Abstract

Introduction
The ‘one-stop shop’ ethos means more and more health workers consulting and more and more in-house services. GP-led commissioning puts a whole new burden on GPs’ premises. Few practices will have the luxury of premises that are large enough and flexible enough to meet these demands. This section covers financing, building, extending, fire safety and maintenance of practice premises. Climate change is a new threat, with potentially enormous implications for general practice. In this section we also consider what these may be and how practices can manage them.
How practice premises are financed
In the old days, primary care organisations (PCOs) had a pot of money to fund new and improved premises. This is no longer the case. Despite the fact that many GPs’ work premises are inadequate for current working patterns, let alone for the expansions envisaged by the government, there is less money than ever available for providing primary care teams with buildings that are fit for their purpose.
The availability of funds for premises depends heavily on PCOs’ priorities. They will allocate funds to individual projects through their strategic services development plan. But plans can change, so it is worth keeping asking. Due to increasing financial constraints, PCOs (now called Clinical Commissioning Groups [CCGs]) often do not have the monies to fund premises’ improvement projects. This has been recognised at a national level, and as part of the GP Forward View, the Estates and Technology Transformation Fund (ETTF) was set up by NHS England in 2016. This is a £1 billion fund that could be used to improve GP premises across England with the increased use of technology to improve care (see https://www.england.nhs.uk/gp/gpfv/infrastructure/estates-technology/). Practices can apply for these monies, but the entry criteria are strict and CCG support is required. In reality the CCG has to put the bid in on behalf of the practice and the bid has to meet strategic goals of the CCG. It is still too early to say whether this fund will have an impact on improving GP premises. However, there is still nothing to stop a practice submitting a business case for premises improvement to the CCG. The ETTF fund closes in 2021. There are current discussions between the British Medical Association (BMA) and NHS England on a new Primary Care Infrastructure Fund to replace ETTF. Details are not clear as yet of these funds, but the fund is likely to be linked to priorities of the integrated care systems that NHS England is developing.
In summary, practices that need improved premises now need to think widely about how these might be financed. The possible sources of finance are listed below.
Permission for new housing developments often requires that the developer provide public amenities, including GP surgeries. The sooner a practice is aware of this, the better its chances of taking advantage of the development and of influencing the design.
Involve your accountant at an early stage of plans for building or extending. Accountants can advise on financing and VAT (see below) and on opportunities for tax relief, which under some circumstances may be available on major items of construction such as lifts and electronic doors.
Independent advice about your proposed project is valuable, and probably essential if you are considering private finance.
Provided by the local authority or PCO (health centres)
In April 2013 the responsibilty for PCO-owned primary care health centres was passed to NHS Property Services Ltd (otherwise known as ‘Propco’), as a result of the Health and Social Care Act 2012. The aim of this was to set up a corporate organisation to manage former PCO health premises, the hope being that there would be more efficient use of premises and better financial scrutiny. The only exception to this is where an occupant (e.g. a community trust, individual practice) with more than 50% occupancy was given an option for leases to be passed to them.
All GP practices, irrespective of whether or not they are in formerly owned PCO property, now pay rent and rates and should have a formal lease in place. The process of rent reimbursement is outlined in the following section on leasehold rent reimbursement. Previously such charges were simply passed through costs via the PCO as the PCO owned the building and provided the reimbursement. The introduction of NHS Property Services has been hugely controversial. The transition was difficult with loss of organisational memory. Many practices have had significant increases in their rent and service charges, as NHS Property Services have gone for full recovery of costs. It has led to many practices saying they are financially unviable and refusing to pay. Many practices state there is no transparency on the increases and they do not reflect current market rates. The British Medical Association (BMA) is now involved and national discussions are taking place to resolve the issues. Although the rent and business rates element is reimbursed by the PCO, the service charges for facilities management are not. The level of rent reimbursement is calculated in the same way as leasehold rent reimbursement – see the following section.
The development of GP at Scale models radically changed the way in which accommodation is provided to GPs. Pressure continues to mount on small practices to either merge together or move into newly established primary care centres. There is no doubt that this trend will continue as public finances come under greater scrutiny and pressure. However, the majority of practices are still financed and reimbursed by more traditional ways of developing and financing general practice accommodation. NHS property services have their own capital budgets and may improve their premises in conversation with the GP practice. This in turn could have effects on rent reimbursements and service charges. With the former, the PCO and District Valuer will have to be involved as the rent reimbursement could be affected.
Rented premises – leasehold rent reimbursement
Practices that rent their premises have their rent reimbursed by the PCO to a level known as the leasehold rent reimbursement. When a practice rents a space for providing services, they need a lease in place whether it is NHS property services or a private landlord. The level of leasehold rent that may be granted is determined by the current market rent (CMR) of the premises, or the actual lease rent, whichever is lower.
The CMR value of the premises is as assessed by independent valuation conducted by the district valuer, who must determine what might be reasonably expected to be paid for the premises.
The CMR is assessed based on notional lease terms, which assume a 15-year term tenant internal repairing obligations with the landlord responsible for external and structural repairs and insurance.
The CMR is reviewed by the district valuer every 3 years. But it is important that practices keep a track of this and make certain that CMRs are carried out every 3 years, in order to ensure adequate funding.
Rates are also reimbursed. VAT is included. Under regulations now in force, PCOs must continue funding notional rent at the current level but are not obliged to meet any increase, although in practice they do. It is vital when signing leases with a private landlord or health and social care landlord that the rent payable to them matches the rent re-reimbursement from NHS England. Otherwise the practice will have to pick up the difference. It is important that when signing a lease, appropriate legal and surveyor advice is obtained. The NHS premises directions allows reimbursement of these costs to certain thresholds. It is important to contact the PCO in advance of such dealings.
Personal Medical Services (PMS) practices may have their rent reimbursement rolled up within their contract and they need to check that an annual uplift is included. In this case opting for a 3-year review means taking this notional rent element out of the contract, which may be disadvantageous. Practices will have to decide whether or not to take the risk. A private landlord or health and social care provider may have their own capital budgets and may improve their premises in conversation with the GP practice. This in turn could have effects on rent reimbursements and service charges. With the former, the PCO and District Valuer will have to be involved as the rent reimbursement could be effected.
Doctor-owned premises – notional rent and cost rent
If a practice owns their own building, they still get rent and rates reimbursement, as if they were renting the property. This is called notional rent. This rate is worked out in the exact same way as leasehold rent reimbursement. There is also the cost rent scheme which essentially combines notional rent and improvement grant funds. Under the now almost defunct cost rent scheme, loans are available from the PCO to fund building or substantial alteration of practice premises. The owners receive a reimbursement from the PCO, in the past from an earmarked fund. As with notional rent, the reimbursement is based on an evaluation and reviewed every 3 years. The cost rent takes into account the actual building costs of the premises to a level agreed, i.e. it will cover building an extra room for a registrar for a training practice, but will not cover speculative needs. This means that a practice that anticipates growth will almost certainly have to look elsewhere to fund space that it cannot currently demonstrate that it needs.
Cost rent may cover not only the land and the building, but also external work on the site, architects’, other professionals’ and local authorities’ fees, and exceptional costs, e.g. those related to demonstrating that a site that had previously been a chemical factory no longer poses a danger to health. Cost rent will not cover furnishings and furniture, equipment, garden landscaping or insurance premiums.
Even if a PCO awards a practice a cost rent, it is unlikely to fund the full cost of the project.
Cost rent is reviewed every 3 years by the District Valuer. As with notional rent, PCOs must continue funding cost rent at the current level but are not obliged to meet any increase.
As rents rise, the notional rent on cost rent-funded premises is likely to exceed the cost rent, and at that point the practice can opt to have the notional rent reimbursed. However, it cannot switch back if the notional rent then falls.
The cost rent scheme was very attractive to doctors because it provided a largely interest-free loan for the purchase of premises which would almost certainly accumulate substantially in value by the time they came to retire and sell their share. However, since the cost of land and property has increased dramatically over recent years, the cost rent scheme is no longer as popular with either GPs or PCOs.
NHS LIFT (England only)
LIFT (Local Improvement Finance Trust) was established in 2001 to enable private and public partnerships to improve premises within primary care. The PCO carries the risk of LIFT financing but this means that the doctors have no long-term investment in the property, and they do carry the risk that the notional rent will be higher than the PCO is prepared to meet. For better or worse, they may find themselves sharing a building with other primary care services. It is also possible that private companies that form part of LIFT consortia may wish to use the premises to provide Alternative Provider Medical Services (APMS).
Local LIFT projects are intended to build and refurbish primary care premises, which they will own and then lease out to GPs and other primary care stakeholders. It is suggested that LIFT will help address the underinvestment of the last 30 years or so within NHS estates.
This provides a major opportunity for some GPs who may be working out of cramped, poorly maintained premises, particularly those working within the inner cities where it can be difficult to facilitate changes, with the knowledge that they have the security of the support and expertise of their PCO behind them.
Before committing to a LIFT proposal, practices might consider the following points, particularly if they own their current premises:
Will GPs become direct tenants of the LIFT company, or sub-tenants of the PCO?
Will GPs be allowed to sub-let accommodation if they become the major leaseholder?
Can practices expect compensation payments for relinquishing their capital within their existing premises, not to mention the loss of any notional or cost rent reimbursements for the coming years?
What are the terms of the lease?
What are the costs of the lease?
What will the benefits be to the patients?
How will the practice improve upon existing accommodation?
Will the practice be able to offer any extra services from a new build?
Some of the answers to these questions will be obviously apparent; however, some will require thought and direction. Moving premises is particularly traumatic, whoever is footing the bill.
That aside, LIFT will provide many GPs with flexibility and may attract GPs in deprived inner-city areas. The projects may also provide more integrated services and space for developing primary healthcare teams.
Practices considering LIFT are strongly advised to seek independent advice to ensure that their interests are protected.
Private finance
There are a number of finance companies that offer finance for premises. They will take the hard work out of a building project, helping to find the land and managing the project.
Such companies will be intending to make a profit from the building, and the terms of the practice’s lease need to be carefully scrutinised. In addition, the company may wish to go into partnership with the practice in the provision of services. Practices looking for funding through such organisations should ask themselves the same questions as those considering a LIFT scheme. Practices are strongly recommended to engage independent advisors to clarify what the benefits and risks of a joint venture would be, and to protect their interests.
