Abstract
Introduction
A caregiver is a person who provides care to a dependent individual. Such care involves practical help, emotional support, and financial support. Culturally, care in Brazil occurs in the family environment (Camarano, 2010). Brazilian caregivers are mostly women (wife or daughter of the care recipient) in a stable relationship (married or with a long-time partner), between 50 and 60 years of age, and with a low level of education (Brigola et al., 2017; Gratão et al., 2010; Inouye, Pedrazzani, Pavarini, & Toyoda, 2009). Care tasks exceed 10 hr a day, and reports of stress, burden, and poor health are frequent. About half of caregivers do not receive assistance and did not have previous training for caring for their loved ones (Gratão et al., 2010; Santos-Orlandi et al., 2017; Vieira, Fialho, de Freitas, & Jorge, 2011).
The burden of providing care often exerts a negative impact on biopsychosocial aspects of the caregiver (Loureiro, Fernandes, da Nóbrega, & Rodrigues, 2014; Tomomitsu, Perracini, & Neri, 2014). Caregivers of older adults have higher levels of fatigue, body pain, and other physiologic problems than noncaregivers (Corazza et al., 2014; Neri et al., 2011; Pinquart & Sorensen, 2003). Accompanied by the aging of the population, more people require care, and an increasing number of older adults find themselves in the role of informal caregiver (Neri et al., 2012). When the caregiver is also an older adult, the psychological and physical impacts can be even greater, exerting a negative on the performance of activities of daily living (Chen, Chen, & Chu, 2015; Corazza et al., 2014; Jull, 2010; Neri et al., 2011). Caregivers of spouses report more depressive symptoms, lower psychological well-being, more financial strain, and greater physical burden than caregivers who are sons, daughters, or children-in-law of a dependent individual (Pinquart & Sorensen, 2011).
Caregivers may have intrinsic and extrinsic characteristics related to a less active lifestyle (Amaral, Guerra, Nascimento, & Maciel, 2013; Farran et al., 2008; Fredman et al., 2008; Marquez, Bustamante, Kozey-Keadle, Kraemer, & Carrion, 2012; Santos & Cunha, 2013; Von Kanel et al., 2011). Long periods of daily care, the responsibility of providing care, a lack of formal training, and the absence of assistance in the care process can affect one’s access to self-care strategies (Jowsey, McRae, Gillespie, Banfield, & Yen, 2013; Jull, 2010). Caring for an older adult with severe dependence, as dementia or heart disease conditions, has also been described as a stronger barrier to a healthier lifestyle (Aggarwal, Liao, Christian, & Mosca, 2009; Mochari-Greenberger & Mosca, 2012; Von Kanel et al., 2011), that includes the practice of regular physical activity.
Physical inactivity is considered one of the most important risk factors associated with morbidity and mortality throughout the world (Lee et al., 2012). Older adults are identified as the most vulnerable age group to being physically inactive, with a prevalence rate of physical inactivity generally higher than 70% (Casado-Pérez et al., 2015; Hallal et al., 2012; Malta et al., 2015; Silva et al., 2014). Although physical activity could help minimize the harmful effects of the caregiver’s burden as well as the biopsychosocial changes involved in the aging process (Christofoletti et al., 2011; Hirano et al., 2011; Lambert et al., 2016), individuals decrease their level of physical activity immediately after taking on the burden of caring for a family member (Beesley, Price, & Webb, 2011). Studies indicate that approximately 85% of caregivers do not practice any physical activity (Aggarwal et al., 2009; Farran et al., 2008; Marquez et al., 2012; Von Kanel et al., 2011).
Negative beliefs regarding the aging process, a lack of information on the importance of physical activity, an unfavorable environment, the absence of public policies addressing this issue, and a lack of information with regard to time management may be regarded as hindrances for older adults to engage in regular physical activity (Moschny, Platen, Klaassen-Mielke, Trampisch, & Hinrichs, 2011; Nicholson et al., 2013; Rha, Park, Song, Lee, & Lee, 2015).
