Abstract
This essay presents a novel approach to specifying the meaning of the concept of populism, on the political position it occupies and on the nature of populism. Employing analytic techniques of concept clarification and recent analytic ideology critique, it develops populism as a political kind in three steps. First, it descriptively specifies the stereotype of populist platforms as identified in extant research and thereby delimits the peculiar political position populism occupies in representative democracies as neither inclusionary nor fascist. Second, it specifies on this basis analytically–normatively the particular stance towards liberal representative democracy (in particular towards popular sovereignty and democratic legitimacy) that unifies populism’s political position and explains how populist politics can be compelling for democratic citizens. The normative core (populist ideology) turns out to require no more than two general principles of legitimizing political authority by elections. Surprisingly, it does not need a separate anti-pluralist or exclusionary commitment: it entails it. Third, this normative model allows a response to a contested question in the theoretical discussion, namely, whether populism (properly specified) can be democracy-enhancing. The article defends the negative answer in virtue of the normative core alone and does so as much vis-à-vis a minimal (purely electoral) as vis-à-vis a normatively ambitious (liberal) conception of democracy. The reconstruction of the normative core of populist ideology enables a novel argument to show that populism is incompatible with the continued democratic legitimation of political authority even in the normatively most austere conception of ‘electoral democracy’, not just with ‘liberal democracy’. Assuming a normatively more ambitious concept of democratic legitimation in terms of political autonomy, the model also produces an extremely direct argument showing that populists cannot fulfil their promise of ‘taking back control’ over political decision-making to the population.
Keywords
For Hilary Putnam, the inventor of mild rational reconstruction, too late Who speaks in our times of ‘population’ Instead of ‘the people’ Already avoids supporting many lies
Most commentators and theoreticians of contemporary populism 5 agree that realizing globalized neoliberal capitalism in representative liberal constitutional democracies was such a cause. The resulting distinct position that the term ‘populism’ tracks is characterized in relation to liberal representative democracy by confronting the dysfunctions of liberal democracy under globalized neoliberal capitalism with anti-establishment, non-cooperative (‘us vs. them’) politics. Despite many other theoretical differences, this generic feature seems to be what everyone using the term must understand on pain of speaking of something else. It is therefore constitutive of the concept of populism (it is the term’s ‘semantic marker’). But this generic feature is insufficient to distinguish inclusionary mass protest from populism and its authoritarian tendencies, while the latter easily mislead into identifying populism with fascism despite populism's explicit rejection of totalitarianism. More precision is thus needed. Apart from this generic sense of the populist challenge in practice, there are wide disagreements in theory on the precise meaning (if any) of the concept, on the common structure of the political position occupied by populist platforms (e.g. as opposed to other massive anti-establishment protest) and on the political nature of populism.
In this essay, I aim at a ‘mild rational reconstruction’ 6 of all three related issues along the lines of Haslanger’s (2012) model of ‘reconstructive projects’. 7 Employing analytic techniques of concept-clarification, I will specify the political phenomenon populism as a political kind, 8 as a type of response within the political system to dysfunctions of representative liberal democracy under globalized neoliberal capitalism. I first aim at clarifying the meaning of the concept underlying these discussions to develop the most useful concept for the peculiar position in political space identified by calling a political platform or a politician ‘populist’. Doing so requires first attending to the descriptive task to spell out in some detail the typical appearance of populist politics in the context of liberal representative democracy or the stereotype of populist platforms as identified in the extant research (section I). This will allow characterizing the commitments of populist politics that stake out the peculiar political position it occupies in political space as neither inclusionary nor fascist (section II), and thus verify the stereotype’s aptitude at identifying paradigmatically populist positions. On this basis, I then address the normative task to identify the ‘conception of the political’ 9 or particular stance towards liberal representative democracy, its institutions, and its ideals (in particular the ideals of popular sovereignty and democratic legitimacy of political authority) that explains at the same time what unifies the political position previously described, and how populist politics can be compelling to citizens who are guided by these ideals. The normative core or populist ideology 10 that guides populist politics in relation to the ideals of liberal democracy turns out to merely require two general principles of legitimizing political authority by elections (section III). Surprisingly, the normative core does not require a separate anti-pluralist or exclusionary commitment. This is surprising because it has very widely been taken to be a distinctive democracy-undermining trait of populism necessary for specifying the concept. 11 The model presented here identifies this commitment as obliquely contained in the two principles. Such obliqueness explains (without recurring to problematic manipulation-assumptions) why citizens without avowed exclusionary attitudes but with a firm commitment to legitimation of political authority by universally inclusive elections can nonetheless, by their choice of an option in political space, become supporters in practice of an essentially anti-pluralist and exclusionary political position. Given the tension between exclusionism and democracy, the model then needs to take a stand vis-à-vis the most contested question in the theoretical discussion of populism: whether populism, once properly distinguished from cooperation-demanding anti-establishment mass protest, and once given its normative commitments, can be at any time (regardless of whether in power) a ‘corrective to democracy’ or democracy-enhancing, as the core populist promise to ‘take control (back)’ seems to suggest. In sections IV and V, I defend the negative answer in virtue of the normative core alone and do so vis-à-vis two conceptions of democracy, a minimal and an ambitious one. Contrary to the widely accepted hypothesis that while populism is incompatible with liberal democracy because of its ‘illiberalism’ it is possibly ‘democracy-enhancing’ in a less ambitious (or more anti-neoliberal, ‘radical’) sense of ‘democracy’, the reconstruction of the normative core of populist ideology enables a novel, much stronger argument. It shows that given its own normative core, populism is incompatible with the continued democratic legitimation of political authority even in the normatively most austere conception of ‘electoral democracy’, that is, one that doesn’t specifically demand liberal safeguards of democratic rule (section IV). Populism’s incompatibility with a more ambitious conception of democracy that construes the latter as the only social realization of generalized political autonomy (and thus demands rule of law and certain constitutionally secured minority protections for legitimacy) is generally accepted. The model nonetheless produces an argument that helps understanding why the crucial populist promise of increasing or ‘taking back control’ of the population over political decision-making cannot be fulfilled by populists (section V).
