Abstract

On 12 March 2007, a young man called Daniel James was injured during a training session at his rugby club. As a result, he was diagnosed as tetraplegic, paralysed from the chest down, with no independent hand or finger movement. By November of that year, his medical consultant concluded that it was unlikely that there would ever be any significant improvement in Daniel’s neurological status and that there was “no treatment available to either aid or procure recovery”. Daniel fought that prognosis; he wouldn’t accept it, and he fought it hard; but eventually he was forced to confront it, and for him it spelt a future which he could not contemplate or bear. His life expectancy was normal life expectancy.
So, in February 2008, Daniel contacted Dignitas in Switzerland requesting assistance to take his own life. Before and after this time, Daniel was being assessed by a Consultant Psychiatrist and in a report in March 2008 that psychiatrist concluded that Daniel was “fully aware of the reality and potential finality of his decision, [that he] displays clear, coherent, logical thinking processes in order to arrive at his decision and has clearly weighed alternatives in the balance”.
In a further report in July of that year, his Consultant Psychiatrist concluded that Daniel “clearly understood that no other parties, be they professionals or family members, wished him to pursue this course of action and was clearly aware that he could reverse his decision at any point. He remained firmly of the opinion that support from any agency would not be helpful for him or change his decision.”
So in July 2008, despite repeated and concerted attempts by various people, including his parents and medical professionals, to persuade him to change his mind, it was agreed with Dignitas that Daniel would take his own life at their clinic in Zurich. He travelled there and committed suicide, with his parents at his side, on 12 September 2008, aged 23 years.
The actions of Daniel’s parents, who had been at his side, were investigated by the police. They agreed that they had assisted Daniel, in sending documentation to Dignitas, that they had made payments to Dignitas from their joint bank account, that they had made the travel arrangements for Daniel to travel to Switzerland and they had accompanied him on the flight.
Against that background, it fell to me, less than a year in office, to decide whether Daniel’s parents should be charged with the offence of assisted suicide. I decided that there was sufficient evidence for a realistic prospect of a conviction against Mr and Mrs James. The offence of assisted suicide is relatively easily made out as any act or assistance to someone to commit suicide, and they were acts of assistance. But I went on to decide that a prosecution was not in the public interest and that no further action should be taken against Daniel’s parents or against a family friend who had also assisted him. Whilst on the one hand, there were clearly public interest factors in favour of prosecution, not least the seriousness of the offence, which carries a maximum penalty of 14 years, I determined that they were outweighed by the public interest factors that say a prosecution is not needed.
In reaching my decision, I gave careful consideration to the Code for Crown Prosecutors, which guides prosecutors in the decision-making process. In particular, but not exclusively, I pointed to the fact that Daniel was a fiercely independent young man who was not influenced by his parents to take his own life and the evidence indicated that he did so despite them imploring him not to do so.
Daniel’s case not only shows the difficulties of these cases, but it also shows how the Crown Prosecution Service (CPS) dealt with these cases on a case-by-case basis in 2008.
The test that we applied in his case was the test that we apply in all cases when deciding whether an individual should be prosecuted. It is a two-part test. The first part is to ask whether there is sufficient evidence to provide a realistic prospect of conviction against the suspect, and, second, whether it is in the public interest to proceed with a prosecution.
As you will know, a year after Daniel’s death, I issued more specific guidelines on what prosecutors should consider when making decisions in cases of this sort. Tonight, I want to talk you through what led to the guidelines being produced, the process that we went through, what has happened since and what the wider impact has been of the guidelines on public prosecutions.
As to what led to the guidelines, in 2009 a woman called Debbie Purdy sought clarification from the Director of Public Prosecutions – she actually sought the clarification from my predecessor – as to which factors would be taken into account in deciding whether or not to bring a prosecution under Section 2 of the Suicide Act 1961 (the offence of assisted suicide). Miss Purdy argued that the Code for Crown Prosecutors was all very well, but it was insufficiently precise to provide her with the information she needed. In essence, what she wanted to know was whether if her partner accompanied her to Dignitas when the time came he would be prosecuted for assisted suicide. That case went all the way to the Appellate Committee of the House of Lords, and the House of Lords found that the guidance in the Code for Crown Prosecutors was not sufficiently specific and that I should “clarify my position as to the factors that I regard as relevant for and against prosecution in deciding whether or not to bring a prosecution under the Suicide Act”. As a footnote, that was the last ever judgment of the House of Lords before it moved to the Supreme Court at the beginning of the next legal term, a little gift for the Director of Public Prosecutions.
