Abstract
The aim of this study was to translate the HIV Treatment Adherence Self-Efficacy Scale (HIV-ASES) and evaluate its reliability and validity in people living with HIV (PLWHIV) in mainland China. The original HIV-ASES was translated from English into Chinese and adapted for cultural context according to cross-cultural adaptation guidelines. A cross-sectional survey investigating 1742 PLWHIV receiving antiretroviral treatment was conducted. Exploratory factor analysis with varimax rotation confirmed the presence of two factors with an accumulated contribution rate of 58.357%. Furthermore, confirmatory factor analysis revealed the model’s goodness-of-fit index. The comparative fit index was greater than 0.9 and the overall efficacy of the model was satisfactory. The Cronbach α coefficient of the questionnaire was 0.876 (95% CI: 0.868–0.885), and the correlation coefficient of each item and the total was 0.536–0.660 (P < 0.01). The Chinese version of the HIV-ASES has high reliability and validity; however, the individual item requires some adjustment.
Introduction
AIDS is a chronic infectious disease affecting people worldwide. There were approximately 36.9 million people living with HIV at the end of 2014 with 2.0 million people becoming newly infected with HIV in 2014 globally. 1 In the same year, China reported 104,000 new HIV/AIDS cases in 2014, up 14.8% from the previous year. 2 The number of people living with HIV (PLWHIV) currently receiving antiretroviral therapy (ART) increased from 227,489 in 2013 to 295,358 in 2014 in China. 3
The emergence of ART has been proven to be beneficial to PLWHIV4,5; however, ART cannot completely eliminate HIV from the body. In addition, the side effects of ART drugs considerably affect PLWHIV health and treatment adherence.6,7 Studies have shown that high adherence prevents the spread of diseases, reduces the morbidity and mortality of HIV/AIDS, effectively prolongs the life of PLWHIV, and reduces the resistance of the virus. Low adherence may lead to viral mutation, a decreased quality of life among PLWHIV, decreased ART drug efficiency, and premature death.8–11 Therefore, high treatment adherence has become crucial in the treatment of HIV/AIDS.
Self-efficacy is the determination of whether a person has the ability to complete a certain behavior. It consists mainly of two parts: self-efficacy beliefs and outcome expectation. Self-efficacy beliefs, also known as efficacy expectation, refer to the ability of individuals to complete a specific behavior; these beliefs are expected to predict behavior that will produce positive results.12,13 Also, self-efficacy has a potential intervening role among PLWHIV14,15 and can affect their daily decision-making; people with higher self-efficacy tend to have stronger confidence in overcoming difficulties. Because of an incomplete understanding and misunderstandings of the disease, PLWHIV experience feelings of inferiority, fear, and pessimism; however, enhancing self-efficacy can stimulate their self-care motivation, thereby improving medication adherence.
Current study evaluating medication adherence quantitatively of PLWHIV is few in China. Huang et al. 16 used the translated version of HIV Self-Efficacy Questionnaire comprised of 34-item made by Shively et al. 17 to measure the self-efficacy of PLWHIV. Zhang et al. 18 assessed adherence self-efficacy with a scale based on their qualitative interviews; however, the validity of the scale couldn’t be determined. Beyond that, most medication adherence studies are qualitative evaluation or used common quantitative scales in China, such as the Morisky scale, 19 but the reliability and validity of the scale were not high.20,21 The reliability and validity of the HIV Treatment Adherence Self-efficacy Scale (HIV-ASES) with 12-item in American sample are very high. 22 It is more convenient and feasible in the follow-up work. However, at present, no report has addressed a Chinese translation. Therefore, the purpose of this paper is to translate this scale into Chinese and evaluate the reliability and validity of the Chinese version of HIV-ASES.