I will now first analyse contemporary populist scripts at the substantive political level to specify the particular form of appearance of contemporary populism in the context of liberal democracy under global capitalism (section I). This will allow outlining the particular political position that populism occupies in contrast to others with whom it is often confused (section II). On this basis, the core normative commitments (= ideology) of populist platforms which are responsible for the widely observed characteristics and determine its relationship to democracy can be analytically extracted (section III). This will conclude specifying the meaning of the concept.
I Unstructured stereotype of ‘populism’ – The specification of a populist platform
To delimit the political significance of the term ‘populism’, I now want to sketch what Putnam (1975) calls the ‘stereotype’, an idealized mini-theory that allows distinguishing under normal conditions things of a kind designated by a concept. For example, the information that something is meowing, has four legs and is a furry pet with long whiskers allows identifying most cats in normal suburban circumstances among other animals there. I call the position characterized in this sketch a populist platform. It is distilled out of extant research of the programmes, discursive practices and fundamental normative choices found in most contemporary populist movements in liberal constitutional representative democracies under neoliberal globalized capitalism. The individual elements of the platform can be taken as basic discursive patterns or scripts that are typically displayed in populist interventions. They are socially recognized salient features that allow participants in political debate to reliably identify a position, discourse or person as populist. I follow most populism research in assuming that ‘populism’ is a concept-in-use employed for referring to an ideologically and otherwise distinct position in the political public space of contemporary liberal representative democracy at the first order political level and, in analysing this distinct phenomenon, as a theoretical category in political science and philosophy. 12 This means treating ‘populism’ syntactically as a descriptive political kind term (as opposed to, e.g. an expressive signal of derogation) and taking the phenomenon it refers to as a really existing political kind. To identify a populist platform politically (and thus give the term a distinguishable meaning or application), the following widely agreed observations of some of the main ‘schools’ in populism research are helpful. 13
Common political scripts of populist platforms
Cas Mudde, one of the main empirical investigators of contemporary populism of the ‘ideational’ school, define[s] populism as a thin-centered ideology that considers society to be ultimately separated into two homogeneous and antagonistic camps, ‘the pure people’ versus ‘the corrupt elite’, and which argues that politics should be an expression of the volonté générale (general will) of the people, emphasis added.
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Mudde (2004), Laclau (2005a, 2005b), Rodrik (2018), Fraser (2017a, 2017b) and most other approaches furthermore observe that populist platforms can oppose elites either on a horizontal, culture-based conservative versus progressive scale or on a vertical, class- or economy-based non-elite versus elite (or ‘down’ vs ‘up’) scale. 15 This produces the possibility of conservative as well as progressive anti-elite positions. Taking generic ‘populism’ as coextensive with ‘anti-elitism’, it thus follows according to all major populism approaches that populism transcends the left-right spectre of traditional party-political classifications. Thus, Hugo Chávez’ as well as Orbán’s, Putin’s or Perón’s politics are all counted as uncontroversially populist despite their radically distinct ideologies on the left-right spectrum. This diagnostic qualifies populism as ideologically ‘thin-centered’ 16 in the sense of equally compatible with the thick ideological platforms like socialism, fascism, liberalism, all of which compete for electoral support in contemporary representative liberal democracy. In contrast to them, populist platforms – similar to other ‘thin-centred’ abstract political directions like nationalism 17 – gain mass support as challenges to basic priorities of liberal democracy itself. For this challenge, they select piecemeal-combinations of ‘host’-ideological items with an eye to, relative to the national and historical context, maximal response among voter-anxieties. Often, populist platforms emerge during the ‘erosion of representation function of traditional parties’ 18 (e.g. in consequence of a technocratic consensus among them on certain governance-essentials 19 ) as movements against the democratic claim of institutionalized forms of representation as such 20 that collect grievances without being bound by allegiance to traditional parties.
Following the tradition of Taggart (2000) and Canovan (1981), Mueller’s (2016) ‘ideal type’ adds: ‘In addition to being antielitist, populists are always antipluralist. 21 Populists claim that they, and they alone, represent the people’, emphasis added, ‘they actually rely on a symbolic representation of the “real people”’ (Mueller 2016, 9, 25, emphasis added). Mueller helpfully contrasts the populist exclusive representative claim with the appeal to the people in inclusionary social movements: ‘those fighting for inclusion have rarely claimed “We and only we are the people.” On the contrary, they have usually claimed “We are also the people”’ (Mueller 2016, 54). While Mueller’s emphasis on anti-pluralism apparently echoes ‘illiberal democracy’, the observation of the constructivist nature of the reference to ‘the people’ is of crucial importance.
