Abstract
Introduction
Chile is characterized by the continuous occurrence of natural hazards and disasters, including earthquakes and tsunamis and increasing floods and fires. Milliano, Faling, Clark-Ginsberg, Crowley, and Gibbons (2015) argue for conceptualizations of disasters that take into account “multirisk environments,” which include “slow and rapid onset emergencies, violent conflict, climate change, and other global challenges such as pandemics and biodiversity loss, as well as chronic political, economic, and societal fragility” (p. 25). Furthermore, Wisner and Kelman (2015) argue that it is important to acknowledge at least four overlapping hazard categories when considering disasters, including natural hazards (e.g., earthquakes, tsunamis, floods, fires, hurricanes, and volcanic eruptions), technological hazards (e.g., oil spills, nuclear power plant disasters, and transportation-related crashes), violent social crisis (e.g., wars, terrorist attacks, gun massacres, gang-related community violence, assassinations, detentions, torture, and disappearances by state-led repressive regimes), and nonviolent social crisis (e.g., chronic poverty, structural discrimination, and the presence of slow yet continuous socioenvironmental changes that reduce accessibility and availability of key resources and human rights). When approaching understandings and designing interventions for addressing the human impacts of these overlapping dimensions of disasters, it is important to consider the ways in which many postcolonial societies worldwide, such as Chile, are not only nation-states at risk for natural hazards, but they are also social ecosystems marked by complex social inequities (Agostini, Brown, & Roman, 2010; Cabieses, Bernales, Obach, & Pedrero, 2016; Tijoux, 2016). For example, some of these inequities that intersect with disasters include income inequality, structural racism, and gender-based oppression, which overlap and challenge opportunities for resilience across multiple levels and domains (Atallah, 2016).
Moreover, these historical and ongoing social inequities are rooted in “coloniality” (Quijano, 2000). According to Maldonado-Torres (2007), colonialism is a multifaceted social structure, where the sovereignty of a nation or a people rests on the power of a different nation or people. Even in postcolonial societies, however, long after formal colonial structures are dismantled and nation-states achieve “independence” from their previous colonial rulers, coloniality continues. Maldonado-Torres (2007) defines coloniality as the “long-standing patterns of power that emerged as a result of colonialism, but that define culture, labor, intersubjective relations, and knowledge production well beyond the strict limits of colonial administrations” (p. 243). Therefore, in this article, we at the Chilean National Research Center for Integrated Natural Disaster Management (CIGIDEN) introduce a critical framework that tries to incorporate decolonial, social justice perspectives and interrogate the role of long-standing inequities shaped by coloniality and social suffering on resilience pathways in disasters.
CIGIDEN’s principal goal is to contribute to understandings and the development of policies and practices capable of promoting improved hazard prediction, prevention, and response to disasters locally and globally using resilience as a core framework. In the conclusion of this article, we share a table that we have developed at CIGIDEN grounded on our literature reviews, disaster preparedness and response practice experiences, and theoretical mapping of resilience constructs across disciplines, and across “waves,” or the trends frequently discussed by resilience researchers (e.g., Atallah, 2016; Milliano et al., 2015; Richardson, 2002; Wright, Masten, & Narayan, 2013). More specifically, we characterize and describe three “waves” in the literature.
Next, we present our critical framework of resilience, emphasizing a refocusing on understanding how disasters are embedded in patterns of inequities and social suffering, determined by life-world conditions and caused by interplays between material, psychological, and sociopolitical processes that create disproportionate adversities in marginalized communities. When approaching resilience research, we draw on Latin American liberation psychology (e.g., Fals-Borda, 1985; Montero, 2000), particularly work grounded in the critical pedagogy of Freire (1970), in addition to critical race theory (e.g., Ford & Airhihenbuwa, 2010; Hardeman, Medina, & Kozhimannil, 2016; Schulz & Mullings, 2006) with an emphasis on mapping racism and intersecting structural oppressions while generating practical applications toward eliminating them. In this light, we hope to give meaning to strategies that explicitly incorporate social justice frameworks here at CIGIDEN, arguing for more transdisciplinary critical community resilience “praxis” (i.e., the process of carrying theory into practice). This involves robust and genuine inclusion of bottom-up participatory approaches, empowerment of local communities, and making way for differently positioned stakeholders to participate in all stages of disaster risk reduction, preparedness, reconstruction, and emergency response. Before explaining our critical community resilience praxis (CCRP), we will first review related physical and social sciences literatures.
Bouncing Back: Resilience as the Capacity to Protect the Status Quo
Resilience thinking is currently at the forefront of diverse global discourses across a wide-range of disciplines and institutions (e.g., International Federation of Red Cross, 2016; Rockefeller Foundation, 2016; SPHERE, 2011). The word “resilience” originates from the Latin term resilio, which means to rebound or bounce (Alexander, 2013). Historically, resilience was a concept primarily used by engineers, developmental psychologists, psychiatrists, geographers, and human ecologists to connote a system’s or a person’s capacity to maintain its functioning, structure, form, or state of equilibrium despite the presence of adverse external events (e.g., Adger, 2000; Bonanno, Brewin, Kaniasty, & La Greca, 2010; Bruneau et al., 2003; Holling, 1986; Klein, Nicholls, & Thomalla, 2003; Luthar, Cicchetti, & Becker, 2000; Masten, Best, & Garmezy, 1990; Teran, Fuentes, Atallah, & Yang, 2017). This idea overlaps with frameworks from physical sciences and disaster response that define resilience as an infrastructure’s ability to reduce systemic failure probabilities in the face of extreme dangers (e.g., Bruneau et al., 2003) or to recover quickly to protect the status quo after potentially devastating events (e.g., Applied Technology Council, 2010). In this light, resilience in the “first wave” relied heavily on engineering frameworks and translations of ideas from physical sciences to social sciences and biomedical understandings of the optimum outcome for people, and the reasonable time frames for recovery in response to stress, adversity, and/or hazards. A United Nations (2009) definition provides an example of this “first wave” thinking: Resilience is the ability of a person, system, community or society exposed to hazards to resist, absorb, accommodate to and recover from the effects of a hazard in a timely and efficient manner (p. 24)
Wright et al. (2013) argue that the first wave of interests in resilience from psychology, human development, and psychiatry researchers tended to focus on better understanding individual-level resilience and the interplay of vulnerability and protective factors. Translations of ideas from physical and biomedical sciences are typically engaged in this line of thinking, which view vulnerability as risks with positive associations to systemic failure, reduction in functioning, or medical illness (including psychopathology). Clearly building off of biomedical thinking, Wright et al. (2013) give an example of vulnerability in “first wave” thinking as a person having a compromised immune system, which would increase her or his risk for infectious diseases. Again, drawing on biomedical metaphors, Wright et al. (2013) explain “protection” in first wave thinking as being related to factors that moderate the impacts of adversity, such as an antibody to a specific disease.
