Abstract
Background
Vestibular evoked myogenic potentials (VEMPs) are widely used to assess the otolith organs; however, the clinical significance of otolith organ dysfunction is unclear.
Objective
The primary purpose was to determine the functional consequences of otolith dysfunction on postural stability and quality of life in U.S. Veterans.
Methods
A prospective case-control design was used, and 124 participants (21–84 years) were grouped based on comprehensive vestibular testing. Caloric and vertical canal video head impulse testing were used to determine semicircular canal function. Cervical and ocular VEMP testing determined otolith organ function. Three vestibular site-of-lesion groups (Otolith Only, Otolith + Canal, and Canal Only) and two control groups (Dizzy Control and Non-Dizzy Control) completed measures of quality of life and multiple measures of postural control.
Results
ANCOVAs indicated significant group differences for measures of quality of life and postural stability. All vestibular groups (Otolith Only, Otolith + Canal, and Canal Only) reported significantly worse quality of life than Non-Dizzy Controls. The Otolith + Canal group performed significantly worse than the Otolith Only group and both control groups on the functional gait assessment and preferred gait speed.
Conclusions
Similar to isolated semicircular canal dysfunction, isolated otolith dysfunction may negatively impact quality of life, and in conjunction with semicircular canal dysfunction, may also negatively impact postural stability.
Keywords
Introduction
Otolith organ testing is becoming more widely used in vestibular clinics throughout the world, yet the clinical significance of otolith organ dysfunction is unclear. Vestibular evoked myogenic potentials (VEMPs) are short-latency myogenic responses to loud sound or vibration that are used clinically to assess the otolith organs and their pathways. Cervical VEMPs (cVEMPs) are recorded from surface electrodes over the tonically contracted sternocleidomastoid (SCM) muscle and are mediated predominately by the saccule/inferior vestibular nerve (IVN).1,2 Ocular VEMPs (oVEMPs) are recorded from surface electrodes over the inferior oblique extra-ocular muscles and are mediated predominately by the utricle/superior vestibular nerve (SVN).3,4 Peripheral vestibular loss can occur in one or both labyrinths, in one or both branches of the vestibular nerve, and in one or more vestibular sensory end-organs. In addition, otolith organ abnormalities do not always correlate with semicircular canal (SCC) involvement. 5 For example, unilateral utricular dysfunction can occur in isolation, which is intriguing because both the horizontal and anterior SCC and utricle are innervated by the SVN.6,7 In addition to abnormality isolated to one organ, vestibular pathology may affect both otolith organ and SCC function.8,9 The clinical use of VEMPs in conjunction with the ability to test each of the six SCCs allows for the identification of specific vestibular end-organ dysfunction and potential differentiation of vestibular end-organ from vestibular nerve dysfunction.
The contribution of otolith organ dysfunction to postural instability and the incidence of falls is unclear. There is substantial evidence that uncompensated peripheral vestibular loss results in postural instability, visual blurring, and subjective complaints of dizziness and/or imbalance.10,11 Moreover, the incidence of falls is greater in individuals with unilateral or bilateral vestibular hypofunction than in healthy individuals of the same age living in the community. 12 Many studies examining the effect of vestibular loss on postural stability, however, have used tests of vestibulo-ocular reflex (VOR) function (caloric and rotational tests, or more recently the video head impulse test) that measure hSCC and SVN function to determine vestibular loss [e.g., Refs. 11–14]; therefore, the interpretation of these studies concerning the association between vestibular site-of-lesion and postural stability was based on only a partial assessment of vestibular function.
The functional impact of otolith dysfunction is a critical healthcare issue because there are emerging data that suggest the otolith organs and pathways may be particularly vulnerable to the effects of aging, mild traumatic brain injury (mTBI), and noise and blast exposure.5,15–18 The standard of care for patients with peripheral vestibular dysfunction is vestibular rehabilitation, which includes gaze stabilization exercises based primarily upon principles of vestibular adaptation of the angular VOR. There is some evidence that combined otolith and canal dysfunction does not negatively impact rehabilitation outcomes 19 ; however, individuals with isolated otolith organ dysfunction were not included in the study. Therefore, determining the effect of otolith organ dysfunction on postural stability may have implications for rehabilitation strategies in patients with isolated loss of otolith organ function. The purpose of this study was to determine the functional consequences of otolith dysfunction on quality of life and postural stability.
Methods
Participants
A prospective case-control study design was used to determine the effect of otolith organ dysfunction on balance, gait, and quality of life. Three vestibular groups (n = 49 combined) and two control groups (n = 75 combined) were enrolled with participants ranging in age from 18 to 84 years. The three vestibular groups included individuals with chronic (>3 months) complaints of dizziness and/or imbalance with: (1) otolith organ dysfunction only (Otolith Only), (2) SCC and otolith organ dysfunction (Otolith + Canal), and (3) SCC dysfunction only (Canal Only). The two control groups included individuals with normal canal and otolith organ function and (1) complaints of dizziness and/or imbalance (Dizzy Control) or (2) no complaints of dizziness and/or imbalance and no history of mTBI (Non-Dizzy Control).
