Abstract
Interdisciplinary health care groups increasingly face issues related to power and authority in the patient care process. Many of these issues stem from a tension between the historically entrenched hierarchy in health care organizations and the growing pressure of collaborative models of care that require a flattening of this hierarchy, greater mutual respect among disciplines, and more willingness to share power. This project used the framework of text and conversation to explore how groups negotiate this tension through communication. Findings suggest how some groups navigate texts that reinforce the hierarchy alongside texts that challenge it, creating a delicate balance of power that supports collaboration without threatening the position of those at the top of the hierarchy. Other groups primarily use texts that reinforce the hierarchy without consistently using texts that challenge it, which seems to make collaboration more difficult. These findings challenge the idea that equal balance should always be the goal of power sharing in collaborative interdisciplinary groups and offer a more nuanced understanding of how everyday group communication creates and recreates power relationships that impact collaborative care.
Modern health care organizations deliver patient care primarily through groups of staff and providers. As specialized clinicians have become responsible for different aspects of the patient care process, collaboration among these individuals has become increasingly important for ensuring safe, efficient care (Busari et al., 2017; Lackie & Tomblin Murphy, 2020; Pannick et al., 2014). Yet, the reality of patient care provided by these groups is often far from collaborative ideals. Many care groups face growing tension over power, authority, and control in the patient care process. Despite the increasing prominence of non-physician disciplines (i.e., nursing, social work, therapy, etc.), physicians still typically remain at the top of interdisciplinary hierarchies. The literature on interdisciplinary teams suggests that successful collaboration requires “mutual respect and power sharing among members” (Poole & Real, 2003, p. 392), and health services research also indicates that these hierarchies present a clear challenge to models of collaborative care (Findyartini et al., 2019).
The substantial power differences among interdisciplinary group members are deeply entrenched in the institution of health care and often work against interventions designed to improve collaboration. One early study found that even when teams make a concerted effort to improve interdisciplinary collegiality and reduce hierarchical differences, this collegiality fades over time and the power differences eventually reappear (Feiger & Schmitt, 1979). Similarly, in his classic study on the doctor-nurse game, Stein (1967) explained that: [I]t was not many years ago when nurses were instructed to stand whenever a physician entered a room. When he would come in for a conference the nurse was expected to offer him her chair, and when both entered a room the nurse would open the door for him and allow him to enter first (p. 702).
The marginalization of nurses and their resulting lack of independent authority is actually somewhat surprising given their relatively high level of education compared to many other hospital employees and their high level of responsibility in caring for patients. However, nurses are not the only non-physicians marginalized in the patient care process. While nursing is at least somewhat rooted in the biomedical model—which forms the foundation of physician disciplines like medicine and surgery—many of the ancillary health disciplines like occupational therapy or spiritual care are grounded in biopsychosocial or even relationship-centered models of care. Group meetings are typically led by physicians, potentially skewing the discussion toward a biomedical approach to care, which tends to exclude ancillary staff (Nugus et al., 2019; Wittenberg-Lyles et al., 2013).
Although status disparities among team members are often attributed to differences in education, knowledge, and expertise, the reality is that these differences are growing smaller. The disciplines that comprise these interdisciplinary teams have become similarly more professionalized with higher levels of education and knowledge and even, in the case of advanced practice nursing, the legal authority to prescribe medicine, diagnose patients, and in some states to see patients without physician supervision. Despite these changes, the traditional institutional hierarchy remains. An interesting question arises from this situation: how do health care groups navigate the growing tension between the historically entrenched and institutionalized hierarchy in health care organizations and the mounting pressure of collaborative models of care that seem to require a flattening of this hierarchy, greater mutual respect among disciplines, and more willingness to share power? The current study examined how the hierarchy in health organizations is perpetuated through communication and negotiated through group interaction in ways that impact collaboration.
Collaborative Care in Health Organizations
This project used the framework of text and conversation (Taylor et al., 1996) to explore the tension between hierarchy and collaborative care. What appears to be an “established” hierarchy in health organizations is actually an ongoing accomplishment—a result of many intersecting texts whose patterned use in everyday organizational interaction creates enduring power structures. Health care groups navigate these texts in different ways that may be more or less conducive to collaborative models of care. First, the general literature on collaborative care is reviewed, and then the research on power relationships in health organizations is discussed. Finally, the framework of text and conversation is proposed as a lens through which to explore the relationship between hierarchy, communication, and collaborative care.
Collaboration in clinical research is commonly defined as “a complex phenomenon that brings together two or more individuals, often from different professional disciplines, who work to achieve shared aims and objectives” (Houldin et al., 2004, p. 774). Studies on group or team collaboration in health organizations have examined variables (e.g., group composition, structure, and process) that are common in the larger body of group effectiveness research with similar findings. Larger teams tend to have lower participation, lack of leadership clarity has a negative impact on outcomes, and clear objectives and regular interaction improve team effectiveness (Poole & Real, 2003; Xyrichis & Lowton, 2008). Collaborative care research has also examined the relationship between communication and collaboration. Some of this work has focused on communication and collaboration as connected skill sets that enable interdisciplinary groups to function effectively and provide quality patient care (Apker et al., 2006; Stadick, 2020). Other research has looked at communication during critical moments of collaboration—like sharing patient orders, discharge, or patient handoffs—and found that the use of closed-loop communication significantly improves efficiency and that interdisciplinary communication improves discharge decisions (Abd El-Shafy et al., 2018; Stokes et al., 2020). Communication scholars have also examined the tensions present in group communication that may complicate collaborative care (Apker et al., 2016; Dean & Oetzel, 2014). In contrast to the research that has focused on how communication impacts outcomes, other research has focused more on how factors like the physical environment impact communication, which in turn affects group collaboration. Unsurprisingly, health care groups that work in closer physical proximity were found to communicate better and more often (Hager et al., 2018; Real et al., 2019). Spatial boundaries also shape the type of communication that takes place in different spaces within health organizations and can reinforce disciplinary status “by locating those with less status in more visible and immoveable spaces but supporting flexibility of movement for those with higher status” (Barbour et al., 2016, p. 110).
