Abstract
The phrase âcritique of powerâ refers to that analytical program within social philosophy that concerns the discord between the individual and the social orders. From the perspective of many critical theorists, Hannah Arendtâs conception of power, however, is considered unsuitable for such a critical enterprise. In contrast to this assumption, the article argues for reading Hannah Arendtâs concept of power in the light of a critical theory of the political. The critical potential of her thoughts is embedded in her concept of power, which provides an as yet disregarded but highly relevant approach for the analysis of contemporary political orders. Despite the great number of writings concerned with Arendtâs concept of power, this critical potential has not yet been unfolded. This is primarily due to a constricted reading of her concept of power where it is seen as per se normatively positive and non-repressive. In order to overcome this misleading interpretation, the article reconstructs Arendtâs concept of power and argues that her political thinking should be literally read as a critique of power. To illustrate this critical potential, the article unfolds 5 dimensions of Arendtâs analysis of power: the political-parcipitative; the socio-economic; the political-institutional; the ideological-critical; and the ethical.
It seems that everything has already been said about Hannah Arendtâs understanding of power. Why, then, seek to publish another piece on the subject? My answer is twofold. First, because the critical potential of Arendtâs thinking lies hidden in her discussion of the concept of power. Currently, this potential â and the relevance thereof â remains unrecognized in the analysis of our modern political order. The fact that the critical potential of Arendtâs thinking has been largely ignored â and this is the second component of my answer â undoubtedly is related to the limited reception that the Arendtian conception of power has received. The widespread characterizations of Arendtâs notion of power, which can be found in countless manuals, handbooks, introductions and overviews 1 on Arendt as âabsolutely positiveâ, 2 âemancipatoryâ, 3 or âintrinsically normatively positiveâ 4 may lead one to conclude that Arendt has little to contribute to the social-philosophical tradition of the âcritique of powerâ. 5 Thus, the question is: To what extent does Arendtâs conception of power come together with the âcritique of powerâ, as such?
The âcritique of powerâ refers to those analyses within social philosophy that concern the ânegativity of, or discord between, the individual and social ordersâ. 6 From the point of view of critical theorists in the tradition of the Frankfurt School, however, Hannah Arendtâs conception of power is unsuited for such a critical enterprise. 7 Critical theorists typically maintain that Hannah Arendtâs understanding of power stems from her âimage ⌠of the Greek polisâ as the stylized and ultimate âessence of politics as suchâ 8 and âancient Republicanismâ. 9 Critical theorists concede that Arendt, while embracing the ancient Greek legacy, takes an ostensibly critical perspective on all modern forms of the state, society and politics: Arendt is in the position, therefore, to criticize the loss of a dynamic political tradition 10 as well as the modern inability to engage in significant âpolitical actionâ. 11 However, to the extent that Arendt makes an affirmative move backwards to ancient Greeceâs âstructures of an unimpaired intersubjectivityâ 12 , and to the extent that âcollective and concerted actionâ 13 becomes central to her conception of power â and she, with this move, âremoves politics from its relations to the economic and social environment in which it is embeddedâ 14 â critical theorists argue that Arendt is no longer able to grapple fully with powerâs repressive aspects. Arendt becomes the âvictim of a concept of politics that is inapplicable to modern conditionsâ 15 that have no grasp on the ambivalences of power, or the âdialectics of powerâ, 16 or its âdouble-faced natureâ. 17 Arendtâs critics conclude that a critique of social and political order that emerges out of the current times â that is, a critique of power â is not possible with Arendt.
This is a conclusion with which I would fundamentally disagree. The thesis of my article is that Arendtâs consideration of power is, in its broadest sense, actually a critical enterprise. Arendtâs thinking on power is critical, both in the sense that it allows one to criticize identifiable constellations of power and processes of power formation; but also, in its understanding of specific, normatively positive and substantial constellations of power as a means through which to criticize existing social and political orders. In order to explain this thesis, I will work through Arendtâs critique of power in the dimensions of her work on political participation (II); socio-economic issues (III); political institutions and her critique of ideology (IV); and her considerations of ethics (V).
First, however, Arendtâs discussion of the concept of power must be reconstructed (I). In order to do so, I begin by elaborating on my fundamental criticism of the common reception of Arendtâs understanding of power. Taking on this fundamental criticism in the first part of my article is not an end in itself; rather, I do so in order to reclaim a critical notion of Arendtâs conception of power. The possibility for locating a critical conception of power within Arendt, which takes into account powerâs ambivalences, guides my later explorations of her work, and also can be seen as a contribution to a critical theory of the political. 18 At the end of this first section, a new perspective on Arendtâs understanding of the concept of power, and a new way in which to view Arendtâs understanding of power, will emerge â one that has little in common with the current viewpoints.
For sure, and in contrast to Weber, Arendtâs approach to discuss the concept of power is not merely analytical-definitional but has a normative dimension insofar as each power constellation prescribes a specific form of relating to ourselves and others â a form of relating that has to be critically assessed and evaluated. 19 However, it is absolutely crucial to see that for Arendt different power constellations can be possible and that, therefore, the conventional notions that commonly place Arendt within the tradition of constitutive thinking about power, 20 and which assume her conception of power to be per se, per definitionem absolutely or normatively positive, emancipatory, non-repressive, or characterized by the goal of âovercoming violenceâ, 21 are misleading. 22
I Power according to Arendt â a conceptual analysis
Arendtâs understanding of power is typically characterized by the following three attributes, which one finds in a variety of authorsâ assessments and interpretations of her work: for Arendt, power is per se normatively positive; for Arendt, power is per se not repressive; Arendtâs distinction between power and violence is a moralistic one that is indicative of the utopian-pacifistic nature of her thought.
I argue that a portrait of Arendtâs understanding of power that simply reproduces one, two, or all three of the foregoing characteristic would be misleading, however. Such a portrait would ignore certain conceptual finesses and nuances that are central to her discussion of the concept of power, and thereby would also fail to take into account the true complexity of the concept of power.