Furthermore, first wave thinking and research on resilience primarily involves scholarship embedded within discipline-specific silos. Findings can be helpful in designing targeted interventions when it is possible to identify a clear optimum equilibrium, or a desired status quo that should be protected and persist over time. This “first wave” thinking can prove to be very good at explaining resilience in material realities, yet less so for social realities. As Adger (2000) argued, “. . . no single indicator captures the totality of resilience” (p. 357). Cross-cultural mental health researchers and geographers cautioned that a given factor may be protective to resilience in one cultural context or situation and yet can cause vulnerability in another depending on complex social–political processes (e.g., Kirmayer, Sehdev, Whitley, Dandeneau, & Isaac, 2009; Weichselgartner & Kelman, 2014). Likewise, social workers and psychologists working on the frontlines with children and families in multistressed environments, such as Sandler (2001) and Ungar (2010), argued that when attempting to understand resilience, there is a need for improved conceptualizations of social ecologies of adversity and the nature of adverse conditions.
Similarly, when studying strength-based processes, some humanistic psychologists, such as Held (2004), have called for increased attention to contextual understandings and with nonbinary holistic thinking, which attempt to take into consideration how assets in one situation can become liabilities in another. In fact, Held (2004) argues that humanistic psychology offers important nuances to the study of human strengths. For example, the author claims that understanding human problems and contextual impacts are integral to understanding positive human responses to adversity. Moreover, Held (2004) warns against focusing on positivity, optimism, strengths, and resilience without appreciation of situational elements and how positive and negative human experiences are profoundly interconnected. Held (2004) goes on to cite numerous humanistic psychologists who theorize a dialectical relationship between human suffering on the one hand and positive qualities of life on the other. When criticizing scholars who endorse a polarizing binary between positivity versus negativity, Held (2004, p. 16) quotes Resnick, Warmoth, and Serlin (2001), who write, Humanistic psychology is also nondualistic. From its holistic perspective, polarizing psychology into “good” and “bad” splits the fullness of the paradox . . . and therefore misses the complexity and nuances of the phenomenon. (p. 77)
Surely, a holistic approach is one of the pillars of humanistic psychology, affected by Charlotte Bühler’s work and others, who argued for the importance of psychologists considering the “whole person.” This holistic perspective has become widespread across numerous fields, yet it represented a significant paradigm shift in the mid-20th century Europe and the United States where Bühler was working and writing.
Influenced by these types of paradigm shifts, and perhaps, by the encounter with this paradox of suffering and well-being as being profoundly interrelated phenomena, the study of resilience in psychology and related fields has begun to focus less on studying human capacities that protect people from suffering, and more on beginning to emphasize the study of human adaptive processes. Researchers working on adaptation often show more willingness to work interdisciplinarily, and seek to include holistic thinking, setting out to chart how people navigate toward resources when healing and even growing—or bouncing forward—in the face of adversity (e.g., Manyena, 2006; Ungar, 2010; Werner & Smith, 2001; Wright et al., 2013).
Bouncing Forward: Resilience as the Process of Adapting to Adversity
Masten’s (2014) concept of “ordinary magic” is an example of “second wave” resilience thinking, or a paradigm shift by many researchers evidenced in the literature. Rather than an unchanging strength of a person, or a system’s unique capability to absorb and recover from an adversity or a hazard, second wave thinking takes more of a holistic approach and reframes resilience as a relational, intergenerational, and ecosystemic process stemming from changing resources and rights (Atallah, 2016; Masten, 2015; Shapiro, 2008; Tol et al., 2011; Ungar, 2010). This paradigm shift reaches beyond psychology and is also connected to decades of research, practice, and growing interest in human ecology, geography, and economics, which explore how “punctuated equilibriums” can actually push systems toward adaptation and growth (Levin, Barrett, Aniyar, & Baumol, 1998).
In psychological research, posttraumatic growth (PTG) and related constructs have gained recognition, helping to explain dynamic interplays between multisystemic stressors and social and cultural resources embedded within human adaptive journeys (Goldman & Galea, 2014; Hobfoll et al., 2007; Tedeschi & Calhoun, 1998; Weiss & Berger, 2010). The PTG concept suggests that when people engage in adjustment, coping, and recovery processes after being exposed to trauma, they may experience shifts in their thinking, understandings, skills, spiritualties, and social relationships, which can lead to positive changes in their lives. PTG engages humanistic and developmental perspectives, hypothesizing that after being exposed to trauma, a person may experience psychopathology such as posttraumatic stress disorder, but at the same time, the same individual may also experience growth, drawing on metaphors from ecology, showing how at times, forests can survive fires only to grow back stronger after integrating new resources provided from the charred earth itself.
Building off of the PTG concept, Taylor (2012) recommends the idea of “suffering-induced transformational experiences” or SITES and argues that there is something “paradoxical” about how powerful human experiences of well-being and harmony can be related, or even prompted, by “states of intense despair, depression, or mental turmoil” (p. 31). For example, in a qualitative study by Punamäki (2010) with Palestinian political prisoners incarcerated in Israeli detention centers, the author showed how detainees not only survived disastrous contexts of torture, isolation, and humiliation, but they also grew through their responding to these challenges. Punamäki (2010) identified three themes in particular that promoted growth processes in the Palestinian political prisoners after surviving severely traumatic experiences, including: (1) engaging narratives, legends, and poetry; (2) sharing emotional expression and sense of belonging; and (3) harnessing spirituality and religion. Also the author highlighted that political prisoners revealed that they derived strength from collective identity and intergenerational legacies (Punamäki, 2010), for example, a participant stated, I became aware that many people were imprisoned before me, and they could stand the torture and endure cruelty. I wanted to belong to them. (p. 37)
In this light, “second wave” research and thinking on resilience provides an insightful window into the complexities of human suffering and adaptation. On the one hand, people may present with severe mental health problems such as posttraumatic stress disorder and depression after being exposed to adversities. Simultaneously, they may grow and develop new coping strategies, talents, and harness intergenerational, spiritual, and cultural resources showing extraordinary determination.