Methods and materials
Participants
This survey was administered at regular follow-up examinations. Eligible participants met the following criteria: inclusion criteria: (a) be at least 18 years old, (b) have received a confirmed diagnosis of HIV infection, (c) had been prescribed and undergoing ART for at least the previous month, (d) have provided written informed consent. The exclusion criteria: have severe neuropsychological impairment or psychosis. Questionnaires were completed by the participants themselves. For those who were unable to fill in the questionnaire for reading difficulties or personal preference, the participants were conducted by highly trained interviewers. The research protocol was approved by the ethical committee of Zhengzhou University in China.
Procedures
Multistage stratified random cluster sampling was used to recruit participants receiving ART at the Henan Province Center for Disease Control and Prevention in February 2014. The cities or counties with PLWHIV in Henan province are divided into high incidence areas, middle areas, and low incidence areas. The details are as follows: in the first stage, two cities or counties were selected randomly from high incidence areas (Shangcai, Shenqiu), two from middle incidence areas (Queshan, Yongcheng), and two from low incidence areas (Jiyuan, Sanmenxia). In the second stage, two towns were randomly selected from Shangcai and Shenqiu, respectively, three towns randomly selected from Queshan and Yongcheng, respectively, and all PLWHIV were enrolled from Sanmenxia and Jiyuan according to probability proportional to size (PPS) sampling by a random number generator. Finally, 1742 participants completed the questionnaires. A total of 300 participants from the 1742 participants completed the questionnaires by stratified random sampling according to PPS for assessing the test–retest reliability at three and 12 months.
Translation of the HIV-ASES
The translation process comprised the following six stages: translation, integration, back-translation, expert consultation, pretesting, and cultural adjustment of the scale. First, two English language professionals independently translated the scale into Chinese. The first professional was familiar with the scale content, whereas the second was blinded to the content. According to the translation results, H1 and H2 were formed. Second, another English language professional integrated H1 and H2, and H3 was formed after revision of the first draft of the Chinese version of the HIV-ASES. Third, two native English-speaking bilingual translators who were unfamiliar with the scale back-translated H3 into English in two rounds, thus forming the translated versions of BH1 and BH2. Fourth, we invited a team of five experts, comprising three HIV/AIDS research experts, a psychology expert, and a linguistics expert, to evaluate word appropriateness, determine whether the wording accorded with applicable Chinese expressions, and evaluate the degree to which the scale items of the Chinese version reflected the measured concepts. According to the evaluation, the experts modified the items to ensure that the Chinese translation closely resembled the original English scale in content, semantics, and format. 23 Ultimately, the new self-efficacy scale measuring the treatment adherence of PLWHIV self-efficacy scale was determined to be equivalent to the HIV-ASES and was named HIV-ASES Chinese Version-2015. Finally, the translated instrument was assessed employing 120 respondents at the pretest stage. All items were clearly explained to the respondents, and the formal measurement scale of the HIV-ASES Chinese Version-2015 was implemented.
HIV/AIDS follow-up treatment questionnaire
A self-designed HIV/AIDS follow-up treatment questionnaire included items on respondent age, gender, race, educational level, income status, marital status, employment, most recent CD4 cell count, route of HIV infection, time of starting antiretroviral treatment, and medication adherence rate in the past month.
Medication adherence to ART was measured with a visual analog scale developed by Walsh et al. 24 in the past month for drugs along a continuum anchored by 0–100%. Participants marked the point along the line that most closely reflected daily dose HIV medications they have taken in the last month. This measure was dichotomized as 100 versus <100%. 25
HIV-ASES
The HIV-ASES comprises 12 items, used to evaluate participant’s confidence and integration in the implemented treatment plan. According to the study conducted by Johnson et al., 22 the scale is categorized into two dimensions: integration and perseverance. The participants rate their agreement with the items from 0 (cannot do it at all) to 10 (can certainly do it). The highest total score is 120 points; a higher score corresponds to higher adherence self-efficacy. The items of the scale are shown in Table 2 and Appendix 1.