Veterans and Servicemembers in the Reserves or National Guard with and without mTBI/blast exposure were recruited from the James H. Quillen Veterans Affairs Medical Center and via flyers to local National Guard armories and college Veteran organizations in eastern Tennessee. The protocol was approved by VA/East Tennessee State University IRB (0814.15sw) and participants provided written consent prior to initiating the study protocol.
Exclusion criteria included progressive neurological disorders (including severe peripheral neuropathy based on sensory and strength testing), benign paroxysmal positional vertigo (BPPV), superior semicircular canal dehiscence, middle-ear pathology with conductive hearing loss, abnormal ocular motor function (gaze evoked nystagmus, saccades, smooth pursuit, and optokinetic nystagmus) suggesting central pathology, lower extremity joint replacement or amputation, cognitive impairment, severe depression and anxiety, and best-corrected visual acuity worse than 20/40 in the better eye 20 because these factors can impact postural control independent of vestibular function. All participants were screened for cognitive impairment with the mini-mental state examination 21 based on age and education criteria. 22
Protocol
Hearing evaluation
Behavioral audiometric assessment was performed by an audiologist in a double-walled sound-attenuated booth. Pure-tone air conduction audiometry was performed at octave and inter-octave frequencies from 0.25 to 8 kHz, and bone conduction audiometry was performed at octave frequencies from 0.5 to 4 kHz using ER-3A insert earphones. Acoustic immittance testing was performed and included 226-Hz tympanometry and ipsilateral acoustic reflex thresholds. High frequency pure-tone average (HFPTA) of the worst ear at 2, 4, and 8 kHz frequencies were calculated and used to quantify hearing sensitivity. If there was no response at a pure-tone frequency, then the limit of the audiometer at that frequency was used in the calculation of HFPTA.
Vestibular test battery
To determine the site-of-lesion for each vestibular group and to rule out vestibular dysfunction for the two control groups, comprehensive vestibular site-of-lesion testing was performed on individuals with and without dizziness and/or imbalance, and participants were grouped according to patterns of vestibular site-of-lesion test findings. Caloric testing was used as the primary measure of hSCC function, and results were obtained for all participants. Rotary chair and lateral canal video head impulse testing were used as secondary measures of hSCC pathway function; thus, test findings were only available for a portion of the participants. To rule out vertical SCC dysfunction in the Otolith only, all participants underwent video head impulse testing (vHIT) of all four vertical canals (Micromedical Technologies, Chatham, IL, USA).
To determine otolith organ function, each participant underwent cVEMP and oVEMP testing. Two-channel cervical VEMP (cVEMP) and ocular VEMP (oVEMP) recordings were performed with a clinical evoked potential system (Otometrics EP200, Taastrup, Denmark). We used air conduction (AC) cVEMPs and bone conduction (BC) oVEMPS because these tests have high response prevalence rates in normal individuals and there is substantial neurophysiologic evidence that the cVEMP is produced by activation of the saccular macula and the oVEMP results from activation of the utricular macula. 23
Number of abnormal vestibular site-of-lesion test findings for the vestibular and control groups.
cVEMP: cervical vestibular evoked myogenic potential; oVEMP: ocular vestibular evoked myogenic potential; vHIT: video head impulse test.
*Within a vestibular group, participants may have more than one test abnormality, thus the sum of the abnormalities does not equal 100%.
Summary of vestibular test findings for the three vestibular groups.
*Previous clinical testing revealed abnormal rotary chair findings.
DNT: did not test; mTBI: history of mild traumatic brain injury; vHIT: video head impulse test cVEMP: cervical vestibular evoked myogenic potential; oVEMP: ocular vestibular evoked myogenic potential; LL: abnormal left lateral semicircular canal function; RL: abnormal right lateral semicircular canal function; LA: abnormal left anterior semicircular canal function; RP: abnormal right posterior semicircular canal function; RA: abnormal right anterior semicircular canal function; LP: abnormal left posterior semicircular canal function.
Pre-test instructions included refraining from the use of alcohol, recreational drugs, over-the-counter antihistamines, anti-vertigo medications, and central nervous system suppressants. The Dix-Hallpike and roll tests were performed to rule out the presence of BPPV. Abnormal acoustic immittance and air-bone gap (>10 dB) during pure-tone audiometry were used to exclude participants with middle-ear pathology. Vestibular audiologists performed the audiometric and vestibular assessments.
The binaural bithermal water caloric test was performed using videonystagmography as described previously. 24 Abnormal response was defined as ≥ 25% asymmetry of the slow component eye velocity (SCEV), which suggests unilateral hSCC dysfunction. 25 Bilateral hSCC dysfunction was indicated by total warm SCEV <11°/s and total cool SCEV <11°/s. 24
For the rotary chair test (Micromedical System 2000), slow harmonic acceleration at frequencies ranging from 0.01 to 0.64 Hz were used. 24 Rotary chair was considered abnormal when phase, gain, or asymmetry was >2 SD of our laboratory normative values, and abnormal at two or more adjacent frequencies.