Some GPs may be able to fund new or extended premises themselves, although they carry the risk that the PCO will not fund the notional rent to an affordable level.
Improvement grants
Some PCOs have a source of money to fund modifications or extensions to upgrade existing premises. It is essential to apply to the PCO before starting work. Applications for work that has already been contracted for will be refused.
Improvement grants may cover additional rooms, enlarging rooms, extending telephone systems, improved access and facilities for the disabled, improvements to help children and the elderly, and improvements to such things as toilet facilities, fabric, car parking and security. As stated previously, PCOs/CCGs are less likely to fund such grants due to current financial constraints, and more likely to help in an ETTF bid.
Fundraising
Fundraising and donations from patients and others will not fund a new build, but in a reasonably affluent area may provide money for refurbishment and also provide the community with a worthwhile project.
Financing new premises in Wales and Scotland
NHS LIFT does not operate in Wales or Scotland. The Welsh Assembly has earmarked capital for premises development. Practices should contact their Local Health Board (LHB) for advice on arrangements, which are said to be flexible, and information on how to apply. In Wales all new buildings have to be approved by the Welsh Design Council. In Scotland the Scottish Executive passes funds for premises to each Health Board, which decides its priorities. Applications should be made to the Health Board.
For further information on funding of premises in England see https://www.bma.org.uk/advice/employment/gp-practices/premises.
Accommodation
When considering new or extended premises, take a good look at current and projected usage. Care Quality Commission (CQC) requirements must always be taken into account (see Chapter 6 on Clinical governance). In addition the Department of Health has produced a list of criteria for GP premises, i.e. ideal size of consulting rooms. This is called the Primary Care and Community Health Building Note. It is very likely that any PCO would expect these criteria to be followed. For more information see https://www.england.nhs.uk/mids-east/wp-content/uploads/sites/7/2014/07/health-build-pc.pdf
When reviewing the practice’s accommodation requirements, ask the following questions:
Who wishes to use surgery consulting space?
For how many sessions?
What facilities and equipment do they require?
Where will their equipment be stored?
How will their appointments be made?
How long will their appointments be?
What will be the demands on the waiting room?
What will be the demands on the car park?
Who will provide administrative support (typing etc.)?
Consulting rooms
Many GPs spend more time in their consulting room than they do at home, so it is no surprise that consulting rooms reflect their owner’s personality with photographs, certificates, mementoes, dying plants and clutter. But the pressures on space mean that no room can remain unoccupied for long. Hot-desking is here to stay. GPs being able to modify their personal space has to be balanced with CCQ requirements such as infection control.
Consider how the following will be accommodated and what facilities each will need: GP partners; sessional GPs; GPs with a special interest (GPwSI); trainees; Foundation Year 2 (F2) doctors; practice, district and specialist nurses; health visitors; health care assistants; counsellors; psychologists; visiting consultants; drug workers; housing, benefits and other advisors; dietitians; podiatrists; physiotherapists, etc. Some practices like uniformity of rooms in terms of equipment and forms, so that any clinician can go to any room and feel comfortable to practice without having to look for things.
Will there be separate examination rooms?
Waiting area
Consider both the number of consulters and how long their appointments are. A children’s play area is space-consuming but sanity-saving. Ideally the waiting room could be used for patient meetings.
Music in the waiting room
Background music in the waiting room may be good for patient and staff morale, and it can help confidentiality by masking conversations and telephone calls. It also has the capacity to annoy. Many practices also have TV screens in the waiting areas for the same reason, either showing normal TV programmes or content to improve people’s lifestyle with public health messages.
Practices need a performing rights licence to play music, whether via a radio or CD, or a TV licence to use a television, in the waiting room. The charge is payable annually and is related to the number of seats. The licence costs 50% more if you apply retrospectively. Extra charges apply if you use music in any other capacity.
For information see the Performing Right Society at https://www.prsformusic.com/
Reception area
Ideally this should include a privacy booth. If that really isn’t possible, consider where receptionists can take patients who need to speak in private.
How will patients book in? Will there be an interactive screen?
How will information be conveyed? Will there be an LED or similar display and where will it go?
How will patients be called for their appointments? Will they be collected by the consulter, informed by receptionists, or will there be an electronic system with a board? If the latter, where will it go?
Telephone/receptionist administration area
Only in the smallest practice can a receptionist be dealing face-to face with patients as well as answering patients’ calls, and even then ideally the two functions should be physically separate for confidentiality reasons. A back area out of patients’ hearing with telephones and adequate space for paper notes is essential.
Practice manager and administration area
The practice manager’s room should be close to staff involved in IT, administration and secretarial functions.
IT and telephones
Servers need appropriate space, i.e. secure and cooled. What will be the IT and telephone requirements of each room?
Meeting rooms, coffee rooms, libraries
Staff need somewhere to relax, preferably with an adjacent kitchen. The practice can decide whether a telephone is essential for a coffee room or an abomination. A room for meetings is highly desirable and ideally needs to be large enough to accommodate the whole team. The move to electronic information means that the practice library is losing its importance.
Toilet facilities
Essential for patients and for staff; remember that both groups may include someone with a disability. A toilet near the treatment room for providing specimens, possibly with a hatch for delivering the specimen pot, is desirable. Are the toilets DDA (Disability and Discrimination Act) compliant?
Disposal of waste
A sluice, an area for cleaning of clinical equipment, and space for bins for disposal of clinical and non-clinical waste should be available.
Storage
It is easy to skimp on storage space and regret it later. Adequate space is needed for:
consumables and small items, e.g. dressings, venesection equipment, speculums, latex gloves, tissues, minor surgery equipment
drugs
vaccine and specimen fridges
equipment that may be needed in emergencies, e.g. ECG machine, oxygen cylinder
equipment required occasionally, e.g. slit lamp for use by ophthalmologists or opticians, podiatry equipment, liquid nitrogen flask
cleaning materials
fridge and cupboards for food and drinks
stationery
redundant or spare computer equipment – a tiresome and bulky category.
Prams and buggies
Where will parents be able to leave these when they attend clinics?
Parking
The availability of private and/or public car, bicycle and perhaps motorbike parking needs to be considered.
Other
A shower, and a garden for use by staff and perhaps patients, could also be provided.
Room sharing and hot-desking
As practice teams increase in size, most practices sooner or later find there is pressure on space and that rooms have to be shared.
Well-entrenched doctors (and nurses) may resent the intrusion on what is often a very personal space, and may not be aware how difficult it is for someone else to use a room that they have moulded to their own habits. They do not realise that for other doctors who use their room, finding the tools of the trade is an exercise in industrial archaeology. The resulting wasted time and enforced underperformance is a risk for patients, for the clinician and for the practice. Nor is it just other doctors who are at a disadvantage. A cluttered room piled high with papers does not provide the right atmosphere for a counsellor, and every user needs space to write. Patients, too, are put off by untidiness.
Room sharing has potential for stirring up resentment and this needs to be managed tactfully. Room owners resent having to move out before they have finished their day’s work and the visitor can be faced with having to dislodge the incumbent and then tidy up, leading to a late start. Untidiness is hard to cure. Obliging partners to use one anothers’ rooms for a morning can be a salutary exercise.
It is essential that any potential user of a terminal can access the computer system through a personal log-in. Much time is wasted getting people onto the system.
Ideally, the tools of the trade are in the same place in each room, e.g. speculums in the same drawer under the examination couch, medical certificates in the same desk drawer. It is easier to set this up in new premises than it is to institute reform, but a desk-tidy with essential forms in each room, kept filled, is a start. Consider drawing up a list of forms, directories, equipment and information which should be available in every consulting room (ask a locum for help). If all users are given the list and asked to identify missing items, and the form is then given to someone with responsibility for restocking, much time is saved and visitors, both clinicians and patients, will have a better opinion of the practice.
Clinicians or administrative staff who have to use different rooms can be provided with portable filing boxes in which to keep their personal equipment/files. There needs to be space for these to be stored when the owner is not working. However, most practices are moving towards paperless systems, with online folders and intranets for clinicians to keep their paperwork.
It is important that one person is responsible for allocating rooms and that they are kept informed by the practice manager and visitors themselves as to who will be in on each day so that they can plan and identify days when personnel look like exceeding space available.
Consider a reminder notice to everyone to leave a room in the state they would wish to find it.
Hot-desking
Most practices have a broom cupboard that ends up being converted into a work space. Rather than condemn the registrar or locum to a third-rate working environment, consider using it as a ‘hot-desk’ for administrative tasks. A computer terminal, a phone, decent lighting, and a booking system for the space are essential.
Smokefree practices
In order to protect people from the harmful effects of second-hand smoke, it is against the law to smoke in virtually all enclosed or substantially enclosed public places and workplaces, and in public and work vehicles, in all countries of the UK. Managers need to be aware that even in places like GP practices where (almost) no-one would think of lighting up, notices need to be displayed. The law applies not just to tobacco but to anything that can be smoked, including e-cigarettes.
The regulations are very similar in all four countries, but practice managers should check the websites below because there are small differences in detail, e.g. required size of notices, and it is the practice manager who has the legal responsibility to prevent people from smoking. These are the main areas to consider:
No-smoking signs that conform to the legally prescribed sizes and designs must be displayed in a prominent position at every entrance, including those used only by staff. Sample signs can be downloaded from the websites below, although you can design your own as long as they comply with the regulations. Signs are available on the websites in various languages.
Indoor staff smoking areas are not allowed.
It is permissible to allow staff or patients to use sheltered areas outside the building to smoke, or indeed for the practice to provide such an area, but you need to check on the websites below that the shelter is not ‘substantially enclosed’.
Ensure that information on smoking cessation for staff and patients is easily available.
The smoker, the manager who fails to display no-smoking signs, and the manager who fails to prevent smoking – each is committing a criminal offence and is liable to either a fixed penalty fine or prosecution. Local councils are responsible for enforcing the law.
Further information:
England – www.smokefreeengland.co.uk Scotland – http://www.gov.scot/Publications/2005/12/21153341/33429
Wales – https://gov.wales/smoking
Northern Ireland – www.spacetobreathe.org.uk
Advice on smoking cessation services: https://www.nhs.uk/livewell/smoking/Pages/stopsmokingnewhome.aspx
Your local council can provide advice.
