Abstract
In the era of antiretroviral therapy, people living with HIV/AIDS live longer and are subject to co-morbidities that affect the general population, such as chronic kidney disease. An increasing number of people living with HIV/AIDS with end-stage renal disease are candidates for renal transplantation. Prior experience demonstrated that HIV-positive renal transplant recipients had acceptable survival but graft survival was decreased and rejection rates were increased, possibly due to suboptimal management of immunosuppressive medications in the face of drug interactions with antiretroviral therapy, particularly protease inhibitors and non-nucleoside reverse transcriptase inhibitors. Integrase strand transferase inhibitors are advantageous since they avoid drug–drug interactions with immunosuppressive drugs such as calcineurin inhibitors. We report clinical outcomes of 12 HIV-positive patients who underwent 13 kidney transplantations at our institution between 2000 and 2015. Cumulative survival was 75%, one-year and three-year survival were 100% and 63%. Integrase strand transferase inhibitor-based regimens were used in nine patients, of which eight survived. In patients on integrase strand transferase inhibitor, there was 100% graft survival and two had allograft rejection. In contrast, graft failure occurred in three patients on non-integrase strand transferase inhibitor-based regimens. Based on our study findings and on previously published data, we conclude that integrase strand transferase inhibitor-based therapy, preferably instituted prior to transplantation, is the preferred antiretroviral regimen in HIV-positive renal transplantation.
Introduction
With the advent of combination anti-retroviral therapy (ART), the average life expectancy of people living with HIV/AIDS (PLWHA) in the United States has approached and, in some cases exceeded, that of the general population. 1 As AIDS-related morbidity and mortality has declined, the impact of non-AIDS related diseases, has risen. 2 Renal insufficiency, which affects up to 30% of PLWHA, 3 is most commonly the result of HIV-associated nephropathy (HIVAN) and may progress to end-stage renal disease (ESRD). 4 In the current ART era, the prevalence of ESRD among HIV-infected individuals has ranged between 0.3% and 0.5%.5–7 In 2007, the U.S. Renal Data System recorded over 3000 HIV-positive persons with ESRD.8,9 In HIV-positive patients, renal replacement therapy is associated with 26% mortality in the first year 10 as compared to 15%–20% in the general population.11,12
Whereas, HIV seropositivity was previously considered a contraindication to renal transplantation, recent multicenter studies have reported good outcomes in recipients with well-controlled HIV, specifically in terms of patient survival (one year = 94.6%, three year = 88.4%), graft survival (one year = 90.4%, three year = 73.7%) and control of HIV disease.13–16 These outcomes have approximated those of HIV-negative populations whose one-year patient and graft survival exceed 90%. 17 In light of these findings, there has been a substantial increase in renal transplantations in PLWHA worldwide, 9 but these efforts have been hindered by high-rejection rates (30%–50%), more than double those of HIV-negative recipients.7,13,15,18,19
The increased rejection rates have been postulated to be in part due to altered levels of immunosuppressive drugs, namely, calcineurin inhibitors (CNI) and target of rapamycin inhibitors (mTOR), which result from drug interactions with antiretrovirals. Specifically, protease inhibitors (PIs) inhibit the P450 cytochrome enzymes while certain non-nucleoside/tide reverse transcriptase inhibitors (NNRTIs) 20 induce them. Integrase strand transfer inhibitors (INSTIs) were introduced in 200721 and recent Department of Health and Human Services (DHHS) guidelines for the use of antiretrovirals in HIV-infected adults endorse INSTIs in five of six recommended first line regimens for ART-naive patients. 22 Since they are metabolized by an alternate pathway (UDP glucuronosyltransferase 1-mediated), INSTIs have few drug–drug interactions and have been proposed as a suitable alternative in patients undergoing renal transplants. 23 Moreover, numerous studies have shown favorable outcomes with the use of INSTI-based regimens in the setting of renal transplantation as compared to PIs and NNRTIs.15,23–25 Despite the favorable pharmacology, accumulating data, and widespread use, there are no consensus guidelines recommending the use of INSTIs in this setting.
In this study, we describe the clinical outcomes of HIV-infected patients following kidney transplantation at our institution, with a particular focus on our experience with anti-retroviral and immunosuppressive regimens and their impact on graft rejection and survival.