The vHIT was performed (Micromedical) with participants seated and eye position was calibrated prior to testing. To perform the lateral canal vHIT, the examiner stood behind the participant and manually rotated the head abruptly and unpredictably to the left or right through a small angle (10 to 20°) in the horizontal plane. To test either of the co-planar vertical canal pairs, the participant’s head was turned either to the right (LARP) or to the left (RALP) ∼30 to 40° relative to the trunk prior to rotating the head either downward (stimulates the anterior canal) or upward (stimulates the posterior canal). The vHIT software recorded both overt and covert catch-up saccades and calculated VOR gain using a wide window method of calculating gain based on position. Gain is calculated as the ratio of head and eye position at the start of the head thrust to an end point. The end point is usually when the head velocity returns to 0 deg/s. However, if covert saccades are detected, the end point is moved to base of the first saccade. Abnormal canal function was defined as low VOR gain (<0.7 for lateral canal and <0.6 for vertical canal) and/or the presence of catch-up saccades. 26
Air conduction cervical VEMPs were obtained using 500-Hz Blackman-gated tone bursts (rarefaction onset phase; rise/fall time = 1 cycle and plateau = 3 cycles) presented monaurally via insert earphones at 90 dB nHL (GN Otometrics EP200; version 6.2.1). The SCM muscle was activated unilaterally in the sitting position for a target EMG level (50–90 µV), and participants were tested in supine with the head rotated laterally if the target EMG range could not be obtained in the sitting position. If cVEMPs were absent at the 50–90 μV-EMG level, then recordings were obtained at maximum voluntary contraction (MVC) of the sSCM muscle, and cVEMP amplitude was normalized for EMG level. Participants who had absent cVEMPs at 500 Hz with MVC were then tested with a 1000-Hz tone burst and at MVC to verify that the cVEMPs were absent. Cervical VEMPs were also recorded at 64 dB nHL to rule out SSCD.
Ocular VEMPs were recorded using a 500-Hz Blackman-gated tone burst (rarefaction onset phase; rise/fall time = 1 cycle and no plateau) presented at a repetition rate of 5 Hz at 155 dB peak force level (re: 1 µNewton). Stimuli were generated by a commercial evoked potential instrument (GN Otometrics EP200; version 6.2.1), amplified (Bruel and Kjaer power amplifier, model 2810), and delivered by a hand-held vibrator (Bruel and Kjaer Mini-Shaker, model 4810) fitted with a custom acrylic rod. The Mini-Shaker was held by the examiner such that the axis of the acrylic rod was approximately perpendicular to the subject’s skull at Fz. Surface electrodes were placed below the center of each pupil and the ground electrode was at Fpz. The EMG was amplified (100,000x), band-pass filtered (1–1000 Hz), and sampled at 12 kHz. The 70-ms recording epoch included a 20-ms pre-stimulus baseline. Each oVEMP waveform consisted of responses to 75 stimuli and waveforms were replicated for each subject.
Peak-to-peak cVEMP amplitude (P1-N1) was calculated from the mean value of the replicated waveforms for each subject, and cVEMP amplitude was normalized for EMG level. Peak-to-peak oVEMP amplitude (N1-P1) was calculated from the mean value of the replicated waveforms for each subject. The criteria for abnormal cVEMP and oVEMP testing were defined as an absent VEMP response (unilateral or bilateral) or a corrected VEMP amplitude asymmetry ratio ≥40%. 24
Postural stability and quality of life outcome measures
To evaluate the effect of vestibular site-of-lesion on postural stability and quality of life, patient-reported outcomes and multiple measures of balance and gait were performed within 4 weeks of vestibular laboratory tests. Demographics, medical history, and fall history were assessed using a health history questionnaire. Quality of life outcome measures included: (1) symptom interference, (2) Activities-specific Balance Confidence scale, (3) Dizziness Handicap Inventory, (4) Disability Rating Scale, (5) Vestibular Activities and Participation measure. Postural stability outcome measures included: (6) history of falls, (7) Sensory Organization Test, (8) functional gait assessment, and (9) gait characteristics, including preferred gait speed, with and without head turns. Total time to complete balance and gait assessment was approximately one and a half hours and rest breaks were provided as needed. A research physical therapist who was blinded to group (i.e., vestibular test results) administered questionnaires and performed neurological screening and gait and balance testing.
Symptom interference incorporates visual analogue scales to assess perception of the percent of time that dizziness interferes with activities. This technique employs a 10-cm horizontal line marked in 20% increments (0%–100%) and the score is the percentage distance from zero to the participant’s mark. 27
Activities-specific Balance Confidence (ABC) scale was used to measure participants’ self-report of confidence to maintain balance in a variety of situations. 28 A lower score indicates worse confidence in balance ability and scores <67% have been associated with a risk for falling. 29
The Dizziness Handicap Inventory (DHI) is a 25-item scale used to measure the impact of dizziness or unsteadiness on daily activities. 30 The DHI total scores can range from 0 to 100 with higher scores indicating greater self-perceived handicap due to dizziness or imbalance. Scores greater than 30 indicate moderate to severe handicap. 31
The Disability Rating Scale (DRS) is a six-point scale from 0 to 5 with 0 indicating no disability and five indicating long-term severe disability. 32 Participants were instructed to check the one descriptive phrase to describe the impact of their symptoms.