One particularly influential paradigm in populism studies regards this constructive-symbolic type of reference in political discourse even as revealing of what real-world politics is as such. Defenders of populism’s democracy-enhancing potential in Laclau/Mouffe’s tradition stress the combination of polarization, expressed in the opposition of ‘people/“elite”’ or ‘people/“powerbloc”’, with mobilizing the former part of the dichotomy as forming one ‘unity’ against the established structure of hegemonic power. Thereby, ‘elite’ and ‘people’ are, as by the ideational school, equally homogeneously conceived. The constant ‘agonic’ fight for dominance in ‘populist moments’ when the dominated are mobilized presents not only democratic exercises of self-constituting popular sovereignty but even ‘the essence of representation/the political’ 22 and ‘the royal road to understanding […] the political as such’. 23 This ‘essence’ is understood as defining populism: the elite-antagonist moments in a society’s ‘populist’ political activity are to be understood as the ‘act of making the people the constituent power again’ or even of ‘constructing the people’. 24 Agonist defenders of populism endorse the homogeneousness-assumption of ‘the people’ normatively: they are, if constituted, one group of like members with an undisputable ‘right to rule/decide’. Polarization and its effecting a dual homogenization are thus the core elements of populism according to agonists. We could call the compound of mobilizing techniques that produce and sustain polarization antagonizing polemics. Some agonists observe that combining homogenization and the right to rule has non-pluralism as an – for them unwelcome – invariant effect, which thus also becomes a characteristic of populism. 25
A formally more developed account of populism for the purposes of comparative political science, the socio-cultural approach articulated, for example, by Ostiguy (2017), 26 usefully defines the typical populist style of politics aimed at appealing to ‘the people’ as ‘flaunting the low’ (2017, 73) and distinguishes dimensions of rapport (performative), script (content) and cultural transgression (relative to the mores of the political upper class) (2017, 74–80). In the script, this approach focuses on anti-minoritarianism and cultural majoritarianism that vindicates unrest and anger among large parts of the population as righteous and indicative of illegitimately being put down by minorities. The ideological content presupposed in this approach is thus largely the same as that identified in the ‘ideational’ school. Meanwhile, cultural style identified by this approach is not distinctive of the particular phenomenon at issue but tends to be a general feature of political discourse in mass democracies where ‘street credibility’ is needed to motivate large swaths of voters to cast their ballot. 27 Nonetheless, it is distinctive of populists’ success at exploiting polarized situations in society to utilize these means of communication in mass democracies in transgressive ways to undermine civic respect for minorities and for core institutions of liberal representative constitutional democracy. 28 ‘Flaunting the low’ thus is a frequent mark of populist platforms’ style and choice of rhetorical and performative conveyance of ideological content, although not necessarily uniquely distinctive for populism.
Environing normal conditions for the emergence of support for populist platforms
As many have observed, populist platforms in many cases (1980s Latin America, Brexit, Erdogan, Trumpism) are compatible with and actually deepening domestic neoliberal redistribution and privatization policies. The anti-elitism is thus mainly directed against foreign or global actors and their domestic representatives (= global corporate and financial actors, migrants). In fact, the social stressors resulting from massive global and domestic inequality and injustice work in favour of populist platforms and their mobilization technique to portray themselves as alternatives to business as usual. Populist platforms more often than not look more like a cynical means of exchanging elites rather than abolishing elitist inequality. 29 Their taking global neoliberal capitalism as an inevitable environing condition is thus not surprising. This does not mean that all contemporary populist platforms are neoliberal, but that the normative core of populist ideology is compatible with neoliberal policy-commitments. Environing conditions under which populism arises should thus not be confused with its ideological features. Populism is in this sense neither intrinsically pro- nor anti-neoliberal.
The final typical features of populist platforms concern the direct relationships of populist discourse and actors with democratic institutions. Almost all populism researchers find populist platforms’ emphasis on ‘taking back control’ and ‘the people themselves’ vexing 30 when put together with the actual effects on democratic institutions of populist platforms in power and their authoritarian tendencies. 31 Few populist governments do not disassemble core institutions of the democratic states that helped them into power, and in particular those institutions most closely associated with mechanisms of popular control and accountability, like the independent judiciary capable of checking illicit government activities, the free press, scientific and academic institutions. I want to call this feature of populism its normative ambivalence towards democracy as we know it. 32 Representative democratic politics are, as Urbinati (2014, 2015), Rosanvallon (2008), Finchelstein (2017) argue, best seen as part of the environing normal conditions under which populist platforms can gain mass support. One condition under which populist platforms gain mass support is a general perception of a party-system as aligned with respect to certain constraints (internal by capture or external by globalization-dependent commitments) and thereby limited in offering much of a representation of interests of the population against those represented by parties in government. This produces the general sense of ‘post-democracy’ and ‘establishment parties’ against which populist platforms take shape. 33 In this sense, contemporary populism and representative democracy are inseparable. But strategic acquiescence in environing conditions of emergence should not be confused with ideological commitment. Populist platforms generally reject dictatorship and totalitarianism. This enables populist platforms in different environments like dictatorships or colonial regimes to look ‘democratizing’. 34 But it is crucial not to confuse the environing condition of representative democracy for contemporary populism with an ideological potential for democratization. For, populists combine this rejection with a selective repudiation of core ‘liberal’ as well as ‘constitutional’ elements of democracy as normatively optional or even noxious to the empowerment of the people’s only legitimate representative when starting in democracy as we know it, where (as I will argue in section IV) among these institutions some are democratically indispensable. Joined with the anti-minoritarianism, this yields what Finchelstein (2017) calls an ‘authoritarian form of democracy’ as the political promise of populist ideology. 35 Populist politics is opposed to and suspicious of emancipatory ideals underwriting the institutions of democracy (not just liberalism) as currently constitutionally instituted. The vexing feature is then that populist platforms promise an authoritarian exercise of democracy – in opposition to (elite-)dictatorship and democratic deficits – to undermine ideals and selectively remove institutions of democracy as we know it.
In sum, the following are the generally observed features characterizing populist platforms (Table 1).
The unstructured stereotype of populist platforms.
I now want to develop an analytical normative model that identifies among these features the ‘normative microstructure’ or core principles of populist ideology from which its appearance (i.e. the other features) can be derived. In order to do so, I first want to clarify what political position populist platforms, given these characteristics, occupy relative to other positions in representative democracies, given conditions (A)–(C) (section II). This will yield a contrastive clarification of the relative position of populism in the political landscape. Afterwards, I will propose a set of normative principles taken from a peculiar construal of the democratic process that allows deriving most of populist platforms’ features naturally (section III). Given the unifying function of normative principles for a political position’s other features, these principles can be seen as populism’s ideological core. This normative core will suffice to demonstrate the incompatibility of populist ideology and minimalist or a-liberal (section IV) and ambitious or emancipatory (section V) democracy.