1 No moral condemnation of violence
In attempting to reassess Arendtâs concept of power, and in order to demonstrate my fundamental disagreement with prior interpretations of this concept, I begin by considering Arendtâs alleged moral condemnation of violence. 23 Starting with Arendtâs alleged moral condemnation of violence is crucial, as her distinction between power and violence has nothing to do with her possessing a so-called âutopian visionâ, 24 nor does it reflect a âclear(ly) normative intentionâ 25 on overcoming violence. The concept of violence is ambivalent in Arendtâs thinking. Alongside her discussion of the âdanger of violenceâ â meaning, âthe introduction of the practice of violence into the whole body politicâ 26 â Arendt also speaks of a known ârationality of violenceâ. 27 Furthermore, she remarks that violence can be necessary and even justified as a means of drawing attention to intolerable political, social, or economic conditions. 28 Arendt is anything but a pacifist. 29 While her thesis, first and foremost, is that âno government exclusively based on the means of violence has ever existedâ, 30 what this observation most clearly illustrates is her perspective on the phenomenon of revolution. While admitting that no state can survive solely on the basis of violence, Arendt nevertheless understands that power â as distinct from violence â lurks behind every stateâs capacity for violence. As she tells us, it is in the moment when the âinstruments of authorityâ fail and the commands of authority are ignored that âeverything depends on the power behind the violenceâ. 31 Accordingly, Arendtâs critique of the western philosophical traditionâs view of politics, which stemmed partly from Platoâs fateful substitution of work â with its connotations of rule, mastery, command and, ultimately, violence â for action and which continues up to Weber and Marx, is not made in moral terms. What she objects is that against the backdrop of the ontological premise of plurality this substitution and identification of politics with violence and domination ignore the essence of social coexistence and the requirements of a durable political order â and, thus, the western philosophical traditionâs view of politics posed the wrong questions.
One of the central difficulties in trying to capture fully Arendtâs concept of power is that it is comprised of two separate parts. Waltraud Meints-Stender therefore appropriately speaks of the âdouble determination of powerâ 32 in discussing Arendtâs work. According to Arendt, one form of power is created when people come together as a political group or organization, or otherwise. One can describe this aspect of power as the (collective) power of actors. Here, power can be understood as âpower toâ or âempowermentâ. In a corresponding and frequently cited position on power that emphasizes precisely this perspective, Arendt argues that one person never occupies power alone, but rather, power is created among people âwhen they act together and vanishes the moment they disperseâ. 33 Arendt terms this form of power âliving powerâ. 34
Arendt observes the second âdeterminationâ of power to exist in the political order. This aspect of power refers to the degree to which people living under a political and constitutional order agree to abide by the rules and regulations set therein. This form of power may be understood as a âtacit consensusâ 35 based on a specific âwhole way of lifeâ, 36 or as a form of âconsensus universalisâ, 37 as Arendt puts it in Tocquevilleâs words. Hence, a determinate power potential arises from within political community itself, which is composed of a variety of political groups, parties, organizations and citizens, both politically organized and not. Here, the potential for power extends theoretically from the capacity of all citizens to consent to the political order to the capacity to reject the political order. In this second conception, power is a âcapacityâ to be realized in a state of emergency or crisis, or can no longer be realized. It is this aspect of power that Arendt refers to when she speaks of âpowerâ as âthe essence of all governmentâ. 38 This component of power is what she speaks of when she says that every state and political community is actually comprised of âorganized and institutionalized powerâ; 39 when she writes about the âpower structures of statesâ; or when she speaks about the fact that âall political institutions are manifestations and materializations of powerâ. 40 And it is precisely this âmaterialized powerâ â in contrast to living power â that disintegrates in times of revolution.
Arendtâs separate understandings of power have to be taken in turn in order to make sense of her overall distinction between power and violence. Power always exists behind state-organized violence, in that the very ability of the state to exercise violence â to employ a police force or a military squad, for example â requires, at least to a certain extent, the agreement and support of the persons serving in the armed forces. 41 (Even a totalitarian system, wherein the central means of social and political control are through concentration camps and police terror, âneeds a power basis â the secret police and its net of informersâ. 42 )
Principally, one can see that the introduction of violence for political purposes can destroy the power of those groups against which violence is directed. What the overall consequence is, of using violence to protect the power of the political community, cannot be said without reference to the concrete context. For Arendt, these consequences depend on many things â the nature of the political community, its constellation of actors, public opinion within that political community, etc. To illustrate the important contrast between âliving powerâ and âmaterialized powerâ as well as its connection with the question of violence, let us take the example of a right-wing extremist âterror cellâ within a political community: the fact that, within a political community, political groups and organizations exist that practise violence against other people and the existing political order is, on one level, indicative of the fact that there are people who have ended their support for the constitutional order. In this sense, right-wing extremism is an indication that a process of social disintegration and radicalization has begun, and that the legal and political order no longer has full support from the public, i.e. the materialized power of the political order has decreased. On the other hand, the fact that right-wing extremist groups need to employ violence to achieve their goals can be seen as evidence of the fact that their political positions enjoy little public support overall. In other words: they have only little living power. This is the quintessence that informs Arendtâs observation that a political groupâs use of violence to achieve political ends can also demonstrate the powerlessness of that group â particularly in comparison with the level of support that a political order is accorded.
43
The deployment of the police authority, in turn, contributes to the restoration of a political order that enjoys proportionally high consent â a powerful political order, so to speak. Behind the introduction of violent means by the police, therefore, stands the power of the majority. Here, Arendt remarks that ⌠in domestic affairs, violence functions as the last resort of power against criminals or rebels â that is, against single individuals who, as it were, refuse to be overpowered by the consensus of the majority.
44
2 Repressive constellations of power
Arendtâs conceptual distinction between power and violence, therefore, is not formulated from a âclearly normative intentionâ. There are cases in which Arendt justifies the introduction of violence into a society, but not without pointing out the ambivalent consequences of this use of violence.
47
What also speaks against such an interpretation is that she recognizes the many instances in which power itself can be repressive. Here too, we see the (conceptual) flaws in the second most common characterization of Arendtâs concept of power â the assumption that her conception of power is per se not repressive. She writes in On Violence: A legally unrestricted majority rule, that is, a democracy without a constitution [based only upon power (C.V.)], can be very formidable in the suppression of the rights of minorities and very effective in the suffocation of dissent without any use of violence. But that does not mean that violence and power are the same.
