Abstract
Human–environment interactions across historical periods in China have been well reconstructed over the past decade; however, few studies have focused on southern China, particularly Hainan Island. This study investigated two sediment cores (cores X1 and X2) collected from the continental shelf off Hainan Island in the northern South China Sea. Combined with geochemical compositions (Al, Ni, Cu, Zn, Cd, and Pb), Sr-Nd isotopes, grain size, and AMS 14C ages, our results showed that Cd and Cu in core X1 and Cd and Pb in core X2 have been mainly influenced by anthropogenic activities since ~4.0 kyr BP. The enrichment factors showed obvious increases starting at ~4.0 kyr BP and were in good accordance with the appearance of abundant archeological sites on Hainan Island. Significant climatic changes (i.e. decreases in the East Asian summer monsoon and increases in El Niño–Southern Oscillation activities) at ~4.0 kyr BP likely promoted more intense, localized human activities, which in turn enhanced heavy metal accumulation in the continental shelf sediments. These results provide new insights into the history of human activities on Hainan Island and indicate that the geochemical compositions of continental shelf sediments have the potential for broadening our knowledge of the human activities and cultural development in tropical areas.
Introduction
Environmental changes are driven by natural forces as well as by human impacts (Dräger et al., 2016; Kalis et al., 2003; Lee et al., 2008; Taylor et al., 2016), and human activities can also have considerable impacts on the natural environment (Kalis et al., 2003; Lee et al., 2008; Maslennikova and Udachin, 2016). Reconstructing historical human development and environmental change is one of the most important tasks in current scientific research. Traditionally, human impacts have been reconstructed via variations in pollen (Broothaerts et al., 2014; Garcés-Pastor et al., 2016), charcoal (Lee et al., 2014), and heavy metals (Guo and Yang, 2016; Lee et al., 2008; Wan et al., 2015). Heavy metals are considered the most toxic pollutants in ecosystems because of their persistence in the environment, bioaccumulation, and high toxicity. Heavy metals can enter the drainage system through runoff and eventually accumulate in the sediments (Fan et al., 2007; Lee et al., 2008; Wan et al., 2015; Xu et al., 2015, 2016a). Previous studies have demonstrated that historical heavy metal accumulation data from sediment cores collected at the coastal/shelf/slope are valuable archives of human activities within the catchment (Kadhum et al., 2016; Lee et al., 2008; Wan et al., 2015).
Because of its vast territory and long history of human civilization, China is a favorable region for studies of historical human–environment interactions. However, these studies have primarily focused on North and Central China (Wu and Liu, 2004, and references therein); historical human–environment interactions in southern China remain less well known (Li et al., 2006; Wan et al., 2015). Based on palynological research on sediment cores from the Red River Delta, Li et al. (2006) found that human impacts intensified after 3.34 kyr BP. Using sediment cores from the northern continental slope of the South China Sea (SCS), Wan et al. (2015) found that sulfur-related metals (As, Pb, Cu, Mo, and W) and their corresponding enrichment factors (EFs) strongly increased after 1.8 kyr BP. They argued that enhanced human activities have overwhelmed natural climatic erosion control mechanisms within the Red River Basin since then. Until now, little information was available on the historical human–environment interactions at the southernmost tip of China, i.e. Hainan Island.
Hainan Island, with a surface area of 35.4 × 103 km2, is located in the northern SCS and is the second largest island in China (Figure 1). Recent studies have shown that the sediments in the continental shelf area around Hainan Island contain a wealth of information regarding the paleoenvironmental evolution and anthropogenic activity in this region (Tian et al., 2015; Wu et al., 2007; Xu et al., 2016a, 2016b). However, research in this area has primarily focused on variations in clay minerals (Tian et al., 2015; Wu et al., 2007) and the spatial distributions of heavy metals (Hu et al., 2013; Xu et al., 2016a, 2016b). The earliest cultural relics on Hainan Island were found at the Luobidong Site at Sanya City (Figure 1), which was dated to 10,642 ± 207 yr BP (Yan, 2006). Studies at Neolithic sites have found that the ancient people gradually migrated to the coastal area of Hainan Island after ~6 kyr BP (Qiu, 2015). Information on human–environment interactions in these historical periods, to the best of our knowledge, remains limited in this region. This study presents the results of the analysis of the heavy metals (Ni, Cu, Zn, Cd, and Pb) content in two sediment cores (X1 and X2) from the eastern continental shelf off Hainan Island to (1) determine the historical record (~7.6 kyr) of heavy metal accumulations and then assess the potential impact of anthropogenic activities and (2) obtain information on the historical human–environment interactions in the Hainan region.