Collaborative care interventions (e.g., TeamSTEPPS or SBAR) often focus on improving team communication (Borckardt et al., 2020). While these interventions are frequently successful in improving information sharing, it is not always clear how exactly team interaction changes in order to facilitate this improvement. Perhaps this lack of clarity is a result of how researchers have studied the relationship between communication and collaboration; much of the collaborative care research that has examined communication falls into two of the three dominant approaches identified by Barley and Weickum (2017) for studying collaborative teamwork—black box studies that look at “how various inputs, variables, and contextual factors influenced team outcomes” or interactional studies that explicitly examine collaborative interactions (p. 142). The third approach, work-oriented research, offers a different way to think about collaborative care research with a focus on “teasing apart how broader aspects of context shape interaction, and in turn how the requirements and outcomes of collaborative interactions influence social contexts” (p. 146). In health care organizations, work-oriented collaboration research can be done by “examining the conversations that make up day-to-day organizational life” (Barbour, 2010, p. 449) instead of focusing primarily on communication considered to be explicitly “collaborative” (e.g., the exchange of information about a patient case). Embedded in these everyday conversations are the social building blocks of the organization, which enable and constrain collaborative care. One of the social building blocks that seems to make collaborative care more difficult is the hierarchical power relationships among different members of a care group.
Power Relationships and Collaborative Care
Status differences in health organizations are largely tied to professional identity and culture, which impact attitudes, beliefs, and perceptions related to collaboration. Physicians are socialized and trained to be autonomous leaders while nurses and most ancillary staff are trained in more collaborative models of care. The result is often very different attitudes toward, and perceptions of, collaboration. Nurses tend to report more favorable attitudes toward collaboration than physicians (Filizli & Önler, 2020), and for some disciplines like social work, collaboration is considered a central part of clinical practice (Craig et al., 2020). Interestingly, when physicians and nurses are asked to rate their levels of satisfaction with interdisciplinary teamwork, physicians are generally more satisfied than nurses—perhaps because of different perceptions of effective teamwork; nurses value respect for their input while physicians value nurses who can “anticipate their needs and follow instructions” (Önler & Akyolcu, 2019, p. 4).
Research also indicates that power relationships affect collaborative outcomes directly related to patient care, like patient safety and medical error (Sutcliffe et al., 2004). Clinicians’ behaviors are powerfully shaped by how they are socialized into their respective roles, identities, and cultures, which impacts group processes and ultimately care quality. Through rituals like morning report, 1 medical residents learn that their medical expertise and authority makes it acceptable for them to control conversations with their subordinates (Apker & Eggly, 2004). Physicians bear the ultimate legal and ethical responsibility for patient care, and this responsibility is often used as a justification for medical dominance on interprofessional teams, which can manifest as the ongoing reaffirmation of professional boundaries that create barriers for other disciplines seeking “equal status or expanded scope” (Brommelsiek et al., 2020, p. 1). McMurray (2011) highlighted these barriers in a study of the challenges faced by newly trained nurse practitioners (NPs). Although physicians were willing to mentor the NPs, they were less willing to accept their legally sanctioned diagnostic skills, which have traditionally fallen within the domain of medicine.
As the interprofessional hierarchy is reinforced, non-physicians are often excluded or limited from participating fully in the patient care process (Stocker et al., 2016). Limits on participation can result from physician dominance during rounds (Manor-Binyamini, 2020; Paradis et al., 2016) or even a persistent lack of role clarity that leads to the underuse of some team members’ skills (Zerden et al., 2019). Hierarchical power relationships can also shape beliefs about appropriate collaborative behavior and decision making. Although the doctor-nurse “game” has certainly changed since the 1960s, the norm of polite timidity—of avoiding open disagreement “at all costs”—is still common for non-physician members of care teams when interacting with physicians (Stein, 1967, p. 699). Apker et al. (2005) called this “accommodating the hierarchy” and found that it was quite common in health organizations, though they also found that nurses sometimes denied the hierarchy by pushing back or bypassing physicians (p. 101). This behavior is likely tied to an unspoken rule that one study found was clearly understood by every member of the health team, that doctors make the decisions. This rule shaped relationships of power even though it was regularly challenged in covert ways, especially by nurses (Beringer et al., 2006).
The substantial body of research on collaborative care has identified factors that impact collaboration as well as barriers that clearly hinder it. Severely imbalanced power relationships negatively impact collaborative care, and these relationships are maintained through attitudes and behaviors that are shaped by professional socialization. However, the opportunity remains to further explore how the deeply entrenched power relationships that impact collaborative care are negotiated on a daily basis through communication and interaction.
Negotiating power relationships
This study uses the lens of text and conversation (Taylor et al., 1996) to examine how health care groups negotiate the tension between the established hierarchy and collaborative models of care through everyday communication and interaction. Conversation is the actual interactive process through which organizing occurs; through conversation, organizational members construct and negotiate (or co-orient around) texts, which form a kind of “conceptual scaffolding made up of words, phrases, turns of speech, metaphors, anecdotes, all of which are there because of the distillation, stored in language in the memory of participants, of their personal and collective history of previous interactions” (Taylor, 1999, p. 26). Texts are created in contextualized moments of conversation, but once created, they can exist outside of the conversations through which they were created. Putnam and Cooren (2004) further explained this process and its significance: “Since texts can endure through memory traces, documents, and signs, they form a way for interactions at the local level to be reproduced apart from their original production” (p. 325). As texts are reproduced over and over again through patterned conversation, they gain a kind of hybrid agency that they share with human conversational participants, which means that they play a role in shaping future interaction. This paper argues that power relationships in health care organizations are a product of how groups negotiate intersecting texts through their conversations (Taylor, 2001).