Access to practice premises for disabled people
See also section 8, Patients p. 8-01, for information on making the practice more accessible to disabled patients.
The Equality Act 2010
The Equality Act 2010 gives disabled people rights to:
employment
education
access to goods, facilities and services
buying or renting land or property
use of public transport.
Definition of disability
The Equality Act 2010 defines a disabled person as someone who has a physical or mental impairment that has a ‘substantial’ and ‘long-term’ negative effect on their ability to do normal daily activities.
For the purposes of the Act, long term means the impairment has lasted or is likely to last for more than a year. For further information see https://www.gov.uk/guidance/equality-act-2010-guidance
How does the The Equality Act 2010 apply to general practice?
The Equality Act 2010 inclusion ‘Access to goods, facilities and services’ applies to general practice. Since the old Disability Discrimination Act (1995), practices have not been able to refuse to take disabled people onto a practice list or to provide a lower standard of service to those people due to their disability.
Practices must consider making reasonable adjustments to the way they deliver their services so that disabled people can use them.
Making ‘reasonable adjustments’ includes:
changing any practice, policy or procedure that makes it impossible or unreasonably difficult for disabled people to use a service (e.g. waiving a ‘no dogs’ policy for blind patients accompanied by their guide dog)
providing an auxiliary aid or service that would enable disabled people to use a service (e.g. providing a British Sign Language interpreter for a deaf patient or a hearing loop aid for those hard of hearing)
overcoming a physical feature by providing services via alternative methods (e.g. providing a home visit for someone who cannot access the surgery premises).
Practices are also required to take reasonable steps to tackle physical barriers to the use of services, including features of premises, like steps or narrow doorways, that prevent, or make it unreasonably difficult for, a disabled people to access their services. Examples of reasonable physical changes include:
ensuring premises are well lit and providing clear signs
providing an induction loop for people with hearing impairment
installing a permanent ramp and a handrail at the entrance to a building where there are steps
replacing a door handle with one that is easier to reach and to grip
lowering the reception desk so that it is more accessible for people who use wheelchairs.
Exactly what individual practices need to do will depend on their particular situation and the needs of their disabled clients.
What action can a disabled person take?
A disabled person who feels he or she has suffered discrimination has four options:
to complain to the practice
to contact the Disability Rights Commission – the Commission has a conciliation service, which in turn could contact the practice
to take civil proceedings against the practice – if the court decides that there has been an act of discrimination, the practice might have to pay damages to cover things like financial loss, emotional distress etc.
to seek an injunction preventing the practice from repeating the discriminatory act in the future.
Building regulations and access for disabled patients
The building regulations made under powers provided in the Building Act 1984 exist to ensure the health and safety of people in and around all types of buildings (including domestic and public buildings). Part M of these regulations deals with access and facilities for disabled people. Until recently their aim was that all new buildings must be accessible to and usable by disabled people. An improved version of Part M came into force in May 2004 that extended the provisions to alterations on existing buildings and introduced the concept of access and use for all – not simply for those with recognised disabilities.
Further information can be found at:
Disability Rights Commission http://www.drc.org.uk
Building regulations – government guidance as part of the DDA 2005: http://www.legislation.gov.uk/ukpga/1995/50/part/III
Building a new surgery
This section is based on advice prepared by Mr Alan Burden, an architect who used to specialise in GP premises. Although it is written with GPs who are building using a cost rent scheme in mind, much of the advice is relevant to any form of financing. Even if your LIFT or private finance scheme does not allow you the control that a cost rent gives, this section will help you understand the building process and keep a check on what is going on.
The office is bursting under paper; the junior partner’s room is more like a cupboard; there is no privacy at reception and nowhere for children to play; it is so difficult for the disabled; if only there was more storage space; the parking is inadequate. In short, the existing surgery premises are too small; they are outdated and do not meet practice requirements or patients’ aspirations.
The partners all agree (well, almost all) that something must be done, but delegation is the name of the game and that’s what practice managers are for – over to you!
‘Help!’ is the word that may come to mind, even if it is not your first thought.
Every practice, building, site, planning authority and PCO is different. Each problem presents a new challenge, but there are a few golden rules and doing things in the correct order is important if time and money are not to be wasted.
Defining the existing problems
Practices generally become very adept at making the best of what they have and it is often not easy to quantify other than the most obvious problems. Even these will vary in importance amongst those using the building, but deficiencies and priorities must be agreed. Once this has been done the scale of the problem will become evident, and whether it can be solved by a small extension or alteration, or whether major reorganisation, major building work, or even new premises are needed, may become apparent.
For help defining the problem see ‘Accommodation’ earlier in the chapter.
Speaking to the PCO
It is never too early to speak to the PCO about your problems and aspirations. They will advise on your likely priority for any available funding and explain the pros and cons of the various schemes.
The PCO may also be able to help you with finding the professional advice that you will need. They may know those architects who have experience of survey work and a proven track record of client satisfaction within your area. The PCO is unlikely to be willing to recommend a specific architect, but they may well be prepared to provide a short list.
Finding your architect
Finding the right architect is a key factor in the building process and one that requires time and careful consideration. An architect’s previous experience of surgery work is important, but the personal recommendation from previous well-satisfied clients is invaluable. A suitable architect will be willing to show you examples of their work; ideally, you should visit the architect, who will be able to explain how and why a particular design evolved.
Your prospective architect will normally be happy to meet and discuss the scope of the project without charge and then make a proposal to you with regard to an appointment. This should clearly set out the scope of the architect’s work, the responsibilities of each party and the proposed fee basis. If more than one architect is approached, then it is very important that the proposals and fee bids are carefully compared and, if necessary, brought into line before the formal appointment is made.
Briefing your architect
Your architect is trained in establishing a brief of your requirements and will help and guide you through the most important of stages, but it demands considerable input from the practice. If the brief is wrong the building design will be wrong.
Arrange for one or at most two members of the practice to brief the architect, and ensure that they have the time and authority to make decisions for the practice as a whole. It is important that the practice representatives have consulted and engaged with all practice staff, so all issues are picked up early. Briefing will normally take the form of questions and answers that are likely to stimulate the need for deep thinking by the practice before final decisions are made. Stress those issues and requirements that are most important to you, but where you are able to leave the architect with design freedom, do so.
Feasibility
Once the brief has been established, your architect will normally consider the feasibility of your requirements in terms of the physical limitations of the site or building, the Local Authority’s Planning Policy, financial constraints, etc.
Almost every practice looking to expand will, quite rightly, first consider the potential of their existing premises. One fundamental advantage is the very fact that you are ‘established’ both in terms of your patients and in terms of the Planning Authority (i.e. you will not need permission for any change of use, only for any building extensions or alterations). On the other hand, the fundamental disadvantage is that all building work has to be carried out while you continue to practice. The feasibility assessment will need to look at whether your requirements can be achieved and also whether the design can be such as to allow phased building work in and around a functioning surgery. If necessary the PCO will normally fund temporary accommodation on the site, but space needs to be allocated and its best use determined.
If a new site for building is being proposed, the architect will be considering some or all of the following: its location in terms of your patients; whether the local authority is likely or unlikely to grant planning permission for a surgery on the particular site; whether the site is of suitable size for the surgery and the required on-site car parking (minimum parking standards are normally dictated by the planning authority); whether any gradients on the site will adversely affect design; generally, to determine the feasibility of the client’s requirements on the particular site.
If the practice is considering the conversion/adaptation of an existing building (other than their present surgery) then the feasibility study will take a similar form but also consider the potential (or lack of potential) of converting and, if necessary, extending the building. In this instance the study needs to extend into ‘preliminary designs’ to ensure that satisfactory design solutions can be found at economic cost and to prove that one available building is more or less suitable for acquisition than another.
In all instances the architect will try to give you some guidance on likely building or conversion costs, but do remember that at this early stage they are going to be no more than ‘guestimates’.
The likely time scales should be considered as they become increasingly important as PCO funding is geared more and more to the financial year. Do remember, however, that there are many time factors that are impossible to quantify accurately (e.g. the length of time to obtain planning permission).
The feasibility report should also consider the likely need for other professional consultants such as quantity surveyors, structural engineers, etc.
Your architect will normally make a comprehensive report for you and provide guidance as to the feasibility of your requirements. Options that are open to you will be explained and recommendations made.
Just occasionally, the site or building is so perfect that there can be confidence to proceed knowing that your requirements can be met; more usually, the report will show where compromise may be necessary, or where there are very real problems to be overcome, or where the site/building must be considered unsuitable.
Land and building acquisition
If your expansion involves the purchase of land and/or buildings, you will need further professional help, e.g. solicitors, commercial surveyors, valuers. If existing buildings are involved, you will need structural surveys, etc.
Before becoming committed to these, the practice needs to be certain that the project can become a reality.
Check that adequate funding is available.
Do ask the PCO to involve the District Valuer to assess values, etc.
Do check that planning permission is likely and do not finally purchase any building or land unless, valid planning permission for what you want exists.
Do ensure that the price you pay for buildings or land is fair and reasonable and allows sufficient funds for building costs, professional fees, and your own envisaged changes, i.e. new telephones, computers, etc.
Do not forget that VAT is likely to be payable on most of these items.
Outline proposals
While some of the foregoing is under consideration, the architect and other consultants are likely to be preparing outline proposals. This will involve a more detailed analysis of the client’s requirements and ‘fine tuning’ of the brief. The proposals will take account of premises costs directives; further guidance from the PCO; preliminary discussions with the planning authority; possibly discussions with local amenity societies, residents, etc. The outline proposal will normally take the form of preliminary drawings, sketches, and a report including further approximation of costs, and will be presented to the practice for comment and/or approval.
Do recognise that this is an early but vitally important step towards the final building.
Do consider proposals carefully and ensure that you understand what has been presented to you.
Do allow sufficient time for proper evaluation.
If you do not understand do ask – the professionals will not mind or be offended even if it should mean a radical change of plan. Better at this stage than after planning consent has been obtained, and certainly better than ending up with an unsatisfactory building.
Do seek the PCO’s comments and advice.
Do obtain the views/comments of all members of the practice (those who don’t wish to be involved are nearly always the most vocal later!).
Involve your patients.
Do make written notes on good and bad points, problem areas, etc.
Do obtain a consensus of the comments received so that you can give the architect clear instructions as to practice comments, preferences, etc.
