Abstract
This paper presents a mathematical model to predict the distribution of yarn tension and the balloon shape as a function of spindle speed in the ring spinning process. The dynamic yarn path from the delivery rollers to the winding point on the cop has been described with a non-linear differential equation system. These equations have been integrated with a Runge–Kutta method using MATLAB software. Since the numerical solution of the equations strongly depends on initial values, an algorithm of sensitivity analysis has been developed to predict the right choice of initial values in order to find a stable solution. For model validation purposes, the yarn tension has been measured between delivery rollers and yarn guide. Furthermore, a high-speed camera has been used to capture the balloon shape at different spindle angular velocities in order to compare the theoretically determined balloon shape with the one that actually occurs on the machine.
Keywords
The yarn formation technology with the ring spinning method is well known from staple fiber production. According to the principle of the ring spinning process, which is shown in Figure 1, the fibrous material, called roving, is fed to the drafting system in order to stretch according to a required yarn count. Afterwards, the drafted roving is delivered to the ring-traveler system through the yarn guide to impart twist to the yarn. Finally, it is wound up on the cop at a constant speed. The traveler itself rotates on the ring and it is dragged with the spindle by the means of the yarn that is attached to it. Each cycle of rotation of the traveler along the ring inserts one turn of twist to the yarn.
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A balloon shape occurs between the yarn guide and traveler, due to the centrifugal forces that arise by the rotation of the yarn about the spindle axis. In respect to that, it is important to analyze the non-linear behavior of the balloon shape and the corresponding yarn tension distribution in all regions (I–IV) of the yarn path at different spindle speeds in order to design efficient ring spinning machines.
Principle of ring spinning and definition of different regions in the yarn path. I: between delivery rollers and yarn guide; II: between yarn guide and traveler; III: through traveler; IV: between traveler and winding point of cop. ω: angular velocity of the spindle.
Since the invention of the ring spinning machine in 1828, a large number of experimental and theoretical methods have been applied to predict the balloon shape and its associated yarn tension distribution during the spinning process.2–17 Mack2,3 introduced the balloon properties and solved the corresponding differential equation system analytically for a stationary yarn path. De Barr4–7 assumed a simplified approach of balloon profiles that are sinusoidal. Furthermore, he developed a concept wherein the balloon profile is interpreted as a standing wave, identical to circularly polarized transverse vibrations of a string. This solution describes the relations between the spinning tension, the balloon shape and the air drag in the ring spinning process. Lisini 8 proposed a non-stationary model with partial differential equations considering the ring-rail movement. He solved the equations of motion with the Finite Element (FE) method. Batra et al.9–12 showed an integrated approach of the balloon shape and solved the quasi-stationary non-dimensional equations considering the dynamic equilibrium of the traveler. Fraser13,14 showed that the quasi-stationary non-linear equations of motion are relevant to ring spinning. The relation among the guide eye tension, traveler mass, balloon height and air drag were explained in detail. Furthermore, he showed that the yarn tension and the balloon shapes exhibit bifurcation characteristics of the equations of motion. He integrated the equations in non-dimensional formulation in order to represent them in a more general way and to considerably reduce the number of influencing parameters, for example spindle speed. Tang et al.15,16 recommends the air drag coefficients for the balloon in the case of cotton and wool.
Many of the researchers, like Fraser,
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have focused on determining the yarn tension and balloon shape considering the equations as dimensionless, so that the equations can be solved numerically without considering all of the influencing parameters, such as spindle speed. As the yarn tension increases according to spindle speed, it is important to model the dynamic yarn path with respect to spindle speed and predict the actual yarn tension. In this paper, the dynamic yarn path has been first presented in a dimensioned form considering the spindle speed for different regions (I–IV, Figure 1) of the yarn path in conventional ring spinning with a ring-traveler system. The differential equations with dimensioned variables have been solved with the numerical method. As the equations are extremely non-linear, the numerical solution of the equations strongly depends on the initial conditions. Therefore, an algorithm for a sensitivity analysis has been developed additionally for the numerical solution, which provides a solution space with valid stable initial values. Finally, the numerical solution has been conducted with these valid initial values using the Runge–Kutta method in a MATLAB Program. This model provides the following advantages compared to the above-mentioned models:
– the prediction of yarn tension in non-normalized (with physical units) values at all regions of the dynamic yarn path according to spindle speed, even at higher spindle speeds such as 50,000 rpm; – the effect of Coriolis force caused by delivery speed is considered; – the information about balloon shape and maximum balloon diameter, which is an important criteria for the machine construction; – the model has been validated according to spindle speed by comparing the predicted yarn tension and balloon shape with the measured one, which results in a good correlation.
Theoretical model
As shown in Figure 1, the yarn path can be segmented into four regions: region I – from the clamping point of the delivery rollers to the yarn guide; region II – from the yarn guide to the traveler; region III – yarn passage through the traveler; and region IV – from the traveler to the winding point on the cop. Fundamentally, the yarn path in region II arises due to the dynamical forces that determine the yarn tension distribution and the balloon shape. The yarn tension distribution of this region is mainly influenced by the centrifugal force, the air resistance, the yarn count, the inertial force of the relative motion and, finally, by the Coriolis force. The yarn tension in region IV can be determined with the Euler formula, wherein the friction parameters between the ring and traveler, as well as between the yarn and traveler, are considered as constant.
