Abstract
Background
There is a growing concern regarding the increasing prevalence of common non-cancer chronic pain conditions (NCPCs) and their possible association with Alzheimer’s disease and related dementias (ADRD). However, large population-based studies are limited, especially in Appalachian and other predominantly rural, underserved populations who suffer elevated prevalence of both NCPCs and known ADRD risk factors.
Objectives
We investigated the relation of NCPC to risk of incident ADRD in older Appalachian Medicare beneficiaries and explored the potential mediating effects of mood and sleep disorders.
Methods
Using a retrospective cohort design, we assessed the overall and cumulative association of common diagnosed NCPCs at baseline to incident ADRD in 161,573 elders ≥65 years, Medicare fee-for-service enrollees, 2013–2015. NCPCs and ADRD were ascertained using claims data. Additional competing risk for death analyses accounted for potential survival bias.
Main Findings
Presence of any NCPC at baseline was associated with significantly increased odds for incident ADRD after adjustment for covariates [adjusted odds ratio (AOR) = 1.26 (1.20, 1.32), p < .0001]. The magnitude and strength of this association increased significantly with rising burden of NCPCs at baseline [AOR for ≥4 vs. no NCPC = 1.65 (1.34, 2.03), p-trend = .01]. The addition of depression and anxiety, but not sleep disorders, modestly attenuated these associations [AORs for any NCPC and ≥4 NCPCs, respectively = 1.16 (1.10, 1.22) and 1.39 (1.13, 1.71)], suggesting a partial mediating role of mood impairment. Sensitivity analyses, multinomial logistic regressions accounting for risk of death, yielded comparable findings.
Conclusion
In this large cohort of older Appalachian Medicare beneficiaries, baseline NCPCs showed a strong, positive, dose–response relationship to odds for incident ADRD; this association appeared partially mediated by depression and anxiety. Further longitudinal research in this and other high-risk, rural populations are needed to evaluate the causal relation between NCPC and ADRD.
Keywords
Introduction
As of year 2021, 6.2 million US adults over age 65 are living with Alzheimer’s dementia (Alzheimer’s Association Facts and Figures, 2021), the most common condition among Alzheimer’s disease and related dementias (ADRD), a constellation of debilitating, irreversible neurodegenerative disorders (McNeill, 2011). In addition to its rising prevalence and subsequent functional impairment and disability in the older population, ADRD-related mortality has risen disproportionately over the last two decades, surpassing the mortality owing to heart diseases. ADRD is also associated with enormous economic burden both in the United States and elsewhere (Nichols et al., 2019; Takizawa et al., 2015); for example, in the United States the total Medicare and Medicaid spending toward ADRD care in the fiscal year 2021 has been estimated at $239 billion (Alzheimer’s Association Facts and Figures, 2021). Elevated risk for ADRD has been linked with factors such as older age, female sex, non-Hispanic Black, and certain genes, as well as with a number of modifiable factors, including low education, poverty, sedentary lifestyle, smoking, and alcohol consumption (Baumgart et al., 2015; Cooper et al., 2015; Moon et al., 2019). Moreover, individuals with ADRD are more likely to have other chronic disorders, including midlife hypertension and obesity, diabetes, heart and cerebrovascular diseases, chronic respiratory diseases, as well as depression, anxiety, and sleep disorders (Baumgart et al., 2015; Cooper et al., 2015; Julien et al., 2017; Zhou et al., 2015).
In addition, non-cancer chronic pain conditions (NCPCs) common in older populations have not only been associated with higher rates of disability, poor quality of life, increased healthcare utilization (Blyth et al., 2004; McWilliams et al., 2004; Nicholson & Verma, 2004; Rice et al., 2016), and a range of adverse physical health outcomes (Nicholson & Verma, 2004; Dominick et al., 2012; Gibson & Lussier, 2012; Smith et al., 2014; Fayaz et al., 2016), but may also be an important contributor to ADRD. A growing body of evidence from experimental (Moriarty et al., 2011; Cao et al., 2019) and cross-sectional (Van Der Leeuw et al., 2015; Ikram et al., 2019) studies suggests significant neurocognitive impairment, including deterioration in attention, memory, and executive function with chronic pain and certain NCPCs, as well as adverse neurostructural and neurofunctional changes paralleling those implicated in ADRD pathogenesis (Ng et al., 2018; Cao et al., 2019). Longitudinal studies from North America (Whitlock et al., 2017; van der Leeuw et al., 2018; Ezzati et al., 2019; Khalid et al., 2020), Europe (Veronese et al., 2018), and East Asia (Yang et al., 2016; Tzeng et al., 2018; Yamada et al., 2019) also suggest significant associations of chronic pain and certain NCPCs to subsequent deterioration in memory (Whitlock et al., 2017; van der Leeuw et al., 2018), accelerated cognitive decline (Whitlock et al., 2017), new onset cognitive impairment (Whitlock et al., 2017; van der Leeuw et al., 2018), and incident ADRD (Ezzati et al., 2019; Innes & Sambamoorthi, 2020; Khalid et al., 2020).