Now, obviously the CPS can’t change the law, only Parliament can do that, but we do make decisions about prosecutions and, in deciding whether a prosecution is in the public interest, we do consider a range of factors, and the challenge from the Law Lords was to make those factors clear and specific and to make them public. The approach I took was to produce interim guidelines, in the first instance, and we produced them pretty quickly, in September 2009. That was about 10 weeks after the judgment. In my view, given the requirement of the Law Lords to have a policy, I thought we should have an interim policy in place pretty quickly, because there were other people who were in a not dissimilar position to Miss Purdy.
So those guidelines were issued setting out the approach that we would take, and they were interim guidelines. I won’t quote them in total to you, but the general approach was to set out the factors that would tend in favour of prosecution and then the factors that would tend away from prosecution, and, just to give you a flavour, in the factors tending in favour of prosecution we looked at the age of the victim. If the victim was essentially a child, we thought that was a factor in favour of prosecution; if the victim did not have the capacity to make an informed decision about what they wanted to do, that was a factor in favour of prosecution; and if the victim did not have a clear and settled and informed wish to commit suicide, that was a factor in favour of prosecution. We also included this, which became significant as the consultation process went through, as a factor in favour of prosecution that the victim did not have a terminal illness, a severe and incurable physical disability or a severe degenerative physical condition from which there was no possibility of recovery. And we had, as it were, on the other side factors against prosecution, that the victim did have a clear and settled intention to commit suicide, etc., and, to marry up with the factor in favour, that the victim did have a terminal illness, etc. So the basic thrust was: did the victim have a clear and settled intent to commit suicide, did the victim have a terminal illness or severe and incurable physical disability and did the suspect act out of compassion? They were really the three driving factors.
That interim policy entered into force straightaway but was subject to a 12-week consultation in which we invited views on the policy. I recognised that this was an extremely sensitive area of the law. There were many sincere and deeply held views on both sides of the debate and, unsurprisingly, we received many responses. We had 4700 responses from interested individuals and organisations, and that is to count the Catholic Church as one respondee, which you may think is a little ungenerous when simply counting the number of responses. We had a huge response, both from individuals and organisations, from churches, and I had lots of very interesting meetings with individuals who held very, very strong views one way or the other. The responses included a number of doctors and other healthcare professionals, academics, lawyers, etc.
For most of the policy, there was strong support. So, for example, the factor in favour of prosecution that the suspect persuaded, pressurised or maliciously encouraged the victim to commit suicide, there was almost overwhelming support that this should remain in the guidelines and should be a powerful factor in favour of prosecution. But interestingly, and from those who were both in favour or against assisted suicide and/or the policy, there was a very strong view that the personal characteristics of the victim should not be relevant and that, in particular, their health and disability characteristics or status; in other words, that we should take out of the guidelines the reference to whether the victim had a terminal illness, etc., and in all other respects there was broad support for the guidelines, save that, so far as factors against prosecution were concerned, there was a strong view that this should be focused on the suspect and not the victim.
So the final policy was drawn up and was issued in February 2010, and that is the policy that has remained in force until now. That policy makes reference to the age of the victim, again a factor in favour of prosecution, if the victim is under 18, if the victim is a child. It makes reference to the victim having a clear, voluntary, settled and informed decision to commit suicide; if that is the case, it is a factor against prosecution; if not, a factor in favour. Capacity remained. If the individual had the capacity to make an informed decision, that was a factor against prosecution; if not, that was a factor in favour. As for motivation, we asked the question whether the suspect was wholly motivated by compassion, and, if so, that was a factor against prosecution; if not, a factor in favour of prosecution.
