Abstract
This study cross-culturally investigated resilience and social support as possible protective factors for mental health. The values of depression, anxiety, and stress symptoms, resilience and social support were collected from German (N = 4433), Russian (N = 3774), and Chinese students (N = 4982). The samples were split (two-thirds vs. one-third) to cross-validate the results. In all samples, resilience and social support were significantly negatively associated with depression, anxiety, and stress symptoms. While in Germany those associations were stronger for social support, in Russia and in China stronger associations were found for resilience. Furthermore, in all samples, resilience was found to mediate the association between social support and the negative mental health variables significantly. In conclusion, resilience and social support are universal interrelated protective factors for mental health independently of historical, cultural, social, and geographical conditions of a country.
Introduction
Across different countries chronical stress is one of the major causes of mental disorders (World Health Organization, 2001). Therefore, depression and anxiety disorders belong to the most prevalent diagnoses (Trumpf et al., 2010; Wittchen & Jacobi, 2005). They affect and restrict individual well-being, quality of life, and social relationships (Rapaport, Clary, Fayyad, & Endicott, 2005) and they cause high economic burden and substantial financial costs to the community (Greenberg, Stiglin, Finkelstein, & Berndt, 1993). Direct therapy costs and indirect costs, for example, productivity loss through absence from workplace and mortality are the consequences (Hoffman, Dukes, & Wittchen, 2008).
In the last decades, various variables which have the potential to protect mental health have been investigated. Two of these variables are resilience and social support.
Earlier studies suggest that resilience moderates the negative effects of stress (Caplan, 1990; Ungar, 2008; Wagnild & Young, 1990, 1993). Resilience (“psychosocial stress-resistance”) is defined as the ability to master stressful situations by involving individual resources. Experiences gathered in these situations support personal development (Leppert, Koch, Brähler, & Strauß, 2008). Resilient persons have high self-esteem, social competence, and problem-solving abilities. They are self-confident, optimistic, and emotionally stable. Close and confiding family network providing social support in early childhood contribute to the development of a positive self-perception and of resilience (Collishaw et al., 2007).
Social support is the subjective conviction, based on earlier experiences in social interactions, that one’s social network, for example, family, friends, neighbors, colleagues, the government, and the society will provide support if necessary (Cohen & Wills, 1985). This support can be instrumental or emotional (Biegel, 1985; Kim & Pridemore, 2005). It reinforces individual abilities to manage stressful situations and increases individual resilience level (Kim, Sherman, & Taylor, 2008; Sarason, Sarason, & Gurung, 2001). Persons who lack social support are prone to various kinds of mental disorders (Iecovich et al., 2004).
Thus, resilience—an internal variable—and social support—an external variable—seem to be able to protect mental health. However, how are both variables interrelated? Can resilience, which development depends inter alia on the experience of social support in early childhood, mediates the association between social support and negative mental health?
The present study aims to extend the research field considering protective factors of mental health by an investigation of the relationship between depression, anxiety, and stress symptoms (negative mental health), on one hand, and resilience and social support (positive variables), on the other hand, in different countries; thereby, the relationship between resilience and social support is analyzed in detail.
Depression, anxiety, and stress symptoms can be triggered and reinforced by different social, political, economic, and environmental conditions and structures (Lovibond, 1998). In countries, where massive changes in long established structures take place, depression, anxiety, and stress symptoms are noticeably high (Cockerham, Hinote, & Abbott, 2006).
For the present investigation, the countries Germany, Russia, and China were selected. The three countries differ regarding various cultural, historical, social, and geographical conditions. Germany is an individualistic Western country which has undergone structural changes in the 1990s (specifically the reunification of West and East Germany; Rödder, 2011). In contrast, China is a collectivistic Asian country (Markus & Kitayama, 2001; Triandis, 1989) combining a high determination by old values and traditions with a rapid development of high technologies (e.g., Jin, Zheng, & Xin, 2009). Russia is a country between Asia and Europe, where collectivistic (in small towns and in villages) and individualistic (in large towns, e.g., Moscow) elements coexist (Latova & Latov, 2007; Stadelbauer, 2010). Comparable to Germany, Russia has also undergone significant structural changes in the last decades of the 20th century (specifically the restructuring of the Soviet Union in the 1980s and 1990s; e.g., Höhmann, 2004; Pietilä & Rytkönen, 2008).