II Rational reconstruction, part 1: The political location of populism in the context of contemporary democratic politics
Populism versus fascism: Rejection of totalitarianism and commitment to minimized democracy
To roughly locate the contemporary phenomenon of populism 37 in order to appreciate its political significance, it is useful to point out that populism is neither Authoritarian Messianic anti-democracy (like fascism or one-party communism) 38 nor just Cynical Majoritarian Tyranny, nor just any old massive anti-establishment social movement arising out of massive protest against injustices or (post-)colonial regime-elites. 39
Fascism is characterized by the political fanaticism aimed at eliminating the minority and dissent on account of a messianic mission. 40 Contrary to that, populism needs the minority as a delegitimized mobilizing social motive and permanently reiterated justification of populist’s empowerment as winners. Populism also uses the presence of the minority in society as proof to the society’s population that it is not autocratic (Table 1 #3) in that it preserves popular sovereignty, that is, the idea that the people and no one else are in control. Populist ideology respects those parts of representative democracy that are required for elections and referenda, as well as the mechanisms of public scrutiny about fairness in counting votes and so on. It is committed to acquiescence in ‘minimal representative electoral democracy’ (Table 1 #A), the view that the legitimate government is constituted by those elected by majorities in procedures of fair competitive elections (i.e. under participation of opposition parties) with universal suffrage and unbiased, accountable determination of results and the peaceful transition between governments after elections. 41 This is populist ideology’s definition of the normative essence of ‘democracy’ as ‘non-dictatorship’ (Orban’s ‘illiberal democracy’, Putin’s ‘managed democracy’ meet that concept).
It is key to correctly understand the political nature of populist ideology to see its claim that the exercise of popular sovereignty in mass democracies requiring representative procedures for the determination of who governs amounts to no more than majority authorization in minimalist procedures, and that democratic legitimacy of political decision-making likewise is exhaustively characterized by being a decision taken by those elected in such procedures. This characteristically reductionist model of the normative democratic ideals of popular sovereignty and democratic legitimacy forms part of the core of populist ideology. The idea that democratic legitimacy cannot amount to more than this helps undermine these ideals from the inside of the normal normative expectations required as civic competences from members of representative democracies who operate politically under the assumption of the democratic ideal. The corresponding normative eliminativism (or nihilism) also underwrites populism’s preference for non-cooperative, adversarial zero-sum politics (‘we will finally have real victories’) centred on action (Table 1 #8) – which is distinct from democracy-enhancing polarizing politics centred on communication.
Populism versus inclusion-demands by social mass movements: Focus on non-cooperative politics
A certain kind of uncooperative default sets populist ideology apart from social movements such as Occupy, Podemos or SYRIZA. The latter engage in massive contestatory action and democratic polarization 42 against established decision-making to acquire fair hearing on behalf of incorrectly disregarded interests, illicit ignorance and lack of recognition of interests as relevant. 43 But their claim on the establishment (‘anti-elitism’) is grounded in the commitment to move normal decision-making in liberal constitutional democracies to re-enter or create cooperative modes of collective action with these interests. 44 The polemics are a means of protest with the normative content of removing exclusion or ignorance of legitimate interests. 45 Populism, in contrast, is mass mobilization for the non-cooperative exercise of majoritarian dominance. 46 The polemics here are a means of consolidating an exclusionary cultural majority for the normative end of political domination of the sum of all minorities. Anti-elitist antagonizing polemics (Table 1 #8) alone are thus (contra Laclau) not essential for a political movement to count as populist – there are also versions of this in inclusionary protest movements. It is antagonizing polemics under the condition of non-inclusionary, anti-cooperative politics (Table 1 #6) that makes the difference to democracy-enhancing social movements fighting for enhanced inclusion. ‘Non-cooperative’ in this context entails two incompatibilities with inclusionary social movements: first, majority dominance under populist premises is (to be) exercised by using the electorally secured political authority at the expense of and often against the electoral minorities and, second, in authoritarian fashion, that is, without consideration of (and often by repression of) contestatory activities of civil society outside the supporters, and by undermining the opposition’s access to constitutional avenues of appeal or electoral opportunities of majority-reversal. 47
Populism versus Cynical Tyranny of the Majority: Normative claim to ‘representing the people’
However, unlike unideological majoritarian tyranny, populist ideology makes a claim of being representative of the whole people (Table 1 #5). 48 This results from the inverse of identifying the results of minimalist democratic procedures as authorization ‘by the democratic principle of popular sovereignty’ (Table 1 #A), by which election results inherit the claim of being expressions of the will of the people as a whole. Those electorally authorized are thus to be taken as not just representative of a majority of the population whose will can be imposed on the minority purely instrumentally, as a realist cynic committed to ‘turn taking at aggravating the losers’ might have it. How much normative commitments matter for what types of exercise of political power are seen as compatible with ‘democracy’-as-so-disinterpreted can be gleaned by looking at populist governance: it tends to create, from the initial conditions of democracy as we know it, conditions that maintain an emphasis on electoral democratic procedures and even plebiscitarian participatory practices of legitimation of political power (Table 1 #3) while at the same time demonizing and systematically undermining the actual possibilities for participating in the exercise and control of political power by dissenting oppositions (Table 1 #8). This is how the apparent paradox of Finchelstein’s ‘authoritarian exercise of democratic power’ is realized: by legally ensuring structures of political action that, given a certain population’s cultural tendencies and socio-political organizations, determine the outcomes of electoral procedures to stabilize de facto a one-party government. The justification for this virtually universal pattern of populist political power relies on a notion of ‘popular sovereignty’ that entails the permission to keep the opposition away from political authority because, given election results, ‘the opposition’ as the minority has the status of political authority of those who ought not to govern (Table 1 #6, #7, #A). Populism claims that it not only can impose the will of the majority but that doing so is right in the name of popular sovereignty. This, not mere electoral success, is what ‘take back control’ signals. The normative stance enabling the anti-minoritarian attitudes characteristic of populists in power is the subject of the next section.