The Vestibular Activities and Participation (VAP) measure is a disease-specific measure to examine the impact of vestibular disorders on activities and participation. 33 A composite score was calculated as the average of the item scale values after excluding the N/A items and a lower score indicates less difficulty.
History of falls in the past year was extracted from the health history questionnaire and based on self-report. Participants responded to whether they had “fallen (including a slip or trip) in which [they] unexpectedly lost [their] balance and landed on the floor or ground or lower level within the past year.” If they responded yes, then they recorded how many times they had fallen.
Sensory Organization test (SOT) assessed the use of sensory information by measuring postural sway under altered visual and somatosensory conditions. 34 The SOT was performed as described previously [3; NeuroCom SMART Equitest]. Patterns of use of sensory information for balance were calculated from ratios of the equilibrium scores from the different conditions. The Visual Ratio is the ratio of the equilibrium score for condition four (eyes open, sway-referenced surface) relative to the equilibrium score for condition 1 (eyes open, firm surface), the Somatosensory Ratio is condition 2 (eyes closed, firm surface) relative to condition 1 and the Vestibular Ratio is condition five (eyes closed, sway-referenced surface) relative to condition 1.
Functional gait assessment (FGA) is a 10-item clinical test that incorporates gait items that are particularly difficult for people with vestibular disorders (e.g., walking with head turns, narrow base of support, backwards, and with eyes closed). 35
Gait characteristics were measured using an electronic walkway (GAITRite® System). 36 Participants were instructed to walk at their preferred gait speed with and without head turns to quantify the temporal and spatial parameters of gait. The electronic walkway is 9 m long and 1 m wide, and the active area of the mat is 8 m long and 0.6 m wide with 12.7 mm between sensors. Temporal resolution of the system is 12.5 ms. Gait characteristics examined included average velocity, stride length, step width, double support time, stride velocity, and variability of stride velocity.
In addition to the outcome measures, we recorded the following personal factors that may impact postural stability: total number of comorbidities that impact mobility (Functional Comorbidity Index), 37 depression (15-item Geriatric Depression Scale), 38 anxiety (20-item Geriatric Anxiety Inventory), 39 physical activity level (Physical Activity Scale for the Elderly), 40 lower extremity strength (30-s chair stand test) 41 and symptoms of post-traumatic stress disorder (PTSD) (PTSD Checklist – Civilian Version, PCL-C) 42 via self-report questionnaires.
Data analyses
The sample size was based on power calculations that assumed equal group sizes for the Otolith Only (n = 32), Dizzy Control (n = 32), and Non-Dizzy Control (n = 32) groups, and half the size for the Otolith + Canal group (n = 16). To obtain an adequate sample size for group comparisons, we oversampled the Canal Only group to ensure that the Canal Only group (n = 12) would be 10% of the total sample. The original power analysis was based on preliminary site-of-lesion findings from 262 patients and informed by group means and standard deviations for balance and gait data. Using these data, an effect size of f = 0.421 was estimated, and a total sample size of 124 was calculated to yield 95% power at α = 0.05 for planned group comparisons (e.g., vestibular vs control).
All data were summarized by study group (three vestibular groups and the two control groups) using descriptive statistics. Separate one-way ANOVAs were utilized to determine group differences in the covariates (alpha = 0.05). For significant main effects, post-hoc pairwise comparisons using the least significant differences method were performed. Each outcome measure was analyzed independently as each involves a distinct domain. Missing data were not imputed; thus, participants with missing data were removed from these analyses.
To determine the functional consequences of vestibular site-of-lesion on postural stability, the study groups were compared using linear and generalized linear models for continuous outcomes while adjusting for covariates that may impact postural stability. The covariates included age, mTBI status (yes/no), depression, lower extremity strength, and hearing sensitivity (highest, i.e., worst, HFPTA of the left or right ear). To reduce multicollinearity, for any pair of covariates that had a correlation greater than 0.80, one of the covariates was excluded from the analysis depending on which covariate had a higher correlation with the other five covariates. To determine differences on the Disability Rating Scale among the study groups a Kruskal-Wallis test was used due to the non-normal distribution of the data and the need to compare multiple independent groups.
Analysis of covariance (ANCOVA) models were fit to investigate group differences (alpha = 0.05) in outcomes. Adjusted means and 95% confidence intervals were estimated for each study group, and pairwise comparisons of the adjusted means were completed using the Fisher’s LSD method to adjust for pairwise multiple comparisons within each outcome analysis.
To examine the effect of vestibular site-of-lesion on specific gait characteristics (velocity, stride length, step width, double support time, and stride velocity SD), separate one-way ANOVAs compared the study groups (alpha = 0.05). For significant main effects, post-hoc pairwise comparisons using the least significant differences method were performed. IBM SPSS v28 was used for statistical analyses.