Some researchers have conducted interventions involving both the caregiver and care recipient or have made use of frequent telephone contacts in an effort to encourage caregivers to participate in physical activities (Cuthbert et al., 2016; Dal, Bello-Haas, O’Connell, Morgan, & Crossley, 2014; Rodriguez-Sanchez et al., 2014). In one investigation, caregivers reported a preference for short exercises performed several times a day (Marquez et al., 2012). Studies have also demonstrated the need to expand research on physical activity to caregivers (Lambert et al., 2016; Loi et al., 2014).
Studies with older caregivers have analyzed burden, diseases, depression, and social support as outcomes related to care tasks (Chen et al., 2015; Corazza et al., 2014; Marquez et al., 2012; Neri et al., 2012; Rodrigues, Watanabe, & Derntl, 2006). However, there is a lack of information on the prevalence of physical activity and associated factors among older caregivers, especially in Brazil. Because access to health promotion is weak in middle income countries, studies that provide such information can contribute to strengthening public policies and health professionals who work with caregivers.
The determinants of physical inactivity for older caregivers can be the basis for establishing strategies to induce this population to adopt a healthy lifestyle based on their needs and their daily routines. Moreover, understanding factors associated with physical inactivity in older caregivers may offer clues regarding how to develop public policies that grant this population equal access to viable self-care strategies.
The aim of the present study was to analyze the prevalence of physical inactivity and associations with socioeconomic and health characteristics, and aspects related to providing care among older caregivers. We hypothesize the following:
Method
A cross-sectional study was conducted in urban and rural areas covered by the Family Health Strategy (FHS) in the city of Sao Carlos, which is located in the central western portion of the state of Sao Paulo, Brazil. The municipality has 18 Family Health Units (FHUs), two of which are located in rural districts. The population consisted of individuals aged 60 years or older registered with a primary care service and who provided informal care to a dependent older adult living in the same home.
Primary care services were contacted for the addresses of homes with two or more older adults (total = 594 residences); N = 69 were not found at home, n = 26 caregivers and/or care recipients had died, n = 28 had moved to another address, n = 84 declined to participate in the study, and n = 36 did not meet the eligibility criteria. Details of the sample are described elsewhere (Luchesi et al., 2016). Among the 351 older caregivers interviewed, n = 39 who did not have complete information on all independent variables analyzed in the present study were excluded from the sample. A comparative analysis revealed no significant differences between the older caregivers who were included in the study (n = 312) and those who were excluded (n = 39). Figure 1 displays the flowchart of the participant selection process.

Detailed participant selection process; São Carlos, Brazil, 2014.
Data were collected between April and November 2014 through interviews performed by trained researchers at the participants’ homes. The data collection instrument addressed the following aspects of the older caregivers:
International Physical Activity Questionnaire (IPAQ): The IPAQ is divided into four components: job-related activity, transportation-related activity (traveling in vehicles, bicycling, walking), housework, and leisure activity. The questions address physical activity in the previous 7 days and measure the number of days and amount of time spent practicing moderate and vigorous activities. For the present study, the transportation-related and leisure activity domains were used. Individuals who performed 150 min per week of moderate physical activity or ≥75 min per week of vigorous physical activity in these two domains together were classified as active and those who did not perform this amount of physical activity per week were classified as physically inactive (Garber et al., 2011).
Katz Index: This index is used to measure one’s performance on six basic activities of daily living: eating, sphincter control, transferring, hygiene, dressing, and bathing (Katz, Ford, Moskowitz, Jackson, & Jaffe, 1963). The participants were classified as either independent or dependent (on one or more of the six functions; current study Cronbach’s α = .893).