In sum: as opposed to cynical majoritarianism, populism is founded in an ideology (of what representative democracy can normatively justify), and as opposed to fascism, this ideology does not appeal to a metaphysical mission for the people (it is ‘thinner’ than this, cf. Table 1 #1), but merely to ‘the people’s will as expressed in elections’ (but interpreted according to the ideology) as the norm of legitimate government. Since the latter is also indispensable part of any concept of democratic legitimacy without possible legitimacy of one-party government, populist ideology is a (reductionist) stance about the normative depth of democratic legitimacy.
III Rational reconstruction, part 2: The normative structure of populist ideology
The core principles of populist ideology
My claim is that the exclusionary effects of populist government or prevalence in a society, the expressions in its discourse in public debate (‘we won you lost’), and the non-cooperative homogenization and polarization of society aimed at the politics of majoritarian dominance are non-accidental features deriving from populism’s specific ideology. On close inspection, the extent of core principles of populist ideology among the stereotypical commitments is surprisingly small, while they allow deriving all the remaining features of the unstructured stereotype in Table 1; the latter normatively depend on the core principles in this precise sense. As the considerations in the last section display, the normative profile of populist platforms turns mainly on the anti-minoritarian, anti-pluralist (Table 1 #6) interpretation of the legitimacy conferrable by elections in representative democracies (Table 1 #A). This transforms into populist ideology by the normative reductionism that democratic legitimacy cannot come to more and cannot require more than this, that is, that electoral majorities are unique indicators of a unique authorizing ‘will of the people’ (Table 1 #4, #5, #6). Accordingly, populist ideology (the normative core sufficient to produce all the other characteristics) has but two elementary principles:
1. Normative indexical majoritarianism
2. Constructivist conception of ‘the people’
From these two elements of populist ideology, a third fundamental trait of populist ideology follows:
3. Exclusionism
In the following, I want to briefly explain these elementary principles and the way how they generate other features of populist platforms.
Normative indexical majoritarianism (= normative majority communitarianism)
Normative majoritarianism is the view that there is no higher authorization and no other source of legitimation for political decision-making and governing a country in representative systems than the majority will expressed in elections. Political decision-making ought to track only the majority will. The critical twist in populist ideology is to link majoritarianism to identity and moral value via an indexical mechanism. Asked why ‘the people’ is so privileged that no one else should govern, the populist elicits the answer ‘because it is ours’ – just as the only will we control is ours. That alone makes it (trivially, like any shared goal) a valuable good for us to realize it. 49 This means: wherever there is a majority, it ought to govern, and no one else should co-govern or share in government (Table 1 #4). On this normative basis alone does it follow that politics can be nothing but zero-sum adversarial, non-cooperative struggle for dominance by assembling a electoral majority identity (Table 1 #6, #8, #3). The inverse restatement of this normative majoritarianism is also indexical: we, the people should not be governed by anyone but the majority – that is, given the indexical component: ourselves (Table 1 #6). The characteristic slides between frames of reference in these inferential connections are impossible without the indexical mode of presentation (i.e. they could be revealed as partly equivocal upon non-indexical disambiguation), which at the same time assures the most immediate appeal.
Constructivist conception of ‘the people’
The second core principle, populism’s constructivist conception of the people, is the feature of populist ideology that is crucial for its ability to correctly deny that it is fascism (and assert that it is democratic, Table 1 #3) and its ability to make a stronger claim to authority than mere democratically minimal, unideological tyranny of the majority (Table 1 #5).
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The basic claim of the constructivist conception of the people is a fundamental reductive identification (FRI): (FRI) the people is (=) the subject of the majority will.
The Constructivist Conception of the People is the move that reveals populist platforms as based on an ideology because it doesn’t appeal to a publicly given and impartially appreciable reality but to a construct. Nonetheless, populist ideology is not messianic, that is, overtly ideological, but covertly ideological. It surreptitiously puts its own construction in the place of an empirical reference to the people in the normative principle of popular sovereignty as it is supposed to be understood by every member of a democratic society regardless of their political allegiance. Everyone is entitled to take it to demand that all the people living under a government’s jurisdiction ought to control as subjects to its generally applied decisions political decision-making. The latter is in this sense the implicit actual ideal expressed in democratic institutions. Populism’s replacement of the actual implicit ideal by (FRI) eliminates the reference to all those subjects to rule and transfers legitimacy claims by attributing sovereignty only to those who get to govern in virtue of legitimate majority votes, away from the population at large to those empowered in majority votes and whom they represent alone. This undermines the ideal of democracy (= sovereignty of all subjects) by normatively disabling it rather than, like fascism, competing with democracy (by identifying something else than the people as legitimacy-conferring) or, like left- or right-wing parties, competing within representative democracy for particular policy-proposals’ general endorsement.
I now want to draw attention to the key entailment of the core assumptions that guides most populist interactions within public political life in representative democracy: Implied exclusionism. It is a mandatory entailment of populist ideology’s two core principles.
Implied exclusionism
The reason normative liberal accounts 51 most commonly mention to explain why populist ideology’s version of the ideal of popular sovereignty makes democracy as we know it impossible is its exclusionary anti-pluralism (Table 1 #6, in defiance of Table 1 #B, given Table 1 #A). One of the most surprising features of the present reconstruction is that it puts on display that populist ideology’s two decisive moves – normative indexical majoritarianism and a constructivist conception of the people – have exclusionism (and delegitimization) of the minorities defeated in voting procedures as a logical entailment. 52 Anti-pluralism – often denied as unfairly attributed to their position by positions committed to the two core principles as the ‘essence of the political’ – can be derived either from the majority or from the minority side. In order to avoid it, populist ideology would have to give up one of its core principles – and thereby cease to be populism.
