Abstract
Fear of burdening or harming childbearing, migrant women, particularly refugees or others who have experienced war, torture, abuse, or rape, can result in their exclusion from research. This exclusion prohibits health issues and related solutions to be identified for this population. For this reason, while it may be challenging to include these women in studies, it is ethically problematic not to do so. Using ethical guidelines for research involving humans as a framework, and drawing on our research experiences. This discussion article proposes a number of strategies to improve the conditions for childbearing migrant women to participate in health research. What emerged as key for studying this diverse population and ensuring an ethically responsible approach are the use of methods that are adapted to the circumstances of childbearing migrant women and the involvement and support from “migrant-friendly” organizations. Ensuring migrant women are involved in the research process and knowledge produced is also critical. The more researchers working in this field communicate their experiences, the more will be learnt about how best to approach research with migrants. More migration and health research will enable a greater contribution to the knowledge base upon which the needs of this population can be met and their strengths maximized.
Introduction
There are over 135 million international migrants (individuals who moved permanently or temporarily from one country to another) in higher income nations/regions, including Australia, Europe, Japan, New Zealand, and North America. 1 Migration experiences vary widely and migrants include “immigrants,” individuals who moved through regular legal channels by choice, for economic, educational, or family reasons; “refugees,” those who are “unable or unwilling to return to their country of origin owing to a well-founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group, or political opinion”; 2 “asylum-seekers,” persons who arrive in a country and apply for refugee status and are awaiting decision on their application; temporary migrants (students and migrant workers); and “undocumented persons,” those in a country without an official legal status. 3 In 2008, the World Health Assembly called on member states to improve the health of migrants and a global consultation was subsequently held to identify priorities. 4 Among key areas identified were monitoring migrant health and promoting the right of all migrants to health and equitable access to health services. 5 Valid research with migrants is imperative to address these priorities.
Half of the migrant population are women, mostly of reproductive age. 1 Migrants also contribute substantially to the total number of births, exceeding, in some high-income countries, one-fifth of all births. 6,7 Populations such as childbearing (pregnant or recently gave birth) women face numerous barriers in a new country, such as poverty, isolation, discrimination, and marginalization, which may impede their access to health services. 8 The migration experience, particularly a traumatic one (experiences of war, torture, abuse, or rape), further exposes these women to risk factors that can affect their health, especially during pregnancy. 9 Evidence also suggests that some migrant women are at greater risk for harmful perinatal outcomes (i.e. preterm birth, perinatal mortality), have reduced access to prenatal care, and greater dissatisfaction overall with maternity services compared to nonmigrant women. 10 –12 Childbearing migrant women, however, remain under-studied. Limitations include: exclusion of more difficult to reach groups (i.e. refugees, asylum-seekers, undocumented, smaller ethnic/cultural communities, and those with low host-country language/literacy proficiency); homogenization of the migrant population (i.e. defined merely as “foreign-born”); little attention to their diversity (i.e. cultural/ethnic, linguistic, migration status, and length of time in receiving country) in analyses and interpretation of results; a lack of standardization and comparability of data across studies; and an inadequate examination of a range of outcomes and interventions. 10,13 –15
Research with international migrants poses many challenges, including defining the migrant population, 16 ensuring the use of culturally adapted methods, and addressing communication barriers. 17 –20 The complexities of studying refugees have also been considered. 21 For these reasons, researchers and ethics boards may grapple with balancing the safety of childbearing migrant women with the necessity of including them in research. As a result, access to participation in research may be inadvertently hindered in an attempt to safeguard against coercion and exploitation, or because of feasibility issues.
The underrepresentation of women in research, especially pregnant women in clinical trials for reasons of safety (woman and fetus), is a longstanding issue in research. 22,23 The exclusion of minority groups, for example African Americans in the United States, 24 on the grounds of feasibility or concerns of mistreatment, or being taken advantage of, has also been highlighted as a major concern in the research literature. Migrant populations present unique challenges, including their linguistic and cultural diversity and implications related to their migration status, for example, the precarity of their situation and lack of knowledge of their rights. While it may be challenging to include migrant women in research, it is ethically problematic to exclude them as their participation may ultimately reduce health inequities for them and their children. Drawing on our own research experience, this brief report details a number of challenges that may contribute to inequities of childbearing migrant women participating in research, including qualitative and quantitative studies, and provides strategies on how these challenges may be addressed. Our experiences speak primarily to research conducted in high-income receiving countries (Canada in particular) but are also in some instances relevant to settings in migration-source countries.