Do nominate a single member of the practice to act as coordinator and consider appointing a project manager to provide advice and support the coordinator.
Scheme design
The architect and other consultants (where appointed) will develop the scheme design from the outline proposal, taking account of amendments requested by the practice. The scheme design will illustrate the size and character of the project in sufficient detail to enable the practice to agree the spatial arrangements, materials and appearance. An approximate cost estimate will be prepared and an indication of possible start and completion dates advised. The proposals will be submitted to the practice for comment and/or approval.
Do repeat the evaluation process previously described.
Do not hesitate to ask the architect and other consultants to explain the proposals in detail.
Do ensure that the PCO is entirely happy with the proposals.
Do ensure that adequate funding is available.
Do keep your architect up to date with progress and action.
Planning application
Once a scheme design has been approved, the architect will advise with regard to the necessary planning application. At its simplest this may be to seek permission for a small sympathetic extension to an existing surgery where the application involves little more than form-filling and the submission of plans. At the other extreme may be a planning application for a large new building on a sensitive site. Your architect will have advised earlier of the ‘degree of difficulty’ in obtaining full planning consent and will now advise on how the planning application is best presented.
It is often helpful to the planning authority if the practice provides a letter explaining the background to the proposal, their aspirations, etc.
The PCO will usually be happy to write to the planning authority in support of the proposals.
The practice may wish to ask individual patients or a patient group to write and support their application.
The practice may be able to enlist the support of local councillors.
Take the advice of your architect and/or planning consultant with regard to the above.
Hopefully, planning consent (normally with conditions) will be obtained – but can never be guaranteed. If a refusal is given, a document stating the reasons is issued by the Planning Authority and urgent discussions are necessary in order to review the situation. An appeal procedure is possible but can be lengthy and expensive.
Detail design
The design will now be developed and approval sought under Building Regulations, etc. During this stage there will be very close liaison between the designers and the practice to ensure that the completed building contains services, fittings, fixtures, furnishings, etc. to suit.
Do remember to allow sufficient practice time, particularly for the practice manager or whoever is coordinating. This coordination and decision-making can become almost a full-time job at certain times, such that delegation of normal duties should be considered.
Do make decisions carefully, as later changes often cause delays and are usually expensive.
The design may include a number of features that are desirable but that could be cut if there were financial pressures. However, such cuts can be short-sighted.
Involving staff
Involve your staff from the very beginning so that they have a feeling of ownership of the new premises. Like moving house, moving workplace is a significant life event, and staff who do not feel involved will take the disruption and change in working patterns much less comfortably.
Staff know what their working needs are. Discuss the facilities and layout of the proposed building and incorporate staff members’ views into the architect’s brief.
Staff should be involved in discussion of furnishings and furniture and should have a major say in the layout and colour scheme and style of their room.
Keep the plans up in the coffee room and keep staff updated on the progress of the building. Arrange a tour for them when the building is ready.
Remember that moving is very stressful and depends on staff goodwill. Reward them appropriately.
Involving patients
Patients need to understand the reasons for the new build (it may be obvious, but it may not; they will not necessarily be aware of the demands of modern general practice).
Discuss the scheme and the plans with patients, perhaps starting with the Patient Participation Group and see if they come up with any good ideas. In particular, the waiting room is the patients’ domain. They have to sit in the chairs and look at the walls; find out what views they have on furniture and colour schemes.
Explain how the practice services will be affected by the move to new premises and beg patients’ understanding during the settling-in period.
Production information
The design team will be preparing production information from which builders will tender and eventually build.
It is probable that building contractors will be writing to you seeking to tender for the contract (they obtain leads from the published lists of planning applications). Keep these to give to your architect.
Do keep records of reports of good and bad work from other practices that may have had building work carried out. Strong and genuine recommendations are always useful.
Do ensure that your architect is aware of all limitations that you need to impose on the contractor, particularly where conversion works are involved, e.g. start-time; finish-time; times when noisy operations cannot occur; areas that cannot be vacated; limitations of overtime working, etc.
Do remember, however, that the more restrictions imposed on the contractor the more difficult and expensive their task will be.
Do keep your architect informed.
Tender action
Your architect will normally agree with you a list of prospective building contractors who are to be invited to tender, and any information that you can provide will be useful, particularly if the architect is working outside their local area.
Do keep confidential the list of contractors tendering.
Contractors will wish to visit existing premises that are being altered/extended. Do arrange these visits carefully to ensure that contractors do not meet and that all areas can be viewed.
When tenders are received, the architect and/or quantity surveyor will make a report to you giving an analysis of the tenders received; this will normally include details of the offer, start and completion dates, etc.
Hopefully, the tenders received will be within budget but, if not, appropriate reductions may need to be made or further funding considered.
Project planning
The architect will advise on the appointment of the contractor and on the responsibilities of the practice, contractor and architect under the terms of the building contract. The formal contract will be prepared for signature by both parties.
Do ensure that you understand exactly what is included within the tender and what (if anything) is excluded.
Do be aware of the extent of any contingency sum that is included within the tender.
Do determine whether the offer is on a fixed price or fluctuating basis and understand what this means.
Do understand that any change will affect the cost of the work.
Do ensure that adequate funding is available at the required time to finance the project.
Do understand and agree the terms of the contract.
Do be aware of your responsibilities regarding insurance.
Operations on site
The architect will administer the terms of the building contract during operations on site and will visit the site as appropriate to inspect the progress and quality of work.
The appointed builder will take possession of those areas being made available, either the whole site or parts of an occupied building, on a stage-by-stage basis. If the project involves a new building or adaptations and extensions of unoccupied premises, then the practice’s involvement may be limited. If the project involves alterations and extensions to the existing surgery, then there will be much involvement and some of the following may be helpful:
Do try to anticipate and plan for the difficulties of builders on site.
Do remember to warn everyone that things will get worse before they get better.
Do try to be flexible in working arrangements and constraints – there are times when day-to-day events need to override contractual procedures.
Do try to develop a good working relationship with the builders, in particular the site foreman.
Do not give instructions directly to the builders – always give these through your architect.
Do try not to make changes.
Do remember that those ‘little extras’ will all need to be paid for.
Do set up an agreed routine with the funding institutions so that invoices can be met promptly.
The architect will certify when stage payments are due and the monies to be paid. Do make prompt payments in accordance with the contract.
Do keep the architect advised of any problems or worries.
Do try to enjoy the experience of building – a sense of humour can often help!
Completion
The completed building will be formally handed over to you and normally there will be a 6- or 12-month defects liability period, according to the contract, during which time the contractor will be responsible for any necessary remedial work.
Do provide notice to patients, etc., of opening dates, changes, and so forth.
Do allow sufficient time for ‘moving in’ and plan this carefully.
Do not fix an official opening too soon – contracts can and do over-run.
Do keep written records of any problems that occur during the defects period.
The architect will make an inspection at the end of the defects liability period and instruct the contractor to carry out any remedial and corrective work.
On satisfactory completion the architect will issue the final certificate for payment based upon the agreed final account. The building contract is then concluded and all that may remain is to provide final documentation to the PCO, accountants, etc. Hopefully, by this time, the project will have proved to be a complete success.
The preceding paragraphs have assumed that practices needing to build new premises will take on both the project management and the financial burden of such a scheme, and although there is likely to be a long-term capital incentive, some practices may wish to consider the other options available to them. These may be of interest to those affected by deprivation, negative equity, recruitment problems or those that are no longer working within a traditional partnership arrangement.
Moving premises
Do not underestimate the emotional, financial and organisational cost of the move, or the time it will take. However cramped and unsuitable the old building, staff and patients may have strong sentimental attachments to it, and the inevitable problems of the new premises can induce the feeling that the past was a golden age which the present can never match. Preparation is vital in order to minimise the disruption and distress.
In advance
Inform patients well in advance, using as many means of communication as you can. Prepare patients for a temporary reduction in services and for the inevitable glitches.
Let local practices, pharmacies, delivery services, hospitals and services know your new address. Don’t forget the PCO; they may have financed the building but they may forget that you have moved.
Decide how the move is to be managed. Enrol staff to help with the setting up once the removers have delivered the boxes.
Draw up a checklist of all that has to be done on the day/s of the move.
Draw up a checklist of vital services and routine tasks that must be maintained.
Draw up of a checklist of things that must be done to close down the old premises.
Get staff to draw up checklists of areas for which they are responsible, i.e. their own rooms and any others that have been assigned to them.
Try not to change anything you don’t have to change at the same time, especially if it may be seen as a reduction in the service. Where possible make changes well in advance so they aren’t associated with the move to new premises.
If you are moving to a larger building, review your cleaning and maintenance needs. Be generous in purchasing better cleaning equipment.
If the new premises will have a new and different phone system, try and train everyone before the move.
If you haven’t already got someone taking photos of the new building as it went up, find a member of staff, spouse or patient to record the move and the first days in the new premises. The record will be valued in the future.
Moving day
Staff and their spouses can help with the move. Make as much of a party of it as you can, ensure there is plenty to eat and drink, and reward them appropriately.
Check all the systems and services as soon as you can. 8.00 a.m. on the morning you open for business is not the time to discover that the phones are not connected.
Ensure that the emergency equipment is in place and that everyone knows where it is. It would be a tragedy if a patient collapsed in the waiting room and died because no-one could find the defibrillator.
Take all staff on a tour of the building, pointing out emergency exits, panic buttons, fire and smoke alarms, fire extinguishers, etc.
Ensure that everyone understands the new security system.
Ensure that there is a notice on the old premises directing patients, delivery services and other visitors to the new premises.
Re-establishing normal service
Consider longer appointments and shorter surgeries as everything will take longer at first.
Receptionists should remind patients who are booking appointments that the practice has moved.
Check that routine tasks are being carried out.
Keep a log of problems and comments to which all staff contribute.
Keep morale up as much as you can.
When things are settling down
Hold a staff meeting to review the log. Ask staff to keep their comments constructive.
Consider inviting constructive comments from patients.
Consider an opening ceremony!
Property maintenance
This section will outline the reasoning and importance of property maintenance, and provide practices with checklists of sensible measures that should be observed. There is a general lack of understanding of this area, mainly because the average practice does not include a person specifically skilled in this area of management.
There are many variations in the type of building and terms of occupancy, e.g. wholly owned by the partners, lease arrangements that include responsibility for maintenance and some that do not.