Population-based evidence primarily focused on nationally representative populations (Whitlock et al., 2017; Khalid et al., 2020) with a small number of US-based studies conducted at county level (van der Leeuw et al., 2018; Ezzati et al., 2019); however, the longitudinal association of chronic pain to subsequent adverse cognitive outcomes remains underexplored in rural, underserved populations, who exhibit historically high prevalence of both chronic pain (Johannes et al., 2010; Goldberg & McGee, 2011; Jackson et al., 2014; Dahlhamer et al., 2018; Guglielmo et al., 2019) and ADRD risk factors (Shaw et al., 2004; Serrano et al., 2007; Schwartz et al., 2009; Centers of Disease Control (CDC) West Virginia - State Nutrition, Physical Activity, and Obesity Profile, 2012; Abner et al., 2016; Akushevich et al., 2018; Mamudu et al., 2017; Mattos et al., 2017).
In the United States, chronic pain prevalence is particularly elevated in Appalachian adults (Centers for Medicare and Medicaid Services (CMS) Medicare Reports, 2018), populations characterized by poverty and poor access to health care (Seufert & Carrozza, 2004). For example, state-specific data from the Behavioral and Risk Factor Surveillance Survey (BRFSS) in 2018 indicated prevalence of arthritis in West Virginia (WV) (BRFSS, 2018), the only US state situated entirely within Appalachia, to be 39%, the highest in the nation (Dahlhamer et al., 2018). Likewise, WV adults not only include a disproportionately high percentage of elders and rural residents (US Census Bureau QuickFacts, 2019) but suffer a high burden of other ADRD risk factors (Kivipelto et al., 2001; Baumgart et al., 2015; Cooper et al., 2015; Zhou et al., 2015) including socioeconomic factors [poor educational attainment, low household income, and high unemployment (Seufert & Carrozza, 2004; Shaw et al., 2004; Behringer & Friedell, 2006; Hendryx, 2010)] as well as specific lifestyle characteristics and chronic health conditions (Serrano et al., 2007; Schwartz et al., 2009; Holt et al., 2011; Herath & Brown, 2013; Schoenberg et al., 2015; Hege et al., 2017; Mamudu et al., 2017), factors also linked to chronic pain (Verkaik et al., 2007; Shiri et al., 2010b; Dominick et al., 2012; Gibson & Lussier, 2012; Okifuji & Hare, 2015; Fayaz et al., 2016; Haaksma et al., 2017). Notably, WV has the highest prevalence in the nation of many modifiable health-related risk factors for ADRD, including physical inactivity, tobacco smoking, cardiovascular disease, chronic kidney disease, diabetes, chronic obstructive lung disease, midlife hypertension and obesity, and multimorbidity (United Health Foundation, America’s Health Rankings: Annual report, West Virginia, 2020).
Yet to our knowledge, only one study to date has investigated the association of chronic pain or NCPCs to ADRD risk in Appalachian or other impoverished, rural, medically underserved populations (Innes & Sambamoorthi, 2017). In this cross-sectional investigation of a large sample of Ohio Valley residents, osteoarthritis and related joint pain were strongly and positively associated with perceived memory loss in a dose-dependent manner, an association that appeared mediated in part by impairment in mood and sleep. Mood and sleep disorders have been linked bidirectionally with chronic pain conditions owing to a number of overlapping neurobiological mechanisms (Menefee et al., 2000; Finan & Smith, 2013; Hooten, 2016) and therefore qualify as potential effect mediators.
