Abstract
Increasing interest in applying the theory and practice of deliberative democracy to new and varied political contexts leads us to ask whether or not deliberation is a universal political practice. While deliberation does manifest a universal competence, its character varies substantially across time and space, a variation partially explicable in cultural terms. We deploy an intersubjective conception of culture in order to explore these differences. Culture meets deliberation where publicly accessible meanings, symbols, and norms shape the way political actors engage one another in discourse. Fuller understanding of political deliberation requires comparative and historical studies of particular contexts. We look at one case from Egypt in some depth and provide shorter illustrations from Botswana, Europe, India, Japan, Madagascar, the United States, Yemen, and elsewhere. Cross-cultural learning can enrich the theory of deliberative democracy, and give democratic theory a more universal reach.
Keywords
Introduction
Deliberative theories of democracy are often taken as beginning in the polis of ancient Athens, subsequently developed by figures from the Western canon such as Aristotle, Burke, Mill, Rawls, and Habermas, finding their current home in the constitutional contexts of mostly Western liberal democracies. But there has recently been great interest in extending deliberative theories and practices to new political contexts as different as China, Brazil, and India. To what extent, then, is political deliberation a universal practice? While deliberation manifests a universal human competence to reason collectively, the character of deliberation varies considerably across time and place. Such variation is partly explained in cultural terms, since the meaning, significance, and consequence of deliberation is realized in political institutions that are themselves culturally constituted. The implication is that a fuller understanding of political deliberation requires comparative and historical studies of diverse contexts. Such studies promise new insight into the forms deliberative practice can take and the conditions under which it can flourish. They might also enable established democracies to draw on practices seen in non-Western traditions to bolster their own deliberative cultures, as well as vice versa. Our aims here are thus hortatory and exploratory. We argue for the study of deliberative cultures, suggest how such study may be undertaken, and provide some illustrations. Seeking both depth and breadth, we highlight one case (from Egypt) while developing insights from several radically different others.
On the Universality of Political Deliberation
Cognitive scientists have identified cognitive and practical capacities—including reasoning and arguing—shared by all humans, thought important for human development and central to our evolutionary success. 1 If collective deliberation about questions of authority arises from these basic human capacities, it ought to be a universal practice. This claim is further supported by the fact that political systems exhibit some constant features. Every political system, wherever on the spectrum it lands between autocracy and anarchy, requires that rulers exchange information with one another and with their subordinates (or, in the case of anarchy, with their equals). This information can become an object of evaluation and so deliberation. In some systems, deliberative processes are highly inclusive, elsewhere they are exclusive. In some places they are formal or ritualized, in others informal, even haphazard. And deliberation is not easily limited to elites. Outside the context of political decision, there can be no society without some form of critical practice, whether performed openly in conversations with strangers or secretly in sheltered locations. 2 Deliberation about the use of power appears in this respect to be a basic feature of political systems. Moreover, social choice theory can be deployed to show that unless a polity is governed by dictatorship, deliberation about preferences and alternatives is needed to avoid arbitrariness and instability in collective choice. 3
Deliberation now inhabits a central position in normative accounts of political legitimacy, and is considered by many theorists to be crucial to the functioning of democratic institutions. What then of the cultural particularity of deliberative democracy? There are two developed polar views on this question.
The first is represented by Amartya Sen, who in his account of justice and democracy stresses universality. 4 For Sen, democracy-as-public-reason (he recognizes the affinities with deliberative theory, but generally eschews its language) is for all societies, more so than democracy-as-voting, tied to the West. At one level, Sen is attuned to cultural differences that help define particular contexts which mean that justice must always be deliberated upon in particular cases, not specified as a transcendental principle. But Sen does not recognize that cultural difference may shape the character and significance of public reasoning, so he speaks only of public reason in the singular. Even as Sen demolishes transcendental conceptions of justice, his approach to public reason takes on a transcendental hue since the practice on which it rests is assumed to be universal.
The opposite view presents deliberation as tied to Western liberal democracies. On this account, exemplified by Habermas, the growth of deliberative practice is a cause and consequence of modernization. 5 As societies modernize, their denizens become more reflexive with reference to cultural traditions and political power, and they exercise this capacity in communicative practices that are eventually institutionalized. Thus the primary limitation on deliberation is temporal; deliberation is a modern phenomenon. Gambetta, among others, proposes a secondary limitation: for him, even in modern liberal democracies, deliberation is limited to the “analytical cultures” rooted in Northern Europe. 6 Lynn Sanders and Iris Marion Young limit deliberation further still, suggesting it is a particularistic and privileged speech culture, that of white, well-educated, Western males, one that disadvantages women and minority groups. 7 For Sanders and Young, political deliberation is not a basic feature of human societies, but rather a practice limited to particular classes of people in certain countries during a short period of history.