As businesses and partnerships go through a period of evolution and re-evaluation with an increasing emphasis on greater profitability and efficiency, it is easy to neglect the importance of the prime asset, namely the building. There is a need to protect and improve this investment, especially as poor maintenance will shorten the life span of a building. Practice premises have become more technically complex with the introduction of high-tech computers, energy management systems and advanced communication networks such as modem links. This brings about an increasing use of specialist contractors, often requiring cumbersome and expensive management and administrative systems. The management of the total portfolio, that is the building and contents, is often outdated and under-resourced. An efficient and cost-effective management plan is needed in order to cope with the variety of demands. The following sections are written as if the practice owns the building and has full responsibility. However, in rented premises, it may be that the practice is paying a service charge and the landlord is carrying out some of the below checks. In this situation the practice should check the following is occurring and is in the service level agreement with the landlord.
The purpose of management:
to prevent the deterioration of the premises to prevent capital loss
to keep out the elements
to satisfy Fire, Health and Safety and other statutory requirements
to maintain all internal buildings, as well as high-tech and engineering installations
to satisfy leasehold requirements, if applicable
to provide a pleasing aesthetic appearance for both staff and patients and maintain a good, high-profile public image
to ensure premises continue to be CQC compliant.
The elements of maintenance
An annual detailed property survey should be carried out to cover all items that may require maintenance, from tap washers to the roof. This should be undertaken by an appointed representative from the practice and either a professional maintenance organisation (if funding allows) or a skilled handyman. If using a contractor you should ensure that they submit an itemised and priced list of works to the practice for approval and an order, prior to any work commencing. The list should include relevant points under the following headings (please note – the following lists are not exhaustive and there will be local variations according to the type of premises that the practice occupies):
Main fabric items
Parapet repairs
stone restoration
expansion joints
rendering repairs
remedial works to corroding areas
internal partitions
plumbing
sanitary ware
stack pipes
wall grouting and tiling
entrance doors
sign boards
car parking surfaces and markings
perimeter fencing
boundary walls
locks
window furniture.
Roofing
Roof tiles
guttering
minor repairs
major relays of tiles or felting
flashings.
Flooring
• Replacement or repair of floor tiles or carpeting to
— corridors
— staircases
— offices
— waiting areas
— toilets
— kitchen
— surgeries
— treatment rooms
— staff room and/or library
— entrance.
Redecoration
• All areas requiring redecoration if the practice is responsible; this would normally include the exterior of the building every 5 years, and the internal rooms every 7 years.
— corridors
— staircases
— offices
— waiting areas
— toilets
— kitchen
— surgeries
— treatment rooms
— staff room and/or library
— entrance
— all external areas.
At this stage it will be necessary for the main contractor to involve sub-contractors to provide the same detailed inspection for all the services, and the following should be included:
Electrical
Switchgear, i.e. main fuse boards, etc.
emergency lighting system
general lighting
fire alarms
generators
security systems
electrical testing including yearly Portable Appliance Testing – PAT testing and regular electrical condition reports, normally every 5 years depending on preexisting condition.
Heating, ventilation and air-conditioning
Air-conditioning installation (if appropriate)
heating system
ventilation system
boilers
water softeners
water tanks.
Telecommunications
Telephones, internal extensions and external lines
telephone switchboard
fax lines
internet server links.
Mechanical handling
Lifts (if applicable).
Equipment
The renovation and/or replacement of all office and surgery furniture and equipment, as appropriate
clinical equipment, such as nebulisers, ECG machines, vaccination fridges etc. including calibration
Types of maintenance
Contract maintenance
This is sometimes known as planned preventive maintenance, as it is the regular servicing and assessment of pieces of equipment and systems. The following items can all be put onto a contract maintenance basis:
electrical testing
window cleaning
gardening
computer hardware and software
security systems
smoke detectors
fire extinguishers
photocopiers
typewriters
vermin control
boiler maintenance
office cleaning
fire alarms
telecommunications
autoclaves (though these are rarely used nowadays)
nebulisers
BP monitors
weighing scales.
Often when a new piece of equipment is purchased the supplier will offer a maintenance package, at a price. Always ask if the first year’s maintenance is free to avoid paying unnecessarily. When the service becomes chargeable it is useful to review existing maintenance agreements to see if the new equipment can be included. This will avoid a proliferation of companies and help to standardise arrangements. It will also help to build a rapport with a few companies who understand the needs and priorities of the practice. When arranging contracts for routine domestic tasks, e.g. gardening and cleaning, there is no substitute for local knowledge. Seek opinions and contacts from local practices and organisations to find out the best people to approach.
Emergency maintenance
Prompt reaction to emergency situations, i.e. standing ‘it’ up if ‘it’ falls down.
Planned maintenance
This list will include those items collated in the annual property survey that it is not anticipated will need to be undertaken in the current year, but which may be planned for subsequent years and for which a budget must be established and approved.
For example:
redecorations
flooring
roofing
main fabric items
leasehold requirements.
Alterations
The planned replacement of major items of equipment, systems, plant or changes to the layout of offices and surgeries, and extensions to the building.
Fire audit
A fire risk assessment in accordance with the information supplied below.
Responsibility for maintenance
It is necessary to appoint a senior member of the practice team to be responsible for the maintenance of the building, and a deputy to cover their absence. The appointment in itself will raise the profile of the task, and their job description should include:
arranging property survey
following up all matters arising from the annual survey
undertaking fire risk assessment
producing the budget requirement for maintenance
the appointment of contractors/suppliers
training staff in emergency procedures
monitoring expenditure
making routine checks of the building and equipment quarterly.
The contractor
If you decide to choose a professional contractor to assist the practice with a maintenance programme they will need to be selected with care. Several reliable local building companies should be invited to submit their proposals and make their presentation to the partners and the maintenance manager. Based on this evidence it should be possible to make the final selection. The successful contractor must demonstrate the capability of dealing with sub-contractors and providing the property survey outcome, properly documented and priced and within the given time scales.
It may also be that your PCO operates a maintenance scheme that can be extended. Speak to your PCO about the possibility of buying into their maintenance contract as many PCOs employ their own maintenance staff or have contracts with private contractors on more favourable terms.
Practices should check that the contractor has evidence of third-party insurance to a value of £3,000,000 in respect of any one claim. Any staff employed by the contractor must at all times provide proof of identity by displaying a clip-on badge showing the company name, the individual’s name, a photograph and a signature. They must work in compliance with the Health and Safety at Work Act and the code of practice for working with asbestos.
Sub-contractors
These may be nominated by the practice or appointed by the main contractor and approved by the client. They are solely responsible to the main contractor, who will check their invoices in detail, and payment will be via the main contractor.
Payment
It is recommended that the practice should pay the main contractor on a monthly basis. As a general rule, a percentage of the total agreed sum, normally 10%, should be withheld until a project has been completed to the client’s satisfaction.
Sinking fund
In order to offset the costs of major repairs or refurbishment the practice may wish to open a ‘sinking fund’ account. Very simply, this is a separate bank account into which a monthly standing order is paid. This will help the practice to avoid needing to find large sums of money in one go, and assist in general financial controls.
Manager’s maintenance checklist
Arrange annual electrical inspection tests and keep appropriate records.
Place property maintenance on a practice meeting agenda so that the topic is fully discussed by all parties.
Check details of any lease to identify the exact maintenance obligations by the practice.
Appoint a person to be responsible for maintenance, and a deputy.
Compile accurate inventories of every room in the building, include all equipment and furniture.
Devise a checklist for a regular fire audit.
Arrange training for every member of staff on emergency procedures.
Agree a maintenance budget, and consider setting up a ‘sinking fund’.
Consider appointing a local building company to provide your maintenance programme – enquire about their experience and capabilities in property maintenance.
Contact other people who use these contractors, to take verbal references.
Invite contractors to look around the practice premises and estimate annual maintenance costs and the service that would be provided.
If there are difficulties in finding reputable builders contact the Institute of Chartered Surveyors, who can put you in touch with a local surveyor from whom you can seek advice.
Appoint a contractor on a 1- or 2-year basis, and review performance before extending the contract.
Keep all check lists and documents securely, hard copies or electronically. These may be needed in a CQC inspection.
Fire safety precautions
The Regulatory Reform (Fire Safety) Order 2005 came into force on 1 October 2006. This piece of legislation applies to England and Wales only and supercedes and repeals all other legislation relating to fire safety.
The Act applies to all premises except private residences and is designed to simplify previous legislative acts and to provide a minimum fire safety standard. The government has provided information in the form of guidance to categories of premises, which includes healthcare. (See https://www.gov.uk/government/publications/fire-safety-risk-assessment-healthcare-premises.)
The Act no longer requires premises to hold fire certificates. The emphasis is now upon risk assessment. It is now a requirement that a specific fire safety risk assessment be carried out in addition to your general health and safety risk assessment by a responsible person. In the case of general practice it is likely that the responsible person or persons will be the partners as they will most probably own the building, in which case responsibility will doubtless be delegated to the practice manager. If you are in premises where the partners are not the owners, then the responsibility lies both with the partners as the employer and with the owners of the premises. Fire safety has routinely been assessed as part of CQC visits to primary care providers.
Risk assessment
Risk assessment must be carried out by the responsible person and will involve a comprehensive assessment of fire risks to which people may be exposed. Special considerations should be given to people deemed at special risk, such as young people, the disabled, and perhaps pregnant women and the infirm.
You should also include:
specific reference to dangerous substances in accordance with the order (which can be found in schedule one)
review dates, as it is important that risk assessments are reviewed regularly to ensure they are up to date and that circumstances have not changed. Risk assessments should ideally be carried out every 2 years.
Your PCO has a responsibility to ensure that all practice premises are fit for their purpose, and as such may be able to support you with your assessment by either recommending a competent person to carry out the task on behalf of practice or by providing resources – perhaps in the form of training – to allow one of your team to develop competencies. Your local fire safety officer may also be prepared to offer you advice on the matter.
If the assessment does fall to you, however, it is probably a good idea to design a specific questionnaire to aid your assessment.
Examples (although by no means conclusive) of appropriate questions to support the assessment are as follows.
Escape routes
Is there an adequate number of exits to allow free-flowing access from the building?
Do enough of the exits have sufficient width to allow wheelchair/buggy access?