Methods
We performed a retrospective chart review of HIV-positive patients who either underwent kidney transplantation at YNHH or were followed at YNHH after transplantation at another institution between 1 January 2000 and 31 December 2015. The majority of transplants were performed after 2010. The Yale New Haven Hospital (YNHH) kidney transplant program has been operating since 1967 and began performing transplants in HIV patients in 2010. The transplant program requires that each potential candidate undergo evaluation within the HIV clinic. The HIV-specific criteria for transplant are as published: CD4 ≥ 200 cells/mL, an undetectable viral load and no active opportunistic infections. 26 Hepatitis C was not an exclusion criterion; however, our program transplanted only co-infected individuals with liver biopsy staging less than or equal to F2 by METAVIR staging.
Electronic medical records and paper charts were used to extract data on patient demographics, medical comorbidities, including the cause of underlying ESRD prompting transplantation, HIV-related parameters (date of initial HIV diagnosis, history of AIDS or AIDS-defining opportunistic diseases, pre- and post-transplantation CD4 count [cells/mL], viral load [HIV RNA copies/mL] levels and ART). The COBAS Ampliprep/COBAS Taqman version 2.0, quantitative HIV RT-PCR platform was used and detects to a viral load of <20 copies/mL. The 2014 CDC criteria for AIDS (Stage 3 HIV-infection) were employed (CD4 count < 200 cells/mL or history of AIDS-defining illness). 27 Transplant-related parameters (donor vs. living-related kidney transplant, CMV donor and recipient serostatus, donor criteria, induction and maintenance immunosuppressive therapy, serum levels of tacrolimus, presence of delayed graft function (DGF), episodes of acute or chronic rejection, graft and patient outcomes) were reviewed. Maintenance immunosuppressive regimens included relevant medications within four weeks of transplantation. A therapeutic serum tacrolimus trough level was defined as 8–10 ng/ml within 30 days after transplantation and 5–7 ng/ml > 30 days post-transplant, following our institution's protocol. Kidney biopsies were performed only when rejection was suspected based on clinical or laboratory findings. Acute (within 90 days of transplant) and chronic renal allograft rejection were assessed in accordance with the BANFF working classification of renal allograft pathology. 28 DGF was defined as acute renal failure requiring dialysis within seven days of transplantation. 29 Graft failure was defined as chronic allograft nephropathy leading to the resumption of chronic renal replacement therapy. Definitions of standard criteria donors and expanded criteria donors are as published. 30
The incidence of DGF, allograft rejection and graft failure were calculated as well as overall patient mortality. Tacrolimus trough levels were expressed as a median and interquartile range (IQR). Statistical analyses were not performed due to the small number of patients. The institutional review board of Yale University approved this study.
Results
Baseline (pre-transplant) characteristics
Baseline characteristics of 12 HIV-infected kidney transplant recipients.
ESRD: end-stage renal disease; HIVAN: HIV-associated nephropathy; HD: hemodialysis; CDC: Center for Disease Control; NNRTI: non-nucleoside reverse transcriptase inhibitor; PI: protease inhibitor; INSTI: integrase strand transfer inhibitor; NRTI: nucleoside reverse transcriptase inhibitors; MSM: men who have sex with men; IDU: intravenous drug users.
Pre-transplant HIV-specific characteristics are shown in Table 1. Excluding the one patient who was diagnosed with HIV two years post-transplant, the average time from HIV diagnosis to kidney transplantation was 16 years. Three patients had a previous history of CDC-defined AIDS but at time of transplant listing, all patients met HIV-specific criteria for transplant (as listed in Methods section). The most common self-reported risk factor for HIV acquisition was heterosexual intercourse (n = 8). At the time of evaluation at the HIV clinic prior to transplant, INSTI-containing regimens (n = 7; raltegravir = 6, dolutegravir = 1) were most commonly used, followed by PI-containing regimens (n = 4; lopinavir/ritonavir = 2; darunavir/ritonavir = 2) and NNRTI-containing regimens (NNRTI; n = 2; efavirenz = 1, nevirapine = 1). In one patient, the ART regimen contained both INSTI and PI. The nucleoside reverse transcriptase (NRTI) backbones were mostly abacavir (n = 6) or tenofovir (n = 5) combined with either lamivudine or emtricitabine.
