Abstract
Background and objectives
Small-scale quality improvement projects are expected to make a significant contribution towards improving the quality of healthcare. Enabling doctors-in-training to design and lead quality improvement projects is important preparation for independent practice. Participation is mandatory in speciality training curricula. However, provision of training and ongoing support in quality improvement methods and practice is variable. We aimed to design and deliver a quality improvement training package to core medical and general practice specialty trainees and evaluate impact in terms of project participation, completion and publication in a healthcare journal.
Method
A quality improvement training package was developed and delivered to core medical trainees and general practice specialty trainees in the west of Scotland encompassing a 1-day workshop and mentoring during completion of a quality improvement project over 3 months. A mixed methods evaluation was undertaken and data collected via questionnaire surveys, knowledge assessment, and formative assessment of project proposals, completed quality improvement projects and publication success.
Results
Twenty-three participants attended the training day with 20 submitting a project proposal (87%). Ten completed quality improvement projects (43%), eight were judged as satisfactory (35%), and four were submitted and accepted for journal publication (17%). Knowledge and confidence in aspects of quality improvement improved during the pilot, while early feedback on project proposals was valued (85.7%).
Conclusion
This small study reports modest success in training core medical trainees and general practice specialty trainees in quality improvement. Many gained knowledge of, confidence in and experience of quality improvement, while journal publication was shown to be possible. The development of educational resources to aid quality improvement project completion and mentoring support is necessary if expectations for quality improvement are to be realised.
Introduction
Improving the quality of health care is a longstanding policy priority in the National Health Service (NHS) in the United Kingdom (UK) and worldwide.1–4 The participation in small-scale local quality improvement (QI) activities by frontline clinicians can potentially make a significant contribution to enhancing patient care, services and experiences.
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Doctors-in-training constitute a large proportion of frontline staff and, as the next cohort of general practitioners (GPs) and specialist consultants, they need to demonstrate the ability to lead, manage change and implement developments within the health service.
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Clinical rotation through different departments and settings during training gives them a potentially unique view on current practices, allowing them to critically examine systems of work and suggest innovative improvements.6–8 Educating doctors-in-training, therefore, to lead small-scale QI projects and giving them practical experience of this task early in their careers will help prepare them for the demands of independent clinical practice and future service and regulatory obligations.
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Participation in QI now forms part of the medical training curricula for both general practice and core medical trainees.10,11 Traditionally, trainees completed clinical audit projects and although audit remains a legitimate method of demonstrating improvement, there is also growing interest in other QI methods (based on ‘organisational’ QI approaches) that enable broader aspects of patient care and service delivery to be critically examined.12–15
Where QI project work is successful (or contains important generalisable learning), increasing the journal publication of small-scale QI project findings is strongly promoted as a valuable educational resource for others engaging in this activity, and in making an important contribution to building ‘improvement science’ knowledge.14,16 In particular, the publication of projects by doctors-in-training would help identify the methods and approaches that work (or otherwise) in a specific setting and for specific topics, as well as building confidence in this grade of doctors and supporting their personal and professional development. Published examples of scholarly QI work are increasing and there are now several journals dedicated to this endeavour.17,18
Against this background, the aim of this pilot study was to train core medical trainees (CMTs) and general practice speciality trainees (GPSTs) in selected QI principles and methods, provide mentorship to them as they led a work-based QI project, formatively assess written project submissions and encourage submission for publication in a peer reviewed healthcare journal.
Methods
Design of project intervention
Study participants, recruitment and setting
A total of 104 core medical trainees and 86 GP Specialty Trainees (ST3 level) based in hospitals and general practices within five west of Scotland NHS board areas (Greater Glasgow and Clyde, Ayrshire and Arran, Forth Valley, Lanarkshire and Dumfries and Galloway) were emailed a study invitation and information in January 2014. The first 25 respondents who were able to commit to the project were allocated a place.