We can respond to such claims by examining the forms deliberation takes in different contexts. If political deliberation does not appear in certain polities, that too requires explanation. Our inquiry is not motivated by a desire to evaluate these contexts in terms of some normative (inevitably Western) standard, as has often been the case in comparative political inquiry. We aim to demonstrate that deliberation flourishes in a wide variety of contexts and that Western liberal democracies could benefit from better understanding of the conditions that contribute to this flourishing.
Political Culture as a Residual Category in Deliberative Theory
If the capacity to deliberate is universal yet variously expressed across context, there is good reason to believe that such variations are at least partially explainable in cultural terms. Support for this position appears within contemporary deliberative theory, where political culture is recognized as crucial to the proper functioning of democracy. Habermas suggests that democratic politics depend upon culture, though the makeup of culture is only weakly articulated:
Democratic institutions of freedom disintegrate without the initiatives of a population accustomed to freedom. Their spontaneity cannot be compelled simply through law; it is regenerated from traditions preserved in the associations of a liberal political culture.
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At the heart of Habermas’s democratic theory appear culturally inflected claims, including the argument that political deliberation should “transform voluntas into a ratio that, in the public competition for private arguments, [comes] into being as the consensus about what was practically necessary in the interests of all.” 9 This argument depends upon culturally specific distinctions between public and private, voluntas and ratio.
Likewise, Seyla Benhabib suggests that democratic institutions cannot survive just because they are justified by logically coherent political thought. They also demand a “civic culture of public participation [which] requires the creation of institutions and practices whereby the voice and perspective of others . . . can be expressed in their own right.” 10 Yet Benhabib does not examine the cultural foundations of democratic practice, her concerns being limited to cultural difference and the conflicts it can trigger. 11
Simone Chambers also trumpets the relationship between culture and deliberative practice. Surveying a vast historical horizon, she proposes that through a culture of publicity, “modernity offers a new context of criticism and self-reflection. Differentiation and rationalization create a more open universe from which to draw criticism. The result is that criticism of received ideas and dominant principles is both deeper and wider in the modern context than in the pre-modern.” 12 Chambers suggests further that “revitalizing publicity . . . requires encouraging a deliberative political culture in which citizens have a sense that their participation in the public sphere has meaning and significance.” 13 This is because the “health of the public sphere . . . resides at the level of culture.” 14
Chambers’s historical sociology raises a series of knotty questions. It contrasts the modern era with an imagined premodern other, located backwards in time or place. Irrespective of their truth or falsity, such claims can foreclose valuable opportunities to learn about deliberation in practice. Where premodern and non-Western people are thought to live in societies resistant to criticism, scholarly interest in their traditions of criticism, and so deliberation, is also undermined.
Whatever their limitations, prominent deliberative theorists readily acknowledge the significance of political culture in democratic practice. Yet they afford political culture only a residual status, at once central but largely unexamined. This curious state of affairs may have something to do with the old disconnect between political theory and empirical social science, which if overcome still has to confront the tenuous standing of cultural inquiry in the discipline of political science.
Turning to Culture
Upon invoking culture, we step into a conceptual minefield. One particular problem in navigating this minefield stems from the poor condition of the study of culture in political science, recently described as “moribund.” 15 This state of affairs is partly a result of diminishing returns in what was a vibrant body of comparative research on “civic culture,” which at face value should complement our present concerns. 16 This work treated culture as a distribution of subjective values, attitudes, and beliefs thought conducive to democratic institutions. 17 But so understood “culture” provided little explanatory power not already found in the individual-level dispositions that noncultural political scientists study, and it seldom (if ever) figures in empirical studies of deliberation.
So we adopt instead an intersubjective conception of culture, understood as the webs of meanings, symbols, and norms in terms of which action is constituted. 18 This approach means culture cannot be treated as an independent variable that influences politics from the outside. To suggest so would be akin to proposing that water exerts an “influence” on the swimming of fish. But culture here is not treated as the first mover of all political phenomena, since cultures can themselves be the objects of explanation. Further, cultures are not assumed to be easily identified wholes, coterminous with ethnic, religious, or national communities. Human communities comprise numerous webs of meanings, symbols, and norms, and the web that orders a particular sequence of interactions is partially determined by the actors themselves. For example, when two actors engage in a monetary transaction, they determine whether they are trading, gifting, bribing, or doing something else altogether. The meanings and norms they settle upon shape the transaction, as cross-cultural economic experiments indicate. 19
Interpretation is necessary where the meaning of action is unclear. Were we informed that a person engaged in “politics” by raising his or her arm we would understand little if anything of the significance of the act. Arm raising counts as democratic voting in some contexts, elsewhere as fascist saluting. As physical motions these actions may be indistinguishable, yet when performed their meanings would seldom be mistaken, since performers and their audiences understand what they are doing. Because understandings of like actions vary, an action such as arm raising can have vastly different political effects depending on the context in which it is performed.