Are exits and gangways free from obstruction and free from hazards?
Are exits and escape routes well lit and signposted?
Fire extinguishers
Is there an adequate number of suitable fire extinguishers?
Have staff been trained in using fire extinguishers?
When were fire extinguishers last serviced? (This should be within the last year.)
Evacuation
Have staff been trained in fire evacuation?
Is this training regularly updated?
When was the last fire drill?
Do you have fire marshalls?
Do staff know how to call the fire brigade, and who is responsible for doing so in the case of a fire?
Do you have appropriate escape lighting and is it maintained at regular intervals?
Fire prevention
Have staff been trained in fire prevention?
Do you remind your staff of their responsibility to maintain health and safety and fire prevention?
Do you ensure that heaters are not left on longer than necessary and are unplugged when not in use?
Are fire doors labelled correctly and are they actually kept closed?
Do you keep the practice tidy and free from rubbish? (Rubbish is a fire hazard.)
Are flexes run in a safe place and safely secured?
Are your plug sockets overloaded? (Keep to a minimum where possible.)
Fire alarms
Is there an automatic fire detection and alarm system?
How often is the fire alarm system tested? (Should really be weekly.)
Have staff been trained in raising the alarm?
Are fire points clearly visible and unobstructed?
Is the fire alarm system having regular maintenance?
Further examples and guidance can be found at the following sites:
www.london-fire.gov.uk/index.asp
http://www.hse.gov.uk/toolbox/fire.htm
https://www.gov.scot/policies/fire-and-rescue/non-domestic-fire-safety/
https://www.southwales-fire.gov.uk/your-safety-wellbeing/at-home/
In addition to the legislation and the emphasis on risk assessment, it is still a good idea to have a commonsense approach to fire safety. It is good practice to fit smoke detectors, have regular staff meetings updating your staff on fire safety and prevention and have regular fire drills. It is also advised to bear in mind that fire safety and prevention does not stand alone, but should form part of your routine health and safety organisation. The authors feel it is a worthwhile exercise to allocate specific roles to your staff to form a practice fire team.
Practice fire team
Allocating specific roles to staff and training them properly minimises the damage of a real fire. The fire officer, with overall responsibility for fire prevention and training, is generally the practice manager. A fire marshall is trained to take overall control in the event of a fire, and staff are given responsibility for specific tasks such as calling the fire brigade, collecting the fire wallet, ‘sweeping’ allocated areas of the building and reporting to the person assigned to take the roll call.
Fire drill
Practices should hold a full-scale fire drill once a year plus give all staff a general talk on fire precautions. All new staff must receive training about fire safety and procedures, including being walked round the building. The procedures should include:
what to do if you discover a fire
what to do if you hear the fire alarm
where the emergency exits are located
means of raising the alarm
means of contacting the fire brigade
assembly points
identification of people with special responsibilities in fire situations
roll calls
regular testing of equipment and procedures
procedures for people at risk, i.e. the disabled.
The practice fire drill should be as realistic as possible; the least number of people should know beforehand. Fire drills can be stressful, and someone should be designated to help any sick people who are in the surgery at the time to minimise their discomfort.
Model fire drill instructions
No one should take personal risks and everyone should ensure they have an exit. No one except fire brigade officers should enter or re-enter the building.
The person who discovers a fire should: raise the alarm and attack the fire with extinguishers if it is safe to do so (NB: most extinguishers expire after 45 seconds).
On hearing the alarm everyone else should: leave the premises via the nearest available exit and report to the assembly area.
The fire team members should: carry out their allotted duties in accordance with your fire evacuation procedure.
Further information can also be found at www.firesafe.org.uk.
Practice security
Introduction
Doctors’ surgeries have always been a target for burglary because of the drugs and prescription pads that may be kept on the premises. The value of surgery equipment is rising as primary care becomes more technical and practices purchase computers, video equipment for teaching purposes and ECG machines. This increases the burglary risk.
Personal security has always been a concern for GPs and practice staff. We have to remember that patients visit GPs when they are often vulnerable, stressed and anxious about their health. GPs and staff can be the subject of abuse and sometimes violence.
Security of practice premises and personal safety and security are important issues for managers and GPs to consider.
Security of practice premises
There are three important areas:
general security measures
burglar alarms
security of access when premises are open.
When considering security it is worth getting advice from the local Crime Prevention Officer at an early stage. He works from the local police station and he will visit the surgery. His advice is free. If a new building is planned, the Crime Prevention Officer should be contacted at the planning stage.
General security measures
Perimeter fencing should be sturdy and can be topped with barbed wire. Ensure that outside gates are secure and kept locked. Security lighting triggered by sensors on the outside of the building is a good deterrent to prowlers. It has the added benefit of providing a good light and some protection for doctors who visit the surgery after dark. Avoid large areas of shade and ensure that sensors and lights are out of reach.
Other vulnerable areas are flat roofs, especially if there is a skylight, or hidden doors and overhanging trees or bushes that provide cover and facilitate illegal access.
Window and door locks are the simplest measures that can be taken to protect the building itself. There are a number of different types of window, but the best ones lock automatically when the window is closed, removing the need to use a key. The lock is only as secure as the material it is screwed to, and this is especially important for wooden frames where the screws may be easily levered out. This also applies to bolts on doors, which should be sturdy, sunk into the door and covered with a metal plate.
A five-lever mortice lock (British Standard 36210) is the most secure lock for outside doors; two locks are best for each door. It may also be sensible to lock some internal doors when the premises are closed – for example, the door to a drug store or patients’ notes.
Doors and ground floor windows should be fitted with security glass, which also protects patients against accidental breakage. The glass should be fitted securely, not just held in place by wooden beading. Shutters fitted to the outside of windows and doors or grills fitted on the inside improve security.
Equipment and patient notes that are easily visible from the outside may encourage burglars. Curtains can be closed at night or one-way reflective film placed on windows. Venetian blinds, especially if they are fixed at the bottom, are an added deterrent.
The above methods are all easy to install. Installation costs will vary according to the sophistication required, but will generally be less than the cost of installing a burglar alarm. The running costs of all these methods are negligible.
As with all areas of management, it is important to have a method to check regularly that the system is working: Are windows and doors locked every night? Does the security lighting work?
There is often a conflict between security and fire safety: anything that is locked is difficult to penetrate in an emergency. There will always need to be a compromise between these two aspects, and staff should be aware of this. All staff should know where keys are kept for both doors and windows in an emergency. Further advice about fire safety can be obtained from the local fire safety officer attached to the Fire Service.
Manager’s checklist
Perimeter fencing
car park including security lighting
external building including doors, windows, roof
routine checks of the three points above.
Burglar alarms
The presence of a burglar alarm will act as a deterrent to burglars, and the box advertising the alarm on the outside of the building should be placed prominently. If a burglar enters the premises a flashing light will alert the burglar that the alarm has been activated. A loud alarm is also sounded, the noise being so loud that it is physically unpleasant to remain in the building. Some police forces insist that the noise does not begin until some time after the alarm is activated to increase the chance of arrest; this does, of course, increase the time that the burglar has to work.
Most alarms in use in surgeries have a digital communicator, which transmits a message to a monitoring centre, informing them that the alarm has been activated. The monitoring centre is usually managed by the company that supplied the alarm. The monitoring centre will telephone the premises during office hours to ensure that the call is not a false alarm. The police and a keyholder are then informed. Each alarm will have a code word to ensure security, and keyholders or receptionists who may answer the phone during the day should know this. Out of hours, it is always worth the keyholder checking with the monitoring centre that the call is genuine, before attending the premises.
It is possible for digital communicators to handle other channels, for example fire alarms.
A system without a digital communicator is cheaper, but will need to rely on its deterrent effect and the goodwill of neighbours to inform the police if the sounder is activated.
There are two basic types of detection equipment for burglar alarms:
perimeter protection
internal/trap protection.
A combination of both is ideal.
Perimeter protection
Uses vibration detectors on windows and contact breakers on doors
detects at the point of break-in, giving the intruder less time
is more susceptible to false alarms
is susceptible to deliberately created false alarms
is expensive.
Internal/trap protection
Uses mounted infrared detectors to detect body heat and movement; also contact breakers on doors
detectors need to be placed to protect particularly vulnerable areas, e.g. drug storage
is less prone to false alarm
is cheaper than perimeter protection, but is effective
will be the system of choice for most surgeries.
Closed circuit television (CCTV)
CCTV allows you to watch over your site and record intruder activity for evidence. However, it is essential to have a suitable system meeting the appropriate standards to ensure its effectiveness to do the job you want. Take professional advice before installation.
Installation of CCTV may also help towards securing a lower practice insurance premium.
Practices who install CCTV should ensure that patients are notified that CCTV is operational within the practice. A notice on the practice website and posters sited within the practice should be sufficient. It is also recommended that there is a clear policy on the use of and retention of CCTV images and the rights of access to those images.
Manager’s checklist
Which type of alarm?
• Sounder/light relying on deterrent/goodwill of neighbours
— perimeter protection
— internal/trap protection
— combination
(each connected to central monitoring unit)
CCTV.
Weigh up effectiveness against cost.
Security of access
A number of questions need to be considered:
Are all points of entry constantly monitored, even when staffing levels are at a minimum?
Is there always one person who knows the whereabouts of everyone in the building?
Are there arrangements to ensure security of notes or valuables if the person in charge of these is called away?
Are receptionists informed if strangers are due to visit and for what purpose?
As always, there will need to be a compromise between allowing free access to staff and patients and keeping out people who should not be on the premises. Doors that are available to patients but should only be accessible to staff can be controlled by a lock to which only staff have a key, or a lock with a key pad and security number.
Burglar alarms and other security devices should be purchased from companies registered with
the National Security Inspectorate (NSI) (www.nsi.org.uk)
(With thanks to Ivor Allen of Chubb Alarms Limited for help with the preparation of this section.)
Personal security
There are two major causes of aggression in the surgery: anxious patients and those who have been kept waiting. Therefore, there are a number of ways in which violence may be prevented or minimised:
Training of receptionists to identify potentially difficult situations and how to deal with them.
Proactive practice procedures to identify potentially difficult/violent patients and put appropriate patient alerts on the clinical system, so all staff are aware during interactions.