HIV-specific post-transplant ART and outcomes
HIV-specific peri-transplantation antiretroviral treatment and outcomes in 12 renal transplant recipients.
ART: antiretroviral therapy; RAL: Raltegravir; DTG: Dolutegravir; 3TC: Lamivudine, TDF: Tenofovir; ABC: Abacavir; EFV: Efavirenz; FTC: Emtricitabine; ZDV: Zidovudine; DRV/r: Darunavir/Ritonavir; NVP: Nevirapine; LPV/r: Lopinavir/ritonavir; N/A: not applicable; ND: not detectable; NA: not available.
Diagnosed with HIV two years after transplantation.
Retransplant.
Transplant performed at outside institution.
The median post-transplant follow-up time for patients was 3.2 years (range = 8 months–11.3 years). During this period, the median CD4 nadir was 179 cells/mL (range = 10–790), while the median peak CD4 was 451 cells/mL (range = 49–1064). Three patients (Patients 3, 11, and 12) had prolonged CD4 lymphocytopenia of < 200 cells/mL of > 6 months post-transplant. All patients remained virally suppressed (HIV RNA < 40 copies/mL) and the median CD4 count pre-transplant was 536 cells/mL.
Transplant-specific parameters and outcomes
Transplant-specific characteristics and patient and graft outcomes.
MMF: mycophenolate mofetil; ATG: antithymocyte globulin; DGF: delayed graft function; DDKT: deceased donor kidney transplant; LRKT: living related kidney transplant; CNI: calcineurin inhibitor; N/A: not applicable; CLABSI: central line associated bloodstream infection; MRSA: methicillin resistant Staph aureus; DM: diabetes mellitus; HTN: hypertension; UTI: urinary tract infection.
Retransplant
Of 12 patients included in this series, 9 were alive at the end of the study period. The median time from transplant to death of the three deceased patients was 50 months (range = 29–145). Survival data were as follows: cumulative survival (9/12 = 75%), one-year survival (12/12 = 100%) and three-year survival (5/8 = 63%). We do not currently have sufficient cumulative data to calculate five-year survival.
Induction immunosuppressive therapy consisted of basiliximab (n = 7), antithymocyte globulin (n = 5) and alemtuzumab (n = 1). Maintenance immunosuppressive therapy included low-dose prednisone (n = 12), tacrolimus (n = 11), mycophenolate mofetil (MMF; n = 9), belatacept (n = 2) and azathioprine (n = 1). The most common maintenance regimen consisted of tacrolimus, MMF and prednisone but two of the three most recent transplants employed belatacept. Three patients developed DGF post-operatively; all ultimately recovered and had functioning grafts long term.
Graft failure occurred in three patients (Patients 1, 2 and 4) at a median of 57 months post-transplant (range = 37–98). Two patients, who were transplanted prior to 2007, were on NNRTI-based regimens (Patients 1 and 2) and one on mixed INSTI/PI-based regimen (Patient 4) at time of allograft failure. Maintenance therapy included tacrolimus in all. Graft failure was linked to progressive chronic allograft rejection in all three cases.
Tacrolimus trough levels in first post-transplant year by ART-regimen type.
ART: anti-retroviral therapy; IQR: interquartile range; NA: not available.
°Patients 1 and 2 excluded because of lack of data on tacrolimus levels in first year post-transplant. Patients 10 and 11 excluded because maintenance immunosuppressive therapy was belatacept-based.
Within first 14 days post-transplant.
Both patients receiving efavirenz-containing regimens (Patients 1 and 2) were excluded from Table 4 because tacrolimus levels from the first-year post-transplant were unavailable. Additionally, Patient 2 was diagnosed with HIV and started on ART 2 years post-transplant. However, in subsequent years, both had varying levels of tacrolimus, generally below or in the low therapeutic range. While on an efavirenz-based regimen, Patient 1 had tacrolimus levels ranging between 3–5 ng/mL, as compared to 3–14 ng/mL prior to starting ART. Patient 2 required dose escalation of tacrolimus to 18 mg/day to achieve therapeutic levels, with tacrolimus levels ranging between 3–8ng/mL prior to initiation of dialysis.