Lawton and Brody Scale: This scale is used to evaluate the degree of dependence with regard to instrumental activities of daily living: using the phone, traveling, shopping, preparing meals, performing chores, taking medications, and handling money. For each activity, a score of 1 corresponds to complete dependence, a score of 2 corresponds to partial dependence, and a score of 3 corresponds to independence. The final score ranges from 7 to 21 points: 7 points = complete dependence, 8 to 20 points = partial dependence, and 21 points = independence. The participants were categorized as either independent or partially dependent (because they were caregivers, none was completely dependent; Santos & Virtuoso Junior, 2008; current study Cronbach’s α = .700).
Sociodemographic data: sex (female or male), age (60-74 years, 75 years or more), schooling (illiterate, up to 4 years of school, 5 or more years of school), marital status (with or without a partner), monthly family income (not informed, less than the Brazilian monthly minimum wage [equal to R$724 at time of data collection], ≥ monthly minimum wage), and place of residence (rural or urban area).
Aspects related to providing care: number of years spent caring for another older adult (0-4, 5 or more) and number of hours spent per day caring for another older adult (1-5, 6-10, >10).
Zarit Burden Interview (ZBI): The ZBI is a caregiver self-report measure with 22 items. Each item has five response options scored from 0 to 4 points: never, rarely, sometimes, frequently, and always. The total ranges from 0 to 88 points with higher scores denoting a greater degree of perceived burden (Scazufca, 2002; current study Cronbach’s α = .851).
Geriatric Depression Scale (GDS): The GDS has 15 items in a “yes/no” format used to indicate the presence of depressive symptoms. Scores higher than 5 points indicate the risk of depression (Yesavage et al., 1983; current study Cronbach’s α = .732).
Perceived Stress Scale (PSS): The PSS is used to evaluate the level of perceived stress by older adults. Each of the 14 items has response options that are scored from 0 to 4. The final score ranges from 0 to 56, with higher scores denoting a greater degree of perceived stress (Cohen, Kamarck, & Mermelstein, 1983; current study Cronbach’s α = .815).
Addenbrooke’s Cognitive Examination–Revised (ACE-R): The ACE-R addresses five cognitive domains (attention and orientation, memory, verbal fluency, language, and visual/spatial ability) and includes the Mini-Mental State Examination, Clock Drawing Test, and two verbal fluency tests. The total ranges from 0 to 100 points, with higher scores denoting a better cognitive status (Carvalho & Caramelli, 2007). For statistical purposes, the participants were divided into groups with scores above and below the median. The median scores were adjusted for level of schooling: 39 for illiterate individuals, 62 for those with 1 to 4 years of study, 78 for those with 5 to 8 years of study, and 83 for those with 9 or more years of study.
Frailty: This aspect was assessed based on the frailty phenotype proposed by Fried et al. (2001), which has five components. (a) Unintentional weight loss was determined based on the answer to the question, “Have you lost any weight in the last 12 months without dieting?” Affirmative answers of weight loss greater than 4.5 kg or 5% of habitual body weight were considered positive for this component. (b) Fatigue was evaluated with two questions from the Center for Epidemiological Studies–Depression—(i) “How often in the last week did you feel that everything demanded great effort?” and (ii) “How often in the last week did you feel you could not carry on with your activities?” Answers of “always” or “most of the time” for either question were considered positive for this component. (c) Weakness was indicated by the mean of three consecutive measures of grip strength on dominant side in kilogram-force using a Jamar hydraulic dynamometer (model SH5001; SAEHAN®, Lafayette, IL, USA). Strength categorized in the lowest quintile after controlling for sex and body mass index was considered positive for this component. (d) Slowness was indicated by the mean of three consecutive measures of the time (in seconds) required to walk 4.6 m in a straight line on flat terrain at a normal pace with or without the use of a cane or walker. Two meters were added to the beginning and end of the track to allow for acceleration and deceleration (total length of track = 8.6 m). Mean speed categorized in the lowest quintile after controlling for sex and height was considered positive for this component. (e) Low physical activity level was indicated by an affirmative answer to the question, “Do you believe you practice less physical activities when compared with 12 months ago?” Having three or more of the five phenotype components characterized the individual as frail, having one or two components characterized the individual as prefrail, and having no components characterized the individual as nonfrail or robust (Fried et al., 2001).