48
3 Non-normatively and normatively positive constellations of power in Arendtâs thinking
Consensus forms the basis for an arrangement of capacity/incapacity arrangements. For Arendt, however, and in contrast to Habermas, consensus is neither primarily and necessarily rational, fundamentally normatively positive, nor something that is generated only through ânondistorted communicationâ. 56 In Arendtâs eyes, the word consensus does not reflect anything more than âthe recognition that no man can act alone, that men if they wish to achieve something in the world must act in concertâ. 57 Given that, in the realm of politics, every consensus emerges out of the combination of human speech and action, we see that the normative quality of power constellations depends not so much on the fact of acting and the fact of speaking, in and of themselves; but rather, on the manners and ways in which action and speech are conducted. Accordingly, Arendt distinguishes between distinct forms of action in The Human Condition and speaks of âperverted form(s) of âacting togetherââ. 58 She contrasts acting-with-one-another with acting-for-one-another and acting-against-one-another when she writes that the ârevelatory quality of speech and action comes to the fore where people are with others and neither for nor against themâ (emphases added). 59 While all three modes of action lead to the development of power, they involve key differences in terms of their normative content.
If political power emerged out of acting-for-one-another, then individuals would be willing to give up their personal interests and devote themselves fully to the group or community. The identification with the principle of âfor one anotherâ means that the space between individuals dissolves, and a diversity of opinion is sacrificed to the principle of unity. 60 In political action modeled after acting-against-one-another, the concept of âweâ is constituted in opposition to â and through a political battle against â the individual who is construed as âotherâ. In such a scenario, even possibly legitimate objections and suggestions by the political opponents are not taken into consideration. In acting-against-one-another, one sees âself-disclosure at the expense of all other factorsâ. 61 This self-revelation and self-disclosure, however, are only ever strategic and negative in the sense that they become oneâs means to distinguish oneself from the political opponent. When bound by this form of action, one cannot risk fully to âdiscloseâ oneself âin deed or wordâ 62 in positive terms. Hence, âthis concept of actionâ also forgoes the actual goals of action and is âhighly individualisticâ. 63
For Arendt, power is neither per se absolutely or normatively positive nor emancipatory as it is so commonly claimed to be. For Arendt, there is only one form of political action â namely, acting-with-one-another â that can lead to the development of a full-bodied normatively positive and emancipatory constellation of power. When power is generated in the mode of acting-with-one-another, people come together freely and meet face-to-face to stand for their viewpoints on a particular issue. They have the right to discuss their perspectives openly and to open themselves up to othersâ perspectives and be challenged by them. Acting-with-one-another allows for the possibility to be open to other perspectives and to respond to and disagree with them. Acting-with-one-another does not mean solely undertaking ârationalâ action after a reasonable consensus has been reached. Rather, acting-with-one-another is about the ability to hear and to be heard and about the ability to consider significant political alternatives with others. It is about the ability to engage, both expressively and responsively, in an honest discourse and a sharp debate between conflicting â and possibly even incompatible â views. Acting-with-one-another refers to the process by which different positions come together in shaping political judgement and opinion, with the goal of strengthening the power of political judgement of all involved. Through contributing to an open and public discourse, such a mode of acting could build single âislands of convictionâ. 64
Acting-with-one-another means recognizing controversial political questions and understanding that agreement is neither probable nor anticipated as the normatively desirable goal of a political debate. Understanding othersâ opinions and views can also mean âagreeing to disagreeâ â because, in essence, âpolitical understandingâ focuses not so much on the other (his or her personality, wishes, history, etc.), âbut rather, on the whole world, as it appears to the otherâ. 65 In brief, to act-with-one-another means to act on the basis of political judgement. In her Denktagebuch [Intellectual Journal], Arendt spoke about an âethics of power developed on the basis of the power of judgementâ. 66 Concretely, Arendtâs âethics of power developed on the basis of the power of judgementâ means that the âmethodical procedureâ 67 of the power of judgement is realized in the course of acting and speaking with one another. Due to this âmethodical procedureâ necessary for the formation of judgement, political action is able to arrive at a specific political rationality. What this political rationality â this ârationality of the power of judgmentâ 68 â makes fully normatively positive is that it seeks to realize political freedom as well as the âindividuality of the individualâ. 69
II Arendtâs critique of power â the politically participatory dimension
In reflecting on the relationship between power and action in Arendtâs work, the first dimension of her critique of power becomes immediately apparent. One can describe this dimension as the politically participatory dimension of the critique of power. By breaking down the concepts of power and action, we are able to arrive at a point through which we can take a critical position in regards to the creation, form and content of political groups and movements. In so doing, we can use Arendt to understand which groups, movements, or units of political action endanger democratic political discussion and tend towards âUltra-Politicsâ 70 and radicalization, in terms of two factors: the characteristics of (1) their interactions with political opponents, and (2) their intra-group political identity formation processes. In this way, politically informed milestones can be identified, which can direct us on the path towards establishing an order of freedom: that is, a materialization of power that allows political freedom to be experienced.
When interactions with political opponents follow the mode and logic of acting-against-one-another instead of an honest exchange with the plurality of conflicting political opinions, these movements, groups, or parties are acting only to repeatedly confirm their own worldviews. When political action takes the form of acting against another, it serves only to reify static collective identities and to further fuel and sharpen underlying conflict. Moreover, such a manner of political action fails to engage with the conflict-ridden plurality of political opinion. If the formation of intra-group political identity takes place in the mode of acting-for-another, the individual abdicates his or her own interests and views and gives himself or herself fully to the group, movement, or community of which he or she is a part. An all-encompassing goal takes the place of the plurality of opinions as the âsupreme directionâ 71 to which individual action is subordinated, so that, eventually, the many may act as âoneâ. The relationship of this mode of action to âcomplete externalizationâ 72 explains, at least in part, the pressure towards conformity, which often dominates political groups and constrains their members â especially in cases of radicalization.