However, there is a scarcity of investigations on the association of common NCPCs and NCPC burden to subsequent risk of incident ADRD in older Appalachian or other rural, high-risk populations, and the potential mediating influence of mood and sleep disorders, conditions common in this population (Liu et al., 2016; BRFSS, 2018) and linked to both NCPC and ADRD (Menefee et al., 2000; Ownby et al., 2006; Bubu et al., 2016; Hooten, 2016), remains to be explored.
In this large retrospective cohort study of West Virginia Medicare beneficiaries, we investigate the association of common NCPCs and NCPC burden to risk for incident ADRD and assess, as a secondary aim, the potential mediating influence of mood and sleep disorders on these associations. The study’s primary hypotheses were as follows: 1) presence of diagnosed common NCPCs at baseline would be associated with increased risk of ADRD at follow-up and 2) the magnitude of this association would increase with rising burden of baseline NCPCs. We also hypothesized a potential role of mood and sleep disorders as mediators in these associations.
Methods
Design and Data Source
Risk for incident ADRD in Appalachian population with chronic pain and NCPC burden at baseline was investigated using a retrospective cohort study design using data from ADRD-free West Virginia (WV) Medicare fee-for-service beneficiaries (years 2013–2015) with baseline (year 1, 2013) and follow-up (year 2 and 3, 2014 and 2015) periods.
The WV Medicare health insurance program is available for all WV permanent residents 65 years or older or with an eligible disability. Compared to the 19% national enrollment average, 24.4% of West Virginia’s population is enrolled in the Medicare health insurance program due to relatively high percentage of disabled (23% of the Medicare enrollees, part A and B) and older adults (77% of the Medicare enrollees, part A and B) in West Virginia (Centers for Medicare and Medicaid Services (CMS) Medicare Reports, 2018). The WV Medicare fee-for-service (FFS) files are claims-based data from inpatient (IP), skilled nursing facility (SNF), outpatient (OT), home health agency (HHA), and physician office (PO) health services utilization. Linked Medicare administrative records and FFS files were used to collect information on sociodemographics (age, sex, race, region, and Medicaid coverage) and medical claims. Zip-Code data files were linked with administrative records to measure Zip-Code–level percent education attainment and household income.
Inclusion and Exclusion Criteria
The primary study cohort included non-institutionalized, Medicare FFS beneficiaries with continuous enrollment, who were age 65 years or older at baseline and still alive at end of follow-up. Participants diagnosed with ADRD at baseline (8.4%) were excluded from the study. Stepwise application of all a priori exclusion criteria yielded a final study cohort of 161,573 individuals. The present study was approved as an exempt protocol by the WVU Institutional Review Board, which identified the research as a non-human subject research.
Study Measures
Incident ADRD
Medicare FFS claims for IP, SNF, OT, HHA, and PO for years 2013–2015 were used to identify ADRD status at baseline and follow-up years. Consistent with recommendations of the Center for Medicare and Medicaid Services (CMS) (Medicare Current Beneficiary Survey (MCBS), CMS Medicare and Medicaid Research Data, 2020), ADRD was identified as “at least one FFS claim with any of the following International Classification of Diseases, ninth Edition, clinical modification (ICD-9-CM) diagnostic codes: 290.0–290.3, 331.0–331.2, 331.7, and 331.8 (Lin et al., 2010) or ICD-10-CM codes: G30.xx and F02.xx” (Forbes et al., 2018). ADRD status identified from FFS claims was used to ascertain both prevalent ADRD (for purposes of exclusion) and incident ADRD at follow-up times 1 and 2.
NCPCs and Number of NCPCs
Medicare FFS claims for IP, SNF, OT, HHA, and PO during baseline year 2013 (01/01/2013–12/31/2013) were used to ascertain baseline NCPC status, which involved identification of five common NCPCs: back or neck pain, headache, joint pain, neuropathic pain, and osteoarthritis. Presence of any NCPC was identified using either two outpatient claims (90 days apart) or one inpatient claim using ICD-9-CM codes as recommended by CMS (Chronic Conditions Data Warehouse: Your source for national CMS Medicare and Medicaid research data, Access Yr 2020) and consistent with prior studies of NCPC (Edlund et al., 2010; Sullivan et al., 2008). Any NCPC was assessed as a binary variable (yes/no) during baseline. Relative NCPC burden was ascertained with a categorical variable (0 to ≥4 NCPCs).