Statistical Analysis
The data were entered (double entry) on EpiData® version 3.1, validated and exported to the Statistical Package for Social Science (SPSS), version 17.0. The prevalence of physical inactivity was estimated with a 95% confidence interval (95% CI). Descriptive analyses involved the calculation of frequencies as well as mean, standard deviation, and median values. Crude and adjusted logistic regression models were created to analyze factors associated with physical inactivity. For such, a hierarchical approach was used. Variables with a p value ≤ .20 in the crude analysis were selected for the adjusted models. Data were entered into two levels: (a) sociodemographic variables and (b) remaining variables. Associations with a p value ≤ .05 in the adjusted models were considered significant.
This study received approval from the municipal secretary of health and the human research ethics committee of Federal University of São Carlos (process number 416.467/2013) and was conducted in compliance with Resolutions 466/12 and 251/97 of the Brazilian National Board of Health. All participants received clarifications regarding the objectives and signed a statement of informed consent.
Results
Among the 312 participants, 76.9% were female, 77.9% were between 60 and 74 years old, mean age was 69.5 ± 7.1 years, 60.6% had 1 to 4 years of schooling, 90.7% had a partner, 53.8% had a household income lower than the monthly minimum wage, and 77.2% lived in urban areas. Regarding health conditions, 35.6% of the participants had a score lower than the median on the ACE-R, indicating cognitive impairment. Moreover, 56.4% were classified as prefrail, 86.5% were independent with regard to basic activities of daily living, and 57.7% partially dependent with regard to instrumental activities of daily living. The majority did not exhibit depressive symptoms (78.2%) and the mean PSS score was 18.4 ± 9.8. With regard to the characteristics of the care provided, the majority reported that they had fulfilled the role of caregiver for 5 or more years (51.3%), with predominance of 1 to 5 hr of care a day (64.1%). The mean burden score (ZBI) was 17.8 ± 13.9 (Table 1).
Sociodemographic, Health, and Care-Related Characteristics of Older Caregivers (n = 312); São Carlos, Brazil, 2014.
Note. BMMW = Brazilian monthly minimum wage; BADL = basic activities of daily living; IADL = instrumental activities of daily living.
Mean (SD).
Median scores: 39 for illiterate individuals, 62 for those with 1 to 4 years of schooling, 78 for those with 5 to 8 years of schooling, and 83 for those 9 or more years of schooling.
The prevalence of physical inactivity was 89.4% (95% CI = [85.5%, 92.6%]) in relation to leisure, 87.2% (95% CI = [82.9%, 90.7%]) in relation to transportation, and 75.3% (95% CI = [70.1%, 80.0%]) in relation to both domains. Women are more physically inactive than men (p = .026).
The prevalence rates of physical inactivity were higher among women (78.3%), individuals older than 75 years (94.2%), illiterate individuals (79.7%), those with no partner (89.7%), those with a household income between 0 and 2 times the monthly minimum wage (81.1%), and those who lived in urban areas (76.3%). Regarding health conditions, the prevalence rates of physical inactivity were higher among subjects with an ACE-R score below the median (81.1%), those classified as frail (95.4%), those who were partially dependent with regard to instrumental activities of daily living (79.4%), and those who were independent with regard to basic activities of daily living (85.7%). Caregivers who spent 6 to 10 hr per day providing care for older adults and were caring for up to 4 years had the highest prevalence rates of physical inactivity (76.3% and 80.0%, respectively). The following factors were associated with physical inactivity among older caregivers in the adjusted analysis: being female (odds ratio [OR] = 2.8, 95% CI = [1.3, 5.9]), belonging to the age group older than 75 years (OR = 7.1, 95% CI = [2.2, 22.9]), not having a partner (OR = 4.2, 95% CI = [1.1, 15.8]), being categorized as prefrail (OR = 6.2, 95% CI = [1.7, 21.9]), and being categorized as frail (OR = 14.8, 95% CI = [3.8, 57.7]; Table 2).
