Abstract
Introduction
Mild cognitive impairment (MCI) is a construct used to capture a prodromal stage of incipient dementia (Albert et al., 2011). Mild cognitive impairment has been shown to be associated with biomarkers of neurodegeneration and dysregulation (e.g., Eliassen et al., 2017; Giau et al., 2019; Jack et al., 1999) along with increased risk of Alzheimer’s disease (AD) and other dementias (Smith & Bondi, 2013; Yaffe et al., 2006). Mild cognitive impairment is typically characterized by objective neuropsychological impairment in at least one cognitive domain with relatively intact function in activities of daily living and global cognition (Albert et al., 2011). Older adults with impairment in learning and memory are often classified as amnestic MCI (aMCI), while those with impairment in attention, language, visuospatial, and/or executive functions, in the absence of memory impairment, are typically classified as nonamnestic MCI (naMCI). Amnestic MCI has been shown to be associated predominantly with typical AD (Morris, 2006; Petersen, 2004), although there is evidence that aMCI may also be associated with increased risk of other dementias (Ganguli et al., 2004). Similarly, while naMCI has been found to be associated with AD, naMCI seems to be more strongly predictive of increased risk of vascular dementia (Mauri et al., 2008; Sudo et al., 2012), dementia with Lewy bodies (Ferman et al., 2013), and other non-AD dementias (Petersen et al., 2001).
There is some evidence for greater risk of MCI and AD/dementia among racial/ethnic minorities, with higher rates among Black elders than non-Hispanic whites (Mehta & Yeo, 2017). A number of potential underlying factors contributing to these discrepancies have been suggested (Glymour & Manly, 2008), including mistrust of medical researchers due to mistreatment (Ighodaro et al., 2017) and less exposure to tests as well as cognitive test biases. Within the Advanced Cognitive Training for Independent and Vital Elderly (ACTIVE) study, Black participants have lower mean-level cognitive scores than white participants; however, there were almost no differences in rate of cognitive change over time by race (Marsiske et al., 2013). These findings are consistent with recent work suggesting that Black participants are more likely to receive dementia diagnoses because of persistent lower cognitive performance rather than accelerated late-life cognitive decline (Weuve et al., 2018). Importantly, within ACTIVE, Aiken Morgan et al. (2010) demonstrated little evidence that specific cognitive measures put either white or Black participants at particular advantage or disadvantage. Given that test bias seems unlikely to account for the level differences in cognitive performance in this sample, more work is needed to understand the potential contributions of health-related and social factors.
One area of interest is the potential contribution of vascular risk factors (VRFs) to cognitive impairment, given that, on average, Black older adults have higher burden of VRFs (Graham, 2015), and more health conditions have been associated with worse cognitive outcomes in Black older adults (Byrd et al., 2018). Vascular risk factors include a myriad of disorders, including diabetes, hypertension, high cholesterol, obesity and metabolic syndrome, and a history of and current smoking, all of which have been associated with cognitive decline or greater risk of MCI (Byrd et al., 2018; Cannon et al., 2017; Cervilla et al., 2000; Feinkohl et al., 2019; Luchsinger et al., 2005; Zou et al., 2014). As such, this study sought to examine the effects of Black/white race and VRFs on MCI subtype status in ACTIVE, and whether the relationships between VRFs and MCI status differed among Black and white participants.
Methods
Participants
Participants from the ACTIVE study at baseline who had sufficient cognitive test data to determine MCI status were included in analyses (N = 2755). Detailed information regarding inclusion criteria for ACTIVE has been described elsewhere (Jobe et al., 2001). Participants were recruited from six sites throughout the United States. All procedures were approved by institutional review boards and informed consent was obtained prior to participation. At baseline, participants were at least 65 years of age, had a Mini-Mental Status Exam (Folstein et al., 1975) score >23, had intact basic activities of daily living, and were free of severe sensory impairments and medical conditions likely to impact functioning or significantly increase mortality risk. The current analyses only included participants who identified as either Hispanic (n = 3) or non-Hispanic Black (n = 718) and Hispanic (n = 12) or non-Hispanic white (n = 2022). There were only 15 Hispanic participants, so ethnicity was not explicitly examined. In accordance with other ACTIVE cohort publications (e.g., Marsiske et al., 2013) and given the small number of participants who identified as a race other than Black or white (n = 20; seven Asian, four American Indian/Alaskan Native, and nine Biracial), the current analyses excluded these 20 participants due to the small numbers.
Demographic and Vascular Risk Variables
Demographic and background variables
Baseline demographics included current age, total years of education, sex/gender (women and men), and race (Black and white). Along with cognitive measures, participants were administered vocabulary (Ekstrom et al., 1976), which involved identifying the synonym of a target word out of a set of five word choices and may represent a proxy for quality of education.