Failure to recognize the significance of meaning to political action has been particularly pronounced in comparative studies of democracy, where electoral institutions and practices are routinely treated as culture-free zones. But what sense does it make to compare the electoral politics of a modern liberal democratic Western nation with those in a nation where it is customary to support the party established by the local “Big Man”? 20 Such comparison may be valid were the aim to show that what constitutes a political party varies according to context. It makes less sense were the aim to specify covering laws predicting electoral behavior, a project MacIntyre suggested was as promising as building a “general theory of holes.” 21
This intersubjective account of culture is compatible with the expansive concept of political deliberation that characterizes most work in deliberative theory. 22 Deliberation here encompasses all communication concerning questions of political authority, not restricted to the argumentation, say, of communicative action (Habermas) or public reason (Rawls). Allowable communication includes rhetoric, silence, gossip, humor, ritual, the telling of stories, and what Mansbridge calls “everyday talk” (but not command, deception, coercion, or private expressions that cannot reach others). 23 Deliberative theorists can apply critical standards to all these forms of communication. Yet they should also allow that communicative acts which are not deliberative in intention can be deliberative in effect. Certain kinds of protest, for example, may initially operate at the level of affect but later stir reflection and discourse. Thus intentions of individual actors matter less than their significance within larger discursive systems. A deliberative culture comprises the meanings and symbols in terms of which deliberative practices are afforded significance within a specific political context.
This expansive approach to deliberation may be charged with conceptual stretching, but such charges would be false. Were deliberation more tightly defined, our analytical lens would be closed to a range of institutions and practices that may contribute to deliberative process, sometimes in surprising ways. 24 In this respect, we are working with a cluster term, that is, a concept which shares “some among a cluster of properties . . . without there being a core set of essential properties.” 25 The openness of the concept does not indicate laxity; it enables casting a wide empirical net. We begin by casting our net to capture what would often be dismissed as an unpromising case. We treat this case in depth to show that a deliberative culture interpretation can capture key aspects missed by more conventional political analysis, and that deliberative lessons may be learned from cases truly distant from Western liberal democratic norms.
The Case of Egypt
The Islamic Revival (as.-S.ah.wah l-’Islāmiyyah), which emerged in Egypt in the 1970s, may seem an unlikely movement to consider in deliberative terms, especially because of the concerns its fundamentalism provokes among secular liberals in Egypt and abroad. But the Islamic Revival has fostered some noteworthy deliberative practices—practices that illustrate the diverse origins and unique dynamics of deliberation, whether it concerns social, religious, or political affairs. Although the Revival has not been studied along these lines, aspects of its deliberative culture appear in the ethnographies of Charles Hirschkind and Saba Mahmood, whose work forms the focus of the present discussion.
The Islamic Revival appeared in Egypt as a local manifestation of a wave of fundamentalism that emerged in the Middle East in the late 1960s. Like other fundamentalist movements, Christian and Jewish included, the Islamic Revival aims to rebuild society and culture from the ground up, and so its supporters court the participation of ordinary people more than political elites. Until recently, supporters of the Revival directed little attention to the Egyptian state. Their aim, rather, was slowly to displace the state by revitalizing Islamic manners of dress and speech, modes of greeting, gender relations, and other cultural practices, as well as by providing religious education and relief to the poor. In this they have challenged the efficacy and legitimacy of secular political authority without adopting an explicitly political program.
The Islamic Revival may seem an inhospitable environment for nurturing deliberative practices, since fundamentalism is associated with orthodoxy and authority, not the open exchange of ideas. But Charles Hirschkind’s The Ethical Soundscape challenges such assumptions. 26 Although the study focuses on the production, distribution, and use of cassette-based sermons, it is also a study of the normative possibilities afforded by a technological artifact, and by the broader movement in which it appears.
Since their appearance in Egypt little more than three decades ago, cassette sermons have gained remarkable popularity. Although they are often associated with religious militants (because they turn up in the possessions of suicide bombers) such uses of cassette sermons are far from typical. 27 Cassette sermons can be heard across Egyptian society—in mosques, stores, markets, taxis, on the street, and in private homes. They are listened to by Muslims individually and communally and, because of their ubiquity, they are routinely heard by non-Muslims too. As Hirschkind notes, they form “an omnipresent background of daily urban life.” 28
The popularity of this mode of sermonizing is partly explained by its form: cassettes are cheap, easy to copy and share, and so hard for the state to control. Their popularity is also explained by the diversity of their uses. While early cassette sermons hewed closely to the traditional forms of sermonizing one would witness in mosques, contemporary sermons vary considerably. They include traditional forms of religious speech, with its emphasis on affect and poetics, but they also include forms strongly influenced by contemporary pop culture. Hirschkind describes, for example, a genre of sermon that morally exhorts its listeners by invoking many of the rhetorical devices of Western horror films, a genre often listened to for entertainment. 29 The cassette, then, appears to have liberated the sermon from the normative and institutional constraints of the mosque, attracting a wider audience through its diverse offerings. 30 Of course, much the same could be said about the rhetorical forms in which political affairs are expressed in Western democracies, where morbid and comic modes of entertainment are among the more popular media of political engagement.