Map of the monsoon winds and locations of cores X1 and X2 (red dots). The monsoon winds are displayed (Webster et al., 1998). The location of Dongge Cave is also displayed (Dykoski et al., 2005). The base map was generated with GeoMapApp (http://www.geomapapp.org).
Materials and methods
Study area and sampling sites
Hainan Island is characterized by a seasonal and oceanic tropical climate, with annual average temperatures ranging between 22.8°C and 25.8°C and annual rainfall between 961 and 2439 mm yr−1 (Zhang et al., 2013). This area is typical of the East Asian monsoon system, with a strong northeasterly monsoon during the winter and a reversal to a southwesterly monsoon during the summer (Liu and Xie, 1999). The water depth along the east coast of Hainan Island decreases sharply from the northwest to the southeast, with isobaths that are parallel to the coastline (Huang et al., 2013).
Sediment cores X1 and X2 were collected from the eastern continental shelf off Hainan Island (Figure 1) using a gravity corer on R/V Shiyan 3 of the South China Sea Institute of Oceanology, Chinese Academy of Sciences, in September 2012. The cores X1 (19°3.23′ N, 110°41.566′ E at a water depth of 52 m) and X2 (18°25.753′ N, 110°17.079′ E at a water depth of 77 m) were 120-cm and 240-cm long, respectively. After collection, they were frozen for preservation until further laboratory analysis and then split, described, photographed, and sampled at the Institute of Oceanology, Chinese Academy of Sciences (IOCAS).
Radiocarbon ages
Mixed benthic foraminifers were analyzed at eight depths for cores X1 and X2 by Beta Analytic (Miami, Florida, US). Raw radiocarbon dates were converted into calibrated calendar ages using CALIB 7.0.2 and by applying the Marine13 program (http://calib.qub.ac.uk/calib; Reimer et al., 2013). Yu et al. (2010) revealed that large fluctuations in the radiocarbon marine reservoir ages and regional marine reservoir corrections occurred in the SCS over the past 7.5 kyr. Therefore, reservoir age correction values of −23 ± 52 years for modern values and 151 ± 85 years for the period 7.5–5.6 kyr BP were adopted based on Yu et al. (2010). All dates were reported in calibrated years before present (with the ‘present’ representing AD 1950).
Grain-size analysis
The samples used for the grain-size analysis were collected at 2-cm intervals, and 59 and 120 samples were analyzed for cores X1 and X2, respectively. All samples were pretreated with excess 30% H2O2 and then with 1 mol L−1 HCl in a water bath at 60°C for 1 h to remove organic matter and calcium carbonate, respectively. The grain-size samples were dispersed and homogenized using ultrasound before passing through a Cilas 940L Particle Size Analyzer, which accounts for grains in the size range of 0.5 to 2000 μm. The measurement repeatability of the instrument is 0.5%, and the reproducibility is better than 2%.