Among the nine survivors, all had functioning grafts. Of these, eight were on INSTI-based regimens. Patients who were on tenofovir, emtricitabine or lamivudine required dose adjustment of their ART based on post-transplant renal function. Patients who were on abacavir-based regimens did not require renal dose adjustment.
Renal allograft rejection was histopathologically confirmed in five patients, including two episodes of acute rejection and four cases of chronic rejection (Patient 2 had evidence of acute followed by chronic rejection). Chronic rejection occurred at a median of 18 months post-transplant (range = 6–55). Three episodes of rejection occurred in patients on non-INSTI based regimens (Patients 1, 2 and 4) while two episodes occurred in patients on INSTI-based regimens (Patients 7 and 13). For patients 4, 7 and 13, tacrolimus trough levels obtained within two weeks of allograft rejection were elevated: 16 ng/mL, 17 ng/mL and 9 ng/mL, respectively. Patient 1 had tacrolimus levels of 3–5 ng/mL within two weeks of rejection while levels for Patient 2 were not available.
Infections requiring inpatient admission occurred in seven patients and included bacterial, viral and fungal causes. The most common etiologies were bacteremia, urosepsis and respiratory infections. One patient died of septic shock, and two patients died of unclear etiologies. There were no HIV-related opportunistic infections. The donor/recipient Epstein Barr Virus (EBV) serostatus for both patients on belatacept (Patients 10 and 11) was D+/R+. For Patient 11, EBV DNA PCR was undetectable at time of transplant and eight months post-transplant. Patient 10 had no available EBV DNA PCR results. Neither patient developed post-transplant lymphoproliferative disorder during the study.
Discussion
In the era of antiretroviral therapy, PLWHA are living longer and are subject to co-morbidities that affect the general population, including chronic renal disease. An increasing number of PLWHA who progress to ESRD are suitable candidates for life-prolonging renal transplantation. Post-transplant management of HIV-infection with PI and NNRTI-based ART is complicated by reciprocal drug interactions with immunosuppressive therapy, especially CNI, because of inhibition or induction of P450 cytochrome enzymes. Despite appropriate CNI dose-adjustments, variations in drug serum levels are difficult to control and have been linked to increased graft rejection in HIV-positive renal transplant recipients.9,31 In the largest study of 150 HIV-positive renal transplant patients to date, higher than expected rates of rejection were reported (31% and 41% at one and three years, respectively). 15 The authors speculated that increased rates of rejection may have been secondary to altered CNI levels since only one-third of patients on PI or NNRTI-based regimens underwent CNI dose adjustments.
Since their introduction in 2007, INSTIs have been proposed as preferred post-transplant ART because of a favorable pharmacologic profile with decreased potential for drug interactions.15,23–25 In the study by Stock et al., 15 the majority were on PIs or NNRTIs with only 4% of participants receiving INSTIs; these patients were also receiving PI, NNRTI or maraviroc, making it impossible to draw conclusions about INSTI-based therapy. In a series of 27 HIV-positive renal transplant patients in France predominantly on PI or NNRTI-based regimens (93%), 70% required post-transplant ART modification due to drug interactions with CNIs. 16 In a study of HIV-positive renal transplant patients on raltegravir (n = 9) vs. PI or NNRTI-based (n = 24) regimens, acute rejection and graft failure were significantly lower in the former group. 32 In two other small studies, INSTI-based regimens were associated with target trough levels of CNI, lack of episodes of rejection and satisfactory graft function.14,23 Despite these studies, there are no definite consensus guidelines recommending INSTI use in the transplant setting.
Our series corroborates these favorable findings using INSTI-based ARV therapy. There were no cases of graft failure among nine patients on INSTI-based regimens in our study. In addition, only two of nine patients (22%) on INSTI-based regimens developed episodes of rejection at three years. This is in contrast with a three-year graft rejection rate of 41% in the Stock et al. 15 cohort of 150 HIV-infected patients (who were predominantly on PI and NNRTI-based regimens). Our series included fewer patients, but notably, the three-year graft rejection figure in the above study was derived from only one-third of patients who were followed up to three years.
