Abstract
Many countries have introduced e-government petitioning systems, in which a petition that gathers a certain quota of signatures triggers some political outcome. This paper models citizens who choose whether to sign such a petition. Citizens are imperfectly informed about the petition’s chance of bringing change. The number of citizens is large, while the cost of signing is positive but low. I show that a petition that can bring change succeeds by a strictly positive margin. Hence, a citizen signing the petition is almost surely not pivotal. On the other hand, a petition that cannot bring change still gathers the required number of signatures when citizens are not very well informed, implying a failure of information aggregation.
Introduction
Online petitions have become a part of the political process in many democracies. Two features of this form of political participation stand out. First, the number of potential participants is very large, essentially including the entire electorate. Second, while there is a cost of participation – the time and effort required to sign an online petition – that cost is usually negligible. Because of the very low cost, political action through online petitions is sometimes referred to, derisively, as slacktivism.
This paper studies participation in this form of political action, under one particular assumption. Specifically, the paper considers settings in which the outcome of the petition depends on whether the number of signatures reaches an exogenous quota.
There are several reasons why exogenous thresholds are relevant to online petitions. First, while a petition can signal the preferences of the public to policymakers, they are far more likely to receive the signal if the petition is sufficiently widely reported. Not all petitions become newsworthy, and it is reasonable to think that only petitions that attract sufficiently many signatures are reported in the media. Even if all petitions are reported, media reports usually contain coarse information about the number of citizens who sign a petition – for example, a headline may report that a certain petition has gathered ‘more than a million signatures’, without giving the exact number. For these reasons, the signalling value of a petition makes a jump when a certain exogenous number of signatures is reached.
Second, petitions do not only serve as a means of signalling public opinion to policymakers. Instead, in a number of countries, legislatures or governments have committed to act on a petition if it attracts sufficiently many signatures. In these e-government petitioning systems, a petition signed by a certain number of citizens will be debated in the legislature or will trigger some other official response. 1 Although the legislature can still vote to reject the petition, the probability of political change jumps from zero to a positive value if the required number of signatures is reached.
To analyse such settings, the paper adapts the model of threshold public good games to the context of online petitions. A large number of citizens are choosing whether to sign a petition, at some cost. If the petition collects a certain number of signatures, it will be considered by the legislature. Citizens are uncertain about the preferences of members of the legislature. These preferences are represented by a state of the world: in state
A crucial feature of the model is that the cost of signing the petition is positive but low. This reflects the nature of online activism, in which the cost of participation – the effort required to open, read, and sign the petition – exists, but is negligible. Specifically, the paper analyses sequences of equilibria when the number of citizens goes to infinity, while the cost of signing falls within certain bounds. In the limit, both the upper and the lower bound converge to zero, but at every point along the sequence there is a realistic interval of small but positive costs that satisfy the bounds. As a consequence, the usual ‘paradox of not voting’ (Downs, 1957) does not emerge: as the size of the electorate approaches infinity, participation in the limit is not universal but is also distinct from zero.
The first result of the paper is that in the limit, aside from a special case, the petition either succeeds or fails by a margin that is strictly positive, both in absolute terms and in relation to the number of citizens. Thus, in the limit, a citizen who signs the petition is almost surely not pivotal, even though along the sequence the probability of being pivotal remains positive. In particular, at a stable equilibrium, in state
Second, I analyse the outcomes in state
Finally, I analyse how the institutional setup of the petitioning procedure affects the willingness of citizens to sign the petition. Even though an equilibrium participation rate does not equal the required quota of signatures, an increase in the quota still induces greater participation. One consequence of this is that the size of the quota does not affect the outcome of the petition, as participation adjusts to the quota. However, since participation is costly, a lower quota reduces the total cost to citizens, increasing welfare.
The rest of this section discusses the related literature. Section 2. presents the model and discusses the assumptions behind it. Section 3. derives equilibria and characterises political outcomes in each state. Section 4. analyses the effect of the quota of signatures on participation and social welfare. It also shows that the results of the paper continue to hold when individual costs are heterogeneous. Section 5. concludes. The Appendix contains the proofs, as well as two technical results (Claim 1 and Claim 2) that are used in the proofs of the main results.