III Arendtâs critique of power â the socio-economic dimension
âUnder conditions of social subjugation, the best right to political freedom remains ideology.â 73 This sentence not only marks the core of the Habermasian critique of Arendtâs book On Revolution, but also is exemplary of the hostile attitude â or at least the profound skepticism â of critical theorists towards Arendtian thinking. From a Habermasian perspective, critical theorists could even acknowledge that they have interpreted Arendtâs concept of power too âflatlyâ and perhaps ignored her internal differentiations. Nevertheless, however, they would maintain that the Arendtian view of politics â and the world more broadly â is not truly âcriticalâ in a comprehensive sense of the term. Scholars critical of Arendtâs work argue that exalting the ideal of political freedom is merely âideologyâ under conditions of social and economic exploitation, subjugation and structures of domination. Therefore, those repressive moments of power, which are described in the tradition of thinking about power as âstructural powerâ, must be investigated and interrogated further. According to these critics, however, doing so with the Arendtian concepts is âcategorically impossibleâ. 74 Albrecht Wellmer summarizes this view pithily when he claims, supposedly in contrast to Arendt, âthat the problems Marx confronted are still our â political â problemsâ. 75
This kind of critique of Arendt begins by taking on her explanation of the social problems in the American and French Revolutions and also addresses some of her commentary at a conference in Toronto. 76 Since then, it has become commonplace to accuse Arendt of drawing an unsustainable difference between the political and the social, which not only disregards the political dimension of social processes and emancipation movements, 77 but which also renders her thinking totally inapplicable to the analysis of the modern social and political order. Such a critique of Arendt is justified insofar as one gets the impression that social justice can be delivered only technocratically, that is, via experts, administrators and managers â an impression that would clearly contradict Arendtâs own reflections on the nature of political acting under conditions of plurality. Here, for sure, one has to argue with Arendt against Arendt. Furthermore, her remarks in The Human Condition â but also from her critique of the workersâ councils towards the end of On Revolution 78 â seem to suggest that for Arendt the economic realm, in sharp contrast to the political realm, is not a sphere of freedom and not a sphere where citizens can have political aspirations. One important consequence of this sharp division between the economic and the political is the ruling-out of calls for economic or workplace democracy and democratization, a long-standing theme for socially concerned critical theorists.
However, this common and to some extent well-put criticism needs to be careful not to condemn Arendtâs approach to social questions so radically that it fails to grasp the political and political-theoretical dimensions of Arendtâs socio-economic considerations. What Arendt wants to show is that, out of the fundamental socio-economic relations of domination, exclusively repressive and exclusionary constellations of power can be formed. Arendtâs discussion of social questions, therefore, must also be read as a political-theoretic critique of power. The core of her consideration precisely recognizes that, under conditions of social and economic exploitation, there can be no constellation of power that enables the political experience of freedom. In order to clarify this point, I need to spend a few words on Arendtâs work On Revolution.
Arendtâs critique of power in her considerations on the French Revolution is aimed in two directions and functions on two levels. It is first a critique of the manner in which the creation of power, in the course of the emergence of social questions, would become organized under Jacobin domination. In that moment during the French Revolution when the interests of the âwretched massesâ became the publicâs interest â and it became clear that, without this large swath of the population, there would be no state to create out of the destruction of the monarchy â this populationâs interests immediately became the guiding interests of the coming society. It was out of the acting-with-one-another in the discursive democratic institutions (political sections and popular societies) in the early phases of the revolution â the French Revolutionâs âsupposedly positive beginningâ 79 â that acting-for-one-another emerged. The principle of acting-for-another was based on relief from a miserable plight. This relief would become the highest aim of the new state, and would thus come to be understood as a national interest. This is the âpracticalâ 80 background that revolutionary institutions adopted from the traditional continental European âstate-buildingâ. The French Revolution overtook the hierarchical constructions of the state to form a state of âabsolutist administration, because it corresponded well technically to the new needs for the calculability of State action and for uniform control of mass behaviorâ. 81 The consequences are well known: the dissolution of all discursive democratic spaces, the establishment of a sovereignty-based political understanding in the tradition of an absolutist potestas legibus soluta, and the domination of terror and the failure of the revolution to establish freedom. 82
This way of reading the Arendtian critique â that the pressure of need and misery changed the mode of political action that ran through the process of establishing power during the French Revolution â is, however, only the first component of Arendtâs critique. Looking merely at this component of Arendtâs work in attempting to understand her full critique of power would be incomplete. Arendtâs critique of power in her considerations of the French Revolution is, second, a critique of the (mistaken) idea that discursive-democratic experiences could have led to a political order of freedom out of fundamental conditions of social and economic domination and exploitation, at all. Against the backdrop of poverty and wretched conditions, the social groups, councils and other settings in which to experience political freedom are in extreme ways elite, exclusive and exclusionary â and to these groups, the adhering pleas for an open and rational debate degenerate into ideology.
What speaks in favor of this reading is the fact that Arendt described the supposedly âpromising startâ of the French Revolution â the establishment of discursive-democratic institutions such as the social groups and sections â as a âmere fictionâ. 83 What she describes as a âmere fictionâ is the idea that it would be possible, under such economic circumstances, to form opinions and reach decisions via free, all-inclusive, unbiased and open debates in democratic-discursive institutions that could generate agreement, support and a power-base for the new political order. This notion is fictitious, because the âboundless suffering of the multitude in their sheer overwhelming numbersâ 84 actually excluded large parts of the population from establishing power in this way. Driven by the misery of everyday existence, these peopleâs thoughts and their capacity were fully devoted to the struggles for survival. Arendtâs grappling with the social questions in France, therefore, actually problematized the post-revolutionary order. Her critique was that âthe riftâ in obviously very different life-circumstances remained untouched, such that the revolution âdid not change the relationship between rulers and ruledâ, 85 but stabilized it. Thus the âinescapable factâ became clear âthat liberation from tyranny spelled freedom only for the few and was hardly felt by the many who remained loaded down by their miseryâ. 86
The common interpretation that for Arendt, the French Revolution in its early phases was interested only in the establishment of political freedom, but then came into the shallow waters of addressing the social question, is one-sided and facile. Such a reading overlooks the dual implication of Arendtâs critique of power. Arendtâs critique of power is both a critique of the excesses of a process for power-creation, which takes place in the mode of acting-for-another and the established freedom from plight and misery as the âhighest goalâ; but also a critique of the notion that a free and discursive-democratic social order can be formed on the basis of social misery. The attempt to establish political freedom on the basis of social and economic conditions of oppression is, in her view, a âmere fictionâ. A political elite that seeks to establish free institutions on the basis of social and economic oppression always stands in danger of merely reinstituting socio-economic exclusion on the political level.