Sr-Nd isotopes and elemental analysis
Samples used for Sr and Nd isotope analysis were collected at ~20- to ~30-cm intervals, and 4 and 11 samples were analyzed from cores X1 and X2, respectively. Prior to analysis, the <63 μm fraction was wet sieved from the bulk sediments to remove the coarse fraction, dried at 60°C in a clean oven, and ground using an Agate mortar and pestle. All samples were leached sequentially with excess 15% H2O2 and then 25% HAc in a water bath at 60°C for 1 h to remove the carbonate and organic fractions (Bayon et al., 2002; Wan et al., 2015). The Sr and Nd isotopic compositions were determined with a multi-collector inductively coupled plasma mass spectrometer (MC-ICP-MS) at the First Institute of Oceanography, State Oceanic Administration, China. The reported 87Sr/86Sr and 143Nd/144Nd ratios were normalized to the NBS SRM987 standard (87Sr/86Sr = 0.710250) and the Shin Etsu JNdi-1 standard (143Nd/144Nd = 0.512115) (Tanaka et al., 2000), respectively. Nd isotopic data are expressed as
Samples of the major element (Al) and heavy metals (Ni, Cu, Zn, Cd, and Pb) were collected at 2-cm and 4-cm intervals for cores X1 (59 samples) and X2 (60 samples), respectively. For elemental analysis, the bulk samples were pretreated with 30% H2O2 followed by 1 mol L−1 HCl in a water bath at 60°C for 1 h to remove organic matter and calcium carbonate, respectively. The residues were rinsed using deionized water and then heated to dryness at 60°C. All residual samples were ground into powders using an Agate mortar and pestle. After being dissolved with an HF + HNO3 + HClO4 acid mixture, the concentrations of the major and trace elements were determined using a Thermo iCAP 6300 ICP-AES and Perkin-Elmer ELAN DRC II ICP-MS at IOCAS, respectively. The precision and accuracy were monitored by analyzing selected United States Geological Survey (USGS) and Chinese certified reference materials (BCR-2, BHVO-2, and GBW07316). The differences between the measured and certified values were generally less than 10%, indicating satisfactory recoveries (Table 1).
Certified and measured values of the Al (%) and heavy metal concentrations (mg kg−1) in the standard reference materials (GBW07316, BHVO-2, and BCR-2).
NA: not available.
Enrichment factor
The EF of the metals in the sediments were calculated as follows: EF = (X/Al)sample/(X/Al)background, where (X/Al)sample and (X/Al)background represent the ratios of the concentrations of metal X and Al in the samples and background references, respectively. EF values of 0.5–1.5 are typical of element levels that reflect the regional rock composition, whereas an EF > 1.5 indicates non-crustal contributions and/or non-natural weathering processes (e.g. anthropogenic influences) (Zhang and Liu, 2002). The key to the EF calculation is the establishment of geochemical background values. The average crustal abundance data or the average shale values are normally selected as the background values to assess the sediment pollution status; however, using local background values from deep sediment layers not affected by pollution (Wan et al., 2015) might be more appropriate. Previous studies have found that the first phase of rice cultivation in the Pearl River Basin occurred approximately 4.8–4.3 kyr BP (Zhang et al., 2007; Zong et al., 2013). Earlier studies speculated that the primitive agriculture of Hainan Island originated approximately 3.0 kyr BP (Hainan Provincial Office of Local History, 1997; Yan, 2006). From 5.0 kyr BP onward, the Southeast Asian island region has witnessed a continuous expansion of agricultural populations (Bellwood, 1987). Approximately 130 Neolithic cultural sites have been discovered on Hainan Island, and most of those appeared after 5.0 kyr BP (Yan et al., 2013). Therefore, it is reasonable to select the mean values of the sediment samples from cores X1 and X2 deposited before 5.0 kyr BP as their natural background values.
Sequential regime shift detection
The EF data sets were analyzed for regime shifts using Sequential Regime Shift Detector (version 3.4) with the red-noise estimation and pre-whitening options (Rodionov, 2004). The program uses a t tests sequential algorithm to determine whether the next value is significantly different from the previous regime. The determination of the regimes is strongly influenced by the choice of the cutoff length l and the significance level p of the t tests (see details in Rodionov, 2004). We used l = 10 and p = 0.1 for the analysis of our time series.
Results
Core lithology and age model
Core X1 mainly consists of silty sand and sandy silt that are partially mixed with shell fragments. Based on a visual inspection of the color, texture, and structure, core X1 can be divided into two depositional units: Unit I represents depths from 120 to 46 cm and consists of silty sand and sandy silt with shell fragments, and Unit II represents depths from 46 to 0 cm and primarily consists of sandy silt partially mixed with shell fragments. The 31- to 0-cm section gradually turns light brown, with uniform lithology.
Core X2 can be divided into two depositional units: Unit I represents depths from 240 to 120 cm and consists of blue-gray mud interspersed with occasional sandy lenses with shell fragments, and Unit II represents depths from 120 to 0 cm in depth and primarily consists of blue-gray silty sand and sandy silt partially mixed with shell fragments. The 20- to 0-cm section gradually turns light brown, with uniform lithology.