Community Programs for Clinical Research on AIDS Antiretroviral Medication Self-Report (CPCRA)
Adherence self-report questionnaire
A translated version of the CPCRA questionnaire was used to evaluate the medication adherence of participants undergoing ART.26–28 The specificity and sensitivity of the questionnaire have been previously demonstrated.29–31 The participants were asked how often they took tablets on time and how many they took at one time within the seven days prior to the survey. For each antiretroviral drug, participants indicated the number of tablets taken within one week according to five options in the questionnaire. The options of ‘all’ and ‘most’ indicated taking 100 and 80% of the medication, respectively, whereas ‘half’ indicated taking 50%, ‘a little’ indicated taking 20%, and ‘none’ indicated not taking any medication. We learned the number of antiretroviral tablets actually taken by the participants in the past seven days. The adherence rate of the participants was calculated according to the number of tablets taken in one week. It equals to the number of doses of the drug taken within the prior week divided by the number of tablet doses prescribed for a week multiplied by 100%. 32
Social Support Rating Scale (SSRS)
The SSRS is a 14-item scale designed by Xiao. 33 The SSRS measures the objective support received by respondents from their family, friends, colleagues, as well as their subjective feelings regarding this support and the extent of their utilization of the support. Social support comprises both material support and emotional support. The two-month test–retest reliability is 0.92. 34
Perceived stress scale
This study used the Chinese version of the 10-item Perceived Stress Scale (CPSS) which is a simplified version of the original 14-item scale developed by Cohen et al., 35 designed to evaluate the stress experienced by respondents in the current environment. The total score was calculated by summing ratings on a 5-point Likert scale (0 = never, 1 = scarcely, 2 = sometimes, 3 = often, 4 = very often) according to the calculation rules for the concise scale. A higher score corresponds to higher levels of stress. Alpha reliability was shown to be 0.78 in Moscow, 0.82 in Taiwan, and 0.86 in the United States. 36
Morisky scale
The 4-item Morisky scale, developed by Morisky, is an effective method for measuring the short-term medication adherence rate. It is a generic scale comprising four questions: ‘Do you have a history of forgetting to take medicine?’, ‘Do you sometimes stop taking the medicine?’, ‘Do you stop when you feel better?’ and ‘If you feel worse, will you stop?’ The reported Cronbach α is 0.61. 19
Statistical analyses
The content validity and convergent validity were evaluated using Spearman rank correlation coefficients. The convergent validity of the HIV-ASES was evaluated according to the applied CPCRA Adherence Self-Report questionnaire, Morisky scale, SSRS, CPSS, and self-reported one-month adherence rate, which are measures that assess underlying phenomena similar to those assessed through the HIV-ASES. To analyze the factorial validity of the HIV-ASES, we randomly divided the study sample into two subsamples to conduct exploratory factor analysis (EFA) and confirmatory factor analysis (CFA). Data from the first half of the split sample (N = 902) were entered into SPSS Version 21.0 (SPSS, Inc., Chicago, IL, USA). EFA was conducted using principal component factoring with varimax rotation for factor extraction to investigate the underlying factor structure of the scale. The Kaiser–Meyer–Olkin (KMO) and Bartlett’s spherical check were carried out to text whether the sample is suitable for factor analysis. From the factors that had eigenvalues greater than 1, principal components were extracted after reviewing the scree plot. CFA was performed to confirm the factor structure obtained using robust maximum likelihood estimation in AMOS Version 17.0 (SPSS Inc., Chicago, IL, USA) to verify the revealed factor structures for the second half of the spilt sample (N = 840). The internal consistency of the questionnaire was evaluated by the Cronbach α coefficient, and correlations among subscales and other scales of the HIV-ASES were examined. Moreover, Pearson correlation coefficient was used to calculate the test–retest reliability.
Results
Sociodemographic background characteristics of the participants
Demographic characteristics of the participants.
Notes: A total of 1742 PLWH were involved in our study. All values, except for age and CD4 (mean ± standard deviation), are expressed as the number of participants, with the percentage in parentheses.
Content validity
HIV-ASES content and construct validity analysis table.