Other Variables
Covariates were selected a priori based on published research documenting their association with ADRD risk and/or chronic pain (Baumgart et al., 2015; Cooper et al., 2015; Kivipelto et al., 2001; Musicco et al., 2009; Qiu et al., 2010) for inclusion in our multivariable models. Covariates included demographic factors: age-group (65–69, 70–74, 75–79, and ≥80 years), sex (female/male), and race/ethnicity (non-Hispanic white/non-Hispanic Black/other). College education and household income were measured using Zip-Code–level demographic data by linking participants’ Zip-Code information with state-wide median education or income level derived from 2000 US Census data. Participants’ status on education and income is represented as percentiles based on state-wide median data [college education and household income (1= 0–25, 2 = 26–50, 51–75, 76–100 percentile)] (Healthcare Cost and Utilization Project (HCUP). Quartile classification of patient’s zip code, 2019). Insurance and geographical region were measured as: health insurance status (Medicaid insurance (yes/no), the West Virginia Department of Health and Human Resources (WVDHHR) North (I&III) and South (II&IV) geographical regions (“WVDHHR Regions Description”, Access Year 2020). Other covariates include lifestyle factors: smoking status (current smoker/non-smoker) and obesity (yes/no); history of stroke or traumatic brain injury (TBI); and chronic health conditions, including hypertension, diabetes, heart disease, respiratory illness, and cancer, as well as specific auto-immune conditions associated with chronic pain, including rheumatoid arthritis (RA), and systemic lupus erythematosus (lupus). Analgesic use, defined as baseline use (yes/no) of non-steroidal anti-inflammatory medications (NSAIDS) and opioid analgesics, was ascertained using records of reimbursed prescription claims during the baseline year.
Potential mediators: Baseline depression and anxiety disorders as well as insomnia-related sleep disorders were ascertained using medical claims data.
Statistical Analysis
Rao–Scott chi-square tests were used to evaluate baseline study characteristics in relation to NCPC and ADRD status. The associations of NCPC presence (Y/N) and burden (i.e., number of NCPCs) to risk for incident ADRD were assessed using multivariable logistic regressions. We assessed the linear effects of NCPC burden on risk for incident ADRD using polynomial contrasts. Covariates were added block-wise to logistic regression models to allow incremental adjustment for baseline sociodemographic and related factors, lifestyle characteristics, chronic physical health conditions, and medication use, with final models including all covariates. To evaluate the potential mediating influence of mood disorders (defined as a diagnosis of depression and/or anxiety) and insomnia-related sleep disorders on the relation of NCPCs to ADRD risk, we followed a two-step process: (1) we first confirmed the association of these disorders to both baseline NCPCs and incident ADRD and (2) we then included these disorders, both separately (diagnosed depression and anxiety) and in combination (diagnosed depression, anxiety, and insomnia-related disorders), in our fully adjusted logistic regression models to assess the relative effects on increased odds of ADRD.
In addition to the primary analyses, sensitivity analyses were also conducted to account for potential survival bias. Specifically, to assess competing risk of death (with and without a diagnosis of ADRD) into our analyses, we built models using multinomial logistic regression with four outcome categories: ADRD-free and alive at the end of follow-up (n = 153,075) (reference category); ADRD-free and not alive at the end of follow-up (n = 10,599); ADRD positive and alive at the end of follow-up (n=8498); and ADRD positive and not alive at the end of follow-up (n = 2331). All analyses were performed using SAS survey procedure (SAS version 9.4, SAS Institute, Inc.).
Results
Baseline Characteristics by NCPC in the Cohort of N = 161,573 Adults ≥ 65 Years, Using Fee-For-Service West Virginia Medicare Claims, 2013–2015.
NSAIDs, non-steroidal anti-inflammatory drugs.
*Non-cancer chronic pain conditions (NCPCs) include osteoarthritis, joint pain, headache pain or migraine, back and neck pain, and neuropathic pain conditions; ¥Numbers within each variable category may not total of N = 161,573, due to missing data; §p-values are based on statistically significant difference in variable levels across NCPC status, examined with Rao–Scott chi-square test;
Baseline Characteristics by Incident ADRD in the Cohort of N = 161,573 Older Adults (≥65 Years), Using Fee-For-Service West Virginia Medicare Claims, 2013–2015.
NSAIDs, non-steroidal anti-inflammatory drugs.