Individual vascular risk factors
Objective and subjective health information was collected from all participants. Participants also provided a list of all current prescribed and over-the-counter medications. The American Hospital Formulary Service (AHFS) coding system (AHFS Drug Information, 2015) was used to determine medication classes that were used to inform presence or absence of individual VRFs. All individual VRFs were coded as dichotomous predictors (0 = absence and 1 = presence) if they met at least one of the defining criteria at baseline. Diabetes: self-reported diabetes; use any diabetes-specific medication (e.g., alpha-glucoside inhibitors, biguanide, DPP-4 inhibitors, incretin mimetics, insulin, meglitinides, sulfonylureas, and thiazolidediones). Hypertension: self-reported hypertension; use any antihypertensive medication (e.g., ACE inhibitors, angiotensin II receptor antagonists, aldosterone receptor antagonists, renin inhibitors, beta-adrenergic blockers, vasodilators, central alpha agonists, and calcium channel blockers). High cholesterol: self-reported high cholesterol; use of statins (e.g., HMG-CoA reductase inhibitors). Obesity: body mass index (calculated using baseline height and weight) ≥30. Current smoking: self-reported current smoking status.
Cumulative vascular risk factor burden
Primary analyses for this study focused on baseline cumulative VRF burden. The cumulative VRF variable was the sum of the dichotomous individual VRFs (diabetes, hypertension, high cholesterol, obesity, and current smoking; range = 0–5).
MCI Classification
This study utilized a previously published algorithm for classifying MCI subtype and cognitively normal (CN) participants in ACTIVE (see Thomas et al., in press for full details). Mild cognitive impairment classification was based on the comprehensive neuropsychological (NP) criteria (Bondi et al., 2014; Jak et al., 2009; Jak et al., 2016), which required performance of <16th percentile on at least two cognitive measures within the same cognitive domain. Seven cognitive test scores were used to determine MCI status and included three memory measures: Hopkins Verbal Learning Test immediate free recall (sum of three learning trials), Rey Auditory Verbal Learning Test (AVLT) immediate free recall (sum of five learning trials), and AVLT-delayed recognition (hits − false positives +35); two reasoning measures: word series and letter sets total correct; and two speed of processing measures: digit symbol substitution total correct and useful field of view Task 2. Each person’s cognitive classification was based on a discrepancy between demographically adjusted (age, education, sex/gender, and Black/white race) expected scores and actual performance.
Participants who met criteria for MCI were then classified into subtypes (Petersen, 2004; Winblad et al., 2004): (1) aMCI if they were impaired in at least the memory domain and (2) naMCI if they were impaired in the reasoning and/or speed domain, but not memory. At baseline, 332 (12.1%) participants met criteria for aMCI and 186 (6.8%) participants met criteria for naMCI. Since dementia was excluded at baseline, the remaining 2237 (81.2%) participants were considered CN.
Statistical Analyses
A hierarchical multinomial logistic regression was conducted to determine the main effects of VRF, race, and other demographic factors on MCI odds (CN vs. aMCI; CN vs. naMCI) as well as whether race moderated the relationship between vascular risk and MCI status. Block 1 included age, education, sex/gender, and race. Block 2 added the vocabulary score. Block 3 added the cumulative VRF score. Block 4 added the interaction between race and VRF.
Decomposition of the race × VRF interaction was conducted via two separate multinomial logistic regression models predicting MCI odds (CN vs. aMCI; CN vs. naMCI) for Black and white participants, respectively. Covariates included age, education, sex/gender, vocabulary, and VRF. Exploratory follow-up analyses replicated the above analyses (Blocks 1–4 entered simultaneously) separately for each VRF to determine whether any specific VRFs were associated with MCI status.
Results
Demographic Information
Baseline Characteristics by MCI Subtype.
Note. CN = cognitively normal; aMCI = amnestic MCI; naMCI = nonamnestic MCI; SD = standard deviation; HVLT = Hopkins Verbal Learning Test; AVLT = Rey Auditory Verbal Learning Test; UFOV = Useful Field of View. Partial eta-squared and eta-squared are reported for ANOVA and Kruskal-Wallis tests, respectively, and Cramer’s V is reported for chi-squared tests. *p ≤ .017.
Represents significant difference from aMCI.
Represents significant difference from naMCI.
Represents significant difference from CN.
Prevalence of Cumulative and Individual Vascular Risk Factors Stratified by Race.
Note. VRFs = cumulative vascular risk factors; SD = standard deviation. Partial eta-squared are reported for ANOVA, and Cramer’s V is reported for chi-squared tests. ***p <.001.