Discussion between all primary health care team members about ways to deal with aggression and potentially aggressive patients. Discuss a plan of action if aggression occurs.
Keeping patients in the waiting room informed of possible delays, with apologies, if appropriate. Patients attending for emergencies, when anxiety is high, should be told the likely waiting time.
Polite explanation of why a patient’s request may not be possible.
Awareness by the practice of the surgery environment: open counters are less intimidating than those behind glass; comfortable, well-lit, well-furnished, spacious waiting rooms are to be preferred.
Procedures for handling violent situations should be discussed beforehand. The following should be considered:
Talk to the person in a calm voice and maintain eye contact. Never attempt to handle the person.
Summon help. A panic button from the reception area to all consulting rooms and vice versa is useful. Some hands-free telephones have a simple number which opens a line to all other handsets. It is possible to have panic buttons attached to burglar alarms which alert the monitoring centre when pressed.
It may not always be possible to reach a panic button, so there should be some agreed procedure that ensures a response to raised voices.
If aggression occurs when the surgery has only one or two staff members on duty, calling outside help is a priority.
Extended opening hours
With increasing numbers of practices offering extended surgery opening hours, the security of your staff and premises will be at risk if they are not managed appropriately. It is suggested that access arrangements during extended hours are limited to those patients with pre-booked appointments, and that access to the premises is controlled from within by the receptionist when he/she is sure that the person requesting access is who they are expecting.
Lone working
There may times when clinical staff or admin staff may be alone in the practice. This will normally be after the practice shuts, but could be in practice time, for example in a small branch surgery.
Staff working alone must be suitably experienced, have received suitable instructions and, if necessary, had training on the risks they are exposed to and the precautions to be used. The general principal is that a staff member should not open the main doors and allow a patient to enter the practice until another staff member (clinician or non-clinician has arrived).
Some staff may have medical conditions that could make them unsuitable for working alone. This aspect of the assessment is conducted through Occupational Health.
Consideration will be given to routine work and foreseeable emergencies, which may impose additional or specific risks.
The practice manager should ensure adequate supervision in lone worker situations. Adequacy of the supervision will depend on the level of risk, types of risk and duration of exposure.
Adequacy of supervision may involve some of the following:
periodic checks on lone workers, i.e. visual
periodic contact with lone workers, i.e. telephone
automatic warning devices
the door must not be opened until other members of staff arrive; subsequently, when all members of staff leave the main door should be locked.
Remote working
Most GPs will do home visits on an emergency or routine basis. In addition, practice nurses may visit patients who are housebound for the purpose of flu jabs and long-term condition checks. The security and safety of these clinicians should have the same parity as in practice working. Having clear lone worker policies and appropriate risk assessments is important.
In the vast majority of home visits, there will be no risks to the visiting clinician. However, in a minority of cases there could be risk (i.e. physical or emotional) related to the context of the patient. Such examples include areas of severe mental health issues, forensic history, domestic violence and drugs, known aggression, drug and alcohol problems, or house environmental factors. This is not an exhaustive list, and it is the responsibility of the visiting clinician to review the medical records and alerts of the index patient prior to visiting that patient, to identify any risks.
The clinician may deem it necessary to take a colleague to the home visit (this may be a clinician or non-clinician). Reasons for this may include needing a chaperone for an intimate examination, providing extra safety in walking from the car to the patient’s home on winter nights, requiring an observer during the consultation itself.
However, taking a colleague in itself does not provide extra protection if there is genuine risk involved, and in fact it may lead to two staff members being put at risk.
If there is genuine risk established, the clinician should consider contacting the relevant statutory agencies to accompany them on a visit. For example, if there is genuine physical risk, the clinician should consider contacting the police to ask them to accompany the patient on the visit. If the house is not safe due to contamination, animals, structural issues, etc., the clinician should contact the environmental health department at the council.
Where a clinician perceives that a home visit may be inappropriate for personal safety reasons, after the above options have been exhausted, then this concern should be raised with the practice manager.
It should be the responsibility of the clinician to consider and identify an alternative means of delivery of the service to the patient.
Staff may decline to make a home visit where:
they feel uncomfortable
the premises or the area causes concern.
Other aspects of the visit may cause concern, for example:
aggressive animals not fully controlled
aggressive or intimidating family members
threats to person or property.
Questions when developing a policy include:
Does the clinician inform reception they are going on a visit and when they are expected back?
Can the visiting clinician take a panic alarm?
Has the clinician carried out a risk assessment, and if a patient is known to be violent, do they need to go accompanied?
Controlled drugs
See Section 10.
Prescription pads
All prescription pads must be kept in a locked cupboard or drawer. This includes the prescription pad currently in use on the doctor’s desk, and unfilled computer prescriptions.
As well as securing prescription papers, whether blank for computer-printed or pre-stamped for hand-written prescriptions, they should be tracked by serial number. If some prescription paper is placed in a printer in a room, the serial numbers of the first and last prescription paper should be documented, as well as the date and location of the printer. Similarly, if a pre-stamped prescription paper is given to a specific GP, the name of the GP it was given to and the serial number should be documented. The tracker can be on the practice intranet or be paper based. A member of staff should be allocated to monitoring this. This means that if there is theft, the NHS protect service can track the prescriptions. Further information (CQC myth busters) can be found at https://www.cqc.org.uk/guidance-providers/gps/nigels-surgery-23-security-blank-prescription-forms
Dispensing practices can stamp dispensed prescriptions ‘DISPENSED’ to prevent them being used a second time if stolen.
Patient notes
The sight of paper patient notes may attract someone to break in, but paper notes are more likely to be the focus of incidental vandalism during a burglary. Destroyed notes are irreplaceable and scattered notes will be time-consuming to reassemble. To maintain patient confidentiality and trust it is essential that patient records are kept securely. As a general principle, think about security at all times:
Do not leave records (electronic or manual) unattended in easily accessible areas.
When not in use, ideally store all files and portable equipment under lock and key.
Query the status of strangers.
Highlight any concerns to the practice/security manager.
Do not reveal to anyone how security systems operate.
Electronic records
Do not leave a terminal unattended and logged in.
Always remove smart cards from computers.
Do not share logins or reveal your password to others.
Change passwords regularly and avoid using short or obvious ones.
Always clear the screen of a previous patient’s information before seeing another.
Use a password-protected screen saver to prevent casual viewing of patient information by others.
Access to patient records can be determined by differential access codes, for example allowing lay staff access to registration details only. However, practices may decide that differential codes are not necessary on the grounds that all staff should understand the rules of confidentiality for all situations.
Ensure that the practice system has up-to-date anti-virus software and is protected by a functioning firewall at all times.
When communicating electronically with other NHS sectors, ensure appropriate mechanisms are in place to maintain the privacy of any patient-identifiable data concerned and that there is some form of accreditation or conformance testing of the technical mechanisms to be used that is designed to preserve the integrity of the data being exchanged.
Currently NHS mail should be used for all communication of patient-identifiable data.
Review incoming electronic data not just for its impact on patient care, but also to ensure as far as possible that it is not corrupted in some obvious way. Reject it if it appears so.
Climate change
What can general practice do about climate change?
A new threat is likely to have an overwhelming effect on our health and wellbeing, and therefore on doctors’ work, over the next decades – climate change. Yet the NHS, the UK in general and the rest of the world are only just beginning to address the problem. This section explores how practices will have to react to the consequences of climate change and the steps they can take to reduce the damage. The challenge is enormous but low-carbon actions pay off, both financially and in health gains. And the earlier we start acting, the more we stand to gain.
UK government, the NHS and climate change
The NHS is the largest public sector organisation in the western world and the UK’s largest public sector contributor to greenhouse gas emissions.
The NHS is committed to reducing inequality, and climate change disproportionately affects the poor and the sick, who cannot afford to insulate themselves against its effects. Low-carbon policies pay off with significant benefits to the health of the public. The NHS has set up a Sustainable Development unit and developed a carbon reduction strategy in 2009 (see https://www.sduhealth.org.uk/policy-strategy/engagement-resources/nhs-carbon-reduction-strategy-2009.aspx).
Clearly, hospitals are inefficient and there is huge waste, not just in heating and powering equipment, but of food, medication, equipment (increasingly ‘disposable’), unnecessary consultations, transport, use of paper and failure to recycle. Primary care, being at the ‘low-tech’ end of the NHS, has fewer big wins; but there is a lot that can be done, and it is in a position to advocate and to set examples to patients and other organisations.
Why is climate change a matter for GPs?
GPs as clinicians: climate change is already affecting health, and the burden will increase.
GPs as gatekeepers to the NHS’s services: prescribing, investigating and referring all incur carbon costs.
GPs as health service designers and managers: GPs on PCO boards and as commissioners are involved in decisions with carbon consequences.
GPs have influence: doctors are in a position to set an example, as they did over smoking, and their advice is respected (if not always immediately followed) both by patients and by organisations.
Where does climate change stand in general practice’s hierarchy of obligations?
Each practice will have its own answer to that question, which will be influenced by government and NHS policy and incentives, by the ethical culture of the practice, and by how easy and worthwhile it is to take action. But as climate change increases costs and health problems, pressures will also increase. There are already win–wins, and those that take advantage of them will help themselves and others. But the practice’s policy and decisions need to be owned by the whole team.
Before you get started
Understand the terms – see list of definitions.
Understand the problem – see Box 11.1.
Tackle the misunderstandings and objections – see Box 11.4.
Have confidence that you can do something useful – see the rest of this section.
Definitions
How to go about it
The first task is to win hearts and minds. Education and information sessions, staff training, away-days can all be used. When a practice commitment has been agreed, an environmental policy can be developed and publicised. Set up a system of reviews to see how well the practice is following the policy.
Moving on to action, consider setting up multidisciplinary working groups to tackle particular areas, e.g. paper use, and ensure that the groups report back regularly and are given encouragement for their achievements.
Consider involving patients early, since they may have a lot to contribute and are going to share the outcomes of decisions made.
Measuring carbon footprints both for the organisation and for individuals can stimulate discussion, but should not be used as an opportunity to beat up the senior partner for going heli-skiing in Canada. It may make her think, though.
The practice may decide that it doesn’t want to do anything without obvious immediate benefit. It is better to accept a small start than to push people beyond their commitment. As fuel prices go up, the number of beneficial actions will increase.