We had to deal very carefully with the question of money, because there were strong representations to us as to what we should do if someone fell to gain through the death of the individual in question. Now, that was very difficult, because in many of the cases we looked at the assistance was given by the very closest family members and, in some circumstances, in that capacity they fell to inherit whatever it was that the person who committed suicide had to leave. So we dealt with that by questioning whether the motivation for the assistance was because the individual would stand to gain in some way from the death. So the question was not: as a matter of fact did they gain or not, but whether or not their motivation was that they would gain.
But what we left out of the final version of the guidelines was any reference to whether the victim had a terminal illness, a severe or incurable physical disability or a severe degenerative physical condition from which there was no possibility of recovery. So that has gone completely from the interim to the final guidelines.
Those guidelines, as I say, were issued in February 2010 and they have remained in place ever since. It is important to stress, as is obvious from the earlier case of Daniel James, that the discretion for prosecutors is not new; we have a discretion in every case whether or not to prosecute and it has never been the case in England and Wales that every offence is prosecuted simply on the basis that there is sufficient evidence. The policy provides additional guidance to prosecutors as to how to apply the law in force.
Well, what has happened since then? Does the policy work in practice? It is obviously a policy which prosecutors are required to use every time they take one of these decisions. In order to ensure consistency, we require all of the assisted suicide cases that are being investigated by the police to come into CPS headquarters, currently in Rose Court, on Southwark Bridge, where they are looked at by my special crime team and ultimately by me. Although we had set out the factors for and against prosecution in the public interest, we made it clear to prosecutors that making a decision is not a question simply of adding up the factors in favour and adding up the factors against; in other words, it is not a tick box exercise. Every factor has not only to be considered but also weighed, and in some cases a single factor can outweigh all others, and we require prosecutors to make an overall assessment having weighed all the factors.
Now, from 1 April 2009 until 1 March 2013, so from the beginnings of the case through the House of Lords until a couple of months ago, there were 68 cases that have been referred to the CPS for a decision in which the police have investigated assisted suicide and passed the file to us on the basis there was sufficient evidence to take a decision. Of those 68 cases, 49 were not proceeded with by us, whilst 10 cases were withdrawn by the police on the basis that they didn’t think that they would be sufficient under the guidelines. There are currently nine cases that we have on our files that we are looking at. Seven are still subject to investigation by the police, one resulted in a murder charge and one has been referred back to the relevant CPS area.
Now, in order to ensure transparency, we have on our website not only the policy on assisted suicide but also details of the decisions, the numbers and, where possible, I have given a short public statement setting out why a particular decision has been taken. We don’t give a public statement for all cases, but we will if the case has been in the public domain at all. Giving a statement in all cases, there is the risk that the privacy of the individual who is not going to be prosecuted will be breached.
Some people have suggested that because there has been no prosecution under the guidelines, the effect has been essentially to decriminalise the offence of encouraging or assisting suicide. That is not the case. The offence of encouraging or assisting suicide remains a serious criminal offence under the Suicide Act 1961 and, as I say, it is punishable by up to 14 years' imprisonment and the policy does not provide a blanket immunity from prosecution. We are unable to, and do not, give prospective indications to individuals about whether they will be prosecuted or not. Indeed, as the policy makes clear, a prosecution will usually take place unless the prosecutor is sure that there are public interest factors tending against prosecution which outweigh those in favour, each case obviously having to be considered on its merits.
I am pleased to say the policy has attracted support. Sarah Wootton, the Chief Executive of Dignity in Dying, hailed the guidelines as a “victory for common sense and compassion”. In a debate in the House of Lords on the 13 February 2012, secured by the former Leader of the House, Baroness Jay, there was a clear division between speakers on whether the law should be changed to allow doctor assisted dying, but there was support for the guidelines. Baroness Finlay described the policy as “clear, firm and compassionate”, and on 27 March 2012, in the House of Commons debate on the guidelines, MP Joan Ruddock said “The policy is sensible, humane and provides clarity on how the law is applied.”
There has been, as many people here will know, a Commission on Assisted Dying, chaired by Lord Falconer, and it was in January 2012 that the Commission issued a report, which criticised the operation of the guidelines in certain circumstances; for example, the conduct of medical doctors and other healthcare professionals when caring for terminally ill patients and uncertainty about what actions may be subject to a prosecution. But nonetheless, besides the criticism, the report still concluded that the policy should continue to be applied to those cases, including when involving people who are not terminally ill. The Commission also acknowledged that the legislative change being sought by the Commission was their prime consideration.