Related literature
This paper contributes to the literature on petitions and other forms of political activism. In addition to experimental work on online petitions (Margetts et al., 2011; Ginzburg and Guerra, 2021), a number of papers have developed theoretical models in which citizens choose whether to join a public protest or other type of collective action. Lohmann (1993), Banerjee and Somanathan (2001), and Battaglini and Benabou (2003) model costly participation in a population of finite size. Battaglini (2017) and Battaglini et al. (2020) model participation as costless. Ekmekci and Lauermann (2019) analyse both setups. In these models, citizens have information about the value of a policy, and engaging in a protest serves to signal this information to a decision-maker. 3 At the equilibrium, the decision-maker prefers to change the policy once participation reaches an endogenous cutoff. My paper adds to this literature in two ways. First, I focus on settings in which the cutoff is exogenously determined, either by the rules of the e-government petitioning procedure or by media reporting policies. Hence, by signing the petition, citizens are not merely sending a signal, but are directly affecting political outcomes. Second, my model incorporates a key feature of online petitions – positive but negligible costs of participating, combined with a large number of potential participants. This underlies the main results of the paper, including the strictly positive margin of success, and the ability of a hopeless petition to reach the required quota of signatures. More broadly, the paper adds to the literature studying the role of online platforms in shaping political behaviour (see Pogorelskiy and Shum, 2019; Enikolopov et al., 2020; Denter et al., 2021; Denter and Ginzburg, 2022 for recent work on this topic).
Collective action in which success or failure depends on meeting an exogenous threshold has been the focus of the literature on discrete public goods (see Palfrey and Rosenthal, 1984, for a classic reference). In particular, a number of authors (McBride, 2006; Barbieri and Malueg, 2010; Krasteva and Yildirim, 2013) study discrete public good games with imperfect information (for recent experimental work on discrete public good games, see Cartwright et al., 2019; Lim and Zhang, 2020; Bolle and Spiller, 2021; Ginzburg et al., 2023). Within this literature, the papers that are closest to mine are those that analyse asymptotic properties of the discrete public good game. Nöldeke and Peña (2020) analyse the effect of group size on participation, expected payoffs, and the probability that the public good is provided. They show that all three decrease in group size. In the limit, participation converges to zero while the probability of success remains positive. There are important differences between the model of Nöldeke and Peña and that of this paper. First, they consider a sequence of games with a fixed cost of participation, while in this paper, the cost of participation decreases along the sequence, falling within certain bounds. Second, in the model of Nöldeke and Peña, the threshold remains fixed as the group size increases – consequently, the fraction of group members that need to contribute to ensure success approaches zero, and hence the probability that a given group member participates converges to zero as well. In my paper, however, the magnitude of the threshold remains a constant fraction
Dziuda et al. (2020) also study asymptotic properties of a discrete public good game. In their model, the value of the public good relative to the cost approaches infinity while the size of the group remains fixed. Because the group size is finite, there is uncertainty about whether the public good is provided. The authors show that both the probability of an individual contributing and the probability of success are increasing in the size of the threshold. The former result also emerges in this paper. However, in my model, while the value of the public good relative to the cost approaches infinity as in Dziuda et al., the size of the group approaches infinity as well. Furthermore, unlike in Dziuda et al., group members are imperfectly informed about their payoffs conditional on reaching the threshold. Because of the large group size and uncertain consequences of reaching the threshold, uncertainty enters the results of my model in a different way. Specifically, whether the threshold is reached depends on the state of the world and the precision of individual signals. However, conditional on these factors, the outcome of the petition is deterministic: in the good state, the threshold is almost surely reached irrespective of how restrictive it is, while in the bad state, it is reached if signals are sufficiently imprecise.
More broadly, the paper is related to the literature on costly voting (Borgers, 2004; Levine and Palfrey, 2007; Krishna and Morgan, 2012; Ambrus et al., 2017; Myatt, 2015). My paper differs from that literature in two ways. First, I focus on a limit case in which the electorate is large, while the cost is small but positive. Second, in this paper, the cost of voting has a very particular form: while signing the petition is costly, voting for the opposite alternative – that is, not signing the petition – is costless. Hence, only voters who prefer to sign the petition face a participation dilemma.
Finally, the paper is also related to the literature on referenda with approval quorums, in which a proposal is adopted only if a certain exogenous share of voters support it. Aguiar-Conraria and Magalhães (2010) analyse such referenda in a model without voting costs. Maniquet and Morelli (2015) examine approval quorums in an electorate of finite size. In Herrera and Mattozzi (2010), voting is costly, but voters are not concerned with being pivotal – instead, each voter receives a payoff from voting for her preferred alternative that depends on the parties’ mobilisation efforts. In Aguiar-Conraria et al. (2020), the set of voters is finite, and some voters have negative costs of voting. My paper adds to this literature by analysing a quorum rule in a pivotal voter model with a large electorate and positive, though negligible, cost.