Free political action, as well as the political experience of freedom and the establishment of a free political order, has socio-economic preconditions. These experiences of political freedom do not emerge out of these preconditions, but it would be foolish to imagine that we could separate fully our individual modes of understanding from politics, and our worldviews from our place in the world. Just as the power of political judgement cannot be acquired and flourish on the basis of social and economic conditions of oppression, neither can freedom be actualized on this basis. Accordingly, Arendt appreciates the Jacobin approach to establish a âsociety of small property ownersâ by means of the state. Such an approach must be seen as an attempt to bring âclass societyâ to an end and to enable âactual equalityâ, which, through the emergence of class society, would have been âimmediately undone in its concrete effectsâ.
87
Thus the experience of freedom would have been made impossible. âActual equalityâ, meaning politically realized equality, can exist only where one is free of basic necessities, and where one can lead a life emancipated from the everyday demands of survival. In a posthumously published conference paper, Arendt explained: So if we talk about equality, the question always is: how much have we to change the private lives of the poor? In other words, how much money do we have to give them to make them capable of enjoying public happiness? Education is very nice, but the real thing is money. Only when they can enjoy the public will they be willing and able to make sacrifices for the public good. To ask sacrifices of individuals who are not yet citizens is to ask them for an idealism which they do not have and cannot have in view of the urgency of the life process. Before we ask the poor for idealism, we must first make them citizens: and this involves so changing the circumstances of their private lives that they become capable of enjoying the public.
88
IV Arendtâs critique of power â the political-institutional dimension
In contrast to traditional critiques of power that principally locate power-formation socially and economically, Arendtian thinking allows one to engage in a genuine political-institutional critique of power. In this way, Arendtâs critique of power is aimed at the âproblematization of the de-animationâ of political institutions, as well as at the âconcealment of moments of praxisâ 89 in political institutions, as formulated by Rahel Jaeggi. Both de-animation and concealment result in democratic institutions, which become increasingly foreign entities to the local population, seemingly confronting citizens as external restraints. Such institutions are no longer arenas of political self-determination, but instead become manifestations of perceived dominance. In short: a critique of power here refers to a demonstration of the âpathology of institutionsâ. 90 Concretely, I am going to explain this political-institutional critique of power â as well as its consequences â with reference to Arendtâs critique of modern, representative, parliamentary democracies. Her critique asserts that the structural and systematic establishment of modern democracies âfarther removed the citizens ⌠from the sources of powerâ 91 in a very specific way. It is in this separation and alienation that the dominating character of modern political institutions is exposed.
What does this mean, to separate the people from power in a specific way? In contrast to authoritarian or dictatorial societies, which refuse to grant citizens basic political rights, the specific way in which Arendt claims that citizens are kept separate and alienated from power in modern democratic institutions lies in the prevailing circumstances. In these circumstances, the âpreliminary conditions for political actionâ, such as freedom of speech and association, âno longer open the channels for action, for the meaningful exercise of freedomâ. 92 The idea that the preliminary conditions for political action in modern society no longer open the way for political action â Arendt talks about the âimpotence of powerâ 93 â is central to how the separation of the people from power manifests itself in modern democracies. How is one to understand this?
1 The structure of the political order hides the âpraxis momentâ
On the one hand, Arendt understands the structure of the political system itself to be responsible for distancing the people from power: political parties and their leaders monopolize the formation of political power in modern democracies, which are hierarchicized in parliament and centralized in state ministries. In modern democracies, political power is primarily created and formed in the working sessions, committees, discussions and negotiations attended by party members, ministers and parliament. According to the Arendtian thesis, in these political processes of opinion- and decision-making, ordinary citizens are neither present nor represented. Arendtâs critique of political parties exemplifies this critique. In the course of rationalization, and as a result of the pressure for professionalization, the political party â originally an organization of representation â became an âorganization of representativesâ 94 whose âapproach to the people is from without and from aboveâ. 95 Thereafter, power manifested and materialized itself as a permanent form of subordination and superordination.
In response, Arendt demands that federal structures be expanded and civil society actors become more involved in politics. In her text Civil Disobedience, Arendt explains that civil society actors should âestablish themselves as a powerâ that âis always present and to be reckoned with in the daily business of governmentâ. 96 She remained unsure whether this would be successful. Whether the institutionalization and formation of civil society actors would be the all-encompassing solution, she left open as well. The structures of modern democracies demand professionalized political actors which result in an actorâs becoming bound to lobbyists and interested stakeholders. Not only does the discursive-democratic exchange, which the political actor once animated, suffer as a result of the political actorâs allegiance to interest groups; but also, the political goals of other, less well-organized interest groups become marginalized.
At the same time, however, the professionalization of the political actor seems to be the only way to cope with the immensely disappointing and frustrating potential of extra-parliamentary work. Arendt sees this potential for disappointment, as well as the hierarchical and centralized ways in which power is organized, as one of the main reasons that civil society actors are so infrequently able to achieve the same status as so-called âpressure groupsâ. 97 The political formation of power remains in the center. Thus, the inherent tendency resides within these organizations of power to allow the other so-called âpower sourcesâ 98 to run dry.