Development and delivery of a QI training intervention
A one-day QI training intervention informed by a review of relevant literature 13 and advice from expert quality and safety professionals was devised by the authors. The intervention aimed to impart a fundamental knowledge and confidence in QI methods, systems thinking, teamwork and leadership (see online supplementary Box 1). Participants were given access to BMJ Quality (http://quality.bmj.com/) to enhance knowledge and facilitate potential publication, and were provided with a nominated mentor (a medical educator experienced in QI teaching, practice and research) during the project.
Project proposals and submissions
Participants were asked to submit a brief structured plan of their project proposal within two weeks of training (see online supplementary Box 2). Proposals were reviewed by the authors using a validated QI assessment tool 19 and written developmental feedback to strengthen project plans was provided. The benefits of potential journal publication were outlined and encouraged. Participants were then instructed to undertake their chosen QI project and submit a written report within four months.
Review of submitted QI project reports
The standard of completed QI project submission was formatively assessed by the authors using an established peer review instrument for criterion audit, adapted for generic use as a QI project feedback tool. 20 All authors are trained, experienced and annually calibrated in the use of the peer review instrument.
Design of project evaluation
A mixed methods evaluation (informed by a Logic model and the New World Kirkpatrick model 21 ) was undertaken incorporating quantitative analysis of survey responses, assessment of project proposals and completed reports and thematic analysis of one-to-one communications (see online Appendices 1 and 2).
Data collection
Participants completed a confidence measurement questionnaire at the start of the training day, immediately after the training day – towards the end of their current training period and at four months. A Quality Improvement Knowledge Application Tool (QIKAT) was adapted to increase relevance to local practice and to cover a wide range of QI tools – this was also completed immediately before and four months after the QI training day. 22 Four months post-training, all 23 participants were asked to complete an online questionnaire to evaluate the impact of the different components of the course and generate feedback on possible improvements.
Statistical analysis
Questionnaire data on reported confidence levels were exported into Excel and basic descriptive analysis was undertaken (e.g. frequency counts). Qualitative data were subjected to simple content analysis on an iterative basis as collected and preliminary key themes identified by DMcN before cross-check reviewing and agreement by all authors. Differences in reported levels of confidence, understanding and responses to attitudinal statements were compared pre and post intervention and 95% confidence intervals were calculated.
Results
Study participants, training attendance and project completion
A total of 23 trainees attended the training day (23/25, 92.0%), with 12 based in general practice training (52%) and 11 undertaking core medical training (48%). Mean age was 30.7 years (range: 25–50 years) and 16 were male (70.0%). Three individuals withdrew (12.0%) following the training day citing lack of time due to other career priorities (e.g. repeating examinations). In total, 20 participants submitted QI project proposals (87.0%) and 10 completed their project (43%) within the specified timeframe (Table 1) – lack of available time because of competing work and educational priorities, poor preparation and planning at the initial project design stage and limited project buy-in from colleagues were cited as reasons for non-completion by participants.
Level 1 – satisfaction with training interventions
All 23 participants completed the pre-course knowledge test and confidence assessment, with 14 completing the end of project evaluation (61%). The training day was rated as ‘very good’ or ‘excellent’ by all 23 participants. A majority agreed that the training had been effective in teaching them how to perform a QI project in their place of work and had changed how they would perform a QI project in future (10/14, 71.4%). The most useful training activities were reported as: ‘explanation of the QI tools’ (n = 9, 39%), ‘open discussion of previous QI projects including critical analysis of a published report’ (n = 7, 30%) and the group exercises on developing appropriate improvement measures (n = 7, 30%).
Four respondents suggested that greater integration of leadership, teamwork and systems-thinking theory into real-life practical scenarios would have improved the training. The majority (12/14, 85.7%) reported that the initial feedback received from their mentor on their QI proposal was helpful in planning their project, with seven indicating that having a mentor was helpful to them when undertaking their project (7/14, 50.0%). Eleven respondents reported using BMJ Quality (11/14, 78.6%) and of these eight found it a useful resource (8/11, 73%).