It may seem unlikely that sermons, in their more traditional form at least, could stand at the heart of a deliberative culture. The sermon seems like one of the less deliberative genres of speech, one performed by religious figures who are considered the social and spiritual superior of their audiences, who dutifully listen and presumably obey. And yet this image of sermonizing misses the complex relations between speaker and listener in much “traditional” sermonizing, and it bears even less relationship to the new discursive practices that have emerged around cassette-based sermons in Egypt.
When sermons are listened to communally, but away from mosques, they can provoke deep reflection and passionate debate. 31 Hirschkind describes a lively exchange between a taxi driver, who is listening to a sermon while driving, and his teenage passenger. 32 As the sermon pronounces the evils of listening to pop music, the teenager speaks up, confidently arguing that such claims have no basis in the Koran. In this exchange the teenager does not submit to the Imam’s authority, nor to that of the taxi driver, but engages their arguments with his own knowledge of the scriptures. Hirschkind suggests that such exchanges are often seen in Egypt and that they express young Egyptians’ desire to understand the Koran on their own terms—a matter that they eagerly discuss with friends and strangers. 33 Other scholars propose that these exchanges embody an emergent norm of publicity that has spread throughout Middle Eastern societies. 34 If this claim requires further investigation, it is nonetheless clear that cassette sermons have helped establish the conditions of possibility for new forms of discourse.
In addition to facilitating passionate exchange, the Islamic Revival has seen the reassertion of long-standing forms of discourse, the deliberative potential of which is not immediately apparent. Hirschkind examines the normative principles that undergird the performance of traditional sermons, which reflect the image of hierarchy noted above: An Imam speaks at length and with authority; a lay audience remains silent, its members expressing submission with subtle bodily cues. But interpreting such exchanges as but a hierarchical form of communication is problematic, for it misses the ethic of listening that informs the audience’s actions. As Hirschkind explains, the success of these discursive exchanges is not measured in terms of the Imam’s scholarly or rhetorical prowess but in the qualities of listening embodied by the audience. 35 This understanding of listening has deep foundations in Islamic theology, where religious understanding does not depend on the text alone but on the reader’s openness and purity of heart. Ethical listening, then, entails a performance of these qualities, thus lay people do not interrupt the Imam; through quiet listening they seek insight—an ethical orientation that warrants further consideration in other contexts, among them democratic politics.
The deliberative culture that emerged with the Islamic Revival deserves further study. It would be valuable to understand whether the ethics of listening, as performed within religious institutions, is extended to the religious deliberation that occurs in the everyday lives of religious people. The lively exchange between the taxi driver and the teenager showed evidence of this ethic, yet such listening was not the descriptive focus of the exchange. Research could also consider the opposite movement; whether the forms of deliberation surrounding cassette sermons are entering religious institutions, and whether this has affected the relations between Imams and their audiences. In all this, it is clear that deliberative cultures are not fixed sets of ideas and practices. Different forms of deliberation can stand in tension with one another, and yet they nonetheless “hang together” at the practical level, finding a place in different parts of a society or movement.
Saba Mahmood presents a different aspect of the Islamic Revival in her study The Politics of Piety, which concerns the modern piety movement. 36 Pietists are women from a range of socioeconomic backgrounds defined by a commitment to educating one another about Islamic scriptures and a shaping their conduct according to Islamic principles. They meet in private homes and neighborhood mosques to study the Quran, the hadith, and other religious writings, and to discuss their practical significance. Most notable for many Western audiences is that pietists strive after the feminine ideal of modesty. As Mahmood notes, for many pietists modesty is primarily expressed by donning the hijab and through close attention to bodily comportment in one’s everyday interactions with others. 37 There is also the challenge of interpreting the meaning of modesty when confronted with modern institutions and technologies.
The Politics of Piety explores questions about political autonomy across cultural contexts, including the intriguing notion that autonomy can be expressed in the act of abandoning it. But Mahmood’s study can also be read in deliberative terms. Though orthodox Islamic virtues may seem inimical to deliberative practices, Mahmood reveals how these virtues open new discursive spaces and modes of interaction. This is seen in the study groups themselves, which prior to the movement were unthinkable because religious instruction was traditionally led by men. These groups permit women to engage in new forms of discourse while learning but in other contexts too. When confronted by family members who reject the movement, pietists assert their claims and support them with scholarly argument, which is significant since these women generally lack secondary education.