Prevalence of Physical Inactivity and Associated Factors (n = 312); São Carlos, Brazil, 2014.
Note. — denotes variables did not remain in adjusted model (unadjusted analysis p < .2). OR = odds ratio; CI = confidence interval; BMMW = Brazilian monthly minimum wage; IADL = instrumental activities of daily living; BADL = basic activities of daily living.
Mean (SD).
Discussion
In the present study, most of the older caregivers were female, between 60 and 74 years of age, with low levels of schooling and household income. This profile is in agreement with descriptions in previous studies (Pinquart & Sorensen, 2011; Tomomitsu et al., 2014).
The prevalence of physical inactivity was higher than that reported in a Brazilian survey of older adults residing in major Brazilian cities (Malta et al., 2015). Previous studies report that less than 20% of family caregivers engage in physical activities for at least 20 min 3 times a week (Farran et al., 2008; Von Kanel et al., 2011). This likely occurs due to the demands of caring, which requires energy, financial resources, work, patience, and time, leading many caregivers to neglect their own self-care (Loureiro et al., 2014).
Being female, being older than 75 years, not having a partner, and being prefrail or frail were associated with higher prevalence rates of physical inactivity. Previous studies analyzing different age groups report that the prevalence of a low level of physical activity increases with age and the same sociodemographic characteristics are strongly associated with performing less physical activity (Casado-Pérez et al., 2015; Hallal et al., 2012; Malta et al., 2015). However, the samples in the studies cited were not older caregivers. Thus, this is the first study in Brazil on factors associated with physical inactivity in this specific population.
Despite changes with regard to social roles in society in recent years, women spend much of their time involved in domestic chores and providing care (Farran et al., 2008; Von Kanel et al., 2011). Older women perform an average of 3.77 more hours of care per week compared with older men (Del Bono, Sala, & Hancock, 2009). Moreover, older women are more often incapable of performing basic and instrumental activities of daily living (Alexandre et al., 2012, 2014), which may affect the ability to engage in regular physical activity (Casado-Pérez et al., 2015; Hallal et al., 2012; Malta et al., 2015).
An older age was associated with physical inactivity, which is in agreement with data described in national and international studies (Hallal et al., 2012; Malta et al., 2015). In addition to the fact that these older adults provided some type of care to other older adults, the physical, functional, and cognitive impairments that can occur with the aging process indicate greater difficulty in performing physical activity. Moreover, a high percentage of caregivers scored below the median on the cognitive test, which represents a risk for cognitive deficit and, probably, a lower quality of care in the future. This finding could be explained by the influence of a low education on the performance of the test (Cesar, Yassuda, Porto, Brucki, & Nitrini, 2017).
Approximately 90% of the older caregivers reported that they had a partner. The fact of not having a partner was associated with physical inactivity. Indeed, previous studies demonstrate that having a marital life and having family support are essential to the practice of physical activities (Duin et al., 2015; Escobar-Viera, Jones, Schumacher, & Hall, 2014).
Frailty was strongly associated with physical inactivity, as widely described in the literature (Clegg, Young, Iliffe, Rikkert, & Rockwood, 2013; Morley et al., 2013). The central physiologic mechanism for the frailty model is the dysregulation of the energy exchange. A reduction in food intake causes the loss of muscle mass, which lowers one’s physical performance and leads to lower energy expenditure. In turn, the lower energy consumption requires less food intake, which demonstrates the downward spiral of the energy exchange cycle. This spiral has many inputs, such as nutrition, physical inactivity, paralysis, hospitalization, acute disease, complications of chronic diseases, and falls (Fried et al., 2001; Morley et al., 2013).