The texts that sustain hierarchical power relationships exist in the form of written documents that codify power relationships (e.g., legal mandates that require most other providers to be supervised by a physician) as well as memory traces that group members carry with them from one interaction to the next. Laws are relatively fixed texts, but like any other text, they were created through historical conversations among physicians and others who sought to preserve physicians’ authority (Freidson, 1974). The texts that shape power relationships have persisted across time and space through imbrication—a process through which texts produced in previous interactions intersect with new texts to become the taken-for-granted content that actually shapes future interactions (Taylor, 2001). Imbalanced power relationships often hinder successful team collaboration, and they have consequences for patient care. But there seems to be some variation in how different health care groups navigate the texts that shape these power relationships through conversation—either in ways that exacerbate the tension between the hierarchy and collaborative models of care or in ways that reduce this tension. Two questions guide this study:
RQ1: How do collaborative health care groups sustain imbalanced, hierarchical power relationships through everyday communication and interaction?
RQ2: How do collaborative health care groups negotiate these imbalanced, hierarchical power relationships in ways that impact collaborative care?
Method
This project used a qualitative approach that included both observation and interviews with different health care groups in a hospital. Power relationships in these groups were viewed as a product of intersecting texts that were perpetuated through group conversation and interaction. The different data collection methods used in this study offered multiple ways to examine this interplay between the texts that sustained hierarchical power relationships and the conversations through which group members negotiated or co-oriented around these texts. According to Taylor and Robichaud (2004), “conversation, framed within a material/social and language environment, is the site where organizing occurs and where agency and text are generated” (p. 395). Observation provided the opportunity to see firsthand the moments of interaction that served as the sites where group organizing occurred; interviews enabled participants to tell both real and hypothetical stories about these moments of interaction as well. Taylor and Robichaud further explain that “as text . . . the language environment frames conversations and reflects the sensemaking practices and habits of interpretation of organization members dealing with their immediate material/social purposes” (p. 395). Observation enabled the researcher to see patterns of interaction firsthand, and participants often overtly articulated in the interviews their interpretations of the rules and structures that shaped group interaction.
Research Site
The data for this project were collected at a private, nonprofit children’s hospital located in Southern California (referred to by the pseudonym “SoCal Children’s Hospital” or “SCCH”). SCCH is an active research and teaching institution that draws physicians from around the world. The researcher gained access to this site through an initial point of contact—a nurse Ph.D. who worked as a nursing manager on an inpatient unit at SCCH for many years but had since moved into an administrative role that was not associated with a specific inpatient unit. After receiving institutional review board approval from the hospital to conduct this project, the researcher went through the process of becoming an official hospital volunteer in order to obtain an SCCH email address for communicating with participants as well as a hospital badge, which also served as an access key card that enabled independent movement throughout the building.
Participants and Procedures
There are many different types of formal groups and teams in hospitals (see Poole & Real, 2003), but this project focused on collaborative care groups. Barley and Weickum (2017) characterized collaborative work as “a communicative process with three defining characteristics: (1) multiple individuals working together, (2) a specific goal orientation, and (3) a work process characterized by . . . reciprocal interdependence” (p. 140). Because discipline plays such an important role in the organizational hierarchy, this study added a fourth defining characteristic of health care teams specifically: interdisciplinarity. Care groups were defined in this way to enable comparison across a variety of different internally structured entities that all function, or are supposed to function, collaboratively. The researcher selected a purposive sample of six care groups, including two groups that provided general care (the Hematology/Oncology group or “Hem/Onc” and 5A), two that provided critical care (the Pediatric Intensive Care group or “PICU” and the Bone Marrow Transplant group or “BMT”), and two that provided surgical care (the Cardiovascular Acute group or “CVA” and the General Pediatric Surgery group or “GenPedSurg”). Some of these groups were either closely or loosely associated with a particular nursing unit (BMT, CVA, PICU, 5A) while one was associated with two nursing units (HemOnc) and one was loosely associated with a specific “med surg” nursing unit but also provided care to patients in other nursing units across the hospital (GenPedSurg). Despite these variations, they all provided patient care collaboratively according to the above definition. Various kinds of clinicians from across the six care groups participated in the research, including: physicians, nurses, pharmacists, clinical care coordinators, nutritionists, social workers, translators/interpreters, child life specialists, speech-language pathologists, physical therapists, occupational therapists, respiratory care managers, and chaplains. Interviews were conducted with 49 individuals from the six groups.
Observation
Observation sessions focused on patient rounds as a critical part of the collaborative care process. A total of 20 observation sessions were conducted across the six care groups; each session typically lasted between one and two hours depending on the length of patient rounds for each care group. 2 To set up an observation session, the researcher’s point of contact would connect her via email with someone who worked with the group to arrange the days and times for observation. The number of observation sessions conducted with each group depended on the researcher’s ability to develop an understanding of the standard rounding process 3 that took place within that group.
Detailed field notes on each observation session focused on the time and location of rounds, who was present, where people sat or stood, who led the discussion, who participated and how they participated, how the discussion unfolded, what the process was like, and what kinds of interactions took place among group members. If the group conducted bedside or walking rounds, notes were initially written in a small notebook and then transcribed into digital form immediately after the observation session. If the group conducted office rounds, notes were taken on a laptop. These observation sessions resulted in 70 single-spaced pages of field notes.
Interviews
The researcher also conducted 49 interviews with care group members—including nurses, physicians, and ancillary staff from each of the six groups. 4 Interview questions focused on: participants’ professional background and their role in providing care, 5 group and organizational culture, 6 collaboration during 7 and outside of rounds, 8 and other barriers or factors that might impact patient care. 9 Interviews had to be relatively short to accommodate the busy schedules of the interviewees. On average, they lasted between 15 and 20 minutes—though they ranged from five minutes to an hour. The semistructured interview format allowed for flexibility, and the researcher highlighted priority questions in advance to prepare for interviewees with very little time. All interviews except for one were conducted in person at the hospital in locations identified as convenient by the interviewees (e.g., the café, on the units in empty consult rooms, in private offices, etc.). One interview was conducted over Skype because the interviewee was on a leave of absence from work. Interviewees were assured of confidentiality and asked if recording was okay for research purposes. Only two interviewees asked not to be recorded, so extensive and careful notes were taken during those interviews.