Some suggestions for working in a sustainable way are outlined below. They are intended to stimulate thought rather than be prescriptive. Undoubtedly many new ideas will appear in the coming years, and sources of advice are included.
Carbon reduction and patient care
Where does carbon reduction stand in the hierarchy of clinical needs? There is a fine line between giving advice that is good for both patient health and the planet and expecting patients to bear the consequences of a cut in carbon emissions that gives them no obvious short-term gain. However, sustainable lifestyles are also healthy, and many doctors would feel able to advise patients on the health benefits not only of walking and cycling, but also of buying food from local suppliers. GPs will increasingly be seeing both the direct and indirect consequences of climate change, and should be aware that the poor are more vulnerable to its impact.
Doctors prescribe medication, order investigations, make referrals and organise follow-up appointments. All these incur a carbon cost. Patient management should be planned on the basis of clinical need and benefit, but a review or audit of management decisions might provoke useful discussion on how patient care might be delivered better and at a lower carbon cost, e.g. increasing the use of telephone consultations, which are low carbon and often appropriate for follow-up. Drug prescribing and reviewing patient pathways are considered in more detail below.
Fuel economy
As fuel prices increase, so do the benefits of reducing fuel consumption. The following are measures to consider:
Make the building more fuel efficient.
Reduce use of central heating and air conditioning. Turning a thermostat down by 1º makes a big difference to fuel consumption but does not materially affect personal comfort.
Turn off lights, etc., but do not compromise on safety. A gloomy corridor on a winter’s night is bad for doctors’ and patients’ morale.
Do not leave things on standby – standby chargers use 80% of the fuel they would if the gadget were plugged in.
Install energy-efficient light bulbs.
Only fill kettles, etc., with the amount of water you need.
Consider switching to a green energy supplier.
Look out for fuel poverty, e.g. the patient with chilblains or wearing five sweaters. They can be referred for advice from local Energy Saving Advice Centres through the Energy Saving Trust, a non-profit-making organisation offering free independent advice to individuals and organisations. See www.energysavingtrust.org.uk.
Buildings and appliances
Practices building or extending their premises can commission a sustainable building with financial as well as ethical benefits.
Altering an existing building is more difficult, but double glazing, solar panels and improved insulation make a significant difference.
Choose wooden furniture and fittings made from sustainable sources.
Plants, if well tended, improve the built environment. A view of greenery rather than a brick wall improves the health and mindset of everyone, whether they be recovering from surgery or typing letters.
Appliances in the UK now have efficiency ratings. Modern boilers particularly are much more economical than old ones, especially if regularly serviced.
Water economy
Deal promptly with dripping taps.
Install toilets that use less water per flush or adapt existing ones.
Aerating taps use less water than conventional taps.
Consider how coffee cups, etc., are washed up. Swilling individual cups under the tap can use more water than a full efficient dishwasher.
Paper economy
Use electronic communication where possible. Be sure that records are kept of significant communications.
Do not print off emails and documents unless essential.
Print double-sided pages and reuse paper where possible.
Recommend websites to patients; though be aware that going through a print-out with patients and personalising it for them to take away is likely to be much more effective than advising them to go home and look at a website.
Consider the quality and source of the paper the practice buys.
Recycling and reusing
Plastic, glass, batteries, ink cartridges, drink cans, old mobile phones – people will recycle if it is easy enough. Are systems set up and are recycling points clearly marked and accessible? Do staff know what their efforts are achieving?
Paper is divided into that containing confidential information, which needs to be shredded prior to recycling; clinical waste, which requires special disposal; and the rest, i.e. magazines, non-confidential material, paper towels, etc. These last often end up being expensively disposed of as clinical waste unless a clear system is in place and understood.
Reusable cups, etc., are more economical and less messy than disposables.
Unfortunately, because of perceived infection risks, medical equipment is increasingly designed to be single-usage. Consider options and investigate opportunities for passing instruments on to organisations that can use them (safely) in other countries.
Redundant formularies, etc., can be passed on to medical charities.
Transport
Cars are noisy, they pollute the atmosphere, they cause accidents. And in crowded city centres they don’t go any faster than horse-drawn carriages used to. Changing to walking, cycling or public transport leads to a safer, more tranquil environment. People are likely to be fitter and less obese, and probably happier and more productive.
Getting to work: encourage walking and cycling; subsidise staff use of public transport; actively support car-pooling.
Consider installing facilities for recharging staff electric cars.
Consider a practice vehicle (motorbike with low emissions or sustainable bio-fuel car) for emergency visits.
Install a secure cycle rack outside the surgery.
If the practice sees drug reps, consider asking them to offset the carbon emissions created by their visit.
Negotiate bus routes with local transport companies.
Sustrans (www.sustrans.org.uk) offers information and advice about what individuals and organisations can do to promote sustainable transport.
Air travel
Short-haul flights are relatively more damaging than long haul, and the train is often an alternative, although, frustratingly, within the UK likely to be more expensive than flying. Most medical organisations are reviewing policies on international conferences, and modern technology such as videoconferencing is increasingly satisfactory. E-learning is also becoming much more sophisticated.
Consider recommending offsetting travel emissions in your travel advice to patients.
Food and diet
Current western diets fuel obesity and involve large transport costs: vegetables grown in Kenya, pizzas made at the other end of the M1. Meat is also very carbon-heavy.
Encourage staff and patients in healthy eating: more plants, less meat.
Lobby local shops, support local farmers’ markets, thereby supporting the local economy too.
Avoid packaged items and bottled water.
Consider source of food and drinks for practice meetings, and raise the issue if catering at PCO and other meetings is unnecessarily extravagant concerning carbon.
Drugs and prescribing
Much of the medication dispensed is never taken by the patient, or taken incorrectly, so a large amount of carbon is used with no benefit to health. More patients are on multiple medications, increasing the risk of interactions and increasing the cost to the patient and the NHS. Reducing the number of prescriptions could reduce costs and carbon usage and actually improve health.
Questions for staff:
How can we find out who doesn’t take the drugs as prescribed?
How can we tighten up on repeat prescribing?
For what conditions are non-drug treatments available? Exercise, often available on prescription, is a win–win alternative.
Promoting exercise
This is the big win–win. Walking and cycling cut carbon emissions and so reduce noise and fumes, and are beneficial for a huge range of health problems. Local authorities can be involved in providing alternatives – a win–win for them too.
See the National Institute for Health and Clinical Excellence (NICE) guidelines on encouraging physical activity: https://www.nice.org.uk/guidance/qs183.
Walking the Way to Health (www.whi.org.uk) promotes guided health walks, especially for those not used to regular exercise. Local schemes are listed on the website.
The Department of Health is linking projects on health and physical activity in its Change4Life campaign. See www.nhs.uk/Change4Life.
Banking, commerce and procurement
Consider the carbon cost when making commercial decisions, and where possible choose low-carbon options.
Consider supporting companies that aim to be carbon neutral – those that do usually advertise the fact.
The government’s Enhanced Capital Allowance provides enhanced tax relief to businesses that invest in energy-saving equipment. The list of qualifying equipment and information about claiming are available at https://www.gov.uk/government/publications/enhanced-capital-allowance-scheme-for-energy-saving-technologies.
Take into account ‘whole life costing’, i.e. costs of purchase and of running and disposal of equipment and supplies. Advice and a guide can be downloaded from Health Care Without Harm at https://noharm-europe.org.
Buy recycled items where possible.
Commissioning and contracting
GPs have power through their commissioning role. They can put pressure on trusts to adopt and act on a climate change policy. They can ensure that climate change factors are written into commissioning decisions, e.g.:
Results, reports and letters are sent promptly (saves wasted appointments) and electronically.
Appointments are kept to a minimum and each appointment is used effectively.
Only necessary investigations are undertaken.
Hospital inefficiency, e.g. losing X-rays, is penalised.
Patients are given adequate time to consider their options. They often opt for less aggressive management, and whatever they choose they are likely to be happier with the outcome if they have been fully involved in the decision.
Education and information
If you are making an effort, get the credit, and use your work to encourage others.
Keep patients informed through your leaflet, notices, website and newsletters.
If you have a patient participation group, involve them early to make the most of their advice and support. Hold education meetings, perhaps starting with everyone calculating their carbon footprint.
Liaise with local and national groups to share experiences (see below).
Further involvement
Local organisations such as the council, local health bodies and non-governmental organisations (NGOs) may have active carbon-reduction programmes and usually welcome links with practices for mutual advice and support and increasing the value of their activities. Many areas have transport user groups, environmental groups and exercise groups. Whole communities can be involved in planning and implementing sustainable ways of living. The Transition Towns website (http://transitiontowns.org) lists the towns/localities already doing so and gives advice (including how to start a Transition Initiative in your own area) and support.
Lobbying is not everyone’s cup of tea, but for those who want to influence policy, there are many opportunities:
Is carbon reduction actively considered by your PCO?
Is your local medical commitee (LMC) thinking about carbon reduction?
Is your practice managers’ group discussing carbon reduction?
The Royal College of General Practitioners (RCGP) is developing a climate change strategy. https://www.rcgp.org.uk/policy/rcgp-policy-areas/climate-change-sustainable-development-and-health.aspx.
Consider asking drug companies for their carbon policy.
National organisations concerned with climate and health
NHS Sustainable Development Unit – can provide information on local networks: https://www.sduhealth.org.uk.
The Centre for Sustainable Healthcare – a new organisation devoted to translating knowledge into action to improve the sustainability of the healthcare sector: https://sustainablehealthcare.org.uk
Medact – health professionals taking action on climate change: www.medact.org.
Other sources of information
Carbon Trust – carbon calculator, business support including loans for energy-efficient equipment, Carbon Trust standard: www.carbontrust.co.uk.
Climate Action Network – European network working at policy level: http://www.caneurope.org.
Energy Saving Trust – carbon calculator, recommendations and advice: www.energysavingtrust.org.uk.
Case study
The Cranberry Practice wanted to demonstrate its commitment to reduce its impact on the environment and climate change by developing a practice policy to cover areas where it felt it could make a real impact.
The key to the implementation of such a policy is to get practice-wide support for it. Try and involve as many people as you can in developing the policy. Successfully implementing such a policy is about changing people’s ‘hearts and minds’ and convincing every member of staff that they can play a vital part in reducing threats to the environment.
Feel free to use the following policy as a template for your own practice policy.