HIV-ASES: HIV Treatment Adherence Self-Efficacy Scale.
Construct validity
EFA
Bartlett test results revealed that the correlation matrix in the samples had common factors (χ2 = 5295.612, P < 0.01); the KMO was 0.909, indicating that the samples were highly suitable for factor analysis. EFA with varimax rotation confirmed the presence of the two factors, with eigenvalues higher than 1.00 and an accumulated contribution rate of 58.36%. The Factor 1 (eigenvalue = 5.93) comprised six items and accounted for 33.92% of the variance in measuring the participants’ integration of treatment into their daily lives. Factor 2 (eigenvalue = 1.07) also comprised six items accounting for 24.43% of the variance in measuring the participants’ treatment perseverance when faced with life difficulties. The factor loadings of all items were within 0.577–0.828. HIV-ASES item-to-total score correlations and standardized factor loadings analysis are shown in Table 2.
CFA
Figure 1 shows the path model of the CFA. The two-factor model revealed in the EFA had an adequate data fit. The fit indices, namely χ2(N = 871, df = 53) = 297.207, χ
2
/df = 5.608, P < 0.001, CFI = 0.950, RMSEA = 0.074, GFI = 0.944, AGFI = 0.918, PGFI = 0.641, IFI = 0.950, and SRMR = 0.037, were all adequate in accordance with the cutoff criteria; however, RMR = 0.125 > 0.05 was inadequate. The overall fit of the model was satisfactory. Table 3 presents the standardized factor loadings between EFA and CFA.
The path model of CFA. CFA: confirmatory factor analysis. HIV-ASES standardized factor loadings. CFA: confirmatory factor analysis; EFA: exploratory factor analysis; HIV-ASES: HIV Treatment Adherence Self-Efficacy Scale.
Convergent validity
Convergent validity of HIV-ASES.
CPCRA: Community Programs for Clinical Research on AIDS Antiretroviral Medication Self-Report; HIV-ASES: HIV Treatment Adherence Self-Efficacy Scale.
Note: *P < 0.05; **P < 0.01.
Reliability
The internal consistency Cronbach α coefficient of the full scale was 0.876 (95% CI: 0.868-0.885). The Cronbach α values of the interview and self-administered questionnaire were 0.857 (95% CI: 0.846–0.868) and 0.919 (95% CI: 0.905–0.931), respectively. The α coefficients of the dimensions of integration (factor 1) and perseverance (factor 2) were 0.884 (95% CI: 0.876–0.892) and 0.702 (95% CI: 0.679–0.723), respectively. We also measured the test–retest reliability at three and 12 months, which were, respectively, 0.768 (95% CI: 0.758–0.792) and 0.464 (95% CI: 0.459–0.477). The reliability of the scale was 0.912 after item 3 was omitted.
Discussion
This study focused on the translation, cross-cultural adaptation, and assessment of the reliability and validity of the HIV-ASES Chinese Version-2015 among Chinese PLWHIV, providing strong support for the evaluation of this translated scale and confirming that it can be applied in assessing the adherence self-efficacy of PLWHIV in mainland China. Targeted interventions for low-scoring items can be implemented to improve medication adherence.
The overall alpha coefficient of the scale, alpha coefficients of the two dimensions, and three-month test–retest reliability were all higher than 0.7, showing the reliability of the scale satisfactory. However, the common factor variance of item 3 was low, and the reliability of the scale was higher after this item was omitted. This may be attributable to differences between China and the West, such as differences in economic conditions, customs, habits, and cultures. Some farmers in rural areas of China are migrant workers or have experience as migrant workers, and unstable working conditions often expose them to new environments. Therefore, psychological stress among these PLWHIV is more apparent when they meet strangers; some PLWHIV fear that diseases exposure disclosing their condition will cost them their jobs. 37 In addition, because of the influence of the traditional Chinese Confucian collectivist culture, people are often reluctant to reveal personal information to strangers. This suggests that social groups still discriminate against PLWHIV, which affects the self-efficacy of these participants. Therefore, society should strengthen support for PLWHIV, which could improve their self-efficacy and medication adherence. 11 Item 3 is an expression of the degree of discrimination against PLWHIV; if the item is more directly and clearly presented, it may be more beneficial for the Chinese population. Therefore, before a large-scale application of the HIV-ASES, item 3 should be replaced with statements with a more appropriate form and content.