Results
Participant characteristics
A total of 921 Veterans and Reservists were screened for eligibility, and 158 were enrolled in this study (Figure 1). Of these, 124 Veterans completed the study protocol, 10 withdrew, and 24 were disqualified. Reasons for disqualification were central vestibular dysfunction (n = 6), neurological abnormalities (n = 2), positive lateral canal vHIT or no vHIT test for the Otolith Only group (n = 3), positive vestibular findings for participants recruited for the Dizzy Control group (n = 1) and Non-Dizzy Control group (n = 7), musculoskeletal abnormality (n = 3), and severe anxiety during testing (n = 2). Consolidated standards of reporting trials flow diagram of trial enrollment.
The three vestibular groups included Veterans with dizziness and/or imbalance and vestibular test findings consistent with: Otolith Only (n = 18), Otolith + Canal (n = 19), and Canal Only (n = 12). The two control groups included Veterans with dizziness and/or imbalance and normal vestibular test findings (Dizzy Control; n = 50) and Veterans without dizziness or imbalance and normal vestibular test findings (Non-Dizzy Control; n = 25). Results from the specific vestibular test findings (Table 2) revealed that the majority of individuals with otolith only dysfunction had abnormal cVEMP tests (14 of 18) suggesting saccular dysfunction; whereas, only one-third of these participants had abnormal oVEMP tests suggesting utricular dysfunction. For the group with both otolith and canal dysfunction, there was an equal number of participants with cVEMP and oVEMP abnormalities. All participants in the Canal Only and Otolith + Canal groups had abnormal caloric test findings suggesting hSCC dysfunction, and there were no participants with isolated vertical canal dysfunction (i.e., low gain on vertical vHIT).
Demographics and covariates by study group.
mTBI: mild traumatic brain injury; PTSD: post-traumatic stress disorder; HFPTA (dB HL): high frequency pure-tone average (dB hearing loss) of the worst ear †One participant did not complete the self-report questionnaires.
**p < 0.01; ***p < 0.001 for group differences.
There were significant study group differences for three of the covariates. There was a significant main effect of group for lower extremity strength (p < 0.001, ηp2 = 0.181) and post-hoc testing revealed that the Otolith + Canal group had significantly lower strength than the other groups (p ≤ 0.036). There was a significant main effect of group for depression (p < 0.001, ηp2 = 0.160) and post-hoc testing revealed that the Non-Dizzy Control group had significantly lower depression scores than the Otolith Only, Otolith + Canal, and Dizzy Control groups (p ≤ 0.005). There was a significant main effect of group for hearing sensitivity (p = 0.004, ηp2 = 0.122) and post-hoc testing revealed that the Otolith + Canal group had significantly worse hearing than the Otolith Only and both control groups (p ≤ 0.005).
Consequences of vestibular dysfunction on quality of life
Descriptive statistics (unadjusted means (SD)) and group comparisons (ANCOVA†) for quality of life, balance, and gait measures by study group.
SOT: Sensory organization test.
aOtolith Only versus Otolith + Canal.
bOtolith + Canal versus Canal Only.
cOtolith Only versus Canal Only.
dOtolith + Canal versus Dizzy Control.
eCanal Only versus Dizzy Control.
fOtolith Only versus Non-Dizzy Control.
gOtolith + Canal versus Non-Dizzy Control.
hCanal Only versus Non-Dizzy Control.
iDizzy Control versus Non-Dizzy Control.
†Covariates included age, mTBI status (yes/no), depression, lower extremity strength, and hearing sensitivity (highest HFPTA of the left or right ear).
*p < 0.05; **p < 0.01; ***p < 0.001.
There was a significant effect of group on symptom interference (p = 0.007, ηp2 = 0.122), balance confidence (p = 0.003, ηp2 = 0.137), and dizziness handicap (p < 0.001, ηp2 = 0.162). Post-hoc testing revealed that the three vestibular groups and the Dizzy Control group had significantly worse scores (i.e., greater symptom interference, lower balance confidence, and greater perceived handicap) than the Non-Dizzy Control group (p ≤ 0.014). There was a significant effect of group (p = 0.008, ηp2 = 0.119) on the Vestibular Activities and Participation measure. Post-hoc testing revealed that the Canal + Otolith (p = 0.006), Canal Only (p = 0.003), and Dizzy Control groups (p = 0.003) had significantly higher scores (i.e., greater interference with activities due to dizziness) than the Non-Dizzy Control group. There was a significant difference in the proportional odds (p < 0.001; Kruskal-Wallis test for ordinal data) between groups. Using a bootstrap approach, the three vestibular groups and the Dizzy Control group had significantly (p < 0.001) greater odds of higher scores (i.e., greater disability) than the Non-Dizzy Control group.
Consequences of vestibular dysfunction on postural control
ANCOVAs determined differences in the postural control outcome measures between groups, while accounting for age, hearing loss, depression, lower extremity strength and mTBI status. The results are summarized in Table 4.