In addition to focusing on cultural and intergenerational resources, “second wave” psychosocial research on resilience shifted from more of an individual-level focus toward prioritizing understandings of growth and adaptation within communities (Chasten, 2008). For example, in Wlodarczyk et al.’s (2016) cross-cultural quantitative study in the context of natural disasters, the authors demonstrated how across three distinct settings (e.g., Chile, Colombia, and Spain), several elements were positively associated with posttraumatic adaptation, including (1) participation in communal gatherings, (2) practicing religious rituals, and (3) engaging in community events. In a different study, Henry, Gorman-Smith, Schoeny, and Tolan (2014) argued for the importance of measuring community norms and social connection when mapping impacts of adversities on neighborhood-level social processes. These types of studies are consistent with a shift in thinking that place more of an interest in community, neighborhood, extended family and social ties, and the salience of place, culture, spirituality and holistic views on social ecologies. As Adger (2000) contemplated, “. . . resilience is related to stability, but is not clear whether this characteristic is always desirable” (p. 349). In the same article, Adger argued that “social resilience” requires “interdisciplinary understanding” and is “defined at the community level,” despite the multiple of dimensions of resilience and the importance of analysis at various scales (Adger, 2000, p. 349). In fact, “community resilience” has emerged as an important concept and area of focus in and of itself where researchers tend to emphasize place and social capital (e.g., Aldrich, 2012; Aldrich & Meyer, 2015; Cox & Perry, 2011; Norris, Stevens, Pfefferbaum, Wache, & Pfefferbaum, 2008); information, organized collective action, and community competence (e.g., Adger, Hughes, Folke, Carpenter, & Rockstorm, 2005; Cutter et al., 2008; Wyche et al., 2011); public policies affecting local infrastructures (e.g., Healy & Malhotra, 2009); and family, collective, and cultural resources (e.g., Agani, Landau, & Agani, 2010; Bonanno et al., 2010; Ungar, 2010). In this light, “second wave” thinking drastically moves from centering on a person’s or system’s ability in the first wave, to understanding growth processes and emphasizing culture, resources, neighborhood, community, and environment. As Ungar (2010) summarizes, “individual capacity is far less important than the quality of the child’s social ecology” (p. 425).
These “second wave” frameworks are helpful in understanding resilience in systems that are not at an equilibrium or where there is no obvious best ending point. Also “second wave” thinking problematized the process of “taking the concept of resilience from the ecological sciences and applying it to social systems” (Adger, 2000, p. 350). Instead, researchers began to argue more for the need for “critical engagement with normative questions of social difference and inequality,” and their relations to disasters (Cote & Nightingale, 2012, p. 478). Furthermore, humanistic psychologists such as Miller, Nash, and Fetty (2014) advocate for increased attention to current trends in multiculturalism, which seeks to challenge the ethnocentric principles and practices within psychology and engage social justice frameworks. Similarly, Hernandez-Wolfe, Killian, Engstrom, and Gangsei (2015) argue that in contexts of severe crisis, researchers should “continue to fully integrate cultural competence, diversity and/or intersectional frameworks in trauma work . . .” (p. 167). For example, when discussing support provided to torture survivors and the role of psychologists, the authors highlight how trauma therapy and intersectional social justice praxis go hand in hand and includes “addressing the multiple ways in which oppression plays out before, during and after torture, and in the context of recovery, including impact on the presence of or strength of resilience processes” (p. 165). From this perspective, resilience processes emerge in relation to oppression and trauma, and at contextually and culturally grounded intersections of human victimization and agency (Ungar, 2010).
In many ways, this complex conceptualization of the intersections between suffering and resilience circles back to Bühler’s ideas, where she upheld that “Life is always a becoming, a forward-moving process . . . [and] that humans do not merely react to the environment but perceive the world and take action based on the values that structure their perceptual field” (DeRobertis, 2006, p. 53). This leads us to the “third wave,” which we argue, focuses on understanding how resilience processes are shaped by human values, unequal social processes, and pathways of power (Cote & Nightingale, 2012; Lorenz, 2013; MacKinnon & Derickson, 2012; Robinson & Carson, 2016; Ungar, 2010; Weichselgartner & Kelman, 2014). In this light, a “third wave” approach would not only be concerned with apolitical dialectical relationships between human suffering and resilience but also with incorporating social justice perspectives on how resilience processes are marked by inequities and by the consequences of a history of the coloniality of power, oppression, and privilege (Atallah, 2016).
Centering at the Margins: Transdisciplinarity and Intersectionality for Critical Community Resilience Praxis
As discussed above, a second trend in resilience literature can be characterized as the “bounce forward” wave, focusing on growth after exposure to external stressors, though still heavily affected by previous notions of vulnerability and protection from the first wave. However, more recent trends in thinking across applied social sciences caution that a given factor may be protective in one situation, and yet can cause vulnerability in another, whereby the conditions of human suffering and resilience may be considered within almost paradoxical relations and are embedded in long-lasting societal problems and inequities (e.g., Kirmayer et al., 2009; Ungar, 2010; Wilkinson & Kleinman, 2016). Thus, yet another paradigm shift is underway, as “third wave” thinking develops. In this “wave,” resilience is not seen as something that describes the nature of a system, a person, or a thing. Rather, resilience is viewed as having a metaphorical quality—a name used to represent outcomes and processes that emerge in relation to intersecting difficulties where the focus of study and intervention should remain on people’s holistic experiences with human suffering (e.g., Atallah, 2016; Kirmayer et al., 2009; Shapiro, 2013). Despite the interconnectedness of suffering and resilience, the first and second waves of resilience thinking pay little attention to the social conditions that cause suffering, the social fabric that takes generations to build, and the multiplicity of peoples’ responses and how they intersect across diverse domains of society. Instead, the first and second waves of resilience thinking often engage frameworks drawing unmarked metaphors from physical and biomedical sciences while erroneously applying analysis across levels and scales (Atallah, 2016). However, “third wave” thinking emphasizes that transdisciplinary critical analysis is necessary to account for how disaster circumstances and human conditions that impact both suffering and resilience are determined by intersecting material and social realities and are marked by complex power relations such as coloniality (e.g., Atallah, 2016, 2017; Fernando, 2012; MacKinnon & Derickson, 2012).