Data and Analysis
Interview recordings were transcribed and uploaded along with the field notes from observation into MAXQDA, a qualitative data analysis program. Seven parent codes were initially derived from the literature on collaborative care, communication, and power relationships; these included: attitudes/values, time, space, power, barriers, group process, group composition. Some initial sub-codes were also created based on previous research. The initial power sub-codes were knowledge, ownership, claiming power, ceding power, rules-politeness/avoiding conflict, rules-doctors make the decisions. For group process, the initial sub-codes were interdisciplinary logic, shared purpose, and communication-openness.
Saldaña (2010) recommended using at least two iterative cycles of coding. During the first cycle of coding, both types of data were coded using the same initial codes and sub-codes. Emergent sub-codes were created if clear patterns emerged in relation to one of the initial parent codes that did not fit into one of the initial sub-codes or if clear patterns emerged within a sub-code. For example, the sub-code communication-media emerged under the parent code of team process and the sub-code speaking up emerged within the initial sub-code of communication-openness. First, the observation data were coded to get a sense of the interactions among group members. Coding the observation data grounded the analysis in the participants’ contextualized conversations and interactions. Then the interview data were coded, and these data served a few different important functions. They sometimes helped the researcher to identify and better understand the rules and structures that were enabling or constraining conversations witnessed through the observations; they also provided other contextual information about group process and interaction that was not observable during rounds. Sometimes they forced the researcher to explore tensions between the two types of data, and they provided input from members of the care groups who were not invited to or could not attend rounds. This perspective enabled the researcher to interpret the conversations and interactions recorded in the observation data, considering not only the people who were part of these interactions but also the people who were part of the collaborative care group but were not part of these interactions.
During the second cycle of coding, both types of coded data were arranged by care group, which allowed for a comparison between observation and interview data for each group. Patterns in the observation data were compared to patterns in the interview data to look for possible relationships between group conversations and the texts that shaped and were shaped by these conversations. Themes emerged from these relationships and the themes were compared across all of the care groups to look for similarities and differences. The researcher created analytic memos for each theme that described the emergent texts and developed their recursive relationship to group conversation across the observation and interview data for each group, including key excerpts or quotes from the data. Relationships between themes were also noted in an effort to identify how different texts seemed to intersect and how group members navigated these intersecting texts in conversation in ways that shaped group power relationships.
Findings
Texts that Reinforced the Hierarchy
The first research question asked how collaborative health care groups sustain imbalanced, hierarchical power relationships through everyday communication and interaction. Findings indicated that there were a variety of different texts that shaped hierarchical power relationships across different care groups, but there was one text that shaped these imbalanced power relationships across the organization as a whole—the idea that doctors, especially senior doctors, were the ones who made the decisions. This text was articulated openly by participants across all six care groups in the interview data; it was also discovered in patterns of conversation from the field notes and in stories told about real and hypothetical conversations in the interviews.
(Senior) Doctors make the decisions
Physicians openly claimed their power to make decisions. Many physicians from across all of the care groups voiced this power in the interview data. For example, in describing her role in the PICU care group, an attending physician explained that when she was on service, she was the “lead physician in terms of decision making for everything that comes in and out of the unit—for everything that’s done on the unit.” When asked what she would do if another provider made a patient care decision she disagreed with, she said, “Well, in my position I guess I am the one that gets to finally make the decision.”
This text was also evident in stories told by interviewees about group interactions and in the observation of rounds when (senior) physicians sanctioned, ignored, or denied the decisions of others. In one example during BMT rounds, the team discussed a patient who had vomited in the night. The social worker joined the conversation, noting that the patient had told her nurse that there may be things she should talk about with a psychologist. The social worker then said that her intern would see the patient the next day. At this point the attending physician jumped in to indicate that he was “okay with the social worker’s intern seeing her.” Despite the fact that psychosocial care was the social worker’s primary domain and was not the physician’s area of expertise, the doctors-make-decisions text gave him the authority to sanction the social worker’s decision. The act of sanctioning reinforced the power imbalance between medical and psychosocial providers. An exchange during Hem/Onc rounds demonstrated how physicians sometimes ignored decisions made by other disciplines. The group was discussing one of their patients who was receiving physical therapy without a physical therapist present during rounds: Hem/Onc attending: He needs a break from PT. He’s not really into it right now. Hem/Onc resident: PT came to his room because they needed a new order. Hem/Onc attending: Yeah, it’s fine that they’re coming, but . . . Hem/Onc resident: . . . he just needs a little break, yeah.
The doctors-make-decisions text allowed the physicians to temporarily stop the patient’s physical therapy without consulting a physical therapist. In another example, a PICU attending described how she sometimes had to simply deny the decisions of junior physicians. “There has been a rare instance where I really disagree with the senior fellow, and I have to say, ‘I’m sorry; it just has to be this way’ after like hours and hours of discussion.”
Nurses and ancillary staff also used this text in deferring to physicians. A Hem/Onc staff nurse shared that rounds were the most important time of the day for communicating about patient care plans because “that’s where the attending is there, and they are the ones who pretty much- they are the big guys. They make the decisions.” A GenPedSurg nurse practitioner (NP) used the text in her explanation of how involved she felt in the discussion during rounds: I feel equal in terms of making suggestions or saying “Hey, have we considered this aspect?” or “Hey, what do you think about this kind of situation?” And I feel like it is taken under consideration in a respectful way, but then whatever the attending or the fellow decides—that’s what we go with.