*Non-cancer chronic pain conditions (NCPCs) include osteoarthritis, joint pain, headache pain or migraine, back and neck pain, and neuropathic pain conditions; ¥Numbers within each variable category may not total of N = 8,498, due to missing data; §p-values are based on statistical difference across ADRD status, examined with Rao–Scott chi-square test;
Association of ADRD Risk to Baseline NCPC and NCPC Burden
Association of Baseline Non-Cancer Chronic Pain Conditions (NCPCs) and NCPCs’ Burden to Incident Alzheimer’s Disease and Related Dementias (ADRD) in West Virginia Medicare Beneficiaries Cohort of N = 161,573 Adults*, 2013–2015 [Odds Ratios (ORs) and Adjusted Odds Ratios (AORs) With 95% Confidence Intervals (CIs)].
ADRD, Alzheimer’s disease and related dementias.
*Age ≥ 65 years, continuously enrolled in fee-for-service West Virginia Medicare. **At least one baseline condition: osteoarthritis, headache, migraine, chronic back or neck pain; joint pain, neuropathic pain. ¥Including sex, age, race/ethnicity, education, income, Medicaid insurance, private insurance, marital status, region. ‡Including smoking status, obesity; ¥¥Including chronic physical health conditions (hypertension, diabetes, heart disease, cancer, rheumatoid arthritis, lupus, history of stroke, traumatic brain injury, analgesics); ‡‡Including depression and anxiety disorders; ‡‡‡insomnia-related sleep disorders.
Competing Risk of Death Analysis
Association of Baseline Non-Cancer Chronic Pain Conditions (NCPCs) and NCPCs’ Burden to Incident Alzheimer’s Disease and Related Dementias (ADRD) in West Virginia Medicare Beneficiaries Cohort of Older Adults*, 2013–2015 (Odds Ratios (ORs) and Adjusted Odds Ratios (AORs) With 95% Confidence Intervals (CIs): Study of Competing Risk of Death Using Multinomial Logistic Regression.
ADRD, Alzheimer’s disease and related dementias.
*Age ≥ 65 years, continuously enrolled in fee-for-service West Virginia Medicare. **At least one baseline condition: osteoarthritis, headache, migraine, chronic back or neck pain; joint pain, neuropathic pain. ¥Including sex, age, race/ethnicity, education, income, Medicaid insurance, private insurance, marital status, region. ‡Including smoking status, obesity. ¥¥Including chronic physical health conditions (hypertension, diabetes, heart disease, cancer, rheumatoid arthritis, lupus, history of stroke, traumatic brain injury, analgesics); ‡‡Including depression and anxiety; ‡‡‡insomnia-related sleep disorders.
Subsidiary Findings
Other than NCPCs, other variables that were found to be significantly associated with risk for incident ADRD in the study cohort included sex (female vs. male, AOR = 1.09, CI = 1.04–1.15); advanced age (80+ vs. 65–69 years, AOR 6.61, CI = 6.14–7.11); WV regions (North vs. South, AOR .86, CI .76–.97); Medicaid insurance (AOR 1.77, CI = 1.66–1.86); history of hypertension versus no hypertension, AOR = 1.24, CI = [1.15, 1.34]; diabetes versus no diabetes, AOR = 1.13, CI = [1.07, 1.19]; cardiovascular disease (CVD) versus no CVD, AOR = 1.19, CI = [1.13, 1.25]; stroke versus no stroke, AOR = 1.74, CI = [1.60, 1.88]; COPD versus no COPD, AOR = 1.19, CI = [1.12, 1.26]; TBI versus no TBI, AOR = 1.71, CI = [ 1.53, 1.92];depression versus no depression, AOR = 1.94, CI = [1.83, 2.05]; anxiety versus no anxiety, AOR = 1.1, CI = [1.03, 1.18]; and any sleep disorders versus none, AOR = 1.14, CI = [1.07, 1.21]. Moreover, in this study, high prevalence of baseline NCPC as well as high rate of incident ADRD among female versus male suggests a potential modifying role of sex in the association between NCPC and ADRD.