Prefrailty and frailty lead to an increase in physical and functional limitations, which can restrict the safe, adequate practice of exercise (Alexandre et al., 2014). Therefore, the present findings are in agreement with data in the literature regarding the age-related incapacity cycle, demonstrating that inactivity generates incapacity, which, in turn, leads to further inactivity (Nóbrega et al., 1999). Older adults in developing countries are more vulnerable and frail compared with those in developed countries (Gray et al., 2016). Moreover, there is a lack of public policies supporting informal caregivers as well as places to leave older adults to offer caregivers a chance to care for themselves in Brazil, unlike what occurs in developed countries. This fact can impede older caregivers from practicing more physical activity. The factors associated with physical inactivity in the present study were not related to care characteristics, but rather to the same characteristics found among older adults in general. If Brazilian policy makers offer physical activity programs for older adults, they should consider that some are caregivers and have similar barriers as all older adults. However, it is important to consider that the factors associated with physical inactivity among caregivers in the present study may come from the specific requirements of providing care. Thus, frailty prevention and control strategies should be offered to older caregivers.
Some limitations of the present study should be mentioned. The cross-sectional design does not allow establishing temporal relations between the variables studied. Second, the analysis was restricted to physical inactivity only in the transportation-related and leisure-related domains, because studies stress the importance of reaching the ideal amount of physical activity, regardless of the domain (Garber et al., 2011). However, an individual analysis of other domains of physical activity could be relevant. The study also does not address information on formal caregivers, because most of the participants were partners of the care recipients. Moreover, all instruments were self-report resulting in nominal and categorical data. Future studies should identify variables that were not analyzed herein, such as social support, pain, and the time in which the caregiver had not performed physical activity in previous years.
In conclusion, contrary to our expectations, the results showed that the factors associated with physical inactivity were not specifically related to the task of caring, but rather gender, marital status, and the caregiver’s own aging factors, as an advanced age and conditions of frailty. As older caregivers are highly vulnerable to physical inactivity, decision makers can use these findings to establish public policies and interventions targeting this group.
Health professionals working in primary care should include the evaluation of caregivers in their routine and plan activities focused on this population. During such activities, the use of extrinsic and intrinsic motivational strategies is strongly recommended to encourage behavioral changes. Moreover, age, gender, degree of frailty, and marital status should be considered in the planning of such interventions. Physical activity and frailty prevention interventions should be offered to individuals or groups in person or by other means, such as telephone messages and smartphone applications. Individual guidance for activities that can be done at home, lectures, and educational actions in the waiting room of primary care centers are great examples of strategies to promote active living. Moreover, interventions should involve both the caregiver and care recipient in the same place and time, social and emotional support groups, and the establishment of a family care network so that other people can stay with a dependent elder individual while the caregiver exercises.
Footnotes
Acknowledgements
The authors would like to thank the nursing graduation students for their collaboration in data collection, the Municipal Office of São Carlos, the Research Support Foundation of São Paulo State (Fundação de Amparo à Pesquisa do São Paulo—FAPESP), and the National Council for Scientific and Technological Development (Conselho Nacional de Desenvolvimento Científico e Tecnológico—CNPq) for funding the research. We thank all the participants of this study.
Author Contributions
G.A.O.G. and B.M.L. participated in the study’s question elaboration, data analysis and interpretation, article writing, and final revision. F.S.O., A.C.M.G., K.G.S., and K.I. collaborated with the writing of the article. S.C.I.P. and T.S.A. collaborated with the elaboration of the study’s question, data analysis and interpretation, article writing, and final revision. A.G.B. collaborated with the writing of the article and final revision.
Declaration of Conflicting Interests
The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The authors received no financial support for the research, authorship, and/or publication of this article.