These ethnographies reveal the complex articulations of deliberation in the Egyptian Islamic Revival. In each case, deliberative practices are shaped by the contexts of their performance. New forms of deliberation, whether ethical listening or raucous exchange, are the unintended consequences of cassette sermons and pietist study groups. Such practices express normative commitments that span different institutions and groups, and they represent a medium through which these commitments can be deepened. Deliberation, then, is hardly foreign to sermon listeners, nor even to a piety movement that seems to reject the autonomy of women. But the character of deliberation varies according to the meanings with which it is imbued—meanings that are as contested in Egyptian mosques as they are in democratic presidential debates.
These ethnographic studies suggest that normative insights can be drawn from unlikely sources, even fundamentalist movements. Some lessons for deliberative theorists would include:
Deliberation can occur within and sometimes even pervade everyday life.
Different rhetorical forms can be deployed by those instigating deliberation.
The role of listener rather than speaker can be central to an ethic of deliberation.
An ethic of listening provides one way of handling deep disagreement.
Practices that reinforce gender hierarchy in the public sphere may find partial compensation in the reduction of hierarchy in a deliberative private sphere (which is therefore no longer so “private”).
Such lessons notwithstanding, we should avoid romanticizing any deliberative practice, let alone the society where it appears. The practices seen in Egypt have normative promise but can also reinforce social injustice. The unequal status of religious groups, as well as religious and nonreligious citizens, poses clear moral and political challenges, not only to a nascent deliberative culture but to numerous religious and political goods. Nonetheless, these practices offer us insight into the unlikely origins, diverse realizations, and surprising potential of deliberative cultures. In what follows, we examine how the key themes emerging from this case play out in radically different contexts.
Investigating Deliberative Cultures: Three Topics
Our scrutiny of the Egyptian case opens three lines of inquiry in the study of deliberative cultures: their historical emergence, the conceptual order they embody, and the communicative norms they establish.
Historical Emergence
In any discussion of the emergence of deliberative cultures Habermas’s Structural Transformation of the Public Sphere should be central. 38 Habermas explains how the “medieval public sphere” makes way for the modern liberal public sphere. In the medieval context, the public sphere was where agents of the state would present their power before rather than to the people. 39 The people were to be awed by the pomp and power of the state. By the end of the transformation, the public sphere is not only a site of critical-rational exchange among citizens but the seat of sovereignty itself. This sphere became the “court of courts” in terms of which the state was compelled to justify the legitimacy of its rule. 40
Drawing on conceptual history, Habermas examines how basic social and political categories and concepts took on new meanings during the modernization process. Most importantly, the “public” came to be seen as a self-legislating body capable of forming a normatively significant “opinion.” Social history appears too; Habermas traces the emergence of a new class of actors—the bourgeoisie—and shows how their interest in circulating printed information about commercial affairs, and in meeting to discuss these in coffee houses and other public spaces, paves the way for more wide-ranging forms of political discourse. Anthropological and psychological work is drawn on to explain changes in the family and in personal subjectivity. Habermas emphasizes the role of literature, in particular, reading fiction as a family and sharing interpretations of the text. Though fostered in the family, reflexive selfhood was put to different ends in the public sphere, where the capacity to empathize with others is a prerequisite of meaningful exchange. In the felicitous terms of Ian Hacking, such institutions and practices had the effect of “making up people,” people with a new egalitarian self-understanding and mode of relating to one another. 41 The product was a new space in society for critical-rational exchange directed at the authority of the state.
As in the Egyptian case discussed earlier, these practices have some surprising origins—for Habermas, in commerce and literary fiction, in Egypt, religious listening and popular entertainment. And just as in Egypt we see an emerging public sphere exclude the nonreligious, so the early bourgeois public sphere excludes women and the working class. Habermas’s analysis of the influence of the new public sphere on the state could profitably be paralleled in analysis of Egyptian soundscapes.
Habermas examines only those categories and concepts definitive of the modern era—including the contrasts between premodern and modern, religion and secularism, public and private. He is largely inattentive to the more nuanced cultural meanings that attended the new practices of publishing and political speech. Michael Warner is more sensitive to the place of meaning within historical change. 42 He traces the rise of printing and its political significance in the nascent public sphere of the American colonies. Warner suggests that an important shift occurs in the early eighteenth century, when the quantity of printed materials dramatically increased. While historians have often explained this growth in technological terms, Warner points out that technological changes followed the rise in quantity. More important than technology were changing interpretations of printed materials. Prior to the eighteenth century, to write publicly was considered a kind of disturbance because citizenship was associated with a private conception of personhood. By the mid eighteenth century, the meanings of publicity and printing had changed. Drawing on the work of J.G.A. Pocock, Warner proposes that the notion of publicness was imbued with a “conceptual vocabulary that made the whole range of republican political arguments possible.” 43 This conceptual matrix was a precondition for the transformation of relationships between rulers and subjects and it imbued printing with new significance. To publish one’s opinions about political affairs came to be seen as a civic practice, a sure means to attain public esteem. Indeed the meaning of citizenship itself was soon bound up with the practices of reading and writing. Warner contends that a blockage at the level of meaning had to be cleared before the potential of new technologies could be realized, a point supported by the rapid growth of print in the eighteenth century while the technology of printing was stagnant. 44
The case of the American colonies shows that deliberative cultures can themselves be objects of intense contestation. There was considerable resistance to the norms that would render public deliberation possible. Political leaders were deeply concerned about the threat of social division and the possibility that politics would be split along party lines (a development not seen until the 1790s). These concerns prompted attacks upon the practice of writing polemics and, more generally, in an “appeal for people to shut up and lead ‘quiet and peaceable lives.’.” 45 As Warner points out, there was a performative contradiction in pleadings of this kind. While they were printed and stated to quell debate, they bolstered debate by partaking in it.