This is the first study to analyze the described variables simultaneously in Germany, Russia, and China. The same assumptions were investigated in all samples: There is a positive relationship between depression, anxiety, and stress symptoms (Hypothesis 1). In contrast, there is a negative relationship between the variables resilience and social support, on one hand, and depression, anxiety, and stress symptoms, on the other hand (Hypothesis 2). Resilience and social support are interrelated positively (Hypothesis 3). Resilience mediates the relationship between social support and the negative mental health variables, that is, depression, anxiety, and stress symptoms (see Figure 1) (Hypothesis 4).
Mediation model with social support as predictor (X), resilience as mediator (M), and negative mental health (depression, anxiety, and stress symptoms) as outcome (Y).
Materials and methods
Procedure and participants
The present study is part of the ongoing cross-cultural Bochum Optimism and Mental Health (BOOM) program investigating risk and protective factors of mental health (Brailovskaia & Margraf, 2016; Brailovskaia, Schönfeld, Kochetkov, & Margraf, 2017; Margraf, Lavallee, Zang, & Schneider, 2016; Schönfeld, Brailovskaia, Bieda, Zhang, & Margraf, 2016). Present data were collected in cooperation between a large German university (Ruhr-Universität Bochum), three universities in Russia (Lomonossov University Moscow, Universities of Voronesh, and University of Orenburg) and three universities in China (Capital Normal University Beijing, Hebei United University, and Nanjing University) by self-report questionnaires (Germany: online survey; Russia: paper-and-pencil format; China: online and paper-and-pencil format). The average response time was 20 minutes. All procedures of the present study received approval of Research and Ethics Committee. Each participant was informed about the study’s purpose and gave informed consent to participate.
Demographic description of the split samples.
Note. M = mean, SD = standard deviation; older than 35 years: total German sample: 2.6%, total Russian sample: 0.4%, total Chinese sample: 0.1%; due to rounding, the sum may be higher/lower than 100%.
Materials
The Depression-Anxiety-Stress Scales 21 (DASS-21; Lovibond & Lovibond, 1995), the short version of the DASS-42, consist of three 7-item scales measuring depression (e.g., “I couldn’t seem to experience any positive feeling at all.”), anxiety (e.g., “I felt scared without any good reason.”), and stress (e.g., “I tended to over-react to situations.”) symptoms (Henry & Crawford, 2005; Ng et al., 2007; Norton, 2007). Participants rated how the 21 statements applied to them over the past week on a 4-point Likert-type scale (0 = did not apply to me at all; 3 = applied to me very much or most of the time). Validated DASS-21 versions in Russian and Chinese languages were used. In Germany, we used an alternative version of this questionnaire. It also included 21 items of the DASS-42 (see Velten et al., 2014). In a German representative sample and in a German student sample, the construct validity of both versions did not differ.
Resilience was assessed with the one-dimensional German Resilience Scale 11 (RS-11; Leppert, 2003; Schumacher, Leppert, Grunzelmann, Strauß, & Brähler, 2005). On a 7-point Likert-type scale participants rated their agreement with eleven statements, for example, “I feel that I can handle many things at a time.” (1 = disagree; 7 = agree). In earlier German studies, the RS-11 showed good psychometric properties. The Chinese version of the questionnaire has been validated earlier (Gao, Yang, Margraf, & Zahng, 2013). The Russian version was translated within the BOOM project from the original by the customary translation-backtranslation-modification procedure (Berry, 1989).
The one-dimensional German Questionnaire Social Support (F-SozU K-14; Fydrich, Sommer, Tydecks, & Brähler, 2009) measures subjective experienced or anticipated support an individual receives from the social network. Participants assessed how the 14 statements apply to them on a 5-point Likert-type scale, for example, “I experience a lot of understanding and security from others.” (1 = not true; 5 = true). Chinese and Russian versions were translated by the earlier mentioned procedure (Berry, 1989).
Descriptive values, skew and kurtosis of resilience, social support, depression, anxiety, and stress symptoms and reliability of used scales.
Note. M = mean, SD = standard deviation, Min = minimum, Max = maximum; Kurt = kurtosis; α = Cronbach’s α; rtt = Split-half reliability (Spearman–Brown coefficient).
Statistical analyses
All statistical analyses were conducted with the Statistical Package for the Social Sciences (SPSS) 23 (Corp, 2012) and the macro Process version 2.16.1 (www.processmacro.org/index.html). First, descriptive statistics of depression, anxiety, stress, resilience, and social support were computed in all samples. Cross-cultural comparisons can only be validly made, when strong measurement invariance of the used scales is established (Tucker, Ozer, Lyubomirsky, & Boehm, 2006). Earlier studies did not find full strong measurement invariance of the used questionnaires (Bieda et al., 2016; Oei, Sawang, Goh, & Mukhtar, 2013; Sass, 2011). Hence, mean values between the countries were not compared.