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In comparison to the real spinning process, the major assumptions and limitations of the presented mathematical yarn tension and balloon shape prediction model are as follows:
– the friction between the ring and traveler, as well as between the yarn and traveler, are considered as constant; – the effect of balloon control ring is not considered; – the ring-rail position is considered as constant in the presented model and has validated the model with measured data accordingly.
Mathematical formulation
Due to the fact that the yarn path is nearly straight in region I, it has no fundamental influence on the balloon shape and its tension distribution. The dynamical forces within this region are not considered. In region II, a cylindrical co-ordinate system with unit vectors
If Definition of co-ordinate systems and the yarn path.
The drag force per yarn length F can be expressed as follows:
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Since the rotational speed of the traveler is much higher than the delivery speed of the yarn, the problem can be considered as quasi-stationary
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and the differential operator
As the yarn has been considered inextensible, the required equation for the inextensibility condition is
Equation (1) can be rewritten as
The cylindrical polar components of Equation (6) with F from the Equation (2) are given below:
If Equations (7)–(9) are multiplied by
The integration of (10) yields
Boundary conditions
The balloon equations need to be solved considering the boundary conditions at the guide eye and at the traveler.
For the guide eye (O (Figure 2)), the boundary conditions are
The first boundary condition at the traveler, N (Figure 2) is
The second boundary condition at the traveler is defined as
This second condition relates the yarn tension at the bottom of the balloon
Numerical solution of the theoretical model
In this section, the solution process to determine the balloon shape and its yarn tension distribution are described. The numeric solution according to above-mentioned second-order non-linear differential equations (7)–(9) and their boundary conditions (12)–(14) is done in MATLAB. A two-point boundary value problem is solved by using the shooting method.
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First of all, the equations are rewritten to a couple of first-order differential equations. A Runge–Kutta method with variable spatial step width has been used to integrate the equations. In order to find the correct set of initial values Process of sensitivity analysis.
The initial values of the non-linear equations have been calculated from the sensitivity analysis. The numerical process has been conducted for a set of and – valid initial conditions, which fulfill the boundary conditions; – invalid solutions, where the boundary conditions are not fulfilled; – unexpected solution for unwanted balloon shape although the boundary conditions are fulfilled; – effects of non-linearity and numerical stability. Sensitivity analysis for initial value

The residual errors
The summation of the weighted residual errors of (16) and (17) yields
The minimization of (18) with respect to the above-mentioned initial trial values
Parameters for the calculated and measured values
The whole numerical method is represented as a block diagram in Figure 5. In order to perform an automated analysis and solution, the process is based on a parameter database that contains parameters such as spindle speed, yarn count, balloon height, etc., to define the input parameter space. To determine the area of stable initial values within the solution space with respect to the given boundary conditions at the guide eye and the traveler, a sensitivity analysis has been performed as a preprocessing step.
Process of the numerical solution.
With this a valid preset of initial values can be determined that guarantees a stable optimization determination within the final solution step afterwards. With these selected initial values the final numerical solution step is performed using the Runge–Kutta method in order to calculate the balloon shape and its yarn tension distribution at different regions.
Results and discussion
Calculated results with the numerical solution
Calculated values of yarn tension at different spindle speeds
F(I): yarn tension between the clamping point of the delivery rollers and yarn guide; F(II): yarn tension between the yarn guide and traveler; F(III): yarn tension at the traveler; F(IV): yarn tension between the traveler and winding point in the cop; h: balloon height from the ring rail;
The yarn tension in region II decreases with the balloon diameter and the minimal tension occurs at the maximum balloon diameter Comparison of balloon shapes: (a) the calculated balloon shapes; (b) the measured balloon shapes.
Validation of calculated balloon shape (Region II)
In order to validate the calculated balloon shapes from theoretical model, the balloon shapes were captured with a high-speed camera, a Photron Fastcam Ultima SA-3 with 15,000 fps, against a reference grid fixed to the ring rail, behind the spinning position in a Rieter K44 ring spinning machine. The camera was positioned 1.4 m far in front of the ring bank. The balloon shapes were taken while the traveler was situated at the position of 90 ° with respect to the front view as 0 °. The camera captured balloon shapes and the relevant calculated ones are compared for different spindle speeds, as shown in Figure 6. The balloon shapes measured by the high-speed camera also provide the information that the diameter of the balloon increases with spindle speed. The results from the mathematical model (Figure 6(a)) have a similar trend to the experimental results (Figure 6(b)).
Validation of calculated yarn tension between the delivery rollers and yarn guide (region I)
For further validation of calculated yarn tension in region I, a three-point tensile force measurement sensor M1330 from Tensometric Messtechnik GmbH was used to measure the yarn tension between the delivery rollers and yarn guide. The sensor was positioned 100 mm away from the clamping point of the delivery rollers. The balloon height, that is, the distance between the yarn guide and ring rail, is set to be constant at 180 mm. The measurement setup is shown in Figure 7(a). The yarn tension was measured several times in the normal ring spinning process to receive statically verified measurement results. Figure 7(b) shows the results for the yarn tension measured with the sensor compared with the calculated one at different spindle speeds.