Levels 2 and 3 – confidence assessment and behaviour
Confidence in aspects of QI knowledge and skills was very low overall, improved after training and was largely maintained at four months. For example, in ‘leading a QI project’ (P < 0.05), ‘using the Model for Improvement/PDSA cycles’ (P < 0.05) and the understanding of ‘human error theory’ (P < 0.05) (Tables 1, 2). Although an increase in QIKAT score was observed (46% vs 54%) it was not statistically significant (P = 0.17).
In terms of project plans, the mentors (authors) judged that the majority (Table 3) provided a clear description of proposed project aims (15/20, 75%); were practicably feasible within timescale (15/20, 75%); contained acceptable improvement measures (16/20; 80%) – with some given additional feedback to further strengthen the approach outlined. In four projects the ‘measures’ were not specific or precise enough to be adequately quantifiable and suggestions were given for further improvement (4/20, 20%). The vast majority described the appropriate use of QI tools for the projects aims and approach (19/20, 95%), while evidence of necessary planning and improvement underpinned by systems thinking (15/20, 75%), team working (17/20, 85%) and leadership (15/20, 75%) was also present.
Level 4 – expert review and publication outcomes
Ten completed QI project reports on a variety of clinical and service topics using a range of QI methods were submitted (10/23, 43%) by participants (Table 4). Five were received from GPST3s (50%) and five from CMTs (50%), with eight projects in total being judged as satisfactory (8/10, 80%). Of those deemed unsatisfactory, one was viewed as research rather than QI, while the other was incomplete. Four projects were successfully published in BMJ Quality Improvement Reports (4/23, 17%).
Discussion
This small study reported on a pilot project to train volunteer GPST3s and CMTs in aspects of QI principles and methods, apply this knowledge in the clinical workplace, complete a satisfactory small-scale QI project report and then submit it for journal publication. Most participants were unable to achieve all of these goals. However, a significant minority was able to demonstrate completion of QI projects that reportedly described sustainable system change and improvements, while a smaller number was additionally successful in publishing their project outcomes in a peer reviewed healthcare journal.23–26 Overall, the findings suggest that the achievement of the study aims was modest at best for most aspects of the project, and that a high attrition rate was evident amongst participants.
Strengths and limitations
Study participants representing primary and secondary care settings was a particular strength. The small sample size was a limitation which was compounded by study withdrawals and incomplete QI projects. The end of project evaluation response rate was lower than expected which may have biased results. The project completion timescale was tight and possibly over-ambitious for some which may have influenced completion rates. The peer review tool used was validated for criterion-based audit projects rather than generic QI projects, but still proved to be of value.
A lack of generic QI skills, knowledge and experience among clinicians is one of the main barriers to improving care. Similar to our findings, previous studies have reported that confidence in QI understanding and application for both trainees and qualified specialists is low.6,27 Although the provision of QI training is increasing, curriculum exposure to QI at undergraduate and postgraduate level is variable and a clear learning need for related training is still evident for most. 13 Confidence increased significantly following the training day and was partially maintained after four months. This may reflect that the “real life” experience of designing and leading a QI project uncovered hidden challenges and may be an important factor to consider in the planning of future training interventions and in the development of future mentors. The study would also have been strengthened by assessing and reporting the quality of improvement cycles undertaken by participants. For example, much of the feedback from mentors to participants was around application of the PDSA method (a problematic issue identified in a recent systematic review27). It would have been interesting to determine the association between levels of confidence in this area and the quality of PDSA cycles undertaken and also publication (albeit numbers are small from a statistical inference perspective).