There was not an overall significant difference between groups (p = 0.185) for the number of falls in the previous year. There were no overall significant differences found for the SOT Composite score (p = 0.097), Visual Ratio score (p = 0.656), Somatosensory Ratio score (p = 0.810), or Vestibular Ratio score (p = 0.052). There was a significant effect of group for FGA (p = 0.039, ηp2 = 0.089). The covariates age (p = 0.001), depression (p = 0.022), and lower extremity strength (p < 0.001) showed significance, but no significant effect was found for hearing loss (p = 0.304) or mTBI status (p = 0.702). Post-hoc testing revealed the Otolith + Canal group performed significantly worse than the Otolith Only group (p = 0.013) and significantly worse than the Non-Dizzy and Dizzy Control groups (p = 0.004 and p = 0.006, respectively).
The Otolith + Canal group walked significantly slower than the Otolith Only group (p = 0.003), and both Control groups (p ≤ 0.018). Furthermore, the Dizzy Control group walked significantly slower than the Non-Dizzy Control group (p = 0.047). See Supplemental Table 2 for group comparisons of additional gait characteristics.
Discussion
The current study revealed that any vestibular dysfunction, including isolated otolith organ or semicircular canal dysfunction, negatively impacts quality of life. More widespread vestibular damage, which frequently involved multiple end-organs and/or bilateral involvement in the Otolith + Canal group also negatively impacted postural stability. Comorbidities common in military personnel—history of mTBI and hearing loss—were used as covariates in the analyses and were not significantly related to any of the quality of life or postural stability measures. In fact, few of the covariates examined were significantly associated with the outcome measures. Age was associated with FGA, but none of the QoL measures. Depression was associated with one QoL outcome (DHI) and both depression and lower extremity strength were associated with one gait outcome (FGA).
Vestibular site-of-lesion groups
Participants were grouped according to vestibular site-of-lesion and the greatest number of participants were in the Otolith + Canal group and the fewest in the Canal Only group. The majority of individuals in the Otolith Only group had abnormal saccular pathway function, and only 11% had abnormalities in both saccular and utricular pathways. In contrast, nearly 40% of the Otolith + Canal group demonstrated more widespread vestibular pathway dysfunction involving multiple canals and both otolith organs. All participants in the Canal Only and Otolith + Canal groups had abnormal hSCC function, and there were no participants with isolated abnormal vertical SCC function.
Consequences of otolith dysfunction on quality of life
Individuals with vestibular dysfunction demonstrated a poorer quality of life than healthy individuals without dizziness indicating that vestibular dysfunction disrupts performance of daily activities. Overall, participants across vestibular dysfunction groups (Otolith Only, Otolith + Canal, and Canal Only) reported that their dizziness and imbalance resulted in a moderate perceived handicap (DHI) and lower perceived balance confidence (ABC). Furthermore, approximately one-third reported that their symptoms disrupted both household and work activities (DRS).
There were no significant differences in QoL scores among the vestibular groups indicating that otolith dysfunction has a comparable impact on QoL as canal dysfunction. These findings are consistent with previous work showing similar levels of self-reported dizziness handicap across vestibular sites of lesion.8,9 In contrast to these studies, the current study used oVEMP which provided a measure of utriculo-ocular pathways in addition to sacculo-collic pathways. Our findings were similar to Yip and Strupp 43 who used oVEMP and cVEMP to identify otolith dysfunction and reported similar DHI scores across vestibular groups (by vestibular diagnosis, such as vestibular migraine, or main groups of vestibular disorders, such as peripheral, central, or functional). In contrast, two studies have reported differences in QoL among vestibular sites of lesion. Farrell and Rine 44 reported greater dizziness handicap in patients with otolith dysfunction compared to those with canal dysfunction (and normal otolith function); however, the interpretation of these findings is limited due to the small sample size (otolith dysfunction = 11 and canal dysfunction = 3). Sestak et al. 45 also reported significant differences among vestibular groups: patients with canal and otolith dysfunction had severe dizziness handicap and patients with isolated vestibular pathway dysfunction (Otolith Only or Canal Only) had moderate dizziness handicap. The current study included participants with chronic symptoms not seeking medical care, in contrast to Sestak et al. 45 who included clinic patients with more recent symptom onset. The conflicting findings from the two studies may be due to a difference in central compensation.
Consequences of otolith dysfunction on postural control
Overall, the participants in the vestibular dysfunction groups demonstrated deficits in postural stability. Specifically, the mean SOT composite score was below normal (<70) for each vestibular group suggesting poor static balance control. The mean FGA score for the vestibular groups (≤23.1) indicated poor dynamic balance control below normal for age (>26 indicates normal ability up to age of 69 years) and increased fall risk (<23 indicates fall risk) for the Otolith + Canal and Canal Only groups.