Conceptual Orders
Deliberative cultures position people in particular roles: in Egypt as a member of the global umma (but not citizen of the Egyptian state), in the early bourgeois public sphere and colonial public spheres as public citizen. New categories of political actors can emerge, be they cassette sermon-givers or the bourgeoisie. These new positions signal change in conceptual orders. At issue here are the basic categories of social and political life, in particular, those that position political subjects in relation to one another and to political institutions. Before the meaning and significance of a deliberative practice can be understood, these conceptual orders must be reconstructed.
While deliberative practices are readily associated with democratic orders, they can take on quite different connotations as well. For example, when historians discuss the rise of fascism in Japan, they often suggest that the public sphere in that country was simply “too weak” and that it ultimately “failed” to confront the state, such that sovereignty was wrested from the people and put to dreadful use. Berry suggests in contrast that although there was indeed rigorous public deliberation in that country prior to the rise of fascism, it was not premised on a democratic understanding of popular sovereignty. 46 While public officials could be criticized, participants in the public sphere ultimately accepted the subordination of “the people” to the dictates of state sovereignty. “The solution is to regard Japan’s public sphere not as the space where popular sovereignty was claimed but where leadership was scrutinized and disciplined by criticism. That public sphere aimed at the integrity of leaders rather than at direct power.” 47 While the concept of “the public” did appear, its connotations were significantly different to those in Europe and North America. So any claim that modernity somehow delivers the deliberative practices associated with an idealized Western public sphere is misplaced. In pre-fascist Japan, we see a quite different mode of power, not easily understood by social scientists who assume the teleological unfolding of modernity. 48
In using the Japanese case for the purpose of contrast, there is a risk that we assume that non-Western contexts are irredeemably different to those of the West, and hence hold little democratic potential. The case of Botswana turns this thinking on its head. Studies of the political culture of the Tswana in Botswana show the central place that forms of public criticism play. 49 In a practice that is an amalgam of traditional and modern ideas, public officials are compelled to face the public in open-ended justification. Intellectuals and others attend these events, where criticism directed at policy makers can be intense and lead to policy change.
External observers have often questioned whether Botswana’s democratic institutions operate effectively. If formal conceptions of democratic rule in the West stress free and fair elections, this is less so in Botswana, where the legitimacy of government is understood not only as a result of elections but also as a product of leaders’ performance in public arenas. So significant are these arenas for legitimacy that it is not unknown for the leaders of opposition parties to vote publicly for the incumbent on the grounds that, in terms both of policy and deliberative performance, the incumbent’s claim to rule is superior. The Tswana sometimes consider electoral politics a subversion of the democratic idea of a self-ruling people. Thus it is often suggested, by those in opposition as well as in power, that a one-party system would be better for democratic rule.
We might assume that the status of deliberation is less culturally inflected within established democracies, but the cultural sociology of American political life shows the opposite. Alexander and Smith propose that at the heart of the conceptual order of American democratic politics is a semiotic structure that comprises a series of symbolic binaries—rational–irrational, good–evil, pure–impure, sane–insane, just–unjust—in terms of which political actors and their audiences make evaluative claims. 50 Actors who fail to recognize the codes risk being interpreted in negative terms, as being weak, unjust, irrational, untruthful, and so on. That such interpretations are consequential is confirmed by the large industry employed to manage the public performances of political actors. Consultants and clients understand that winning elections has something to do with the material interests of voters, but it has at least as much to do with sustaining a certain set of symbolic representations. 51
While macro-sociology has identified the codes that organize deliberation at the apex of government, micro-sociology has examined how these codes are reconstituted and negotiated within the civic associations that form civil society. The relationship between macro and micro levels is explored by Eliasoph and Lichterman, who suggest that civic associations display enduring “group styles.” 52 The routine ways group members interact with one another reveals much about the relationship a group sustains with other groups and to the polity. Eliasoph and Lichterman suggest that an association’s group style acts as a filter, standing between the macro-culture of national politics and the micro-culture of everyday civic participation. While the macro-level codes turn up at the micro-level, they are ascribed distinctive meanings that shape interaction within the group.