The downcore variations in the mean grain sizes for cores X1 and X2 are shown in Figure 2. Upper Unit II of core X1 contains more silt and clay but less sand, thereby resulting in lower mean grain sizes in this unit (Figure 2a). However, upper Unit II of core X2 contains more sand but less silt and clay, thereby resulting in higher mean grain sizes in this unit (Figure 2b).

Sand, silt, and clay content, calibrated ages, mean grain size, and Sr and Nd isotope ratios in the sediments of cores (a) X1 and (b) X2. The ages of the base are estimated ages based on extrapolation.
The age models of each sampling interval were established via linear interpolations between each adjacent pair of calendar ages. The basal ages of cores X1 and X2 are ~6.1 and ~7.6 kyr BP, respectively, as estimated by an extrapolation of the linear interpolation between their two oldest dates (Table 2 and Figure 2). The average sedimentation rates are 19.7 and 31.6 cm kyr−1 for cores X1 and X2, respectively.
AMS 14C dating of cores X1 and X2.
Sr-Nd isotope compositions and elemental concentrations
Downcore variations in the Sr-Nd isotopic ratios are shown in Figure 2. The 87Sr/86Sr ratios in core X1 vary between 0.72260 and 0.72503, and the 143Nd/144Nd ratios range from 0.512037 to 0.512063 (−11.7 to −11.2 for εNd). The 87Sr/86Sr ratios in core X2 vary between 0.71983 and 0.72416, and the 143Nd/144Nd ratios range from 0.511998 to 0.512083 (−12.5 to −10.8 for εNd). Overall, 87Sr/86Sr and εNd in the sediments of cores X1 and X2 were relatively stable, with occasional extreme values at certain depths.
The metal concentrations in core X1 were 6.9–11.0% for Al, 12.5–25.0 mg kg−1 for Ni, 8.7–18.7 mg kg−1 for Cu, 39.4–70.2 mg kg−1 for Zn, 0.07–0.21 mg kg−1 for Cd, and 9.9–18.8 mg kg−1 for Pb. The metal concentrations in core X2 were 8.8–17.5% for Al, 14.1–35.2 mg kg−1 for Ni, 11.9–24.8 mg kg−1 for Cu, 47.5–103.4 mg kg−1 for Zn, 0.20–0.42 mg kg−1 for Cd, and 11.6–20.2 mg kg−1 for Pb. The concentrations of Al, Ni, Cu, and Zn display remarkable changes at approximately 3.6 and 4.0 kyr BP in cores X1 and X2, respectively. They are low in core X1 and high in core X2 in Unit I, and the opposite results were found for Unit II. As noted above, the changes in lithology differ significantly between cores X1 and X2 (Figure 2). These concentrations were mainly controlled by the different lithologies, indicating the ‘grain size effect on element concentrations’ (Yang et al., 2002; Zhang et al., 2002). The concentrations of Cd increased upward in cores X1 and X2, whereas the concentrations of Cu and Pb increased upward in cores X1 and X2, respectively (Figure 3).

Downcore variations in the geochemical composition of sediment cores (a) X1 and (b) X2.
Discussion
Influence factors on heavy metals and pollution assessments
The Sr-Nd isotopic compositions of the sediments are credible proxies for tracing the provenance, transport, and deposition of various sediments. Overall, 87Sr/86Sr and εNd in the sediments of cores X1 and X2 indicate that the sediment provenances were relatively stable (Figure 2). Based on the analysis of the mineral assemblages and their distributions in sediment samples, our study area falls into the ‘Hainan Island mineral province’ (Chen, 2008; Chen et al., 1986). This conclusion has been previously supported by other studies based on the magnetic properties (Tian et al., 2013), clay mineralogy (Hu et al., 2014), and the geochemical record (Yan et al., 2016) of the neighboring region. Thus, we infer that the sediments of cores X1 and X2 were primarily derived from Hainan Island, and no major change in sediment source occurred during the studied periods. In addition, organic matter and fine-grained sediments are important factors controlling the concentrations of heavy metals in bulk sediments (Fan et al., 2007; Hu et al., 2013; Wan et al., 2015; Wang et al., 1997). In this study, the sediment samples have been pretreated with 30% H2O2; thus, the measured heavy metal concentrations were not influenced by organic matter. In contrast, most metals were negatively correlated with mean grain size (Table 3), suggesting that heavy metal concentrations in core X1 and X2 were influenced by grain size to a certain extent. A normalization process compensating for the natural variability of metals is a prerequisite for detecting and quantifying the anthropogenic metal contribution.