2 From the âconcealment of the praxis momentâ to the Arendtian critique of ideology
Without doubt, there are some elitist claims in Arendtâs work, especially the numerous anti-egalitarian remarks made in the concluding pages of On Revolution where she seems to argue that there are people who are simply not interested in politics and have no taste for it, and who, therefore, can be disregarded for the âconduct of the business of the republicâ. 99 Although one has to admit that Arendt formulates these thoughts against the contextual backdrop of the assumption that a non-hierarchical, domination-free political order would be in place, they are still difficult to reconcile with the comprehensive and normatively uncompromising status of Arendtian concepts such as political freedom, non-domination, equality and the experience of political acting.
However, besides her elitist approach to âexplainâ political disengagement, which is not compatible with a critical theory of the political, we can also reveal another approach in her work which highlights the structural depoliticizing effects of modern democracies. Here, Arendt attributes the fact that only a few people in society ultimately end up becoming politically active to the fact that the structure of modern democracy depoliticizes a large part of the population. Arendt seems to suggest that the organization of power not only manifests itself through the direct force of a group or structure, but also is reinforced through attitudes and opinions.
Insofar as these attitudes and views contribute to placing individuals within an unfree and non-participatory life, inside which one is unable to seek self-determination, Arendtâs critique of power presents itself as a criticism of ideology, as well. 100 To what extent does her critique of power display itself in a manner critical of ideology? For Arendt, materialized power produces a political mentality of citizens, which â to use David Streckerâs words â can âaffect not only the perception of an interest on the practical levels of its implementation, but can also systematically distort its perception in its âupstreamâ cognitive levelsâ. 101
Now, alongside Strecker, Rainer Forst assumes that Arendt creates no âconceptual instrumentsâ with which to analyse the âideological formations of power justificationsâ, 102 and with which to understand the ârepression, working and taking hold behind the backs of all actorsâ. 103 Forst and Strecker err. Those conceptual instruments with which Arendt tracks down these ideological formations of political mentality can be detected in Arendtâs phrases regarding the âmystification of powerâ, 104 or âspeculations about powerâ. 105 The problem that Arendt refers to with these phrases is that a large portion of the population has no idea how political power actually emerges. Many ordinary citizens understand political power as a âsubstanceâ, which, similarly to money, can be used for distinct purposes. 106 In accordance with such an understanding of power, many people are convinced â and take the normative standpoint â that in order for power to be used for the common good, it must always emerge and be deployed free of personal interest. Both consequences, in Arendtâs eyes, are central indicators of the peopleâs âalienation from powerâ âthat, despite the democratization of political life, has formed in all continental statesâ. 107 To be sure, a modern democracy need not wind up in a crisis because of such mentalities. A problem of legitimization, however â meaning, a problem of political approval from the citizens, i.e. a problem of power â is confronted everywhere. An alienation from power means not only a lack of experience with the phenomenon of political power, but also an alienation from the political process itself. In large parts of the population, individuals become convinced that their political opinions are not considered and that their voices will remain unheard. As a result, the exercise of political authority by the political elite loses its normative foundation and political approval. The lack of political participation â Arendt speaks about ââPraxisentzugâ, the suspension of actionâ 108 and the loss of political experience â creates a situation in which many confront the fragmented nature of political life, in general, and politicians, in particular, with great mistrust. Many citizens view the practice of politics with suspicion and as a practice that lacks transparency; a process in which politicians and other stakeholders exercise power in order to further their own ends. The consequence is apathy and mistrust regarding both politics and politicians. This loss of legitimacy is often accompanied by a decline in the capability of political elites, who still form the basis of a parliamentary democracy, to persuade and convince disaffected citizens of the significance, meaning and interpretation of relevant political events. Rather, populism gains ground and âpower-propagandaâ 109 becomes the specific political means inherent to it.
The analysis of this populist power-propagandaâ marks the climax of Arendtâs critique of ideology. What distinguishes this particular brand of populist power-propaganda, however, is that it purports to exercise political power in the interests of all, which has accrued to the movement by virtue of social support. In this way, populist rhetoric takes advantage of citizensâ inexperience with the conditions of political power and its origins. Arendt seeks to uncover this form of rhetoric in phrases and slogans such as: âstand far removed from the strife of parties and represent only a national purposeâ or, stand âabove the partiesâ, the appeal to âMen of all partiesâ. 110 Due to a lack of political experience, many citizens are unaware that these are empty phrases and slogans of populist rhetoric and seek only to conceal the speakersâ ultimate goal: âto promote one particular interest until it had devoured all others, and to make one particular group the master of the state machineâ 111 of the people. On the other hand, Arendt points to the fact that the populist rhetoric always trades in phrases of absolutism and totality, which appeal to a mood of general agreement and a vague âsentiment of belongingâ. 112 In turn, this characteristic speaks to many citizensâ desire for political participation and for the experience of a common moment of political involvement. Nevertheless, for most this wish remains unfulfilled in the modern political order.
The negation of the praxis moment now leads to the development of a false political consciousness and gives rise to the formation of pathological political attitudes. Arendt leaves no doubt about the fact that populist rhetoric and populist promises constitute nothing more than âfalse happinessâ. 113 Paraphrasing Walter Benjamin, we could say with Arendt that the populist leader allows the uprooted and isolated person on the street to express himself, which is the source of his (the populist leaderâs) greatest popularity. At the same time, however, the populist leader does not allow the individual on the street his right to active political participation; nor is this person able to redeem the âpromise of participationâ 114 in communal democratic life. In the populist movements as well, the individual and his opinion are not counted. Instead, all are brought under the umbrella of the lofty phrases of the populist leader, or are expected to act solely against the rhetoric of a highlighted political opponent, such as âthe political establishmentâ, the âbankersâ, or âthe elitesâ. In short: power here is generated solely through acting for another or acting against the other.
As a first step, Arendtâs political-institutional critique of power focuses on the ossification of political institutions and the fact that political institutions have grown apart from the citizens and are no longer under their control or accountable to them. This is where Arendtâs critique of power as a critique of political domination takes the structural and institutional components of modern democracies into account. Here, Arendt argues that citizens remain distanced from political experience and from experiencing institutions as committed to them and as enabling a politically self-determining way of life. 115 Citizens remain alienated from political experience because the road to political action is long, it requires a high capacity for adaptation and professionalization, and it is accompanied by a corresponding amount of structurally related potential for disappointment. As a result, this specific structural separation grows and hardens into a mentality â and this is the second part of Arendtâs political-institutional critique of power â that reduces citizensâ motivation for political action in existing institutions. Such a mentality also perpetuates a lack of political experience and therefore strengthens the emergence of anti-democratic political opinions. In this way, Arendtâs critique of power becomes a politically inspired critique of ideology, in which she works out the genesis of freedom-negating political beliefs, justifications and acts of approval.