In previous evaluations of QI training, improvements in knowledge and confidence were often demonstrated. 13 Training has been found to be most effective when content mirrors real-life workplace situations, and delivery is by interactive seminars and small group work, as these were found to be more likely to influence behaviour as well as improve knowledge. The inclusion of a practical project has also often led to change in behaviour and care processes. 13 This mirrors the feedback received from participants on our training package and further integration of teaching on systems thinking, teamwork and leadership into real life scenarios may improve effectiveness.
Several previously published evaluations of QI training interventions have used a longer-term collaborative approach to learning,6,29 which was not feasible in our small study. There is evidence that QI collaboratives are moderately effective, although they have often been used in conjunction with other interventions and it is not clear which aspects of collaborative learning determines success. 30
The experience of mentoring provision was variable. A systematic review in 2010 identified that a lack of faculty was a barrier for effective completion of QI projects 15 and a need for further training of potential mentors has previously been identified. 31 Published evaluations have shown that the use of mentoring can be very effective but is dependent on the student-mentor relationship. 32
A minority of participants was able to successfully publish their projects in a peer reviewed journal. The potential to spread findings and innovations reported in projects undertaken by doctors-in-training (and others) is clear. Some may feel that the goal of publication may be setting the bar too high; however, we have shown that publication is possible. Encouraging the peer review and publication of QI projects may result in feedback for trainees to improve the standard of future QI work, while also acting as a valuable resource for those planning projects by describing successful (or otherwise) approaches within the training environment. Additionally encouraging publication would enhance the professional development and career prospects of trainees, while also making an important knowledge contribution to the evolving science of QI.
Given its very modest impact our study project has shed light on a number of important concerns. If up-skilling the healthcare workforce and those in training in QI is to be taken seriously then the following issues may need to be considered by professional bodies and healthcare policymakers. From a QI perspective, the educational principles underpinning the teaching of related knowledge, the application of that knowledge in the workplace, the production of a related written report and the formative assessment of the standard of that work needs to be adhered to if true capacity and capability is to be built at the scale envisaged. However, putting aside those in training, the reality is that most clinical leads and others with QI leadership responsibilities are unlikely to have ever been subjected to these requirements or to this level of educational scrutiny. Participation in QI (or clinical audit) is a professional and regulatory obligation in the UK and a requirement for doctors-in-training. Most clinical and educational supervisors should have some experience of audit. However, given the myriad of available approaches to QI they are likely to lack knowledge of many related methods and their suitability, and on how to provide formative feedback in these areas. Similar to this study, the use of a peer review tool may help educational supervisors to formatively assess QI proposals and completed projects and provide developmental feedback to trainees.
Conclusions
This small study reports low to moderate success in training core medical and general practice trainees in QI principles and methods. Many gained knowledge of and confidence in aspects of QI theory and practical experience of participating in related project work. Journal publication of project outcomes was shown to be possible. While some training curricula supports the need for QI project work, to build capacity and capability will require greater coverage and resources to establish how this can be feasibly implemented and supported educationally at scale to achieve the desired impacts envisaged.
Footnotes
Acknowledgments
We sincerely thank all CMTs and GPSTs who attended the workshops and undertook QI projects. Special thanks to Mark Johnston, Patient Safety Training Officer with NHS Education for Scotland, for assisting with the delivery of the training day.
Author note
Twitter: Follow Duncan McNab at @duncansmcnab and Paul Bowie at @pbnes.
Authors’ contributions
DM led the study, delivery of the workshop, collection, analysis and interpretation of the data and drafted the initial manuscript. JM and PB assisted with study design and workshop delivery, and contributed to the critical review and drafting of the manuscript.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Ethical review
The project leadership judged this study to be a service development and evaluation of an educational intervention using research methods. Formal Research Ethics Committee (REC) was not obtained but NHS REC guidance was adhered to. Under the ‘Governance Arrangements for Research Ethics Committees' in the UK, ethical review is not required for research that involves NHS staff recruited as research participants by virtue of their professional roles: ![]()
Funding
The project was funded by NHS Education for Scotland.