Although the mean scores for balance and gait performance suggested reduced static and dynamic balance control for all vestibular groups, only the Otolith + Canal group performed significantly worse than the Non-Dizzy Control group. Furthermore, the Otolith + Canal group performed significantly worse than the isolated Otolith Only group on the FGA and preferred walking speed suggesting that damage to multiple vestibular pathways is more detrimental to postural stability than damage isolated to the otolithic pathways. It is not surprising that the Otolith + Canal group would have impaired balance given the dynamic interplay of otolith and canal contributions to postural control. 46 There is ambiguity in the otolith signal that is resolved with input from the SCCs. Bermudez-Rey and colleagues 46 demonstrated that higher (i.e., worse) vestibular perceptual thresholds of roll tilt, a measure of noise in the central integration of canal and otolith input, are strongly associated with postural instability during a “vestibular” balance task (i.e., eyes closed standing on foam). In their study, the mixed model (adjusted for age, gender, and migraine) revealed that the proportion of failures in the balance task was significantly associated with higher roll tilt thresholds. 46 This is an important finding as failures in the vestibular balance task have been linked to a 3.6-fold increase in the odds of experiencing a fall. 47 The groups with isolated vestibular dysfunction (Otolith Only and Canal Only) performed similarly to the Non-Dizzy Control group. These findings may reflect the redundancy of vestibular input to the VSR pathway limiting the functional impact of hypofunction isolated to a single vestibular pathway. In contrast, more widespread damage across vestibular pathways resulted in greater balance and gait impairment.
It is interesting that isolated vestibular dysfunction (either otolith or canal) significantly impacted QoL but not postural stability. One possibility is that the perception of dizziness has an emotional impact on the perceived action affordances that may explain the subjective perception of changes without detectable performance changes in balance and gait. 48 Another possibility is that laboratory measures of postural control are not sensitive enough to identify more subtle balance and gait impairment that could occur with vestibular hypofunction isolated to a single pathway. Additionally, standard laboratory balance testing may inadequately reflect the postural challenges of real-life situations that inform participant’s responses to QoL measures. Future studies may need to include more challenging assessment of postural control in the laboratory, such as tests of reactive balance that can simulate a slip or trip.
Previous work has examined the role of otolith dysfunction on postural control; however, otolith assessment was limited to cVEMP.8,49 Like the present study, individuals with combined Otolith + Canal dysfunction were less stable (greater sway velocity and sway envelope) than controls on tests of sensory integration for balance. In contrast to the current findings, individuals with isolated vestibular dysfunction (Otolith Only and Canal Only) were also less stable than controls on tests of sensory integration for balance. McCaslin and colleagues 8 also reported that individuals with canal only dysfunction were less stable than individuals with otolith only dysfunction. Using subjective visual horizontal (SVH) as a measure of utricular pathway function and cVEMP, Murray et al. 9 reported similar balance and gait performance in a group with hSCC and otolith dysfunction compared to a group with hSCC dysfunction only. There are, however, important distinctions between the current study and the McCaslin and Murray studies. First, a more comprehensive vestibular test battery was used in the present study to categorize participants according to vestibular site-of-lesion. For example, utricular testing (oVEMP) was performed in the current study which ruled out utricular pathway dysfunction in the canal only group. It is noteworthy that the Otolith Only group had four participants with normal cVEMP testing but abnormal oVEMP testing. Further, participants in previous studies who were categorized as having isolated otolith dysfunction may have also had vertical SCC dysfunction. In the current study, abnormal vertical canal function was ruled out using video head impulse testing, and four participants in the Otolith + Canal group had vertical canal dysfunction in addition to horizontal canal dysfunction. Finally, in contrast to Murray et al., 9 the current study used oVEMP as a measure of utricular function rather than SVH; oVEMP reflects dynamic otolith function, whereas SVH likely reflects static function. 50
Previous research has shown that individuals with vestibular disorders have persistent gait deficits. While walking at preferred speed on level surface without and with head turns, individuals with vestibular disorders demonstrate slower gait velocity, lower cadence, and shorter step length compared to healthy controls.36,51,52 The findings from the current study revealed similar findings and extend the research to specific vestibular deficits. Whereas, isolated vestibular hypofunction did not significantly change gait characteristics compared to the Non-Dizzy Control group, multiple vestibular pathway involvement in the Otolith + Canal group resulted in significant alterations in gait compared to the Otolith Only and Non-Dizzy Control groups.
These findings suggest that comprehensive vestibular assessment (including otolith testing) is important for clinical management of patients with dizziness and imbalance, as isolated otolith dysfunction has a negative impact on quality of life and may negatively impact postural stability. Vestibular assessment limited to the horizontal semicircular canal pathway may miss important information about otolith function, and reduces the likelihood that these patients would be referred for vestibular rehabilitation. Furthermore, comprehensive vestibular assessment may reveal damage to multiple vestibular pathways which may have more severe consequences to postural stability than isolated vestibular pathway damage. A recent study determined that some individuals with combined hSCC and saccular pathway dysfunction may have less robust recovery of subjective dizziness following vestibular rehabilitation than individuals with only hSCC dysfunction. 53 It is unclear if treatment approaches should be adjusted based on vestibular site-of-lesion or the extent of damage to the vestibular pathways. Future work should examine more carefully the role that vestibular site-of-lesion plays on vestibular rehabilitation treatment outcomes.