In this study, the χ 2 value increased with the increasing of sample size; therefore, the model can easily be rejected. Therefore, Marsh et al. proposed using the chi square criterion of N < 1000. 38 This study calculated the χ 2 value without further analysis. The common factor variance of all items in the questionnaire was higher than 0.4, except item 3, indicating that the validity of the scale is generally high. During factor analysis, two factors emerged, namely integration and perseverance, which is consistent with the original scale results. However, in the factor attribution of individual items, the results were inconsistent with the original English scale analysis. 22 In the original English scale, items 8, 9, and 12 are attributed to perseverance; however, in our study, 3, 8, 9, 10, 11, and 12 were all attributed to perseverance. Items 3, 10, and 11 were, respectively, as follows: ‘Integrate your treatment into your daily routine even if it means taking medication or doing other things in front of people who don’t know you are HIV-infected?’ ‘Continue with your treatment even when getting to clinic appointments is a major hassle?,’ and ‘people close to you tell you that they don’t think that it is doing any good?’ These three items described circumstances in which people close to PLWHIV or in the external environment may view disease treatment as unfavorable determining participants’ confidence in treatment; they are reasonable according to Chinese cultural understanding. The convergent validity of the questionnaire relative to other related questionnaires was moderate. The HIV-ASES scores were not correlated with CD4 cell count (P > 0.05); therefore, in accordance with previous studies,39,40 it was determined that the life quality of PLWHIV is not necessarily correlated with CD4 cell count. The present study sample only included people from the Chinese province of Henan, and the main factors influencing the scale comprised the time of starting ART, route of HIV infection, and population culture. The employment of participants from only one province did not considerably affect the outcome of the scale. In brief, the translated scale is comparable with the original scale.
The interview questionnaires may have resulted in selection bias and reporting bias, and interviewers had received intensive training to avoid bias. The reliability of interviewed questionnaires is 0.857 and satisfactory. It indicates that interviewing can also be used when PLWHIV cannot fill it by themselves because of limitations in education, age, physical condition, and other factors.
The study has some limitations. First, some data in the study depended on participants self-reporting, such as the one-month medication adherence rate and CPCRA Adherence Self-Report questionnaire. If an electronic drug detection system was used for data recording, the results could have been more objective and the effects more favorable. Second, this study had a cross-sectional design, which measured participants’ adherence within a certain time point; however, the adherence level varies with time and other factors. 41 Finally, the geographical distribution of samples was not diversified.
Conclusion
The HIV-ASES Chinese Version-2015 is a reliable and valid instrument for measuring the medication adherence rate of PLWHIV. The present findings provide a foundation for future studies on HIV/AIDS medication adherence and estimating PLWHIV adherence quantitatively. Also, it can play a predictive role in preventing nonadherence to ART. Prospective studies can be conducted to investigate items and PLWHIV with low adherence to improve their medication adherence rate and the efficiency of HIV follow-up studies.
Footnotes
Acknowledgments
We are grateful to the staff of the Sanmenxia, Queshan, Shangcai, Shenqiu, Jiyuan and Yongcheng Centers for Disease Control and Prevention for participating in the study and to all the study participants for willingly providing the study data. We also thank all of the translators.
Authors’ contribution
LS and S-MY contributed equally to this article.
Declaration of conflicting interests
The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The authors disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was supported by national ‘12th Five Year Plan’ science and technology project (Grant number: 2012ZX10004905-004-002) and foundation and advanced technology research project in Henan province (Grant number: 132300410271).