Race and Vascular Risk Associations With MCI
Effects of Cumulative Vascular Risk Factor Score and Race on Amnestic and Nonamnestic MCI Odds.
Note. Data represent conditional odds ratios (ORs = exp[β]) from stepwise multinomial logistic regression models. NaMCI = nonamnestic MCI; aMCI = amnestic MCI; CI = confidence interval (lower bound–upper bound); VRF = cumulative vascular risk factor score. Cognitively normal participants are reference. ***p <.001; **p <.01; *p <.05 and are bolded.
Race as a Moderator of VRF Burden on MCI
In Block 4, there was a significant VRF × race interaction effect for naMCI (OR = 1.473, p = .017), but not aMCI (OR = 1.024, p = .856). Follow-up multinomial logistic regression models were then run for Black and white participants separately to examine the VRF effects on MCI status. Greater VRF burden was associated with increased odds of naMCI in Black participants (OR = 1.439, p = .008), but not white participants (OR = .988, p = .896). There were no significant effects of VRF on aMCI for either Black (OR = 1.101, p = .385) or white participants (OR = 1.101, p = .183).
Individual VRF Associations With MCI
Effects of Individual Vascular Risk Factors and Race on Amnestic and Nonamnestic MCI Odds.
Note. Data represent conditional odds ratios (OR = exp[β]) from multinomial logistic regression models predicting MCI status by race. NaMCI = nonamnestic MCI; aMCI = amnestic MCI; CI = confidence interval; individual VRF = individual vascular risk factor associated with heading. Cognitively normal participants are reference. ***p <.001; **p <.01; *p <.05 and are bolded.

Conditional odds ratios for nonamnestic and amnestic MCI stratified by Black/white race. Data represent conditional odds ratios for individual vascular risk factors adjusted for age, years of education, sex/gender, and vocabulary. (a) Panel A is nonamnestic MCI; (b) Panel B is amnestic MCI. Orange (light gray in print version) = Black participants; Dark blue (dark gray in print version) = white participants. Lines represent the 95% confidence interval. Note: MCI: mild cognitive impairment.
Discussion
This study examined the cumulative and individual effects of VRFs on MCI status and explored whether those relationships varied across Black and white community-dwelling older adults from across the United States. The principal findings from this study demonstrated that increasing vascular risk burden was associated with greater naMCI odds for Black participants, but not white participants, after accounting for the effects of age, sex/gender, educational attainment, and vocabulary (a potential proxy for educational quality). Furthermore, across individual predictors, obesity and high cholesterol independently conferred greater odds of naMCI for Black older adults. While qualitatively most individual VRFs trended toward greater odds for naMCI for Black participants, the pattern of findings for aMCI was less consistent
These findings are consistent with studies that have found increasing health burden associated with greater declines in cognitive performance, particularly in nonamnestic domains of perceptual/processing speed (Byrd et al., 2018; Carmasin et al., 2014) for Black elders. Specifically, Carmasin et al. (2014) found vascular burden was associated with both poorer initial and 2.5-year follow-up processing speed performance in a sample of Black older adults. These results may reflect compounding factors including social forces such as healthcare access/treatment quality (Fiscella & Sanders, 2016), neighborhood factors (Clarke et al., 2015), and literacy and quality of education (Manly et al., 2002). Other factors include lifelong exposure to racism, discrimination, and stress that may also contribute to higher rates and severity of medical risk factors and cognitive decline (Brewster et al., 2014; Fiscella & Sanders, 2016; Zahodne et al., in press; Zuelsdorff et al., 2020). Notably, adults with cardiovascular disease have been found to experience higher rates of housing insecurity, food insecurity, and financial insecurity than adults without cardiovascular disease (Parekh et al., 2020). As such, these findings may reflect known systemic inequities between Black and white adults on dimensions of social determinants of health impacting vascular health and ultimately cognitive status (Davis et al., 2014; Havranek et al., 2015).
Our results are also consistent with obesity as a salient risk factor for cognitive impairment in Black older adults (Barnes & Bennett, 2014). In general, prevalence of obesity is higher in Black adults than whites, and the downstream impacts of obesity on cardiometabolic functioning (e.g., diabetes, metabolic syndrome, and hypertension) have been found to have greater impact in Black adults (Sturman et al., 2008). While higher prevalence may partially explain this finding, underlying risk factors for obesity, including socioeconomic status (Lakerveld & Mackenbach, 2017), neighborhood segregation (Corral et al., 2012), and easier access to calorically-dense and nutritionally poor foods (Cooksey-Stowers et al., 2017) may also be contributory. Similarly, high cholesterol has also been found to be associated with increased MCI risk and poorer executive performance (Carvalho et al., 2014; Knopman et al., 2018). While this finding is unlikely due to differential prevalence between Black and white elders, as was the case in this study (McIntosh et al., 2013), the literature has demonstrated that Black adults may be disproportionately impacted by high cholesterol due to lower rates of statin use and undertreatment (Nanna et al., 2018).