There have, of course, been legal challenges, and they have formed two types. The first is the challenge to say that there should be some provision for medical care providers, some guidance for doctors and other health professionals. And the other challenge, more profound, was the challenge that was brought by the late Tony Nicklinson. He sought a declaration (what he wanted the court to find) that it would not be unlawful, on the grounds of necessity, for his doctor to terminate his life; alternatively, a declaration that the current law of murder is incompatible with the Human Rights Act.
That challenge has now been taken up by Tony Lamb, because, as you know, Mr Nicklinson died shortly after the judgment in his case refusing his declaration. Mr Lamb, now together with Mr Nicklinson’s widow, is continuing the challenge against the High Court ruling. Mr Lamb is paralysed to the extent that he would not be able to take the final steps himself. So this is a challenge, as was Mr Nicklinson’s, on behalf of individuals who cannot commit suicide because they haven’t got the ability to do so, so the only way in which they can end their lives early is if somebody else carries out the final act, and under our law that is murder or assisted suicide.
Mr Lamb has got no feeling in any of his limbs, save for some slight movement in his right hand. He lives in constant pain. In his statement to the court in support of his challenge to the guidelines he says “I am in pain every single hour of every single day. I have lived with these conditions for a lot of years and have given it my best shot. Now I feel worn out and I am genuinely fed up with my life. I feel I cannot and do not want to keep living. I feel trapped by the situation and have no way out. I am fed up of going through the motions of life rather than living it. I feel enough is enough.” The issue, of course, is for him that, if he is to die, he requires assistance and he wants the assistance of a doctor. That, as I say, is a deliberate act of killing and comes under the offence of murder.
The defence of necessity does, of course, exist in our law and has been described in the case of Re A, which was about conjoined twins, you may remember, about 10 years or so ago. The court had to consider whether or not it would be murder to carry out various actions to separate the twins in the knowledge that one of them would die, almost certainly, and there the court said of necessity: An act which would otherwise be a crime may in some cases be excused if the person accused can show it was done only in order to avoid consequences which could not otherwise have been avoided and which, if they had been followed, would have inflicted upon him, or upon others whom he was bound to protect, inevitable and irreparable evil, that no more was done than was reasonably necessary for the purpose, and that the evil inflicted was not disproportionate to the evil avoided. The extent of this principle is unascertained. It does not extend to the case of shipwrecked sailors who kill a boy, one of their number, in order to eat the body.
And you will probably remember that case from the late 1800s, where two sailors were shipwrecked. They had the cabin boy with them on the boat, they were on the boat for a very long time, they were in a desperate situation and they drew lots, having in fact rigged the lots so that the boy had the shortest straw, he promptly produced the shortest straw and they killed him. Shortly thereafter, as luck would have it, they were in fact rescued. The defence of necessity was unavailable to them. They were tried for murder and because the only sentence that could then be passed for murder was hanging; there was no discretion in the court; they were sentenced to death. Happily, that sentence was reprieved and they served six months of their legal sentence.
But necessity is a very narrow concept in our law. The Court of Appeal will have to consider it in the challenge to the guidelines, and I say no more about it, but it seems to me that if the law of murder is to be amended that really has to be a matter for Parliament to debate and decide upon, rather than the Director of Public Prosecutions through a policy.
So much for the guidelines themselves: a number of cases; no prosecutions to date; some challenges, which so far have been successfully resisted. But perhaps more profoundly there is another back story here, and that is that the House of Lords in the Purdy case were not only requiring me to produce guidelines about assisted suicide for the first time, they were requiring the Director of Public Prosecutions to publish an offence-specific set of factors for and against prosecution for the first time; this had never been done. Until that case, we had a general code for prosecutors that applied to all offences and we had never gone down the path of saying for specific offences “these are the relevant factors”. The fear was that this would begin to be used as a charter by those that might want to commit offences by looking at the factors that we might take into account and making sure that they were on the side of the line which would be against prosecution rather than the side of the line which would be for prosecution. But, emboldened by the assisted suicide guidelines, we have in fact followed the same process for policies on other issues of public interest.