A nutritionist from the CVA care group similarly described her deference to physicians’ decisions in a hypothetical scenario where she might disagree with the medical team. She concluded by saying, “So I guess I would provide my professional opinion and leave it to the doctors or the NPs to decide what to do.” In this example, the nutritionist deferred not just to the physicians in her group but to the nurse practitioners as well, recognizing their legal and professional ability to diagnose patients and prescribe medication that led some to perceive their role in the group as similar to that of physicians. This perspective highlights the complexity of group power relationships since, unsurprisingly, most physicians did not share this perspective. In another example during BMT rounds, the team debated why a patient was not eating well. The staff nurse caring for the patient that day was present. She gave her opinion to the attending physician on how to resolve the food issue based on the 12-hour shift she had spent at the patient’s bedside but then deferred to the physician, saying, “but it’s up to you—what you think is best.”
Unlike the doctors-make-decisions text that was openly articulated in interviews by representatives of all disciplines and care groups across the organization, the other texts that reinforced hierarchical power relationships were rarely articulated openly—perhaps because they clashed with the organization’s codified values. They were primarily identified in patterns of interactions from stories told in the interviews and from the observation data, and they seemed to shape conversations, and power relationships, differently across the six care groups.
(Senior) Doctors have the most knowledge and expertise
Another text that reinforced hierarchical power relationships through group conversation can be explained by the assumption that (senior) doctors have the most knowledge and expertise of anyone in the care group. Two of the most common ways this text shaped power relationships in conversation were through teaching and research. A few ancillary staff members mentioned teaching as part of their role, but the researcher never actually observed teaching that involved any members of the team except physicians. In Hem/Onc rounds, if the team had down time while waiting for the attending physician to arrive, the fellow would typically offer to lecture on a topic chosen by the residents. During these lectures, the non-physician members of the group would chat quietly amongst themselves or look at their phones. These teaching moments certainly shaped power relationships between senior and junior physicians, but they also shaped power relationships between physicians and other members of the care group who were typically not invited to participate in the educational experience. This text also manifested in conversations about research. While people from across different disciplines conducted various kinds of health services research, large medical studies were typically authored by physicians even though other members of the team helped with data collection protocols. In one example, a BMT attending hospitalist used research to draw a distinction between his knowledge and expertise and that of a nurse practitioner on the team who had a very similar role as the attending in the patient care process. During rounds the attending discussed protocols for a research study with the rest of the group. He said, “If there’s a patient who’s consented to [a particular treatment] and has [a particular condition], just send an email to me and [the research administrator] to let us know, and we’ll tell you what to do.” The nurse practitioner (NP) asked, “Do I get to be an author on the paper?” and the hospitalist responded in a way that reinforced the NP’s exclusion from authorship: “Of course—if you want to help write it.”
Physicians also used this text to challenge the authority of other members of the care group. In one example from the interview data, a CVA charge nurse described a new rounding process called care progression rounds, which was focused on discharge planning. A consulting company hired by SCCH had decided that charge nurses should run these care progression rounds, and she explained that the physicians in her care group were not happy about this decision. One physician told her, “I don’t understand why you’re leading it when all you say is room number, the patient’s name, and that’s it . . . when I can just say that and give you the whole background and diagnosis.” Junior physicians often negotiated their power relative to nursing leaders through knowledge and expertise.
(Senior) Doctors are the most vital members of the care group
Care groups also reinforced hierarchical power relationships through the use of another text rooted in the assumption that (senior) doctors are the most vital members of the care group. One way this text shaped power relationships was through physician preferences, which were often privileged over established group processes. In one example, it was the first day that a new group of residents started their rotation in the PICU. A fellow gave them an introduction explaining that the fellows rotated each week and emphasizing multiple times that “every fellow does things differently and has different preferences for how rounds will go, so they need to expect that.” In some groups, the individual preferences of physicians affected group processes from day-to-day so that others had little control over their schedule and their time. The CVA interpreter who sometimes filled in on the med surg unit said she felt that: It’s not as organized [on the med surg unit] where I know for the day I am going to be doing all these things. They [med surg doctors] call us when things happen . . . It’s harder when I cover [that unit] . . . since I’m so used to a more organized pattern.
She described the challenge of being at the beck and call of physicians with little control over her own schedule and the other work she had to get done. A GenPedSurg fellow noted that only half of the attendings from his/her
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care group chose to attend rounds, which could create more work for him/her, especially when the team received “inappropriate consults.” S/he said that when the attending comes to rounds: then all we have to do is put in our note that it’s seen and examined by the attending . . . and then it’s done, but if I say it, then they are calling and asking about- “well should we do such and such?” and that’s not appropriate. I don’t need to waste my time on that.
In addition to creating confusion and more work for other members of the team, a lack of clear team process could disempower others and leave them uncertain of their role in the group, which could make them less likely to speak up or challenge physicians or to do so only in a polite or careful way. One BMT charge nurse described a culture in her care group not of challenging physicians but simply of asking questions because that is “when you learn and when you understand the rationale.” A BMT staff nurse similarly noted, “I will ask why that way instead of another way. I will try obviously not to say it in a mean way.”
Physician preferences also often determined spatial norms in ways that shaped group power relationships. Two of the care groups (BMT and Hem/Onc) conducted table rounds in an office instead of walking rounds on the unit, and one group (GenPedSurg) conducted a hybrid that started with table rounds and progressed to walking rounds. For office rounds, the groups typically sat around a long table and discussed each patient’s status instead of visiting the patients at the bedside. By choosing to do office rounds, physicians made it harder for nurses to attend rounds, which often took place while they were in the middle of their morning tasks on the unit. Because it took so much time for staff nurses to travel back and forth between the unit and the office, physicians from the Hem/Onc group simply decided staff nurses would no longer attend rounds. Instead the charge nurse from each unit attended rounds. While this may have been more efficient for the physician team, it created more work for others since the charge nurses had to find each staff nurse after rounds and explain the plan of care for every patient or a resident had to call the staff nurses to update them. One resident succinctly described the problem this created: We would round in the room so the nurse was never there, so we have to call the nurse to give them the plan. But sometimes things get so busy; you don’t call them later, and then they don’t really know what’s going on.