For example, in an insightful qualitative study by Cox and Perry (2011) on resilience in rural communities after a wildfire in British Columbia, the authors demonstrated how adverse conditions, such as disasters, clearly “can cause distress but can also forge new or enhance existing attachments” with transformations in people’s relations to place, identity, and the very meaning of home and community (p. 406). The authors highlighted the importance of how community members responded to the complexity of their experiences of dislocation and suffering that came with returning to their homes after the fire and witnessing how their cherished landscapes had been destroyed, charred, and transformed. In fact, within the experiences of dislocation, emerged resilient responses from their embodied, situated selves and collective identities, which like their changed and charred landscapes, were in transformation as well. With their innovative ethnographic methods and discourse analysis, Cox and Perry showed how the “reorientation” of collective identity occurred not only along their burnt hillsides and within their destroyed homes but within contexts of gendered discourses and inequitable distributions of power that contributed to women participants being disenfranchised in relation to decision making of relief funds in particular. In their conclusions, Cox and Perry argued for the importance of increased power analysis and nuanced examinations of disaster recovery processes. The authors highlighted how the communities most affected by disasters themselves should be directly involved in determining the “new normal,” which requires that policymakers and disaster response plans include intentional engagements with the complexity of people’s disorientations and transformations in place and identity. These findings support Weichselgartner and Kelman’s (2014) position that increased investigations are needed to clarify “what resilience means in practice” (p. 257) and to map out roles of power relations in determining resilience, which requires innovative, qualitative, transdisciplinary research, and are typically neglected in disaster risk reduction and intervention (Donovan, 2017).
Transdisciplinarity
No one discipline alone can address the complexity of human suffering and resilience that come with contenting with conditions of disaster and adversity, where in fact, academia itself may not be best suited to have the central role. We agree with critical social theorists who argue that effective resilience research and practice requires transdisciplinary approaches, which means, in part, there is a need to move beyond traditional disciplinary lines, rather than simply moving between them (Hutter, Kuhlicke, Glade, & Felgentreff, 2013; Leavy, 2011). Transdisciplinary frameworks are helpful in attempts to create practices that are problem-centered and directly capable of improving social conditions for people facing oppression and social exclusion. Applied fields with transdisciplinary histories include, for example, education, social work, social policy, communication, public health, social computing, environmental studies, critical race and ethnic studies, gender/feminist studies, legal scholarship, and criminal justice. Furthermore, because morality and human values are key to our being able to understand and address social problems, the humanities, the arts, and diverse grassroots political actions and actants should also be engaged. Of course, increasing the participation of differently positioned stakeholders, empowerment of local communities, and designing widespread initiatives that decentralize academia as being the only hub for the production of knowledge related to resilience, are all important steps.
Moreover, when working transdisciplinarily, there is “a pressing need for a critical reflexivity that aims not only to make explicit the values that shape our practice but also to take action to change the institutions that govern the way we work” (Wilkinson & Kleinman, 2016, p. 19). In this light, we require critical examination of our ontologies and epistemologies, especially learning from critical scholarship and decolonial critiques that argue for thorough deconstruction of the normative discourses and practices within which researchers tend to create their partnerships with communities, by recognizing how racism and other forms of discrimination may be carved into even the most well-intentioned studies, interventions, policies, and efforts by academics to increase research participation (e.g., Adams, Dobles, Gómez, Kurtiş, & Molina, 2015; Atallah, 2016; Atallah, Shapiro, Al-Azraq, Qaisi, & Suyemoto, 2018; Lykes, 2013; Montero, 2000; Sonn & Quayle, 2013; Wandersman, 2003). In summary, transdisciplinarity involves multileveled approaches to the production of knowledge, with high levels of participation and critical reflexivity capable of addressing life-world problems while effecting change in complex social realities (Leavy, 2011).
Working transdisciplinarily toward developing new understandings and opportunities for action, however, can be difficult where scientists are at risk for making a number of common errors, including (1) the “compositional fallacy” or erroneously drawing conclusions at the macro level of analysis from micro-level data and (2) the “ecological fallacy” or erroneously drawing conclusions at the microlevel of analysis from macrolevel data (Pettigrew, 2006). Transdisciplinarity requires that social scientists rethink the ways in which new insights are contextualized within changing social conditions to be able to address these fallacies (Pettigrew, 2006). In most resilience thinking, however, both compositional and ecological fallacies are at work yet remain completely unaddressed by researchers working across disciplines.
Furthermore, resilience researchers and health scientists often erroneously drawing conclusions based on natural laws from physical sciences that are then directly applied to understandings of social realities. For example, Krieger (2008) argues that physical laws of gravity have erroneously influenced social and health sciences thinking for many decades and are frequently embedded in even our most popular social–ecological models. Physical sciences postulate that the force of gravity depends, in part, on distance, where the closer a material object is to another mass, the more powerful the influence and the greater the force. Krieger (2008) criticizes how social sciences have organized their research and social theories around assumptions based on these types of understandings about physical reality. To explain her criticism, Krieger (2008) explores the example of smoking, where she highlights how a cigarette is simultaneously a material product on the one hand—including paper, filter, additives, and masses of tobacco leaves with nicotine and carcinogens—while on the other, it is also a social product embedded in complex Western cultural ethos, transnational corporate enterprises, and local and global asymmetrical power relations. Therefore, the relationship between cigarettes and humans is not simply determined by the material elements of the cigarette and the physical characteristics of an individual person who smokes. Although these two material bodies (a cigarette and a human body) are very “near” to one another in the moment of smoking, this nearness is not the only salient mediating relationship. What about the role of the very “far” influences of corporate marketing, public policies, structural racisms, issues of land ownership and histories of colonialism, and international trade agreements, which all shape the social ecological dimensions of cigarette production and use today? How do we understand the intersecting power relations across these factors on the threat of smoking to an individual user or to a social group as a whole? One thing that is clear is that the difference between the effects of the “near” and “far” elements of smoking are not based on distance at all. In fact, proximal–distal thinking is unhelpful altogether when developing and planning for resilient responses to tobacco epidemics. Instead, Krieger (2008) presents an “ecosocial” theory that takes into account intersectionality and issues of pathways, power, and levels, concluding that “effective action to curb tobacco use and social disparities in tobacco-related diseases requires integrated, multifaceted, multilevel campaigns that are relentlessly honest about who gains and who loses from the status quo” (p. 227).