So, for example, when the investigations began into hacking, as a result of the reopened Leveson Inquiry, we found ourselves in the position, in the middle of last year, where we had up to 50 individuals on bail, many of them journalists, for alleged offences committed in the course of their work as journalists. Now, until recently, the times we have to consider a journalist have been very rare, but suddenly we found ourselves in a position where we had to consider what to do with the large number of individuals who were then on bail, some of whom are still on bail, some of whom have had decisions taken in relation to them and the public interest clearly is very important, because journalists sometimes break the law in the public interest.
I can give you two examples that I think nobody would disagree with. Although I have never had to consider it, because I have never had a file, it occurs to me that the circumstances in which the Daily Telegraph came to publish MPs’ expenses may not have been entirely lawful. It also occurs to me that if the first prosecution arising out of that scandal was of the journalist for breaking it, people might think that this was unhelpful and unhealthy in a modern democracy.
To give another example, soon after the Bribery Act 2010 came into force in this country, The Sun thought that they would test it, because they thought they had uncovered a court clerk in a London magistrates’ court who was susceptible to bribes to make speeding offences go away. They were right. They approached the said clerk in the car park of the court and offered him £500 to make an offence go away. He happily accepted and attempted to make the offence go away, at which point The Sun passed the information over to the police. The clerk was promptly arrested and goes down in history as the first person ever prosecuted under the Bribery Act 2010. But to have prosecuted then The Sun journalist for the offence of offering the money seemed to us to be contrary to the public interest. So in that case we decided that we would issue offence-specific guidelines, not dissimilar in structure and style to the assisted suicide guidelines, indicating when we would or would not prosecute journalists and recognising that there is a public interest in journalists going about their business of exposing wrongdoing and in putting information before the public.
Then possibly the most recent example of guidelines not dissimilar to the assisted suicide guidelines are the guidelines that we recently issued on how we would approach offences using social media. This is another story for another time, but any grossly offensive message sent via Twitter or Facebook, or any other social media, is a criminal offence, as is any message sent by social media or email or telephone which is false, if the purpose is to annoy someone. That has been on our statute books for over a hundred years. It was first introduced when telegrams were the quickest way of communication across the country, but has remained unaltered, and so any grossly offensive message on Facebook or Twitter or social media, any false message which is intended to annoy, is an offence. Now, I don’t know how many of you use social media or are familiar with what is out there, but, firstly, there is a lot of it. There are 350 million tweets a day, and that is just on Twitter. There are many millions of communications on Facebook. Now, on my reckoning, a percentage, even a small percentage, of those communications probably fall the wrong side of criminal law. A number of them are grossly offensive and certainly many of them are false with the intention to annoy, and if we prosecuted all of them we would probably have more social media prosecutions than any other type of offence in our magistrates’ courts day in, day out. I, however, took the view that this wasn’t healthy in a modern democracy that prides itself on free speech, and therefore we crafted guidelines on when we would prosecute those cases, again based on the assisted suicide model; namely, with factors tending in favour of prosecution and factors tending against prosecution.
So the story of the guidelines on assisted suicide are not only the story of how we have applied the current law using guidelines but also how we have developed the very notion of guidelines in such a way as to apply to other offences, and my own view is it works well. I think if it is right that a prosecutor has a discretion whether to prosecute (and I think it is right), that is an important and powerful discretion. It is the discretion to choose amongst the people who might be prosecuted those who will actually be prosecuted. It impacts obviously on the suspect profoundly; it impacts on the victim and impacts on the public. It seems to me if that power is to be exercised properly and in a way in which I and others can be held to account, the only way to do that properly is to say up front how you are going to approach a problem, and set it out for all to see, and then to give reasons afterwards so that people can test whether you have actually made your decision in accordance with the policy that you said would govern your decision making, and in way, I think, you can achieve accountability, which must go with the exercise of discretion.
So that is the short story of the assisted suicide guidelines, both specifically and more generally.
Thank you very much. (Applause)