Efficiency for physicians was often used as a justification for physician preferences—even when it made more work for other group members and ultimately made the group as a whole less efficient.
The choice of space for office rounds was also significant as was the arrangement of group members within the space. Hem/Onc rounds took place in the physician work room—a space outside of the nursing unit that “belonged” to physicians and that others needed a door code and permission to enter. Larger groups in particular, like the Hem/Onc group, organized themselves around the long table in ways that reinforced imbalanced power relationships with physicians comfortably seated in chairs at one end of the table while nurses and ancillary staff scrambled to find a seat at the other end of the table or sat on counters or even stood behind the table when those seats were taken. If no attending was present, the fellow sat at the head of the table, though when an attending was present, he or she occupied this powerful position and the fellow moved one seat over. Once during BMT rounds, a doctor from another team poked his head into the office to ask a question about a patient, and the charge nurse actually gave up her chair to this doctor and stood for the duration of his discussion with the team. These spatial norms reinforced power differences among the disciplines and affected participation. Field notes from the first day of observing Hem/Onc rounds noted, “The charge nurse just sits there so far—doesn’t say a word.” Physicians typically led the discussion during office rounds while others listened and occasionally interjected to provide information, but non-physicians had no defined, active role in the process; they were there to hear the physicians’ conversation and to contribute information—especially when directly consulted by a member of the physician team.
Texts that Challenged the Hierarchy
The second research question asked how collaborative health care groups negotiate these imbalanced, hierarchical power relationships in ways that impact collaborative care. The findings suggest that care providers negotiate these hierarchical relationships by deftly maneuvering between texts that reinforced the hierarchy and texts that challenged the hierarchy in their daily interactions. One organizational text that challenged the hierarchy was articulated openly in the interview data.
We work together for the kids
Participants from all care groups seemed to agree that working collaboratively was essential for accomplishing the shared goal of providing excellent care to patients and families at SCCH. This text was also codified in SCCH’s mission and values. An occupational therapist who worked across all the groups said, “I think overall everyone really likes to share information, and I feel like people are there for the kids.” A PICU staff nurse described the SCCH culture in terms of “the level of respect between all disciplines, and then, of course, our mission that we are here for our children, and I think that really does- is shown in day-to-day actions; it’s not just words.” A BMT attending described her team as rising above disciplinary differences to provide excellent care. “It’s not, ‘I’m a doctor; I’m a nurse.’ It’s like- there’s a team . . . Everybody is responsible.” This sentiment was echoed by a BMT nurse practitioner who said, “I think we work together pretty close, and we would point out mistakes to each other without- At the end of the day, it’s for the patients.” Representatives from different disciplines across all six of the care groups articulated the work-together-for-kids text in the interviews. However, only some of the groups seemed to translate this organizational text into group texts that shaped daily conversations and interactions in ways that challenged the established hierarchy.
All group members have valuable perspectives
One text that groups used to challenge the hierarchy was based on the idea that all members of the group had a unique and valuable perspective to contribute to the patient care process. This text shifted conversations away from a focus on knowledge and expertise, which physicians have so much of from their many years of training, and instead emphasized the unique contributions of different members of the care group that came from their specific training or their unique role in caring for patients. The text challenged power relationships when the group acknowledged and valued the importance of all perspectives by creating an open, informal environment where everyone was able to communicate freely with each other. One way that groups created this environment was by calling each other by their first names. A BMT staff nurse said, “I think we’re a very friendly group, and it’s very easy for the nurses to talk to doctors and the other way around. We call the doctors by their first name here. We don’t say doctor so and so.” A PICU fellow similarly noted that people in his care group really respected each other, and “the ways that I have seen this manifested are people calling each other by their first name across the levels—trying not to have too much of a hierarchy situation; they are willing just to help each other out.”
Another way that care groups created informality and openness was through spatial norms. Unlike some of the other groups, in the PICU, physicians shared ownership of the physician workroom with other disciplines. This shared ownership became clear on the first day of PICU observation: I met the PICU attending in the hallway by the nursing station and introduced myself . . . Then he walked me down to the “physicians’ workroom.” He kept putting it in scare quotes, and it became clear why when we got there, and he noted that it’s the “physicians’ workroom,” but half of the people in there when we arrived were nurse practitioners!
The PICU and CVA care groups also chose to conduct walking rounds instead of table rounds. Because walking rounds were conducted on the nursing unit, it was much easier for nurses to join rounds. Also, during walking rounds, the group would stand in a circle outside each patient’s room while they discussed the patient’s status and the care plan for the day. The circle could expand or contract to include everyone unlike the table during office rounds, and there was no “head” of the circle.
Non-physicians also used this text to challenge power relationships by asserting the value of their perspective. In one example, a physical therapist who worked across all six teams talked about being “pretty vocal in explaining my point of view and my rationale for why a patient can or can’t do something that they [medical team] would like done at that time.” She demonstrated this in her stories about interactions with physicians as well: “Often the physicians are having their own rounds of patients that are rounds that we aren’t all involved in where they are going room to room. I have included myself in those rounds when I found that it’s important.” A PICU nutritionist actually held formal teaching sessions with the residents rotating through the PICU care group—an arrangement that she advocated for and that physicians in the group had sanctioned, which signaled to junior physicians the value of her perspective. Nurses also spoke up in a variety of different situations to ensure their perspective was heard. In one example from CVA rounds, “a very confident nurse . . . asks for a change in [a patient’s] meds that will apparently make her job easier and seems like it won’t have any effect on the patient’s care.”