Discussion
Incident ADRD was significantly associated with baseline NCPC in this large retrospective cohort study of older Appalachian adults. The significance of this association remained after adjustment for sociodemographic, lifestyle factors, chronic physical health conditions, and analgesic use. We also observed an incremental rise in the odds of incident ADRD with increasing number of baseline NCPCs. Attenuation of the observed associations with inclusion of baseline depression and anxiety suggests a possible mediating role of these mood disorders on the relationship of NCPC to incident ADRD. In contrast, inclusion of sleep disorders did not appreciably affect estimates, perhaps in part due to the potential under-ascertainment of sleep disorders in medical claims data.
This study is the first rigorous population-based study to evaluate the relation of common NCPCs and NCPC burden to incident ADRD in a cohort of predominantly rural, poor, underserved elders and to explore, in this population, the potential mediating influence of mood and sleep disorders on this association. Appalachian populations not only suffer disproportionately high burden of chronic pain conditions, but also a high concomitant burden of both non-modifiable and modifiable risk factors for ADRD (Kivipelto et al., 2001; Qiu et al., 2010; Baumgart et al., 2015; Zhou et al., 2015). For example, West Virginia has almost twice the national percentage of rural-living population (Pollard & Jacobsen, 2011); the third highest proportion of adults 65+ years of age in the United States (Centers for Medicare and Medicaid Services (CMS) Medicare Reports, 2018); and the highest prevalence in the nation of most chronic physical health conditions [e.g., cardiovascular diseases, chronic kidney disease, diabetes, chronic obstructive lung disease, and multimorbidity (Schwartz et al., 2009; Holt et al., 2011; Herath & Brown, 2013; Mamudu et al., 2017; United Health Foundation, America’s Health Rankings: Annual report, West Virginia, 2020)] and adverse lifestyle factors [e.g., tobacco smoking, obesity, and physical inactivity (Behringer & Friedell, 2006; Herath & Brown, 2013; Schoenberg et al., 2015; Hege et al., 2017; United Health Foundation, America’s Health Rankings: Annual report, West Virginia, 2020)] linked to increased ADRD risk (Baumgart et al., 2015); these risk factors are also strongly associated with chronic pain (Blyth et al., 2004; Day & Thorn, 2010; Ohayon & Schatzberg, 2010; Shiri et al., 2010b; Dominick et al., 2012; Smith et al., 2014; Fayaz et al., 2016; Guglielmo et al., 2019). Thus, understanding the relation of chronic pain conditions to incident ADRD in WV and other high-risk rural populations is of particular importance.
To our knowledge, published studies regarding the association of pain to adverse cognitive outcomes in rural, underserved populations are limited to a cross-sectional investigation of 21,982 older Appalachian adults residing in the mid-Ohio Valley near Parkersburg, WV (Innes & Sambamoorthi, 2017). Consistent with our findings, this study documented a strong, positive, dose–response association of perceived memory loss to osteoarthritis and associated joint pain, an association that appeared mediated in part by sleep and mood impairment. Likewise, published research regarding the collective and incremental relation of common NCPCs to incident ADRD remains sparse, to date limited to our recent study in a large sample of US elders enrolled in fee-for-service Medicare (Khalid et al., 2020). In this prior investigation, we found risk of ADRD to rise significantly with increasing number of pain conditions at baseline after adjusting for sociodemographic, lifestyle and comorbid conditions, and medication use (Khalid et al., 2020), with risk estimates similar overall to those observed in the current study of WV elders.
Although longitudinal investigations of rural, disadvantaged populations are lacking, our findings from this study of Appalachian adults are also in broad agreement with those from other previously published observational studies examining the association of chronic pain and/or chronic pain conditions to subsequent adverse cognitive outcomes. For example, findings from recent cross-sectional (Van Der Leeuw et al., 2015; Innes & Sambamoorthi, 2017; Ikram et al., 2019) and cohort studies in East Asia (Huang et al., 2015; Yang et al., 2016; Tzeng et al., 2018; Yamada et al., 2019), Europe (Hagen et al., 2014; Røttereng et al., 2015), and North America (Morton et al., 2019; Innes & Sambamoorthi, 2020; Khalid et al., 2020) suggest that those with specific chronic pain conditions including fibromyalgia (Tzeng et al., 2018), headache and migraine (Hagen et al., 2014; Yang et al., 2016; Morton et al., 2019), and osteoarthritis/knee (Yamada et al., 2019; Innes & Sambamoorthi, 2020) may be at increased risk for incident ADRD. Likewise, studies of chronic pain symptoms in US (Whitlock et al., 2017; van der Leeuw et al., 2018; Ezzati et al., 2019) and British (Veronese et al., 2018) adults have documented associations of persistent pain (Whitlock et al., 2017), severe chronic pain (van der Leeuw et al., 2018; Veronese et al., 2018), and/or reported pain interference (Ezzati et al., 2019) to subsequent deterioration in memory (Whitlock et al., 2017; van der Leeuw et al., 2018), accelerated cognitive decline (Whitlock et al., 2017), new onset cognitive impairment (Whitlock et al., 2017; van der Leeuw et al., 2018), and incident dementia (Whitlock et al., 2017; Ezzati et al., 2019).