In the aforementioned studies employing INSTI-based regimens, most patients underwent switch to an INSTI-based regimen after transplantation. In contrast, the majority of patients in this study underwent a preemptive switch prior to transplantation. It is possible that the use of NNRTI and PI-based regimens, even in the immediate post-transplant period, may lead to an increased risk for rejection by altering drug CNI levels at a critical period, despite diligent monitoring. In our study, tacrolimus trough levels for patients on INSTI-only regimens remained within the therapeutic target ranges over the first post-transplant year. We documented CNI toxicity in only one patient (Patient 7) on INSTI-based therapy. Interestingly, this patient also had histopathologic evidence of allograft rejection, despite elevated tacrolimus trough levels. Though reasons for this are unclear, it suggests that factors other than direct drug–drug interactions may be involved including wide fluctuations in drug levels, not fully captured by single time points.
Overall, patients on INSTI-based ART maintained therapeutic levels of CNI, had favorable overall graft outcomes and achieved long-term HIV-viral suppression. Although our cohort was limited in numbers, our findings support the approach of a pre-emptive switch to an INSTI-based regimen (raltegravir or dolutegravir). There has been precedent for switches from PI or NNRTI based regimens to INSTI-based regimens, which demonstrated maintenance of viral suppression after switching, particularly in patients without prior virologic failure.33,34 Given its high barrier to resistance, one pill once a day formulation and accumulating evidence of strong efficacy, 35 dolutegravir may be a particularly good choice for HIV-positive renal transplant candidates and recipients in the future. Notably, dolutegravir leads to mild increases of serum creatinine, through blockade of tubular secretion but this does not represent a nephrotoxic effect and does not affect glomerular filtration rate. 36 The third currently available INSTI, elvitegravir, should not be used in the setting of HIV-positive renal transplantation because it is co-formulated with cobicistat, a strong CYP3A4 inhibitor with many potential drug–drug interactions. Unlike other NNRTIs, rilpivirine does not induce P450 metabolism and should theoretically leave CNI drug levels unaffected; however, data on the use of rilpivirine after renal transplantation is lacking. 37 Due to decreased nephrotoxicity, the novel NRTI, tenofovir alafenamide, has the potential to replace tenofovir disoproxil fumarate in this population, but studies are needed to confirm its safety in this setting.
Our experience also suggests that in the event that a PI or NNRTI-based regimen is unavoidable, alternative maintenance immunosuppressive agents could be considered. Belatacept, a fusion protein with monoclonal antibody against CD80 and CD86, may be used to successfully avoid drug–drug interactions and has shown outcomes superior to cyclosporine in a recent study.
38
Data on the use of belatacept in HIV-positive renal transplant patients are lacking but two patients in our study who are receiving it have favorable outcomes thus far. The mTOR inhibitor, sirolimus, is theoretically a good choice because of its in vitro synergy with antiretroviral agents that inhibit viral entry.
39
However, in a large study of renal transplant patients, sirolimus use was associated with a 2.2-fold higher risk of acute rejection compared with CNI-based maintenance therapy among HIV-positive patients, prompting the authors to caution against its use in this population.
31
Given that sirolimus also has significant drug–drug interactions with PIs and NNRTIs, we speculate that this may have played a role in the reported adverse outcomes. Based on the available evidence, we propose the following algorithm for managing HIV-infected patients undergoing renal transplantation (Figure 1).
Algortithm for selecting ART and immunosuppressive therpy in HIV + renal transplantation.
In summary, we believe that INSTI-based therapy should be the preferred ART in patients with HIV who undergo renal transplantation, primarily because of decreased drug–drug interactions with immunosuppressive medications such as CNIs, enabling easier monitoring of immunosuppressive medications and superior graft outcomes. However, larger and more controlled trials are needed to better assess long-term outcomes of INSTI-based therapy in order to elucidate factors related to graft survival other than direct reciprocal drug interactions. Finally, immunosuppressive agents such as belatacept which may circumvent issues related to drug–drug interactions with ART may emerge as viable alternatives.
Footnotes
Author Contributions
All authors contributed significantly to this work. The authors have no conflicts of interest. Also, there was no funding to support the preparation of this manuscript.
Declaration of conflicting interests
The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The authors received no financial support for the research, authorship, and/or publication of this article.