While the focus of the study was on the interaction of VRFs and race on MCI odds, the initial blocks of the analyses showed that while there was a significant main effect of race on aMCI such that despite race being adjusted for in cognitive test z-scores from which MCI status was based, Black participants were at higher odds for aMCI classification, but not naMCI. This relationship, however, flipped once vocabulary was added to the model such that white participants were then at higher risk for both aMCI and naMCI. Possible explanations for this finding may include crossover effects (e.g., Elo & Preston, 1997), where at advanced age traditional expectations may flip due to potential underlying factors relating to survivorship and sources of resilience. Beyond the main effects of race and vocabulary, this study also found that across participants, diabetes and hypertension were associated with increased odds of aMCI and naMCI, respectively, consistent with previous findings (Luchsinger et al., 2007).
A potential critique of this current study relates to the nature of the ACTIVE cohort. Participants were positively selected and included a larger sample of older Black adults than the population prevalence. While this may introduce potential bias, we see including a larger population of Black older adults from multiple sites across the country as a strength, given that most aging cohort studies have an overrepresentation of white participants. Despite this larger cohort of Black older adults, our sample was constrained by a paucity of data for other racial/ethnic groups and remains a limitation of the ACTIVE cohort as a whole. Our individual and aggregate VRF burden measures were comprised primarily of self-report and medication data. This type of measurement is unable to capture the potential effects of disease length or severity. Inclusion of disease duration and other objective proxies for vascular health (e.g., A1C and LDL levels) would be helpful in future studies to assist in better understanding these relationships. Additionally, while this study attempted to include previously identified variables which may have contributed to disparities in cognition (e.g., educational attainment and vocabulary as proxy for educational quality), additional exploration of social determinants that likely impact cognition and vascular health will be explored in future studies. This study also only examined MCI prevalence; future studies should examine the associations between VRFs, race, and incident MCI to better capture the longer-term effects in late life.
Although there is a growing body of literature on racial disparities and vascular risk factors in MCI, few studies to date have examined racial disparities, VRFs, and MCI subtype risk in concert. We see the inclusion of interactions to explore these relationships as a relative strength. Further, many studies do not utilize the subtype-specific MCI classification. Use of a comprehensive neuropsychological criteria and inclusion of MCI subtype may assist in better determining primary etiologies of vascular/mixed dementia and/or primarily AD and is of particular importance, given neuropathological evidence suggesting that, even within participants diagnosed with clinical AD, Black participants had a greater mixed pathology (e.g., vascular and Lewy body) than whites (Barnes et al., 2015; Yaffe et al., 2006). Results from this study highlight the continued need for work on cognitive impairment to be increasingly mindful of representation of diverse older adults and including rich data regarding social determinants and health conditions that may drive any observed disparities.
Footnotes
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article. The current study is supported by NIA R01 AG056486. The ACTIVE Cognitive Training Trial was supported by grants from the National Institutes of Health to six field sites and the coordinating center, including: Hebrew Senior-Life, Boston (NR04507), the Indiana University School of Medicine (NR04508), the Johns Hopkins University (AG014260), the New England Research Institutes (AG014282), the Pennsylvania State University (AG14263), the University of Alabama at Birmingham (AG14289), and the University of Florida (AG014276). Lindsay Rotblatt is currently supported by the National Institute on Aging Kirschstein Individual Predoctoral Fellowship F31AG063412-01. Dr. Kelsey Thomas is supported by the U.S. Department of Veterans Affairs Clinical Sciences Research and Development Service (Career Development Award-2 1IK2CX001865) and the Alzheimer’s Association (AARF-17-528918). Ms. Rotblatt and Dr. Thomas previously received support from the National Institute on Aging T32 Predoctoral Training Fellowship AG020499. Dr. Adrienne Aiken-Morgan is supported by the National Institute on Aging (Diversity Supplement Award 3RF1AG022018-11S2) and the National Science Foundation (2033926). Dr. Michael Marsiske has received an in-kind contribution of 72 software licenses from the Posit Science Company (licensees of the Useful Field of View testing and training programs described in this manuscript) for another study (funded by the Robert Wood Johnson Foundation). The opinions expressed here are those of the authors and do not necessarily reflect those of the funding agencies, academic, research, governmental institutions, or corporations involved.