Dizzy controls (normal vestibular function)
A unique aspect of this study was the inclusion of a dizzy control group comprised of individuals with symptoms of dizziness and/or imbalance but normal vestibular function. In general, the dizzy control group reported greater impact of dizziness or imbalance on quality of life compared to the Non-Dizzy Control group although their balance and gait performance was similar. Compared to the three vestibular groups, the dizzy control group reported similar impact of dizziness on quality of life but generally performed better on balance and gait tasks. These findings are consistent with a previous study that demonstrated that patients with dizziness and normal vestibular function report similar dizziness handicap as patients with vestibular dysfunction, although, balance measures in the previous work were not provided. 6
Although the demographics were not significantly different across groups, the dizzy control group tended to be younger, employed, and more physically active than the other groups. The reduced quality of life for the dizzy control group may be explained by the greater impact of PTSD, anxiety, and depression compared to the other groups. Additionally, a larger percentage of participants in the dizzy control group (48%) had a history of mTBI compared to the vestibular groups (29%) or the Non-Dizzy Control group (0%). These findings are consistent with previous studies that suggest symptoms associated with TBI, including dizziness and imbalance, are often mediated by PTSD or depression and anxiety [e.g., Ref. 54]. It is important to note that history of mTBI was used as a covariate in the analyses and was not significantly related to any of the quality of life or postural stability measures.
Limitations
A limitation of this study was the use of the caloric test alone rather than both calorics and lateral canal vHIT for classification of hSCC dysfunction. Lateral vHIT was performed on 70 of 75 control participants (93%) and the results were normal for these participants. It is possible, therefore, that up to five of the participants in the control groups had abnormal lateral canal vHIT gain in conjunction with normal caloric test results. The low proportion of participants with a potential combination of abnormal lateral canal vHIT and normal calorics (<7%) is consistent with the literature. Specifically, two studies of large series of consecutive patients identified abnormal lateral canal vHIT and normal calorics in less than 5% of patients.55,56
Another limitation of this study is that the Otolith + Canal group had a greater number of participants with bilateral vestibular involvement compared to the isolated end-organ groups (Otolith Only and Canal Only). This grouping difference was unexpected and may suggest that having more widespread vestibular involvement (i.e., otolith and canal) is associated with greater incidence of bilateral deficits. It is unclear if the performance deficits in the Otolith + Canal group were driven by additional organ involvement (i.e., otolith) or bilateral involvement. We provide information about unilateral versus bilateral loss, but the low sample size limits statistical comparisons. Compared to unilateral semicircular canal loss bilateral loss results in greater postural instability, higher incidence of falls and lower quality of life [e.g., 12,57]; however, we do not know the functional impact of unilateral versus bilateral otolith organ dysfunction which should be the focus of future research.
The power analysis was based on planned comparisons using simplified groupings (e.g., vestibular vs control) and did not account for the full complexity of the final ANCOVA model involving five groups and four covariates. As such, the analysis may be underpowered for detecting smaller effects between all five individual groups. The sample size was further influenced by the anticipated distribution of diagnostic subtypes, which informed the decision to oversample the Canal Only group. While the sample is sufficient to characterize the control groups and larger vestibular subgroups, comparisons involving the smallest groups should be interpreted with appropriate caution.
Conclusions
Similar to isolated canal dysfunction, isolated otolith organ dysfunction may negatively impact quality of life but not postural stability. In contrast, more widespread vestibular damage, which frequently involves multiple end-organs and/or bilateral involvement of both the otolith and semicircular canal pathways has a negative impact on postural stability. These findings suggest that inclusion of otolith organ assessment (VEMPs) is critical in the management of individuals with vestibular disorders. Future work should examine whether treatment approaches should be adjusted based on vestibular site-of-lesion or the extent of damage to the vestibular pathways.
Supplemental Material
Supplemental Material - Distinguishing Pedohebephebophilic Actors and Non-Actors: A Meta-Analysis
Supplemental Material for Impact of otolith dysfunction on postural stability and quality of life: A prospective, case-control study by Courtney D. Hall, Mark Dula, and Faith W. Akin in Journal of Vestibular Research
Footnotes
Acknowledgments
RTI International provided statistical support and data analyses were performed by Barry S. Eggleston, MS, Elizabeth V. Fogleman, BSPH, and Tracy L. Nolen, DrPH. Additional statistical analyses were performed by Mark Dula, PhD. We acknowledge the efforts of the entire CENC Study 8 core team members with special thanks for their dedication to Richard Atlee, DPT and Jennifer Sears, AuD. This material is based upon work supported with resources and the use of facilities at James H. Quillen VAMC, Mountain Home, TN. We appreciate the participants who volunteered their time to contribute to this study.
Funding
The authors disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This material is based upon work supported by the U.S. Army Medical Research and Material Command and from the U.S. Department of Veterans Affairs [Chronic Effects of Neurotrauma Consortium] under Award No. W81XWH-13-2-0095. The views, opinions, and/or findings expressed in this publication are those of the authors and should not be construed as an official Veterans Affairs or Department of Defence position, policy, or decision.
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Data Availability Statement
The dataset generated during the study protocol may be available by request from the Chronic Effects of Neurotrauma Consortium (CENC) at
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References
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