Similarly, in their recent review essay, Robinson and Carson (2016) argue for thinking and action in resilience research to pay increased attention to pathways, power, and the resourcefulness of communities in generating broader development of social justice, especially in disadvantaged groups in society. In fact, MacKinnon and Derickson (2012) argued for “resourcefulness” as a helpful concept and area of focus in their article critiquing resilience policy and activism. In this pivotal article, MacKinnon and Derickson (2012) argue for “counter-systemic” thinking that recognizes how social structures are shaped by social injustice, problematizing power relations in disaster contexts rather than taking them for granted.
When reviewing frameworks useful for analyzing power relations, Collins and Bilge (2016) describe an example of the transdisciplinary lens used by INCITE!, the U.S.-based Women, Gender Non-Conforming, and Trans People of Color Against Violence group. INCITE! engages a framework that they call “dangerous intersections,” which places an emphasis on better understanding and addressing the social locations where state, sexual, gender, domestic, and racialized violence all intersect (Collins & Bilge, 2016). INCITE! explains how, from their experience working to promote resilience at the margins, they have learned that “it is impossible to seriously address sexual and intimate partner violence within communities of color without addressing these larger structures of violence” (Collins & Bilge, quoting INCITE!, 2016, p. 54).
Through engagement in transdisciplinary critical praxis, leading theorists, interventionists, and community activists organizations, such as INCITE!, have effectively pulled the field from an emphasis on human adaptation in the second wave, toward social transformation in the third (Atallah, 2016). Part of the reason the focus should be on social transformation, is because contrary to buildings, human social systems are not singular or stable infrastructures. Multiplicity, constant dynamic social change, symbolic meanings, abstruse human intentions, intersubjective interpretations, and relations of power are all important characteristics of social systems requiring intersectional thinking (Collins & Bilge, 2016).
Intersectionality
At the core of “third wave” resilience thinking is the understanding that adversities and disasters, like all other situations in human life-worlds that unfold at the intersections of social and material realities, are multidimensional, multileveled, and rarely shaped by one factor. Thus, from this viewpoint, we argue for engaging intersectionality as yet another key analytic tool to better understand and address human experiences and responses to disasters, adversities, and changing yet enduring complex social suffering. Culturally responsive research in disasters supports this emphasis on engaging intersectionality and rigorous attention to human suffering (e.g., Atallah, 2017; Atallah, Contreras, Albornoz, Salgado, & Pilquil, 2018; Atallah, Shapiro, et al., 2018; Fernando, 2012).
According to Collins and Bilge (2016), “Intersectionality is a way of understanding and analyzing the complexity in the world, in people, and in human experiences” (p. 2). We argue that human resilience itself is intersectional. More specifically, resilience processes intersect with the human bodies and selves that die, survive, respond, and heal in the face of sudden catastrophes and the disasters of daily life in marginalized communities beset with social suffering. Discrimination, unfair economic practices, and other diverse dimensions of structural violence (Farmer, 1996) embedded in our sociocultural and historical contexts and rooted in the coloniality of being are NOT housed outside the human body—the body reveals itself as produced through and in history, as people literally embody biologically the conditions in which they live (Atallah, 2016; Grosz, 1994; Krieger, 2008).
In this light, resilience as an intersectional embodied human experience is embedded in the racialized, gendered, and classed structures that enhance and/or obstruct people’s responses to suffering. Thus, part of our work here at CIGIDEN should include our engaging a resilience praxis that addresses how distinctive patterns of intersecting power relations in Chile have been shaped by social inequities. This would include, for example, historicizing our research priorities within an analysis of impacts of Chile’s specific history of precolonial autonomous Indigenous nations; Spanish conquest, European settler-colonialism, and Indigenous holocaust; Chilean independence and statehood; Chilean conquest of Mapuche communities and Patagonia and Chilean settler-colonialism in Wallmapu; predictatorship Chilean democracy and nation-state building; Chilean dictatorship; and postdictatorship democracy, sustained economic growth, and diverse exploitative patterns characteristic of neoliberal social structures. Of course, this time-line is abbreviated and lacks nuanced and critical details, however, paints a basic portrait of the complexity of how distinctive patterns of intersecting power relations throughout history can work to shape current Chilean social realties.
An example of our engagement with transdisciplinarity and intersectional approaches at CIGIDEN can be seen in a recent study completed by Atallah, Contreras, et al. (2018). This study began when Atallah, first author of the current article, first joined CIGIDEN as a postdoctoral research fellow, under the supervision and support of second author Bacigalupe, and third author Repetto in December of 2015. Once joining CIGIDEN, Atallah immediately noticed the lack of research, policy, and practice that addressed issues of cultural diversity, patterns of intersecting power relations, and coloniality in Chile, with complex histories marked by overwhelming oppression of racialized groups, such as Mapuche communities. Because of Atallah’s previous work with Indigenous communities in occupied Palestine and with racialized communities in the United States, Atallah decided to focus on reaching out to Mapuche communities and explore possibilities of building research partnerships. At this stage of project development, engaging a critical intersectional framework involved beginning by deconstructing the normative discourses and practices within which disaster researchers in Chile frequently create partnerships with Indigenous communities, recognizing how racism and coloniality shaped the intersubjective relations between the investigators and the investigated, even by the most well-intentioned researchers.