Pearson’s correlation matrix for mean grain size and heavy metal concentrations (Ni, Cu, Zn, Cd, and Pb).
Correlation is significant at the 0.05 level (two-tailed).
Correlation is significant at the 0.01 level (two-tailed).
The EF is widely used to eliminate the influence of grain size on elemental concentrations and to discriminate between natural and anthropogenic sources (Kadhum et al., 2016; Wan et al., 2015). Most of the EF values of the heavy metals (Ni, Cu, Zn, Cd, and Pb) in core X1 vary between 0.6 and 1.5 (Figure 4), implying that these metals are mainly derived from natural weathering processes. However, the EF values of Cd and Cu displayed stepped increasing trends since ~4.0 kyr BP, as confirmed by the results of regime shift detection (Figures 4 and 5a). The EF values of Ni, Cu, and Zn of core X2 generally varied approximately 1.0, whereas the EF values of Cd and Pb varied approximately 1.0 before ~4.0 kyr BP but increased significantly since then (averaged 1.6 and 1.4, respectively) (Figures 4 and 5b). Although the lithology differs between cores X1 and X2, the EF values of Cd for both cores (as well as Cu for core X1 and Pb for core X2) display synchronous regime shifts at ~4.0 kyr BP (Figures 5a and 5b). This finding suggests that anthropogenic activities (e.g. mining, smelting, deforestation, and intensive agriculture) on Hainan Island have likely disturbed the natural weathering processes since then.

Enrichment factor (EF) for heavy metals (Ni, Cu, Zn, Cd, and Pb) in cores (a) X1 and (b) X2.

Comparisons of the enrichment factors (EFs) for the heavy metals in cores (a) X1 and (b) X2, (c) the stalagmite δ18O values from Dongge Cave in southern China (Dykoski et al., 2005), and (d) the modeled El Niño frequency indicating the increase in El Niño events in the tropics (Clement et al., 2000). Regime shifts in the EF values of the metals indicated with colored lines (red solid: Cd, blue dashed: Cu, green dashed: Pb). See Figure 1 for the locations of the cores and the cave.
Human activity in response to paleoclimatic change at 4 kyr BP
Disentangling the effects of climatic change and anthropogenic activities on the environment has received much attention. Previous studies indicated that human activities varied significantly in various regions (Cullen et al., 2000; DeMenocal, 2001; Zhang et al., 2008). Climatic changes that occurred at approximately 4.0 kyr BP, which has been termed the ‘4.0 kyr event’, were particularly devastating, and scholars have argued that this event could have played a role in the collapse of the ancient civilizations in Indus, Egypt, and Mesopotamia (Cullen et al., 2000; DeMenocal, 2001; Innes et al., 2014; Staubwasser et al., 2003). By contrast, the 4.0 kyr event may have had positive effects in the coastal areas of Peru, where severe environmental changes may have promoted agricultural resources over seafood (Kerr, 1998). The 4.0 kyr event also facilitated the emergence of Chinese civilization because of increases in the availability of more environmentally circumscribed agricultural lands (Wu and Liu, 2004). Studies of the distribution of prehistoric cultural sites in Zhejiang Province, South China, also showed that the expansion and contraction of prehistoric cultures are positively correlated with climatic change (Wu et al., 2012). In this study area, the archeological sites Shigong and Yinian located in Lingshui County, eastern Hainan, were found and dated to approximately 4.2 and 3.6 kyr BP, respectively (Qiu, 2015; Figure 6). After ~4.0 kyr BP, human impacts were clearly identified in our heavy metal records and detected regime shifts (Figures 5a and 5b). The temporal consistency of the date of the archeological sites and heavy metal variations further suggest that the elevated heavy metal accumulations in the sediment records were primarily caused by human activities in the eastern portion of Hainan Island.

Map of the spatial distribution of archeological sites on Hainan Island. Modified from Yan (2006).
