<1 and DART<2 are slightly larger than the estimates in Table 3, which is consistent with contamination.
Third, we extend the analysis period from one to three years after the election to one to five years after. 14 Again, we find that the baseline results are robust, and the discontinuity estimates are more statistically significant, which are attributable in part to more observations.
Fourth, we examine the sensitivity of the results to the matching algorithm linking the election data from the NLRB to the workplace safety data from the ODI. Specifically, we omit elections that matched to the ODI using the least restrictive criterion, which uses the first six digits of the establishment name and the first six digits of the street, full city, and state. 15 In this case, the downward shift is even more apparent, evident from DART=0 to DART<3.
Finally, using the ODI data, we examine the effect of unionization on the TCR, a broader measure of accidents than the DART rate. In addition to cases involving days away from work, job restrictions, and job transfers, the TCR includes cases involving death and medical attention beyond first aid. Workplace deaths are relatively rare—they numbered 5,190 in 2017 (U.S. Department of Labor 2018)—so the major difference between the DART and the TCR are cases involving medical attention beyond first aid. We find that the results for the TCR are qualitatively similar to those for the DART. For TCR<2, the discontinuity estimates are generally negative pre-election and positive post-election, suggesting an improvement in workplace safety. In the post-election period, the point estimates are relatively larger and statistically significant across specifications. For TCR<3 and above, the discontinuity estimates are smaller and statistically insignificant both pre- and post-election.
Conclusion
Labor unions engage in numerous activities to improve workplace safety. To identify their causal effect, this study exploits close union elections, using establishments in which elections narrowly fail as a comparison group for establishments in which elections narrowly pass. According to our results, unionization had a negative but small and statistically insignificant effect on the mean DART rate, which was approximately 8 per 100 full-time equivalent workers annually both pre- and post-election. The effect of unionization on workplace safety is more evident when examining distributional effects. In particular, unionization shifted the DART rate distribution downward below a DART rate of 2, an improvement in workplace safety. For example, in years one to three following a union election, the share of establishments with a DART rate less than 2 increased discontinuously at the cutoff for a successful union election, with estimates ranging from 5.41 percentage points to 9.68 percentage points. Additionally, the downward shift in the case-rate distribution is most evident among larger bargaining units and manufacturing establishments. As Morantz (2009) noted, larger bargaining units may differ by their ability to form health and safety committees, conduct inspections independently, and increase and enforce regulatory compliance.
We consider several robustness tests for the baseline results. These include controlling for pre-election workplace safety, restricting the sample based on multiple elections, expanding the analysis period beyond three years, and testing the sensitivity of the results to the data-matching algorithm. We also note that our baseline results likely reflect real improvements in workplace safety, rather than changes in reporting. This supposition is because employers are likely to underreport accidents in the absence of unionization and unions are likely to overreport—both of which would bias against finding a union safety effect.
This study contributes uniquely to the literature on labor unions and workplace safety. First, we identify the effect of labor unions on workplace safety by exploiting narrow union elections. This approach addresses the concern that more-dangerous establishments are more likely to unionize, which biases against finding a union safety effect (Donado 2015). Second, the ODI data are unique to the literature on unions and workplace safety. This detail allows analyses of multiple industries, whereas several related studies focus on specific eras and industries. Finally, we find heterogeneous effects across the case-rate distribution by the size of the bargaining unit and industry. Understanding the causal mechanisms for these heterogeneous effects is an important direction for future research.
Supplemental Material
ILRR_Singleton-et-al_Supplemental_Online_Appendix – Supplemental material for Labor Unions and Workplace Safety
Supplemental material, ILRR_Singleton-et-al_Supplemental_Online_Appendix for Labor Unions and Workplace Safety by Ling Li, Shawn Rohlin and Perry Singleton in ILR Review
Footnotes
Acknowledgements
For helpful comments and suggestions, the authors thank Gary Engelhardt, Brigham Frandsen, Barry Hirsch, Hugo Jales, Jeffrey Kubik, and conference participants at the Annual Meeting of the Society of Labor Economists. The authors also thank Jeanette Walters-Marquez for providing data from the Federal Mediation and Conciliation Service.
Copies of the computer programs used to generate the results presented in the article are available from
Notes
References
Supplementary Material
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