Model
There are
The petition will be considered by the legislature if it gathers strictly more than
Citizens are uncertain about the legislature’s eventual decision
4
, but they receive imperfect signals about it upon being exposed to the petition. Formally, there is a state of the world
After citizens observe their signals, they simultaneously choose whether to open and sign the petition. Let
Furthermore, the paper will study equilibrium behaviour when the number of citizens is large while the cost is small. Formally, the paper will examine sequences of voting environments such that There exists some
The focus of the paper will be the equilibria that emerge in the limit as
One assumption of the model is that citizens make decisions simultaneously. Specifically, they choose whether to pay the cost
The model also assumes that all citizens benefit from the petition. This is, in fact, without loss of generality, because acting against the petition – that is, not signing it – is costless. Hence, citizens who oppose the petition do not face a participation dilemma. They can then be omitted from the analysis, and
A key element of the model is Assumption 1. For each voting environment
Importantly, Assumption 1 is not ‘knife-edge’. As
Finally, the model assumes that the cost of signing is the same for all citizens. In Section 4., I show that the results continue to hold if citizens have heterogeneous costs of signing.
Main results
First, note that a strategy profile in which every citizen signs the petition irrespective of her signal cannot be an equilibrium, because in this case the number of signatures will exceed
Take a citizen Any positive participation equilibrium is characterised by a cutoff
In the above expression,
Lemma 1 establishes the existence of positive participation equilibria for all finite values of
Formally, let As
In words, if the electorate becomes arbitrarily large and the cost stays in the interval described by Assumption 1, in the limit there exist equilibria in which the level of participation is substantial.
5
In the special case when, along the sequence, the relation between the number of citizens and the cost of signing is such that
In the more general case, when
One way to select between the two positive participation asymptotic equilibria is to check equilibrium stability – that is, to check how each equilibrium responds to a small perturbation in strategies. The next proposition describes equilibrium stability: Suppose
The fact that
We can now turn to analyse the outcomes in state
If
In contrast, at the (stable) high participation equilibrium, the following result emerges: Suppose
Hence, at the stable equilibrium, a hopeless petition is forwarded to the legislature if and only if the interval
It is sometimes reasonable to think that sending a hopeless petition to the legislature is suboptimal. For example, the time that legislators spend on discussing the petition may have some cost, which is not internalised by individual citizens when they sign the petition. Then Proposition 3 suggests that when individual signals are not sufficiently precise, a socially optimal outcome is not achieved even with a large electorate. This differs from the standard result in the literature on information aggregation. The difference comes from the fact that in the standard models, the margin of victory in the limit converges to zero (see, e.g. Feddersen and Pesendorfer, 1997). This happens in my setting when
Effect of quota on participation
How does participation depend on In any positive participation asymptotic equilibrium, participation is strictly increasing with
Hence, in a large electorate, the share of citizens who sign the petition at any positive participation equilibrium increases when the petitioning procedure becomes more conservative.
What value of
In each state
If
Heterogeneous costs
The model assumes that all citizens have the same cost of signing the petition. This section will show that the results continue to hold if costs are heterogeneous.
Suppose that the cost of signing the petition for citizen
Concluding remarks
This paper looked at online petitions whose outcome depends on whether the number of signatures reaches an exogenous threshold. Two salient features of online petitions are a large number of potential signatories and a low but positive cost of signing. To analyse this form of political participation, the paper developed a model in which the number of potential participants approaches infinity, while the cost of participation is bounded from above and from below. Furthermore, citizens are imperfectly informed about the value of the petition.
In the limit, participation is nonzero but not universal, and citizens sign the petition even though they are almost surely not pivotal. At a stable equilibrium, a petition that can bring change succeeds by a strictly positive margin. At the same time, a hopeless petition can still gather the required quota of signatures if citizens are insufficiently informed. This contrasts with standard models of voting, in which the margin of victory converges to zero in a large electorate and the election aggregates information. The paper also found a monotone relationship between the required quota of signatures and participation level, which implies that low quotas may be socially preferable.
One feature of the model is that citizens choose whether to pay the cost without knowing the number of other citizens that had signed it earlier. While this is a reasonable assumption in many situations, a different model of online petitions could allow citizens to condition their choice on the number of previous signatories. Future research can analyse this alternative setup.
Footnotes
Acknowledgements
I thank the three anonymous referees for their valuable comments, as well as Micael Castanheira, Philipp Denter, Johannes Hörner, and Antoine Loeper for helpful discussions.
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work received financial support from MICIN/AEI/10.13039/501100011033 grants CEX2021-001181-M, PID2020-118022GB-I00, and RYC2021-032163-I; and Comunidad de Madrid grants EPUC3M11 (V PRICIT) and H2019/HUM-5891.
Appendix
For the proofs of the results in the main text, the following two technical results will be useful: Robbins (1955) shows that The function Taking logs and differentiating, we obtain