Hainan Island is dominated by the East Asian monsoon system (Liu and Xie, 1999). The intensity of the East Asian summer monsoon (EASM) decreased sharply at approximately 3.6 kyr BP (Dykoski et al., 2005; Figure 5c), and this dramatic event was reflected in changes in the marine sediment records from the SCS (Wang et al., 1999). Analysis of corals in the SCS also showed a major weakening of the monsoon system during the same period (Sun et al., 2005). Changes in the hydrological properties of Hainan Island are also related to El Niño–Southern Oscillation (ENSO) (Su et al., 2013; Zhang et al., 2013). During El Niño events, high SST asymmetry occur in the equatorial Pacific Ocean with a weakened Pacific Walker circulation shifting eastward away from the western Pacific warm pool. These changes result in less rainfall in Southeast Asia (including the SCS) than that during normal conditions (Wu et al., 2003). Modeling studies by Clement et al. (2000) argued that ENSO activities increased during the late Holocene (Figure 5d), and these data were broadly consistent with the ENSO frequency reconstructions based on data from Laguna Pallcacocha, Ecuador (Moy et al., 2002), and from Galápagos lake sediment in the eastern tropical Pacific (Conroy et al., 2008). Thus, both the decreased monsoon intensity and increased ENSO activity since ~4 kyr likely result in less precipitation on Hainan Island.
Furthermore, summer coastal upwelling along eastern Hainan Island has significant impacts on the nearshore ecosystem and fishery because it supplies nutrient-rich deep water to the surface and supports high levels of biological productivity (Su et al., 2013). A 121-year monthly coral Sr/Ca record at Boao (Sanya City) reveals prominent multi-decadal variability in upwelling driven by the Asian summer monsoon, with weak summer coastal upwelling caused by decreased monsoon intensity, and vice versa (Liu et al., 2013). The decreased summer monsoon and increased ENSO activities since ~4.0 kyr BP have caused the summer coastal upwelling along eastern Hainan Island to sharply weaken, which likely reduces summer primary production as well as the seafood catch (Hu et al., unpublished data). The economy (especially the marine economy) of southeastern coastal Zhejiang (nearby Zhoushan upwelling) also experienced considerable setbacks at approximately 4.0 kyr BP because of increased ENSO activity (Wu et al., 2012).
As shown in Figure 5, the elevated EF values of metals are consistent with decreased summer monsoon intensities and increased ENSO activities within the range of age error. This finding suggests that the proportion of agriculture in the coastal areas of Hainan increased significantly and that agriculture became an important production activity in response to the colder and more arid climate since approximately 4.0 kyr BP (Qiu, 2015). Human impacts may have increased because of agricultural developments, deforestation, and metal utilization (Broothaerts et al., 2014; Dodson et al., 2009; Lee et al., 2008; Wan et al., 2015), which has led to elevated heavy metals in the soil. We thus attribute these elevated heavy metal accumulations to the higher demand for natural resources and more intense, localized human activities, which in turn were influenced by climatic change (i.e. decreased EASM and increased ENSO activities) as discussed above.
Conclusion
Cores X1 and X2 were collected from the continental shelf off Hainan Island in the SCS and used to investigate the historical human–environment interactions in the Hainan region. Based on the EF values, the heavy metals Cd and Cu in core X1 and Cd and Pb in core X2 were influenced by anthropogenic activities, indicating that these metals could be used as indicators of human activities near the Hainan region. The EF values of these metals showed important increases beginning at ~4.0 kyr BP in both cores. This finding is consistent with the abundant archeological sites on Hainan Island that date to approximately 4.0 kyr BP. Enhanced human activities in the Hainan region are synchronous with decreases in the EASM and increases in ENSO activities. Therefore, the elevated EF values of metals in cores X1 and X2 are attributable to more intense, localized human activities, which were influenced by climatic change.
Footnotes
Acknowledgements
The authors would like to thank the editors, Fabienne Marret and Gill Oliver, and the anonymous reviewers for their constructive reviews of our earlier version of this paper and the crews of the South China Sea Open Cruise by R/V Shiyan 3, South China Sea Institute of Oceanology, Chinese Academy of Sciences.
Funding
This study was supported by the funding provided by the National Natural Science Foundation of China (41576058, 41106040, and 41606062), the National Key Basic Research Program of China (2013CB429703), the Science and Technology Basic Research Program in Resource Survey (2017FY201407-1), and the Open Fund of Shandong Provincial Key Laboratory of Depositional Mineralization & Sedimentary Minerals, Shandong University of Science and Technology (DMSM2017076).