Exclusionism of the minority follows from populist ideology’s constructivist conception of the people applied to the construction of the civic status of the minority coexisting with the majority in the same society. This can be done, first, explicating the construction of the status of the majority and indirectly deriving the illegitimacy of the minority or, second, directly by explicating the status of the minority in light of the core principles. First, if the majority will, as that which should govern, is the will of the people and nothing else, the contrary will, that of each minority, is the will of someone else than the people. But popular sovereignty demands that only the people are the legitimate rulers. Thus not only are minority wills not part of the will of the ‘real’ people (= the majority authorized to rule by winning an election), but in virtue of that, holding a minority interest is holding an interest that cannot possibly be legitimate. Therefore, popular sovereignty – the demand to execute in political government nothing except the will of the people – demands, armed with the populist construction of who the real people is, to exclude the minority from the right to participate in political decision-making (or the right to be respected as co-legislators). Second, exclusionism is directly entailed by using the constructivist conception of the people to construe the minority as the complement set of the construct ‘the people’. If the majority is the subject of the only will that ought to count, hence (by constructive definition) ‘the people’, then the minority (the complement) is the subject of all wills that ought not to count, hence (by constructive definition) the non-people or, to use the customary Greek prefix for complement: the anti-people.
The meaning of ‘populism’ in normal form
Identifying the two core normative assumptions normative indexical majoritarianism and the constructivist conception of the people allows organizing the stereotype according to what is constitutive for the concept (the semantic marker) of populism, what the typical identifying features of the phenomenon of populist platforms under normal conditions (Table 1 #A–C) are (the stereotype), and what the normative microstructure constitutive for the phenomenon (= responsible for the stereotypical features), as well as what paradigmatic examples are (Table 2). The following Table (Table 2) organizes the findings so far in what is known in prototype semantics as a ‘normal form description of the meaning of a kind-concept’. This is roughly equivalent to the information encoded in a given general term as it is customarily used to make distinctions and to categorize phenomena. The important advance in understanding populism as a political kind that this form of representation brings is that the rightmost column (‘Normative essence’) contains information about the features that are essential for something so that it displays the ‘normal’ features in the column next to it (the ‘Stereotype’) under normal conditions. In a first approximation we can understand this as the normative structure that causes or is responsible for the normal appearance of populist platforms in liberal democracy (and the other normal conditions mentioned in Table 1) such as they are listed in the stereotype. As opposed to the stereotype, this normative structure needn’t be observable (just as the atomic structure of a chemical kind needn’t be observable) to be nonetheless explanatorily responsible and discursively extractable and measurable with appropriate methods of analysis from what a given platform promises and otherwise asserts. That is, politicians and parties might normally not explicitly assert the ideology as a party-programmatic item. Testing for populism, that is, might have to include testing for whether a platform, politician or prospective voter regards, upon being asked, minorities not belonging to ‘us’ as legitimate co-legislators, or testing for whether they regard the whole population as entitled to determining what the country should do as litmus tests in an otherwise perhaps confounding set of results. My hypothesis is that if a position tests negative on both or one of these counts, it isn’t populist (i.e. one cannot confidently predict that if in power, it will be a threat to democracy in the way populism is observed to be).
Resulting principle of legitimacy from popular sovereignty according to populist ideology
Populist ideology’s ‘achievement’ as an argument is to lead citizens who believe in the actual ideal of popular sovereignty to perform a stepwise reasoning that convinces them to slide into assenting to the following principle of legitimate ‘control’ of political decision-making: (PopulistSov) Not all subjects to universally enforceable political decisions (= members of the population) can be entitled to exercise legitimate control (and to respect as equal owners of this right) at all times on political decision making.
IV The incompatibility of (even minimal) democracy and implied exclusionism
Calling attention to the logical directness of this way of arriving at exclusionism (= the denial of rights to the minority in the same way that aliens are denied civil rights) is important mainly to demonstrate that exclusionism is an entailed feature of the two core normative moves in populist ideology. The fact that it is a merely entailed but not explicitly stated feature explains populist ideology’s cognitive efficiency: democratic citizens who are (as they must) firmly committed to the minimal requirements of electoral political legitimacy and then brought to believe that this is democracy’s whole realistic point are inevitably cognitively convinced of the political tolerability of exclusionism even if they regard themselves ‘morally’ as non-exclusionists. Implied exclusionism’s derivation being a matter of logic in populist ideology allows it being conveyed without being explicitly demanded from the audience. But implied exclusionism’s role is not limited to its being an oblique part of populist ideology manipulating initially democratic publics. It is also of substantive import. Implied exclusionism denies the minority participatory rights in political decision-making by making it normatively inadmissible (via Normative Indexical Majoritarianism). This means at least that the contributions of the citizens finding themselves in the electoral minority are normatively negligible.
Populism versus totalitarianism: Ideological minority delegitimation but not legal exclusionism
It is important to prevent an easily exploitable misconception of the way in which populist ideology and democracy as we know it are incompatible. The exclusionism entailed by populist ideology is one at the (normative) level of justification of the exercise of power, not demanding a constraint at the (empirical) legal level, like, for example, Apartheid in South Africa before 1994. The exclusionism is the political one of delegitimizing the opposition. Populist ideology doesn’t advocate the enactment of discriminatory laws or violations of formal civic equality; it officially rejects totalitarian moves like this. Given the majority ought to govern and no one else represents the people, it is ‘in the name of popular sovereignty’ that the minority wills are excluded from consideration as legitimate concerns or potentially reason-giving epistemic or rational constraints in decision-making. This displacement from sovereignty is populist ideology’s anti-democratic strain because the delegitimized parts of the population no longer have the right to co-govern themselves.