Alexander and Smith suggest a particularly significant code is that distinguishing hierarchy and equality. 53 One might assume that this binary would help secure an open and democratic group culture. Eliasoph and Lichterman indicate quite the opposite. In their study of the social order of a public bar in Buffalo, New York, they discovered a group culture that was strongly egalitarian and yet antideliberative. 54 While patrons of this bar were strongly committed to civic life, and while they promoted equal relations between all patrons, they shared the presupposition that to talk about politics with one another was not democratic or egalitarian but hierarchical and elitist, a form of grandstanding that was potentially antagonistic. Eliasoph and Lichterman dubbed this group style “active disaffiliation.” 55 “Informal etiquette” seems to discourage political speech that is seen as a threat to group solidarity. 56 For all the celebration of social capital, we see that micro-cultures can undermine the citizenly interaction we associate with democracy.
In Yemen, we witness the mirror image of American civil society. We see an authoritarian state at the national level and at the local level the efflorescence of a unique deliberative culture. Lisa Wedeen highlights the institution of qāt chewing forums in Yemen. 57 In these sites, structurally analogous to the coffee houses and salons of eighteenth-century Europe, men (mostly) gather to discuss public affairs. The proceedings of such meetings “are refracted through newspapers, intellectuals’ conferences, and mosque sermons,” so explaining their political as well as social significance. 58 Public officials also attend these forums and justify decisions in the face of questioning and criticism from intellectuals as well as members of the general public. At times, this leads to the formulation of new policy.
Wedeen is particularly interested in these forums as sites for the development of a democratic subjectivity that plays little part in conventional democratic theory. 59 Thus, despite the absence of formal electoral institutions, there can be a degree of accountability and responsiveness in Yemen that is often lacking in countries fitted out with such institutions.
Deliberative practices across the Arab world are ripe for analysis in cultural terms. Of course one must tread lightly when discussing the relationship between democracy and culture in this context. 60 It has long been suggested that Arab societies embody a political culture inimical to democratic institutions, by Samuel Huntington in his “clash of the civilizations” thesis, and by Madeleine Albright for whom “there is no fully satisfactory Arab model of democracy.” 61 But the revolutions of 2010 suggest there are at very least mass democratic aspirations in the Arab world. These revolutions were fueled in part by the transnational discursive space that developed in the 1990s, featuring forums in which political opinion is developed by and for a massive international audience that shares a common language. 62 This space might look like a transnational public sphere. But the degree to which it is interspersed with Islamic revival as discussed in our section on Egypt means we should pause before jumping to democratic conclusions about the conceptual order it contains.
The conceptual order of transnational Arab deliberation, and its local instantiation in institutions like the qāt chew, demand careful interpretation. While Wedeen claims that qāt chews are stages “for the performance of citizenship, for the critical self-assertion of citizens,” it is unclear whether the set of meanings that render political claims justifiable here look anything like those of liberal democratic societies. 63 One suspects that these deliberative practices connote a quite different set of meanings, and that they unfold in a distinctive manner. But Wedeen’s study does not reveal any of this. Wedeen only suggests that “we learn from the Yemeni example that democracy is always there, a possibility available to human beings in their capacity as actors.” 64 To a point we agree, but stated so broadly this claim requires no ethnographic support. Where “democracy” is understood as collective deliberation, we need only turn to the cognitive sciences to recognize that (in principle) this practice is always “available.” The more pressing question is why this basic capacity is articulated in different ways across contexts. Wedeen’s study leaves us wondering whether participants in qāt chews share an understanding of themselves as “the people” occupying the seat of sovereignty, or something different.
Conceptual orders, like deliberative cultures writ large, can be contested. Consider for example the world’s largest deliberative institution, which appears in modern India, in state-sponsored forums at the village level where citizens are encouraged to discuss political affairs. We might expect such deliberation to be dominated by high caste or class individuals, much like the Japanese juries discussed above. However, Rao and Sanyal conclude that these forums provide disadvantaged individuals an opportunity to engage in political affairs. 65 “By allowing marginal groups the space to voice their concerns, they permit previously hidden transcripts to become public, forcing public discussion on issues that people would rather avoid. They can also shift political power by creating political coalitions between like-minded groups that social norms might have previously prevented from collaborating.” 66 Critics suggest that these forums have hardly undermined the dominance of caste in Indian society. Yet their real significance may be cultural, with potentially profound consequences over longer time horizons. The forums enable disadvantaged individuals, otherwise ignored in politics, to perform the role of equal citizen, and to behave as if they possessed equal status. Such actions are indeed performances, and possibly short-lived, yet they provide individuals with an opportunity to attack material and symbolic forms of inequality and, in so doing, they provide these individuals with a sense of dignity. 67 A deliberative forum can become a site not only where political issues are discussed but where different social statuses are enacted and challenged, thus rendering the forum itself a means and object of politics.