Atallah initiated the mapping of existing research infrastructures in Mapuche communities and reached out to Mapuche researchers in universities, institutes, and in grassroots community-based collectives. Throughout this process, Atallah assessed how issues of race, culture, and gender were affecting differential roles of Mapuche community members and leaders within the various organizations and institutes. This assessment lead Atallah to focus on developing a partnership with one nonprofit community-based organization to start, which was owned by Mapuche researchers and Chilean and international allies working on projects that investigated and addressed racism, poverty, historical injustices, and continual human rights violations against Mapuche communities. Subsequently, this led to future partnerships between CIGIDEN and various Mapuche groups and organizations and allowed for increased ownership of Mapuche community members over our research processes from the very beginning.
Furthermore, our transdisciplinary intersectional approach of developing long-term relationships with Indigenous-owned organizations on the frontlines of addressing chronic adversities that Mapuche communities face (e.g., cycles of poverty, transgenerational transmissions of trauma due to histories of genocide and settler colonization, ongoing structural racism, mass incarceration, and water and land rights issues, etc.), was rooted in our “third wave” social justice perspectives on resilience and disasters. Our “third wave” framework views sudden disasters as potential calamities that require unique study, planning and intervention, yet also as acute events that serve to expose how continual disastrous social problems play critical roles in the distribution of human suffering. As such, the urgency that is brought to the imperative to reduce the effects of disasters and remove people from harm’s way, intersects with our responsibility to better understand and transform the embodied experience of daily disasters for oppressed groups such as Mapuche communities living at the margins (for more details on this study with Mapuche communities, please see Atallah, Contreras, et al., 2018).
Collins and Bilge (2016) remind us that the “first theme of working at the intersections consists of using the experiences and struggles of disenfranchised groups to broaden and deepen understandings of human life and behavior” (p. 36). Intersectional knowledge was made possible in the first place by critical race theory and transnational feminisms, speaking with dignity and trustworthiness in validation of the power of people of color, women, and historically colonized groups worldwide, “rooted in the experiences and struggles of disenfranchised people” (Collins & Bilge, 2016, p. 36; quoting Bonnie Thornton Dill). In this light, we have chosen to name the “third wave” of resilience thinking Centering at the Margins, in honor of the long and brave histories of scholarship and action that reject and remedy social problems caused by disastrous inequalities, which we hope to place at the core of our critical praxis.
Centering at the Margins
Centering at the margins (e.g., Ford & Airhihenbuwa, 2010; Hardeman et al., 2016; Schulz & Mullings, 2006), a process born of critical race theory, is about shifting from mainstream groups’ perspectives toward incorporating knowledges of marginalized communities and is one of the core components of “third wave” resilience thinking and research. It is important to recognize, however, when using this concept that we are not speaking about numbers but about power relations. A sizeable majority group could be socially marginalized by groups with much smaller relative populations. Also, a specific group could be oppressed and marginalized within one set of power relations, yet privileged in relation to other axes of power (Prilleltensky, 2009). It is about focusing on power, using transdisciplinary and intersectional analyses to better understand and address how social groups have been differently positioned and conditioned by historical and ongoing asymmetrical arrangements of power. Drawing on Foucault, Collins, and Bilge (2016) highlight that power is not something that people “have” or “have not”—and it “is not something to be gained or lost . . . rather, power constitutes a relationship” (p. 28). Therefore, the emphasis should be on power relations and across diverse systems of marginalization. As an example, racism is better understood when exploring asymmetrical power relations not simply across different racialized groups but also across multiple axes of power (e.g., ethnicity/gender/class/sexuality/ability/etc.). In fact, intersectional scholarship shows how “racism and sexism gain meaning in relation to one another” (Collins & Bilge, 2016, p. 27).
“Centering at the Margins” means for us here at CIGIDEN that our “third wave” resilience approach when addressing hazards (e.g., major earthquakes and tsunamis, fires and floods—which will surely come) should not be on aiming to simply protect Chile or safeguard the status quo (first wave thinking). Likewise, our emphasis should not be primarily guided by the positive stance of responding to disasters within attempts to uncritically propel Chile forward toward growth and development (second wave thinking). Instead, we argue that human resilience is about contending with social suffering—collective anguish born from sudden catastrophes and intersecting long-lasting patterns of social inequality alike.
In fact, we agree with Burawoy (2005) that inequality is the most pressing issue of our time. Political and economic designs and principles passed down through historical and ongoing structural violence and coloniality have pushed inequities to extremes, evidenced in the recent Oxfam report demonstrating that “New estimates show that just eight men own the same wealth as the poorest half of the world” (Hardoon, 2017, p. 1). As Wilkinson and Kleinman (2016) ask, What form of language is suited to convey the “violence” that is done to more than a billion people who are born into the rapidly expanding slum districts of the megacities of the developing world and who are largely abandoned to work at surviving in diseased environments overflowing with industrial detritus and foul human waste? How do we represent the losses and ungrounded lives of the world’s 50 million refugees? And how do we use the language and understanding we do possess in order to respond? (p. 6)
In this light, we argue that a resilience approach must include an emphasis on identifying “ecosocial pathways” (Krieger, 2008) that support people in collectively overcoming rampant structural violence and holding accountable the power relations and institutions that affect them (Atallah, 2016; Kirmayer et al., 2009; Norris et al., 2008; Wexler, DiFluvio, & Burke, 2009). Furthermore, “Centering at the margins” encompasses the empowerment of local communities that are marginalized (Freire, 1970), but at the transnational level, it means addressing the global patterns of structural violence rooted in coloniality that gives rise to the current polarizing social conditions of modernity, where “the maintenance of ‘lifestyle’ and pursuit of ‘consumer aspiration’ at one end of the globe are structurally implicated in the intensification of forces of destruction, violence, and oppression at the other” (Wilkinson & Kleinman, 2016, p. 10).