While the factors underlying the observed link between NCPCs and ADRD risk remain little understood, several biological, behavioral, health, and economic factors may play a role. For example, posited biological mechanisms have included the exhaustion of neural reserves for attention and memory due to frequent processing of pain signals, chronic pain-mediated inflammation and eventual neuronal dysplasia, and altered neurochemistry (Moriarty et al., 2011; Mutso et al., 2012; Malfliet et al., 2017; Cao et al., 2019). Contributing behavioral factors may include the use of maladaptive pain coping strategies, negative pain perception, and lower health-seeking behavior (Hoffman et al., 2002; Seufert & Carrozza, 2004; Behringer & Friedell, 2006; Day & Thorn, 2010). Health and economic factors associated with both chronic pain and ADRD risk, such as lower access to health care, poor education, and low household income (Seufert & Carrozza, 2004; Shaw et al., 2004; Behringer & Friedell, 2006), may also help explain observed associations. Finally, certain lifestyle factors linked to both chronic pain and ADRD (Shiri et al., 2010b; Baumgart et al., 2015; Cooper et al., 2015; Okifuji & Hare, 2015; Fayaz et al., 2016), including tobacco smoking (Shiri et al., 2010b), physical inactivity (West Virginia Behavioral Risk Factor Surveillance Survey Report 2017, 2017), and mid-life obesity (Shiri et al., 2010a), may also help explain the association between NCPCs and ADRD risk. Consistent with prior studies (Shiri et al., 2010b; Okifuji & Hare, 2015), we found an increased prevalence of any chronic pain condition at baseline in individuals with obesity and smoking. As has been documented previously (Kivipelto et al., 2001; Musicco et al., 2009; Qiu et al., 2010; Baumgart et al., 2015; Cooper et al., 2015; Zhou et al., 2015), the prevalence of other ADRD-related risk factors including diabetes, stroke, hypertension, and history of heart disease was also significantly higher in study participants with baseline NCPC. Notably, adjustment for socioeconomic factors, lifestyle characteristics, and chronic physical health conditions attenuated, although did not eliminate the positive association between NCPCs and incident ADRD risk, suggesting these factors may in part underlie this relationship.
Our study specifically investigated the potential mediating role of sleep and mood disorders on the association between NCPCs and ADRD risk. Depression, anxiety, and sleep disorders are significant independent predictors of ADRD (Ownby et al., 2006; Bubu et al., 2016; Gulpers et al., 2016) and have been shown to have strong, reciprocal relationships with chronic pain (Hooten, 2016; Kroenke et al., 2011; Menefee et al., 2000). Chronic pain can lead to poor sleep quality (Sayar et al., 2002; Finan et al., 2013); conversely, sleep deprivation is also documented to affect pain perception and trigger hyperalgesia (Gopalakrishnan et al., 2004; Lautenbacher et al., 2006; Monti & Monti, 2007; Berridge et al., 2012). Similarly, evidence exists in support of a bilateral relationship between mood disorders and chronic pain (Wilson et al., 2002; Ohayon & Schatzberg, 2010; Hooten, 2016). For example, a cohort study of 500 primary-care patients showed a reciprocal relationship between depression and pain severity, with equal and strong effects on each other when assessed longitudinally (Kroenke et al., 2011). Evidence suggests that the shared neurobiology underlying chronic pain and mood disorders such as depression and anxiety may contribute to the observed bidirectionality (Finan & Smith, 2013; Hooten, 2016; Malfliet et al., 2017). In our study, inclusion of depression and anxiety disorders in the adjusted models weakened the association between NCPCs and incident ADRD, suggesting that these mood disorders may in part mediate this relationship. In contrast to findings of recent studies in nation-wide (Khalid et al., 2020) and Appalachian (Innes & Sambamoorthi, 2017) Medicare beneficiaries, inclusion of sleep disorders in the adjusted model only modestly attenuated the relation of NCPCs to incident ADRD in this study of WV elders. While reasons for this discrepancy are unclear, our results may in part reflect under-ascertainment of insomnia and related sleep disorders in WV medical claims data.