Established group processes are important
Another text that groups used to challenge the hierarchy was based on the assumption that established group processes were important to the care process. In groups with clear, established processes for participation and sharing information during rounds, the individual preferences of different physician were less likely to significantly alter the process from day-to-day and the rest of the group knew what to expect. Also, an established process meant that a clear role could be defined for each member of the group. This text was evident in some groups from the organized way that rounds were conducted and from the way interviewees from these care groups described their experience of rounds. In most care groups, the physician trainees (residents or fellows) would “present the patient” (i.e., describe vitals, status changes, medications, etc.) during rounds, but the PICU and CVA groups had decided that the staff nurse would present the patient instead. In his interview, a PICU fellow explained how rare it was for nurses to have this role: They have the nurses present [the patient report] on rounds, which I have never seen anywhere else, which makes a- it’s a big change or a paradigm shift almost, but it makes the nursing team, I think, much more invested in the care of the patient.
A PICU resident described this group’s rounding process as “more structured” than other groups, and nurses seemed to benefit from this. In an example during PICU rounds, one of the new residents began to present the patient and then suddenly remembered this was the nurse’s job: The resident assigned to this patient gives his one-liner and then immediately starts reviewing the patient stats, vitals, meds from his info sheet, but then looks up and says, “Oh” . . . [smiling], and the staff nurse steps in and continues with her data . . . on vitals and meds.
In this example, the established process literally interrupted the hierarchy mid-sentence. A staff nurse from CVA also described how “things are more organized” on her unit. CVA staff nurses would prepare for rounds by writing “a brief background, what happened overnight, any events that you want to discuss, and any cleanup orders that need to be done by the doctor” (CVA staff nurse). This preparation allowed them to actively participate in the rounding process by contributing important information from a nursing perspective. The CVA rounding process also empowered nurses throughout the day because, as a charge nurse explained, the physicians would often discuss contingency plans with the staff nurses in anticipation of possible changes in the patient’s status: So there is always an A plan and a B plan a majority of the time so that if you as a nurse are dealing with one thing and you are trying to work out that A plan, you already know what the B plan is before we even get to that point because you can anticipate it.
This established process signaled physicians’ trust and confidence in the nurses to evaluate changes in the patients’ status and to make minor changes to the patient care plan without always having to contact the supervising physician.
Discussion
This research used the framework of text and conversation to investigate how hierarchical power relationships persist in modern health care organizations despite the growing pressure these organizations face to deliver care collaboratively and the negative impact that imbalanced power relationships can have on group collaboration. Findings suggest that all SCCH care groups used texts that reinforced hierarchical power relationships in their daily interactions. However, groups navigated these texts that reinforced the hierarchy alongside competing texts that challenged the hierarchy. Power relationships were sometimes negotiated differently from one interaction to the next. However, the imbrication of texts through conversational patterns seemed to establish somewhat enduring relationships of power within groups and revealed some interesting differences among the groups.
All groups and disciplines articulated the doctors-make-decisions text in the interviews and used this text in conversation to reinforce the hierarchy; the other texts that reinforced the hierarchy (doctors-have-most-knowledge and doctors-are-most-vital) were rarely openly articulated in the interviews but still shaped group conversation—though more so in some groups (i.e., Hem/Onc and 5A) than in others. All groups and disciplines also articulated in their interviews the work-together-for-kids text that challenged the hierarchy, but for many groups, there was little evidence of this organizational text consistently shaping daily conversation and interaction across disciplines at the group level. The exceptions were the PICU and CVA care groups, which both consistently translated the organizational work-together-for-kids text into group texts (all-members-have-perspective and established-process-is-important) that were frequently used together in ways that challenged the hierarchy in group conversation. In other care groups (e.g., BMT), the group texts that challenged the hierarchy were sometimes articulated in the interviews and occasionally observed in conversation, but there was little evidence of these texts consistently and routinely shaping group conversation, so they seemed to offer less of a counterbalance to the texts that reinforced the hierarchy. Sometimes the group texts that challenged the hierarchy were used frequently in conversation among a core interdisciplinary group of mid-level providers but were almost absent in conversations among the larger group where texts that reinforced the hierarchy dominated (e.g., GenPedSurg).
This study provides a new perspective on collaborative health care research by putting communication at the center of the analysis—not as a process of information exchange but as a constitutive process through which groups create and perpetuate relationships of power that impact collaboration. Taylor (2011) described language as performative; in conversation it “is doing something . . . [and] that ‘something’ is getting other people to think, do, feel or whatever, impelled by the force of the speaker’s words. It is all . . . about establishing precedence” (p. 1281, emphasis in original). Communication is performative and persuasive and is used to establish hierarchy. While previous research had identified some of the rules (e.g., doctors make the decisions) and processes (e.g., nurses accommodating the hierarchy) that have an impact on group power relationships (Apker et al., 2005; Beringer et al., 2006), this study demonstrated how these rules and processes can intersect communicatively through the interplay between text and conversation.
Perhaps most importantly, this research demonstrates how, through conversation, groups imbricate texts to shape a particular balance of power. While it would be inaccurate to attribute individual or even group intentionality to each deployment of text in conversation, it does seem that collectively over time, care groups used texts like tools to negotiate power balance within disciplinary ranks as well as across disciplines. Through their conversations, some groups consistently imbricated texts that challenged the hierarchy with texts that reinforced it—striking a delicate power balance between the senior physicians who were clearly “in charge” of the group and other group members who recognized physician authority but were still empowered to participate fully in the patient care process. Other groups only consistently imbricated the different texts that reinforced the hierarchy from one conversation to the next, which exacerbated group power differences and had the effect of disempowering non-(senior) physician members of the group. Future research should further explore how particular ways of imbricating hierarchy-shaping texts become ritualized over time in different care groups. Relational Dialectics Theory (Baxter & Montgomery, 1996) could also be used to more deeply explicate how tensions between the texts that challenge and reinforce the hierarchy manifest in the different ways groups imbricate these texts. A practically useful extension of this research would be the development and testing of a quantitative tool for assessing how groups navigate power relationships that impact collaborative care through their daily communication and interaction. Many existing quantitative instruments assess collaborative skills or other collaborative readiness factors (e.g., trust) without considering the important variable of power relationships (Hass et al., 2020; Murdoch et al., 2018).