Zero-order bivariate correlations assessed associations between the analyzed variables. Multiple regression analyses were calculated with gender, age, resilience, and social support as independent variables and depression, anxiety, and stress symptoms, respectively, as dependent variables. Furthermore, the mediation model presented in Figure 1 was investigated. It includes social support as the predictor (X), resilience as the mediator (M), and the negative mental health variables (depression, anxiety, and stress symptoms) as the outcome (Y). The basic relationship between X and Y (without inclusion of M; the total effect) is denoted by c. The path of X to M is denoted by a and the path of M to Y is denoted by b. While the combined effect of the path a and b represents the indirect effect, the path c′ denotes the direct effect of X to Y after the inclusion of M in the model. The mediation effect is assessed by the bootstrapping procedure (10,000 samples) which provides accelerated confidence intervals (95%). Considering the shortcomings of the effect size kappa-squared (κ2) commonly used in mediation analyses, PM (the ration of the indirect effect to the total effect) served as the median effect measure (Wen & Fan, 2015).
All analyses were conducted in the two-third and one-third samples. Results of the two-third samples are presented. Results of the one-third samples are only presented, if they include differences in comparison to the two-third samples.
Results
Descriptive analyses
Table 2 presents descriptive values of the investigated constructs. While the Kolmogorov–Smirnov test that is known to be highly sensitive to large sample size became significant, analyses of skew, kurtosis, and histogram indicated all analyzed variables to be close to normally distributed.
Correlations
Correlations between resilience, social support, depression, anxiety, and stress symptoms.
Note. **p < .001.
Regression analyses
Multiple regression analyses with gender, age, social support and resilience as independent variables and depression, anxiety, and stress symptoms, successively, as dependent variables.
Note. β = standardized coefficient beta; CI = confidence interval.
p < .05; **p < .01.
Mediation analyses
Estimated coefficients of the mediation model with social support (X), resilience (M), and depression, anxiety, and stress symptoms (Y).
Note. SE: standard error; CI: confidence interval. All findings are significant: p < .001; all CIs generated with bootstrapping: N = 10,000.
Cross-validation
Results of the one-third samples are comparable to the results of the two-third samples. Social support and resilience are significantly positively interrelated, and both correlate significantly negatively with depression, anxiety, and stress symptoms. Again, regression results demonstrate the stronger association between resilience and the negative mental health variables in Russia and in China. In Germany, the association between social support and the negative mental health variables is stronger. The mediation analyses provide further significant evidence of resilience to mediate the relationship between social support, on one hand, and depression, anxiety, and stress symptoms, on the other hand.
Discussion
The present study investigated the variables resilience and social support in German, Russian, and Chinese student samples. Even so, the three countries differ regarding various conditions, in general similar results were found in all samples which encourage the assumption about their universality. Cross-culturally, there is a positive relationship between depression, anxiety, and stress symptoms (confirming Hypothesis 1).
Many people suffer from anxiety that ranges from daily concerns to massive existential fear. Depression symptoms often accompany anxiety symptoms. Both are frequently triggered by negative environmental conditions leading to stress reactions (Poltavski & Ferraro, 2003).
Internal and external resources help to manage these negative factors and to protect mental health. Considering present results, resilience and social support belong to such resources. In all samples, resilience and social support are negatively related to depression, anxiety, and stress symptoms (confirming Hypothesis 2). Therefore, resilient and socially supported people are more resistant to the negative mental health factors than people with lower values of these variables.
A detailed investigation of the association between resilience and social support showed the same result pattern in each sample. Both variables are positively interrelated (confirming of Hypothesis 3). Furthermore, resilience was found to mediate the relationship of social support and the negative mental health variables significantly (confirming Hypothesis 4). Earlier studies described resilience to be an internal protective factor against negative environmental influences which enhances individual’s stress resistance (Connor & Zhang, 2006). It develops from dynamic multiple interactions and processes within and between the person and its environment (Masten, 2001). Parenting quality in early childhood is positively related to the individual resilience level (Gunnar, 2001). Furthermore, children with close supportive friendships have high resilience values (Peltonen, Qouta, Diab, & Punamäki, 2014). Thus, social support, which itself is an external protective factor (Krause & Borawski-Clark, 1994; Sarason et al., 2001), is closely linked to the development of resilience. In turn, resilience mediates the influence of social support on the development of negative mental health symptoms.