In summary, “third wave” thinking about resilience recognizes that on the one hand, social inequality can rip apart our social fabrics and collectively uproot our lives while placing us on trajectories toward unending cycles of violence and ruin. On the other, however, as theorized in second wave concepts such as PTG, social suffering can inspire healing and growth. “Second wave” thinking and research pushed understandings of resilience to include ideas of adaptation. Furthermore, influenced by some of humanistic psychology’s critiques of positive psychology, we have also discussed how resilience can be understood as grounded in dialectics between positive experiences and negative experiences. This led us to a conclusion that human resilience itself is born from a paradox that is embedded in our embodied experiences of social problems. In this light, “third wave” thinking understands and tolerates the fact that resilience resists overly exact definitions, in part, because of this paradox. Surely, resilience is much more than apolitical human adaptation after adversity, in part, because the conditions of disaster are always present, especially at the margins. As Clarke (2005) so powerfully explains “there is no such thing as context, all the conditions of the situation are in the situation” (p. 65). Therefore, whether focusing in at the local level of analysis or expanding out at the global level—current problems are always linked to deep-rooted social dynamics where past experiences leave their “marks upon the forms of culture and social practices through which we deal with the present” (Wilkinson & Kleinman, 2016, p. 17). We argue that disaster science should better “deal with the present” by beginning to increase their focus on identifying social and political determinants of human suffering, creating more holistic understandings of possible pathways for increasing equity, and engaging community resilience as a central organizing element. As Laska (2012) asserts, “a politically, economically, socially, and educationally ‘healthy’ community is a resilient community—to whatever risk comes along . . .” (p. 50). We theorize that resilience does, and should, resist overly precise definitions. In fact, we suggest that “resilience” is not an entity in and of itself. Instead, “resilience” should be conceptualized as an approach to better understanding social suffering and injustices while generating strategies for the promotion of healing and equity with nuanced analysis across patterns of power, social marginalizations, levels, and scales. As critical race theorists Ford and Airhihenbuwa (2010) argue, the very nature of “the collective experience of the margins gives birth to resilience and alternative ways of knowing” (p. 1396). Thus, rather than attempting to define resilience, in this article, we have outlined three “waves” as shifting paradigms, like authors before us (e.g., Atallah, 2016; Masten, 2015; Milliano et al., 2015; Richardson, 2002; Wright et al., 2013). In doing so, we hope to illuminate potentially useful ways of engaging with resilience metaphors and meanings (see Table 1, where we track the three “waves” swaying from protection, to adaptation, to transformation).
Three “Waves” of Resilience Research: Toward Critical Community Praxis.
Note. Adapted and extended from content and tables in Atallah (2016); Milliano, Faling, Clark-Ginsberg, Crowley, and Gibbons (2015); MacKinnon and Derickson (2012); Norris et al. (2008); Richardson (2002); Ungar, 2010; Wright, Masten, and Narayan (2013).
More specifically, emerging from this “third wave” paradigm that we have described above, we argue for applying what we call a Critical Community Resilience Praxis (CCRP). Furthermore, Atallah, Contreras, et al. (2018) have completed a study piloting CCRP with Mapuche indigenous communities in Chile. This study (Atallah, Contreras, et al., 2018), perhaps, can serve as a modest example of our attempting to apply CCPR within our work at CIGIDEN. In brief, Atallah, Contreras, et al. (2018) explain that CCRP aims to move from sentiment to strategy—toward fostering communities of inquiry that are accountable to, and effective for, promoting health and human rights while building genuine partnerships with marginalized groups. In particular, grounded in the critical pedagogy of Freire (1970) and inspired by three key principles of critical race theory adapted from Ford and Airhihenbuwa’s (2010) seminal article introducing a public health critical race praxis, we summarize CCRP as involving increased attention to (1) transdisciplinary commitments to social justice; (2) intersectionality and the interlocking power relations that interweave racism with other forms of oppression and social problems at local and global levels; (3) centering at the margins, building relationships toward directly prioritizing and privileging the voice(s) of marginalized individuals and groups with an emphasis on experiential and indigenous knowledges. CCRP involves these three core principles, which are highly interrelated concepts, rather than separate concrete steps to apply mechanistically.
Conclusions
Resilience is a concept that involves much more than systemic protection, adjustment, and adaptation in response to significant adversity, trauma, or disasters. In fact, we have argued that in developing “third wave” resilience thinking, research, and practice, we view the conditions of catastrophe as always being present, in distinctively salient ways at the social margins (see Table 1 for a brief outline of the three “waves” of resilience thinking that emerged from our literature review). Disasters are situations, determined by life-world conditions caused by interplays between material, psychological, and socioeconomic and political dynamics and are shaped by long-standing asymmetrical power relations. In many ways, the approach to disasters discussed in this article overlaps with Donovan’s (2017) conceptualization of disasters as assemblages—as “gatherings of relationships and topologies that are characterized by an event but are defined by their content and the distribution of power” (p. 48). Furthermore, when citing Gaillard and Mercer (2013), Donovan (2017) uses assemblage theory to argue that vulnerability and local knowledge are interconnected, where problematic and inequitable distributions of power between researchers, decision makers, and marginalized communities are linked to the communities’ very vulnerabilities. Therefore, when understanding resilience, we have argued for the importance of “centering at the margins” with a focus on transforming inequitable patterns of power through our CCRP, which involves transdisciplinary approaches, bottom-up participatory methods, intersectional analysis, and the inclusion of differently positioned stakeholders in all stages and across levels of resilience research, policy, and practice.
Central to our CCRP approach, we suggest humble and critical attempts to navigate through the paradoxical relations, whereby, although collective human anguish may devastate, separate, and alienate—suffering also can simultaneously inspire powerful psychological and sociopolitical transformations. To better understand resilience in ways that can hold this complexity with critical power analyses, we urge that more attention should be paid to mapping social problems endemic to postcolonial societies such as coloniality and associated historical trauma and racism, which are structured into everyday life. This situational mapping should occur grounded in transdisciplinary principles of social justice, examining the ways that individuals, households, neighborhoods, cities, regions, nations, and vulnerable communities across levels, struggle and counter the complex webs of challenges that mark their lives. Furthermore, we recognize how researchers, practitioners, and policymakers have long documented the roles of discrimination and unfair sociopolitical and economic practices in the production and maintenance of inequality and vulnerability (e.g., Cabieses et al., 2016; Goldman & Galea, 2014; Tol et al., 2011). Nevertheless, the ways in which people come together to face these structures and achieve transformative outcomes in their communities and in their lives have been notably neglected (Wexler et al., 2009).