This study also builds on existing research related to the textualization of physical space. Findings indicated that use of physical space played an important role in shaping group power relationships. In their discussion of spatio-temporal closure, Cooren and Fairhurst (2004) argued that times and spaces cannot be taken for granted; instead they are achieved and negotiated in the process of organizing. Vásquez and Cooren (2013) similarly defined space-time “as a construct of ongoing sociomaterial interrelations” and further explained “that these relations do not occur in space (and at a time)” but instead “create and define space-time” (p. 30). The spaces where care groups held patient rounds served as conversational sites for organizing, and repeated conversations in these spaces defined the space-time as part of the textual material that could shape future conversations.
Textualized space-time shaped conversations in ways that reinforced the hierarchy or challenged it, which impacted group collaboration. In the Hem/Onc group, table rounds were conducted in the physician work room, which clearly “belonged” to physicians, and involved a physical arrangement of group members around a table that reinforced the hierarchy. In the PICU group, rounds began in the physician work room, which was considered to be a collaborative workspace, with everyone informally gathered around a computer and then moved to walking rounds on the unit to enable bedside nurses to join; this appropriation of space-time challenged the traditional hierarchy. Decisions about the use of space may appear to be purely functional, having little to do with collaboration, but this is not the case. These findings build on existing research about space and its recursive relationship to communication (Barbour et al., 2016; Real et al., 2019) by focusing on the key variable of power relationships. This is an important area for future research, which should investigate how decisions are made, either explicitly or by default, about how groups occupy space during face-to-face interactions like meetings and in general (i.e., where different staff offices are located, who can enter and occupy different spaces, etc.).
The findings from this project are not only relevant to collaboration in health organizations; they also reinforce general knowledge about organizational collaboration and offer new insights that may be useful for managers and collaborators in any type of organization. This work demonstrates how everyday communication shapes organizational hierarchy while also reinforcing the idea that hierarchical power relationships impact collaboration. Hierarchies may appear stable, but this appearance of stability is actually a result of routinized everyday communication that recreates existing power relationships over and over again through individual interactions. These routines are often deeply entrenched and institutionalized, which make them challenging to change; however, the fact that they are a product of day-to-day communication makes them possible to change. For organizations trying to improve collaboration, it is important to address the issue of power relationships as well as other factors like collaborative skills and processes. Fortunately, the findings from this work suggest that power relationships do not need to be “balanced” to have a positive impact on collaboration; interventions that create even a small shift in the balance of power may have a big impact on collaborative work. Managers should consider starting small with communicative interventions that have a subtle impact on relationships of power. These interventions could involve creating more informal group norms by using first names instead of titles, reorganizing how people interact within a particular space, or developing a new process that establishes active roles for all members of the group rather than defaulting to the individual preferences of leaders. Over time, subtle changes in group conversation can lead to the creation of new texts and new ways of imbricating texts that reshape the balance of power. It is important to recognize that communicative interventions that shift the balance of power need to involve all members of a collaborative group, especially those at the top of the hierarchy. Otherwise, these interventions will likely result in conflict with the least powerful group members trying to claim power in subversive ways while the most powerful group members focus on reinforcing their power.
Limitations
This research was limited by a few different factors. First, health care organizations are challenging locations for fieldwork. Time was always limited, and interviews were sometimes cut short. One interview with a surgical attending lasted just five minutes before he was called into the operating room. However, if an interview was cut particularly short, the researcher always attempted to conduct an additional interview with an individual from the same discipline and group. The research might have also benefited from more regular observation (more frequently than once per week) and perhaps from shadowing members of each care group instead of just observing rounds. Second, the data for this project were analyzed by the researcher alone. To enhance validation, the researcher met regularly with her SCCH point of contact during data collection to discuss emerging patterns and anomalies. The findings were also reviewed by and discussed with SCCH clinicians. Finally, this study was limited by context because children’s hospitals are unique environments for studying collaboration. In the interviews, participants often acknowledged that physicians, nurses, and other staff who choose to go into pediatrics may interact differently than those who choose to provide adult care, suggesting that findings from a similar study on collaborative care in an adult hospital could potentially look different. This limitation presents an opportunity to replicate this work in a hospital that provides adult care.
Conclusion
Past research has shown that successful collaboration requires “mutual respect and power sharing” among care group members (Poole & Real, 2003, p. 392). However, the findings from this study indicate that mutual respect and power sharing are not necessarily incompatible with hierarchy. Group power relationships exist on a spectrum and are naturally imbalanced. It may be both unrealistic and unnecessary to try to try to balance power relationships entirely in interventions that aim to improve group collaboration. In fact, attempts to do this may lead to greater conflict as those at the top of the hierarchy feel increasingly threatened and overuse texts that reinforce the hierarchy in an attempt to maintain their status (Freidson, 1974). Instead, it seems entirely possible for care groups to simultaneously perpetuate and challenge the hierarchy—allowing the disciplines or positions at the top to remain there while also making the hierarchy itself a bit less steep so that others feel more empowered to step up and participate fully in the group’s collaborative work. Although it may not be necessary to balance power relationships to improve collaboration, these findings also suggest that it would be a mistake to design interventions that focus only on improving collaborative information exchange without taking into consideration the way that everyday communication constructs the larger social context in which collaboration happens. Instead of focusing explicitly on the process of group collaboration, perhaps interventions to improve collaborative care should focus more on everyday group interaction and how these interactions challenge or reinforce hierarchical power relationships.
Footnotes
Acknowledgements
I would like to thank my mentors, Dr. Patricia Riley and Dr. Janet Fulk; their knowledge and guidance were invaluable throughout the research process. Also, without the exceptional support of my point of contact at SoCal Children’s Hospital (pseudonym), this project would not have been possible. I am so grateful for the detailed feedback provided by the anonymous reviewers. Their expertise and insight improved this paper in many different ways, and I am so appreciative of their time and effort. Finally, I want to thank my colleagues at Loyola Marymount University for their support and assistance throughout the review process.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