It can be assumed that earlier developed individual resilience is especially important when the level of actual social support is low. If there is no possibility to receive help from the environment, people activate their individual internal resources as protective factors. This is a universal, cross-cultural characteristic. Therefore, even if a person currently lacks social support, for instance after the loose of the close social network or if governmental support collapses, it is possible to manage negative impact of environmental stressors and to maintain positive mental health. This emphasizes the necessity to reinforce individual internal resources particularly in childhood (e.g., increase of self-esteem). Intervention programs which show parents how to further support their children to develop effective self-regulation skills are of advantage. Actual social support is particularly meaningful for not resilient people. In studies of Romanian adoptees, strong psychological and physical support by adoptive parents frequently increased the mental health of children who earlier had no possibility to develop high resilience values (Gunnar, 2001).
There are also some differences between the investigated countries. The stronger association of social support with depression, anxiety, and stress symptoms in the German sample and the stronger associations of resilience with the negative mental health symptoms in the Russian and in the Chinese sample are surprising. Germany is often described as a high individualistic country and China as a high collectivistic country (e.g., Markus & Kitayama, 1990). A possible explanation of these findings is the following. The present study investigated student samples from large universities in Germany, Russia, and China. In Germany, many students are often financially supported by their parents and have the possibility to live at home during their study period (Middendorff, Apolinarski, Poskowsky, Kandulla, & Netz, 2012). In Russia and in China, young people, especially those from villages and small cities, often move to larger cities for the study period. Here, they frequently live alone and work in addition to studying because their families have no possibilities to support them financially (e.g., Korotkova, 2014). This is a high challenge, especially for freshmen, which requires a high level of resilience. Over time they learn to become part of the college community and build up a supportive social network that helps them to protect their mental health. Students with higher resilience values who are self-confident and optimistic are particularly successful in doing this.
In the present study, about 17% of the German participants came from a village or a small city. In the Russian and in the Chinese sample, approximately 60% of the participants came from a village or a small city. Furthermore, while the German sample included more older and advanced students, the Russian and the Chinese students were remarkable younger (see Table 1). It can be assumed that many of the German students do not have the need to activate their internal resources—use their resilience—because they know that they can rely on the support of their social network in stressful situations. In contrast, students in Russia and in China who often live far away from home and their familiar social network must be resilient to cope with depression, anxiety, and stress symptoms. This kind of explanation is open for discussion. Future research might investigate alternative explanations of present findings.
Future longitudinal studies are needed to replicate our analyses. Probably, there are further variables influencing the relationship between social support and resilience, for example, socioeconomic status of the family or different personality traits.
Limitations and future directions of research
Earlier research demonstrated cultural sensitivity of the analyzed constructs, especially stress symptoms (Pietilä & Rytkönen, 2008). Therefore, it would be beneficial to develop instruments which are based on Russian and Chinese cultural values and to compare them to established instruments. However, culture-specific instruments would make cross-cultural comparisons more difficult and the results would not meet the requirements for universal validity (e.g., Oei et al., 2013).
In present study, actual awareness of social support was established in student samples. However, the amount of social support participants got earlier in life, especially in childhood, was not measured. Resilience development is associated with parental competence and parenting quality (Fergusoon & Lynskey, 1996). In future studies, it would be advisable to measure both kinds of support to understand more about their connection to resilience.
Furthermore, when interpreting present results, it should be considered that the German sample was considerably older than the sample in Russia and in China. This, in part, is due to the different educational systems in the three countries. In Germany, university freshmen are typically older than in Russia and in China. Additionally, while the German sample consisted of more advanced students (>4 study year), in the Russian and in the Chinese sample more students from the 1 and 2 study years were included (see Table 1).
A methodical limitation of the present study could be seen in the various survey methods (Germany: online; Russia: paper-and-pencil; China: online and paper-and-pencil). However, including the survey method as a control variable in the calculations, no differences between the three samples and within the Chinese sample were found.
Conclusions
The present results help to figure out two positive factors of mental health: resilience and social support. Cross-culturally, both factors are negatively associated with depression, anxiety, and stress symptoms. Regarding present results, it can be assumed that negative environmental impact and life experiences do not necessarily cause negative mental health effects such as depression symptoms. It would be worthwhile in future experimental studies to investigate, if resilience (internal resource) and social support (external resource) reduce individual sensitivity for mental disorders. If this is the case, these results should be used in practice to develop intervention programs to increase for instance resilience. Especially, children growing up in unfavorable familial circumstances could benefit from such programs.