Communicative Norms
So far, we have emphasized the significance of basic social and political categories when interpreting deliberative cultures. While this approach can shed light on the significance of a deliberative practice, it cannot explain micro-level dynamics of deliberative exchange. For this, we can examine communicative norms, which exert causal force when they provide actors with desire-independent reasons for action. 68 Such examination is missing from Hirshkind’s Egyptian study which, while emphasizing the importance of active listening, does not explain how listening is evaluated and regulated by others, still less any tension with traditional forms of “pietist” listening.
Among the Merina in Madagascar, by allowing someone to speak in an oratorical fashion, one is practically accepting whatever it is they propose. 69 This is because all that is said is organized by a system of “polite, respectful behavior [such that when] somebody speaks to you there quite simply seems to be no easy way of saying ‘no’ or commenting on the substance of what is said.” 70 To remain within the code of these ritualized interactions, one can only listen in silence, and to leave a pause (meaning “yes”) before venturing a response. Thus the “speaker and hearer have slipped into a highly structured situation which only allows for a one way relationship.” 71 Formalized interaction is typical of village councils but can appear, and structure interaction, whenever two unequal people meet, which given the stratified nature of this society means in almost any meeting. While there are possibilities for the subordinate person to disrupt the exchange, doing so risks challenging the social order itself. 72
A similar observation applies to a micro-level deliberative culture seen in early twentieth-century Japan, when the jury system was introduced into the Japanese criminal justice system. 73 Juries depend upon equal and open relations between participants. All voices need to be heard if informed rulings are to be made. The jury system in Japan proved short-lived because it entails assumptions about social relations, notably status equality, which did not hold. Japanese society was rigidly hierarchical, with status afforded to age, gender, and social position. These hierarchies were sustained by norms regulating social interaction, such that low-status individuals were unwilling to express their opinions.
These seemingly restrictive deliberative cultures suggest that the image of culture impeding critical exchange may not be entirely inaccurate. But we should not jump to conclusions from these inevitably stylized illustrations. As suggested above, where criticism is closed in one venue it often emerges somewhere else and in another form. That status might powerfully shape deliberative exchange is a phenomenon hardly unique to non-Western contexts. Consider the ethnographic work of Pierre Bourdieu, which shows that French farmers are routinely represented by politicians who do not share their culture, class, or interests. When Bourdieu asked a farmer why he did not enter politics himself, the farmer responded “But I don’t know how to speak!”—in the elite idiom of electoral politics. 74
The contrast between the lively criticism seen in public life in Japan during the early twentieth century and the apparently muted deliberation in interpersonal contexts deserves consideration. While these contrasting practices may seem paradoxical to those who map cultures onto nation states, they are not paradoxical once we allow that culture is multilayered and complex. The cultural order relevant to any given human exchange is that evoked by the participants themselves, who can define an interaction as one of friendship, politics, or commerce, and once they do so, certain norms and meanings shape what ensues.
Conclusion
The study of deliberative democracy is best conceived as a normative project informed by empirical findings, and what we propose is entirely in this spirit. Rather than take Western practices as a yardstick of democratic performance, we should examine democratic potential wherever it appears, even (perhaps especially) in seemingly unpromising contexts such as the Islamic revival in Egypt. Democratic potential is widespread—not limited to democratic polities—because it can be located in diverse expressions of the universal human capacity to deliberate collectively. But the political significance and practical consequences of collective deliberation can only be understood in local terms, with reference to culture. Culture meets deliberation where publicly accessible meanings, symbols, and norms shape the way political actors engage one another in discourse. If the power of culture may not always be obvious in our own context, it was plainly obvious in Botswana, where aggressive talk is ridiculed, and in Madagascar, where challenging a speaker is rude. Less is known of the meaning or prevalence of deliberative practice within modern Western polities. What research exists presents a somewhat grim picture—one of citizens who avoid deliberation, which seems to threaten the communitas on which civic association is founded. Democrats in established liberal democracies would do well to turn their attention to other societies to revivify the art of deliberative practice. Comparative and historical studies can aid in this, and in so doing they can contribute to the development of democratic theories with more universal reach. We hope to have set that project in motion.
Footnotes
Acknowledgements
Previous versions were presented at the Joint Sessions of the European Consortium for Political Research, St. Gallen, 2011; the 2011 conferences of the American Political Science Association and the Social Science History Association; and to the Centre for Moral, Social and Political Theory at the Australian National University, the School of Politics and International Studies at the University of Queensland, and the Center for Comparative Research at Yale University. For comments we thank Brooke Ackerly, Julia Adams, Barry Eidlin, Jeff Guhin, Jan Luedert, Ricardo Fabrino Mendonça, and Xiaohong Xu. For research assistance we thank Alessandra Pecci.
Declaration of Conflicting Interests
The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The authors received no financial support for the research, authorship, and/or publication of this article.