3 Resistance and the political productivity of power
Arendtâs discussions on the subject of power provide rich fodder for analysis. Political decision-makersâ power stems not only from the fact that there is support from within relevant organizations and institutions (such as parties, factions, parliament, ministries, etc.), but also frequently from the public. The structural and (mental) de-politicization of the public is a form of generating political power, as well as a strategy of domination â albeit, a double-edged sword. This de-politicization is a means of generating power, insofar as the structure of the political system itself creates a mentality in which citizens tacitly accept political action and ultimately confront the political system with apathy. In a way, this view on power is similar to Arendtâs view that obedience under domination is, in fact, a demonstration of tacit agreement and approval. (This was also true in her considerations of Adolf Eichmann.) Nevertheless, there is another side to this mechanism of power generation. While a political system that triggers apathy rather than participation can alienate citizens from the political order and the public-political life, and can also sow a feeling of general cynicism towards the established forms of political power as well as the political elites, it can have other consequences as well. To wit: de-politicization can generate political resistance.
Arendt gives examples of how such a political mentality, exploited by populists, can give rise to anti-democratic, oppressive and radicalized movements and groups. These groups can become powerful, but their process of power-formation has nothing to do with acting-with-oneanother and an âethics of power out of the power of judgmentâ. (Some of the examples in Arendtâs work that come to mind are the radicalization of movements and groups in the Weimar Republic, the Jacobin movement during the French Revolution, and the radical ideology of the German student movement in the 1960s and 1970s.) Nevertheless, there are, of course, also places in Arendtâs work where she speaks about freedom-seeking forms of political resistance and opposition, which themselves particularly grew out of repressive circumstances; for example, the Civil Rights movement in the United States, the American student movement of the 1960s, the actions of anti-Soviet dissidents in eastern Europe, the Hungarian Revolution, and other creative forms of civil disobedience and political resistance.
There is no absolute answer as to why and how, in one case, it is possible for an unfree and repressive political environment to lead to liberal and democratic forms of resistance, while engendering further repressive and anti-democratic forms of resistance in another. In Arendtâs view, the answer depends on myriad factors: a countryâs political traditions, values, political experiences, cultural forms, micro-political practices (for example, the Samizdat), philosophical and intellectual-historical beliefs, socio-economic conditions, etc. What can be said, however, is that wherever power materializes in a way that burdens political action and therefore perpetuates political domination and oppression, this power is always productive as well. 116 That is to say, it generates political resistance, regardless of the form â free or unfree â that this resistance takes. In this way, we see that the power of a political order is always somewhat at stake; and, to the extent that every political order is dependent on power, we are able to understand that contingency and alternativity are what characterize our political existence. 117
V Arendtâs critique of power: the âethicalâ dimension
The Arendtian concept of power is an essential concept for analysis and critique with respect to the participatory, socio-economic and political-institutional dimensions of a political order. In addition to this, however, the concept of power is also a central component of Arendtâs âethical considerationsâ in the broadest sense. In a way, Arendtâs considerations of a politics of human rights allow us to explore this ethical dimension of her work and link them back to her concept of power.
In The Reluctant Modernism of Hannah Arendt, one of the central works in Arendt scholarship, Seyla Benhabib diagnosed what she called âa normative lacunaâ 118 in Arendtâs thinking. Arendtâs work lacks a philosophical foundation for how one can move from plurality as a human condition to âthe moral and political equality of human beings in a community of reciprocal recognitionâ. Arendt answers the question, on what basis and why should we care for one another, with a âfactual-seeming description of the human conditionâ. 119 The price that she pays for this, according to Benhabib, is a deficit in legitimacy. 120
In Arendtâs work, one looks in vain for modes of argumentation in the style of the foundational universalism of moral philosophy, in which the recognition of others derives from the language of reciprocity. In this respect, I agree with Benhabibâs observation. Nevertheless, what can certainly be found is a specific theorem that runs through all of Arendtâs work, and which âsuggestsâ the acknowledgement of the other and of plurality â âjustifiesâ is not quite the right word. A central role in this theorem is played precisely by the durability and stability of the political order, i.e. the power constellation. Or, put another way: general statements can be made about the âinevitable loss of powerâ, 121 âthe sudden dramatic breakdown of powerâ 122 or âpowerlessnessâ. 123 This theorem â which I would like to call the âstability theoremâ â refers to the following: exclusion leads to powerlessness, and powerlessness eventually and over a short or a long period of time leads to the breakdown of political order. Plurality is a âfactâ, 124 and a stable constellation of power cannot avoid recognizing and working through this fact. This so-formulated political normativity, which is what the Arendt stability theorem stands in for, is constituted entirely differently than the Kantian quaestio juris of demanded moral justifications. This theorem is the starting point for Arendtâs consideration of historical-political questions, as well as the theoretical position from which Arendt approaches contemporary American social issues and foundational questions of intellectual history. What Arendt identifies and traces through all of these considerations and contexts are the negative consequences that follow, when a political order arises out of a politics of exclusion or non-recognition.
The stability theorem is embedded in Arendtâs historical explanations of the events and occurrences of the 20th century. For example: Arendtâs discussion of the European interwar period demonstrates not only that the refugee-and-minority policies of the European nation-states left the refugees themselves in precarious humanitarian conditions; but also her analysis shows us the ways in which the de-facto politics of exclusion also reflected back upon the political order of the European nation-states. Arendt speaks of the âdecline of the nation-stateâ 125 or of the âcollapse of the system of nation-stateâ. 126 Here, what Arendt is referring to is the way in which the political measures undertaken to ensure state security massively undermined the legal and constitutional rule of democratic nation-states and poisoned international relations. The politics of exclusion negatively affects the constitutional order, contradicts fundamental and even essential norms and values of a legal-democratic political order, and leads to dangerous consequences in a globalized world. 127 In short: Arendtâs political narrative concludes that the exclusion â and even destruction â of the other is a fact that the 20th century documents unlike any other century has done before. Nevertheless, however, this exclusion and (attempted) annihilation of the other never led to a lasting and stable political order; but rather, to the collapse of the political order altogether. A lasting and stable political order can be based only upon the recognition of diversity and plurality.