Strengths and Limitations
Our study has several strengths, including the population-based design and use of longitudinal data from a large retrospective cohort of Appalachian elders that included all noninstitutionalized WV elders enrolled in FFS Medicare insurance program during the study period. Information was available on a range of potential confounders, including sociodemographic and lifestyle characteristics; history of chronic health conditions; and use of analgesic medications, allowing us to assess the potential influence of these factors on the relation of NCPC’s to incident ADRD. Likewise, information on diagnosed depression, anxiety, and sleep disorders permitted us to evaluate the possible mediating effects of these risk factors. ADRD and NCPC were ascertained using claims data and recommended algorithms, as were other physical health conditions, history of stroke and TBI, and mood and sleep disorders.
However, the findings of our study should be interpreted in the light of several limitations, including relatively short follow-up period. ADRD, a condition that is often underdiagnosed in part due to its typically slow and insidious progression, is likely to be under-ascertained more so in our study’s Appalachian population where underdiagnosis of ADRD has been documented (Abner et al., 2016), therefore, potentially biasing our risk estimates toward the null. Identification of NCPCs in this study was dependent on healthcare claims data, and hence, some degree of underreporting is expected (Beaudet et al., 2013; Tian et al., 2013; Ward, 2013; Treede et al., 2015). Additionally, use of a conservative case definition for chronic pain ascertainment, that is, any inpatient claim or two outpatient claims for any chronic pain conditions 90 days apart (Tonelli et al., 2015), may have further contributed to under-ascertainment of NCPCs in this study population, potentially attenuating risk estimates. We lacked information on certain factors associated with NCPC and/or ADRD, including occupational history, physical activity, alcohol consumption, dietary habits, genetic predisposition, early childhood experiences, and social isolation (Kivipelto et al., 2001; Baumgart et al., 2015; Cooper et al., 2015). In addition, our assessment of income and education relied on proxy measures, possibly resulting in under-adjustment for these factors. While both ADRD and chronic pain have been associated with increased risk for mortality (Hui et al., 2003; Smith et al., 2014; Taylor et al., 2017; Zissimopoulos et al., 2018), our sensitivity analyses for competing risk of death yielded findings similar to those of our primary analyses, suggesting that survival bias is unlikely to explain the observed association of NCPC to ADRD in this study.
While Medicare coverage for West Virginia is more than 24%, which is higher than the 19% national coverage rates, restriction of our study to continuously enrolled, noninstitutionalized FFS Medicare beneficiaries may limit generalizability of our findings to population groups who are not enrolled continuously in FFS Medicare, are institutionalized, or do not have health insurance. Likewise, our study population was limited to residents of WV as well as a predominantly white population in our study restricts the generalizability to minority races and populations from other Appalachian regions. Last, any causal inference of our study findings is limited by the short follow-up period in this study and the insidious nature of ADRD development and progression. However, a growing body of research regarding chronic pain’s involvement in neurocognitive impairments and heightened risk of cognitive decline and incident dementia (Moriarty et al., 2011; Malfliet et al., 2017; Cao et al., 2019) makes a sound case against reverse causality.
Conclusion
In this large retrospective cohort of older Appalachian Medicare beneficiaries, risk for incident ADRD was significantly associated with baseline NCPCs and increased as the number of NCPCs accrued in a dose-dependent fashion. Depression and anxiety but not sleep disorders potentially partially mediate this relationship. In the backdrop of limited healthcare resources and the absence of either effective disease-modifying or curative therapies for ADRD, additional studies are needed to elucidate the contribution of chronic pain as an emerging ADRD risk factor. Further large, prospective studies in this high-risk population with longer follow-up duration and additional information on potential confounding factors are needed to improve understanding of the role of chronic pain in ADRD pathogenesis, confirm, and extend our findings.
Footnotes
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was supported by Foundation for the National Institutes of Health (Grant No. 2U54GM104942-02).