But isn’t this just how majority rule works? Why is ‘co-governing by the minority’ mandatory for democracy in the first place? Doesn’t this smuggle in liberal demands for pluralist accommodation of minority views? Given populist ideology’s claim to empower no one but the majority, one might ask whether it is democracy that prohibits exclusionism as the one entailed in populist ideology or rather liberal democracy, so that populism could still count as democratic, but ‘illiberal’. 53 Post-electoral exclusionism of losers might be a matter of ‘realism’ as long as pre-electoral legal participatory equality for all citizens isn’t violated. A demonstration that populist ideology is incompatible with any extant conception of democracy as we know it thus ought not to simply stipulate democracy as implying non-exclusionism or else risk reducing the investigation to a verbal dispute. 54
Populism versus the imperative of inclusion: Disabling democratic opposition and accountability
In section III, we saw that sidelining the opposition politically to the extent that one-party rule becomes possible is a typical feature of populist rule. Having identified populist ideology’s normative core, we can now show – following an argument by Nadia Urbinati 55 – that this is a non-accidental feature following from the strategic role that the majority-principle acquires within a mechanism of empowerment 56 when embedded in normative eliminativism. According to populist ideology’s core principles, those losing the elections, the opposition, have no legitimate entitlement to co-govern because normative majoritarianism entails that no one else can correctly claim to represent the people. But then the opposition also must be prevented from remaining competitive – more so because according to the constructivist conception of the people, they are the anti-people. Thus, the (procedural) role of the majority principle as an open-ended mechanism of potentially alternating acts of political authorization depending on mechanisms of accountability to the electorate is completely eliminated in favour of the empowerment of majoritarian politics combined with a permanent mandate. 57 Even the extremely thin surrogate of a normative constraint on decision-making by popular sovereignty that construes democracy as a procedure of decision-making that passively adapts to the interests of the population via self-correcting trial-and-error in alternating opposed policy agendas cannot be justified by the populist core principles. The normatively reductive construal of democratic legitimacy and popular sovereignty accomplished by the two core principles of populist ideology suffices for justifying permanent opposition disablement in the name of said sovereignty, and the absence of legitimate government turnover results in authoritarian rule.
Given the mandatory role allotted by even the most austere current conceptions of democracy to the controlling and monitoring role of the opposition, and the priority of accountability for government decisions towards an open-ended judgment of political decisions by the electorate, populist ideology thus cannot justify – nor demand – what is minimally mandatory for the continued exercise of democratic rule while condoning what is incompatible with democratic rule (one-party rule).
Why populist ideology undermines (even minimal) democracy, not (just) liberalism
The incompatibility of populism and democracy is thus no artefact of an unduly ambitious (or illicitly liberal) notion of democracy but arises for even the most austere procedural conceptions. The reason is that populist ideology and democracy as we know it conceive the majority’s role in the realization of democracy’s ideal of popular sovereignty in deeply incompatible ways. 58 Democracy’s ideal is prepared to adapt to mass-society’s demands by accepting the majority principle as an element of political pragmatics. This pragmatic adoption of majority decisions, however, is conditional (= normatively controlled) in applying only as long as it does not conflict with the ideal’s demand that for a decision to be legitimate, each and every one subject to the decision (and its consequences) must be entitled to be, and capable of identifying themselves as potential co-author of the decision they are subject to. The operative legitimacy-constraint imposed by popular sovereignty is accordingly acceptability by the population under the jurisdiction of the decision. Thus not every majority decision is legitimate –only those meeting the operative constraint are. Populist ideology, in contrast, elevates rule by majority-decisions to the normatively controlling (=definitive) element of legitimate political authority which becomes unconditional because no legitimation demands beyond it are appropriate. Therefore, there can be no procedurally adequate majority decisions that are illegitimate. Given the constructivist notion of the people as those entitled to govern by majority-yielding voting processes accessible to all those subjected to the decisions, the delegitimation of the minorities as mandatory legitimacy-constraints on decision-making or normative exclusionism follows. 59 The difference between interpreting the ideal of popular sovereignty and the concept of legitimate political authority either, as democrats, along the lines of a pragmatic majority principle incapable of issuing universalizable legitimacy in isolation or, like populist ideology, along the lines of constitutive (legitimation-sufficient) majority rule is easily overlooked for its subtlety when in fact they’re worlds apart. The minimalist democratic ideal demands inclusion of all those subject to decisions even beyond those currently entitled to vote, where the populist ideal inevitably entails exclusion from legitimacy-relevance, even within those currently entitled to vote.
V Normative evaluation – The impossibility of ‘inclusive’ populism
The actual democratic ideal
The austere, procedural notion of democracy used so far for the sake of argument per se does not entail or require inclusion but merely fair procedures universally accessible to those already included and capable of ensuring an open-ended process of accountability-sensitive electoral government determination and possible alternation. Nonetheless, if the legitimacy of decisions depends on accountability to, representation of, and participation by those subject to the decisions, then there is a very natural step from those already included to demanding the inclusion of all those subject to decision-making and affected by its consequences in order to improve the legitimacy of decision-making. 60 The step from the practical problem of ensuring mass-coordination by a voting- and majority-dependent practice of decision-making to the demand of legitimacy of this sort converts the normatively austere notions of popular sovereignty and democratic legitimacy as we know it into normatively ambitious ones.
From now on, taking the incompatibility of populist ideology and democracy as we know it to be established, I will identify the argument underlying populist ideology with this more ambitious conception of democracy in mind. The task of spelling out the democratic ideal of popular sovereignty correctly can now be put brief: it must not entail or permit exclusionism. That if any is the lesson of dealing with populism for democrats: the task to articulate a permanently inclusionary, majority-respecting ideal of popular sovereignty. It needs to frame those who happen to be in the minority as having the same right to co-govern and the same entitlement to respect as subjects of rights of co-citizens, even as losers of elections.