In the realm of political philosophy, the stability theorem becomes obvious when Arendt reflects upon the political significance of plurality. The conceptual starting-point lies alongside what scholars such as Patchen Markell have identified as: âthe existence of others â as yet unspecified, indeterminate others â [that] make unpredictability and lack of mastery into unavoidable conditions of human agencyâ. 128 What follows from this unpredictability and lack of mastery is that the structural or individual inability or unwillingness to take othersâ political standpoints and opinions into account scatters âgerms of its own destructionâ 129 within political coexistence. This decay materializes twofold. First, is that this political denial of plurality creates a system of power that is based upon the structural exclusion of the others, rather than on their inclusion and consent. For Arendt, it is more than questionable whether this sort of political order will find even tacit approval from the marginalized. Whether quickly or over a longer period of time, the marginalized âothersâ will create radical ways in which to resist the current political order. And, second, the political denial of plurality deprives everyone in a society of the opportunity to take the âreality of the worldâ into view. Such a system reinforces oneâs own limited perspective on the world and corresponds solely to oneâs own idiosyncrasies, rather than taking into account the multitude of standpoints and opinions that in fact constitute society. As a result, one fails to recognize the potential for conflict altogether, or until it is far too late.
In terms of intellectual history, Arendt locates the stability theorem in Montesquieu. According to Arendtâs reading, Montesquieu was convinced that only a small number of people would support tyranny as opposed to monarchy. According to Montesquieu, although tyranny is the most violent form of governing, it is also the most powerless one. At the close of her reading of Montesquieu, Arendt concludes that marginalization in politics will âpave the way to an inevitable loss of power, even though the actual disaster may occur in a relatively distant futureâ. 130 So long as ârobot soldiersâ 131 do not replace human beings, as is one of her objections, or the world does not find itself transformed into a concentration camp, a lasting and stable political order can be founded only upon the recognition of plurality.
The stability theorem is far from satisfactory in terms of the requirements of the Kantian quaestio juris and the moral-philosophical foundation for rights. (Moreover, it is very important to notice that Arendtâs reference points here are Montesquieu and Machiavelli â and not Kant. 132 ) The stability and âgreat durabilityâ which she considers to be the âpromiseâ 133 of the republican form of government, are Arendtâs criteria for assessing a political order. In a society marked by the plurality of conflicting perspectives, only a constellation of power that emanates out of acting-with-one-another can unfold the ârationality of the power of judgmentâ and enable political freedom to be experienced. Only where power unfolds in this way, is there reason to hope that political stability and durability are sustainable.
These reflections do not formulate any claim to truth, as they quite obviously lack any âepistemic connotationâ. 134 At the same time, however, the foundational-theoretical lacuna in Arendtâs thinking can be seen to demonstrate that Arendt, in her political theory, chooses an entry-point distinct from those scholars that follow the tradition of moral-philosophical foundationalism. What can be derived from this fact, is the insight that if the question of justice is the first question of political philosophy, then the question of freedom â and how to order and institutionalize that freedom â is the first question of political theory. In this sense, Arendt must be considered a political theorist.
V Conclusion
If one can leave behind the numerous ways in which Arendtâs conception of power is typically wrongly narrowed, the critical potential of her concept of power can start to come into focus. This critical potential rests on the question of whether a constellation of power has been formed on the basis of âacting-with-one-anotherâ and whether future political âacting-with-one-anotherâ and the experience of political freedom are possible. At the same time, however, even such a constellation of power cannot move beyond its released potential and limitations. Similar to action, power, for Arendt, is an aporetic undertaking. Just so â given the conditions of human plurality â a freedom-actualizing constellation of power will always remain a bit of an incapacity-arrangement, and therefore will never be able to fully avoid all of the repressive features of power. In this way, Arendt may also be regarded as a âmelancholy thinkerâ. 135 This melancholy is due in large part to Arendtâs political realism, which is ever cognizant of conflict and the ever present threat of non-identity between person and order as the condition of possibility of humans living together. Due to this political realism, a critical theory of the political gains its normative convictions from the perpetual working out of conflict, rather than the solving of conflict. Eradicating power would mean the eradication of politics, and, with it, the eradication of the potential to experience political freedom.
Accordingly, an actualization of Arendtâs political-theoretical thinking in the sense of a critical theory of the political requires one to look less at the conditions that make political action possible, but worry far more about the conditions through which political action-with-one-another becomes a reality and can be experienced â or not. What emerge into focus, then, are the âsoft qualitiesâ of domination in modern political democracy: the bureaucratization, informalization, economization and juridification of the political decision-making process; the management jargon and the necessity-and-functionality talk alongside presentations of political programs; a media landscape, which depicts and helps to produce citizens as consumers, who are monadic and fundamentally politically disinterested; and a political culture, which ignores not only the expressive and creative elements of political freedom, but also the publicâs desire for these elements. These factors all contribute to the de-politicization of democracy, while also strengthening the impression that there is nothing contingent in the political process, and nothing that can be changed through democratic means. This type of de-politicization must be called exactly what it is: the manifestation and strategy of political domination. Only when the political decision-making process is experienced as something, wherein political action and the articulation of oneâs opinion make a difference â and this is the direction in which the actualization of Arendtâs critique of power takes us â can one build trust in the political order. And it is only as a result of this trust that one can develop a portion of immunity to political disappointment and the will to continue entering into the political debate via democratic means. Where trust in the democratic-political quality of an order is missing, political apathy or radicalization result. Both political apathy and radicalization remain far removed from truly democratic togetherness and the means by which to experience political freedom in a stable political order.