Validation of the presented theoretical model: (a) the measurement set-up of yarn tension between the delivery rollers and yarn guide (in region I); (b) the comparison of yarn tension prediction with measured values at different spindle speeds.
Comparison of calculated and experimental values of yarn tension at different spindle speeds
F(I): yarn tension between the delivery rollers and yarn guide in region I
However, the calculated and measured values differ at higher spindle speed. The calculated yarn tensions vary only 2–3% from the measured ones at the spindle speeds of 5000 and 7500 rpm. This variation is remarkable as the spindle speed increases. Therefore, the measurement method of yarn tension needs to be developed for further experiments, especially at higher spindle speed. Moreover, the frictional parameters, such as friction between the ring and traveler and the friction between the yarn and traveler have been considered constant in the case of theoretical calculation.
The friction between the yarn and traveler decreases at higher spindle speed, which also influences the measured values of yarn tension. 20 Moreover, the measured yarn tension is slightly affected by the position of the sensor as well. The process parameters of the machine, such as the variation of spindle speed, variation of balloon form, etc., affect the measured values too. Furthermore, the balloon collides with machine parts at higher spindle speed as the measurement is set up without the balloon control ring and thus decreases the balloon form and the yarn tension slightly.
Finally, the twisting of yarn due to the rotation of the traveler propagates up to the spin triangle, where the yarn is almost untwisted. The sensor part positioned between the yarn guide and delivery rollers prevents the twist to propagate further and causes end breakges. That is why the end breakages occur during the yarn tension measurement with the three-point sensor, particularly at higher spindle speed.
Prediction of yarn tension at higher spindle speed
Prediction of the yarn tension at different spindle speeds
F(I): yarn tension between the clamping point of the delivery rollers and yarn guide; F(II): yarn tension between the yarn guide and traveler; F(III): yarn tension at the traveler; F(IV): yarn tension between the traveler and winding point in the cop;
As the frictional heat between the ring and traveler increases, the yarn can be spun with a maximum spindle speed of 30,000 rpm. However, this theoretical model with some modification can be applied in the case of the spinning yarn with a friction-free new superconducting magnetic bearing, where the spindle speed is expected to increase significantly.
Conclusion
The dynamic yarn path of the ring spinning machine has been expressed in a differential equation system, including Coriolis force, considering the dimensioned variables such as spindle speed. Since the equations are non-linear and strongly dependent on initial values, a sensitivity analysis has been conducted to find the valid preset of initial values for a stable optimization and solution process. The yarn tension at all regions (I–IV) and the balloon shape have been calculated at different spindle speeds (5000–50,000 rpm) with the presented theoretical model. For the validation of the model, the yarn tension between the delivery rollers and yarn guide (region I) has been measured with a three-point sensor at spindle speeds from 5000 to 15,000 rpm. Moreover, the balloon shapes at different spindle speeds have been captured with a high-speed camera. All the experimental results have been compared with the calculated results. The experimental values, such as yarn tension in region I, are lower than those of the theoretical ones. This is because some assumptions of spinning parameters (such as the friction between the ring and traveler, the friction between the yarn and traveler, etc.) are taken as constant for the theoretical model, which vary in the case of the measured yarn tension. As the end breakages occur at higher speed during measurement, the model has been validated up to the spindle speed of 15,000 rpm. However, the calculated yarn tensions show good correlation with the measured values up to 15,000 rpm. Finally, this model is able to measure the yarn tension at any spindle speed, although it is important to find the limit of spinning due to end breakages caused by higher yarn tension.
Outlook
The presented developed numerical model is applied to predict the balloon shape and the tension distribution in a conventional ring spinning machine. However, in a research work of the DFG (German Research Foundation, Project Nr. CH-174-33-1), the existing ring-traveler system is replaced with a friction-free twisting element applying a superconducting magnetic bearing, which eliminates the main problem of increasing the productivity in the ring spinning machine. 21
As shown in Figure 8, the superconducting magnet bearing consists of a circular superconductor and permanent magnet ring. After cooling the superconductor below its transition temperature, the permanent magnet ring levitates and is free to rotate above the superconductor ring according to the principles of superconducting levitation and pinning. Thus, it is expected to spin yarn with higher productivity compared to the existing system without deteriorating the yarn quality. In a future work, this above-mentioned mathematical model will be modified focusing on the dynamic yarn path with the superconducting magnet bearing replacing the existing ring-traveler system and, thus, it can determine the maximum limit of this system in terms of yarn tension. Moreover, both results can be compared to find the physical limitations of the new twisting system. The yarn tension during the unwinding process can also be predicted with slight modification of this model.
Principle of the ring spinning process with a superconducting magnetic bearing.
Footnotes
Declaration of Conflicting Interests
The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The authors disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was supported by the German Research Foundation, DFG (Project Nr. CH 174/33-1).