Doing so requires adopting an ambitious normative interpretation of the democratic ideal of popular sovereignty. A suitable approach is the concept of political autonomy along the lines developed in Habermas’ theory of the liberal democratic constitutional state. 61 According to the conception of deliberative democracy underlying this theory, liberalism and democracy are inseparably linked which gives another reason to object to the very idea of ‘illiberal democracy’ and thus to suspect that populism, even if it were correct (which it isn’t as the last section showed) that it is (mainly) anti-liberal, is already thereby incompatible with democracy. However, this obviously is contingent on accepting this conception of representative liberal constitutional democracy under capitalism as mandatory; otherwise, this conclusion about populism might be suspected to be manufactured by the decision over the democratic theory. Given the argument in the last section, however, this suspicion turns out to be erroneous. My reason for choosing the deliberative conception of democracy is that I think that it much better captures the actual ideal underlying the acceptance and appreciation of democratic government as imbued with more emancipatory potential than any other form of government. In this sense, it offers the proper counter-conception to the populist normative eliminationism with regard to the core ideals of democratic legitimacy and popular sovereignty in terms of political autonomy.
The normative point of the latter can be condensed in two connected principles underlying the rational compellingness of democratic decisions for citizens: All subjects to political decisions (= members of the population under the jurisdiction of the generally enforceable decisions, institutions & consequences) are entitled to exercise (their equal part of) control (and to respect as equal owners of this right) over political decision-making at all times, even when in minority & in contexts of disagreement. Only those decisions to whom anyone is subject can claim legitimacy of which she can simultaneously regard herself as author. Collectively, only those generally enforceable decisions and institutions are legitimate that can reasonably claim rational acceptance by all those subject to them when subjected to public and testing deliberative processes, and no unaddressed reasons against them remain unaccommodated.
Clearly, this goes far beyond populist ideology’s reductionist construal of popular sovereignty as procedurally irreproachable majority empowerment to govern. The democratic ideal so conceived allows understanding the mutual irreducibility and interdependence of liberal institutions and the uncoerced cooperative actual permanent exercise of collective political will formation which is essential for the legitimacy-conferring nature of universally inclusive, deliberative decision-making.
According to it, political decision-making ought to track the free, equal and universal mutual rational acceptability of all political decisions for all the people who are (in fact and as a matter of law) subject 62 to them (= their enforceable consequences). This is what interpreting popular sovereignty in terms of public political autonomy requires. Given that this arguably construes all the components of democracy as we know it from the procedural requirements on legitimacy to their legal manifestation and thereby their realization as enforceable behavioural constraints on all citizens as resulting from one and the same normative commitment, it can be called the actual or operative normative ideal of liberal constitutional representative democracies and their adaptive development.
Under its assumption, positions that are against liberal institutions, as well as the exclusion of non-majoritarian perspectives from processes of decision-legitimation are ipso facto incompatible with democratic legitimacy unless a particular such institution (e.g. a law, constitutional provision) can be shown, in public debates, to be responsible for effects of a generally enforceable legal norm or institution that are rationally unacceptable for a particular group of subjects while not to others (= unjust).
This change of theoretical perspective simultaneously accomplishes two things that are relevant in the discussion of the political nature of populist ideology. On the one hand, the sensitivity to the legitimation-input by all those subject to constraints that are generally legally enforceable demanded in (1) entails a principle of inclusion. On the other hand, assuming that popular sovereignty is nothing less than political autonomy as characterized above, (2) can be read as a normative demand on legitimacy to permanently ensure compliance with Rousseau’s axiom ‘the will is either general or not’.
63
The result combines in the following normative Principle of Popular Sovereignty: (NormPopSov) Political decision making ought to track the will of all the people (= population subject to political decisions in jurisdiction) all the time.
The dependence of the legitimacy of any institution with general application to the population on the rational acceptability by all those subject to it accomplishes, first, bringing liberal institutions under the reign of popular sovereignty exercised in the form of permanent and all-inclusive public contestatory politics, and, second, the permanent use of communicative power at the service of assessing deliberative decision-making and – unmaking.
The first accomplishment of understanding popular sovereignty as public political autonomy, as (NormPopSov) shows, is incompatible with populist ideology’s entailed exclusionism. The second accomplishment disarms the suggestive association of oppositional anti-establishment politics and mass protest with political activism that needs to go, as populist platforms claim, beyond and against liberal constitutional representative democracy and its institutions (‘the political system’) as a whole. Only populism, but not inclusionary polemic mass protest challenges the constitutional protections of minorities or their claim to be represented as part of political decision-making even where they did not win elections.
Loss of democratic control when populism reaches its goals
Identifying the actual ideal of liberal constitutional democracies with its principled demand of inclusion, and of equal respect and co-legislative, potentially contestatory entitlement for all those subject at all times, and the incompatibility of populist ideology’s core normative commitments with these democracy-constitutive principles finally allows one simple contrasting consideration over the question of whether populism can deliver on its core promise of ‘taking back control’. Given the democratic ideal of popular sovereignty as public popular autonomy, the conferral of legitimacy to decisions is normatively dependent on the actual communicative processes of public reason justifying them by all those subject to decisions, that is: the whole population in the jurisdiction of the decision at all times. (PopSov) All subjects to consequences of political decisions (= members of the population) are entitled to exercise (their equal part of) control (and to respect as equal owners of this right) at all times over political decision making (even when in minority & in contexts of disagreement). (PopulistSov) Not all subjects to universally enforceable political decisions (= members of the population) can be entitled to exercise control (and to respect as equal owners of this right) at all times over political decision making.
Populism’s nature can then best be understood neither as an ideology (although it uses a ‘thin-centred’ core of normative stances towards democratic ideals) nor as merely a style or rhetoric (although for its efficiency certain styles are more apt than others), nor as the essence of the political in democracy (although the target of its politics are the essentials of, not merely policies within, democracy). Instead, it recruits all these as means of articulating a complex argument aimed at dislodging the emancipatory, inclusionary and egalitarian understanding of democratic ideals that guide the policies, civic interactions, and normative expectations of normal democratic audiences by default. Replacing them with something less, the successful populist argument not only diminishes popular control, but also undermines the population’s practical and intellectual emancipatory grip on democratic ideals. In the sense of Stanley (2015), it is propaganda against (the ideals of) democracy as we know it.