With that said, in advocating for CCRP, we have no interest in drawing attention away from the important areas of study that examine how specific hazards, increasing salient with the onset of climate change, threaten lives and human social fabrics, and high-tech experimental research that creates valuable technologies, infrastructures, and life-saving innovations. However, in our response to sudden and long-lasting “disasters,” which so complicatedly and increasingly harm lives, resources, and rights, our CCRP approach is concerned with better appreciating how social problems affect peoples’ embodied experiences of human suffering, and how these conditions themselves shape our understandings of catastrophes, our epistemologies and methods, and our planning, practices, and policies. These recommendations are connected to some existing critiques of positive psychology, for example, by humanistic psychologists (e.g., Held, 2004; Hernandez-Wolfe et al., 2015; Miller et al., 2014) who have argued for increased attention to intersections of human suffering and resilience, and a focus on understanding cultural processes, social problems, and inequities.
Therefore, “third wave” resilience research approaches, such as our CCRP, would aim to directly examine and address power inequities within the research process itself, seeking to fashion responses to social ecologies of adversity grounded in perspectives of marginalized groups with deeper contemplation of what disasters “are,” and what they “do” to people, to resources, to knowledge production, and ultimately—to a community’s access to wellness and human rights. Thus, part of CCRP includes the prioritization of affording community members with various entry points and ways of engagement, addressing the fact that there is no lack of academics, psychologists, and policymakers involved in resilience research and practice, for example, locally here for us in Chile, and in many settings internationally. Instead, there is a lack of pathways for the people who are most directly affected by social problems to actively participate in generating understandings and creating solutions to be able to dismantle the systems that perpetuate inequality.
A major limitation of the current article is in our contributions to the dividing up of resilience thinking, action, and scholarship into three waves and our privileging of academics as being the key founders of the specific swells. Although, as other authors did before us (e.g., Atallah, 2016; Masten, 2015; Milliano et al., 2015; Richardson, 2002; Wright et al., 2013) we too found it helpful to articulate qualitatively distinct paradigms of resilience as unique “waves” that have emerged in the literature over the past several decades. This periodization, however, does risk situating specific academics (mainly middle-class Global North writers) as the central historical agents. This periodization also risks negating the contributions of a multiplicity of differently positioned writers, activists, artists, community organizers, intellectuals, and far-reaching collectives at the margins who engage their agency, courage, and brilliance in groundbreaking efforts toward better understanding and addressing intersections of human suffering and oppression. Therefore, our focus in this article on using language that centers and describes academic authors’ works as key developments in the “discovery” of constructs useful to our understanding fits nicely into academic norms of the ownership of ideas and cultural capital (Collins & Bilge, 2016). Brodsky and Cattaneo (2013) argue for “protecting and reclaiming a proper community psychology perspective on resilience and empowerment” (p. 335). Although we find the authors’ transconceptual model linking resilience and empowerment timely and informative, we disagree that these constructs have slipped into conceptual ambiguity and require academics to protect, explain, and rediscover their true meanings. We understand, consistent with Freire’s (1970) pedagogy, that diverse and astute knowledge about, and action to promote, empowerment, and resilience, has existed long before the terms were ever “discovered” by Western academics in the English language.
Therefore, part of CCRP should acknowledge, that as we focus on tracking institutional historical narratives of resilience published in English, we effectively are “disciplining” resilience while privileging the agency of academics and English-speaking authors with advanced degrees. As MacKinnon and Derickson (2012) warned, we agree that “the success of resilience in ‘colonizing multiple arenas of governance’ reflects its ideological fit with neoliberalism” (p. 257). Uncritical engagement with resilience theory and intervention could actually risk our contributing to maintaining “existing forms of social hierarchy and control” (MacKinnon & Derickson, 2012, p. 262), while continuing oppressive epistemologies that, although they may seek to “incorporate” experiences of disenfranchised groups, they still work to systematically deny access of marginalized individuals and communities to be recognized as the powerful knowledge-creators that they are and have always been. Part of CCRP requires that we decenter the academy as the main protagonist in the story as we generate ideas, practices, and policies. Instead, part of a CCRP approach should focus on creating critical understanding and action that account for the messy trajectories of resilience-related thought to more genuinely open spaces to the voices of marginalized communities, indigenous perspectives, and the impactful knowledge of multi-stressed families on the frontlines.
Recommendations for Research, Practice, and Policy
First, despite the demonstrated significance of cultural community resources and power relations on resilience, “to date there has been surprisingly limited investigation of culturally-based protective processes” (Wright et al., 2013, p. 27), and the role of power remains neglected in literature (Lorenz, 2013). We agree with Cote and Nightingale (2012), who underscore the growing need for turning toward indigenous knowledge in studies of resilience, increasing understandings of “cultural values, historical context and ethical standpoints” while focusing on issues of equity and justice (p. 480). Yet, engaging in research in communities at the margins is complicated, and we agree with Wilkinson and Kleinman (2016) when they highlight that our efforts can go well, they can fail, and still worse—we can actually even do serious harm. Especially when working with historically colonized groups, we need to recognize how “research is probably one of the dirtiest words in the indigenous world’s vocabulary” (Smith, 2012, p. 1).
Consequently, we argue that social scientists and a wide-range of practitioners and researchers should include critical transdisciplinary community-engaged approaches with intersectional analysis and decolonial frameworks (e.g., Adams et al., 2015; Atallah, 2016; Suffla & Seedat, 2015) to increase trustworthiness and accountability of collaborations in racialized groups at the margins (e.g., Atallah, Contreras, et al., 2018; Atallah, Shapiro, et al., 2018; Lykes, 2013). Part of developing trust requires that the research and practice are not episodic. On the contrary, studies should be designed to sustain over long periods of time, in part because of trustworthiness but also because effects of trauma might not be evident immediately whereby increased longitudinal and intergenerational approaches are needed (Atallah, 2017; Tol et al., 2011; Werner & Smith, 2001; Wright et al., 2013). Last, “third wave” resilience thinking and praxis may be well-suited for humanistic psychologists who have experience working in marginalized communities, who appreciate nonlinear dynamics and complex dialectics, and who are skilled and willing to take narrative, qualitative, and even arts-based approaches to understanding and addressing trauma and oppression (Lykes & Scheib, 2016; Montero, 2000).
Footnotes
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: The author(s) received support from the Chilean National Research Center for Integrated Natural Disaster Management (CIGIDEN) Grant/Award Number: CONI- CYT/FONDAP/15110017.