Ethical guidelines and principles
Guidelines concerning the ethical treatment of human subjects in research were reviewed for common principles and applications. Guidelines included the Declaration of Helsinki, 25 the Belmont Report, 26 The International Ethical Guidelines for Biomedical Research Involving Human Subjects, 27 and The Canadian Tri-Council Policy Statement on Ethical Conduct for Research Involving Humans (The Canadian policy document for research involving humans). 28 These principles require researchers to respect the autonomy of individuals or protect those with developing, impaired, or diminished autonomy; to safeguard the welfare of research participants and minimize the likelihood of harm; and to treat all people with equal respect and concern. Application of these principles translates to researchers being obliged to (a) be inclusive in selecting participants and provide special attention to those in vulnerable circumstances (i.e. those with insufficient power, intelligence, education, resources, strength, or other attributes to protect their own interests) in order to ensure just treatment regarding the benefits and burden of research participation; (b) obtain voluntary and informed consent; (c) respect privacy and safeguard information; and (d) balance benefits with harms. Challenges and strategies were compiled based on the authors’ research experience with childbearing migrant women and subsequently grouped according to these four overarching ethical principles/applications. All of the authors are nurses; AG and FC have been investigators on studies with childbearing migrant women, mostly in Canada; FC also has expertise in bioethics. LM worked as a research coordinator of AG’s program of research on Migration and Reproductive Health and AL was a student research assistant within this research program and conducted research in Tanzania for her Masters project. An iterative process with input from all authors was used to generate a complete and refined list of all strategies and challenges.
Challenges and strategies related to research participation of childbearing migrant women
Table 1 presents the relevant guidelines/principles and the associated challenges and strategies related to the research participation of childbearing migrant women. A brief discussion of these and reference to key reports from our work is provided below.
The ethical guidelines/principles and associated challenges and strategies related to the research participation of childbearing migrant women.
NGO: nongovernmental organization; CIOMS: Council for International Organizations of Medical Sciences.
aCommon principles/guidelines are summarized and the relevant sections from the Declaration of Helsinki (Helsinki), the Belmont Report (Belmont), The Tri-Council Policy Statement on Ethical Conduct for Research Involving Humans (TCPS2), and the International Ethical Guidelines for Biomedical Research Involving Human Subjects (CIOMS) cited.
Justice and inclusiveness
Migrant populations pose a unique challenge in that they represent a diverse population that is continually changing in composition as migration patterns shift. They speak multiple languages, represent a range of cultures, and have varied migration experiences including trauma and forced migration. To adequately study this population, it requires valid and properly translated tools to multiple languages, 29 multi-lingual, trained personnel, and flexible methods. 30 It also necessitates creativity and accommodation to address certain cultural traditions and barriers related to the childbearing context. 30
Training for personnel should include how to address sensitive topics (e.g. refugee history), adapt to different cultures to be inclusive and maintain privacy and confidentiality. Understanding of the immigration system and migration terminology is also essential (e.g. knowing the difference between an asylum-seeker and a refugee). Demonstrating empathy, timing sensitive questions towards the middle of an interview to allow women to ease into the discussion and so that questions end on a more neutral tone, allowing women to choose a convenient time and location to meet, ensuring adequate time for responses and breaks, and reminding women that information they share is confidential and will not be shared with anyone outside the research team, creates conditions more conducive for participation. 30,31 Flexible methods also ensure comfort, for example, questions may be asked interview-style to allow for a more human exchange or a questionnaire may be given to be completed by oneself so that they feel anonymous. Similarly, women might be offered participation via focus group or a one-on-one interview. Offering interviews at home may also facilitate participation of new mothers and offer more privacy. 30 Cultural adaptations might include, for example, asking husbands to respond to certain questions or to participate in a separate interview so that they are involved and feel comfortable with their wives’ participation. 32
Achieving cross-language/culturally equivalent tools is a lengthy and intensive process. As stated by Hunt and Bhopal, 29 “Collecting self- reported data by ethnic group in multi-ethnic settings is necessary and difficult” (p. 619). Recommendations for developing valid, translated tools across several languages include interdisciplinary collaboration in the development process, translation and back-translation, comparison of translations and negotiation of “best items” within and across languages, consultation and testing tools with migrant women/monolinguals, and testing reliability (when appropriate) between translated and original language versions. 16,29,33,34 This endeavor is costly but can be accomplished by providing a detailed justification in a grant application and appending publications supporting cross-language/culture research, drawing on the support of study collaborators that might be able to provide translation services through in-kind support and using oral back-translation (i.e. a variation of back-translation where the translator orally translates the translated questionnaire back to the original language version rather than written translation) 16 to make the procedure more cost-efficient. Hiring and training lay translators from the community is another strategy to reduce cost and has an added benefit of capacity-building by enhancing skills, knowledge, and competencies in research. A lack of professional translation experience may affect the quality of translation however, this may be offset by having multiple steps and people to review the translation in the process.
The changing demographics make it difficult to determine who will benefit from the research. Asylum-seekers, temporary migrants, and those with undocumented status are often not eligible for formalized services and programs and thus may not benefit at all. 35 A concern that research could potentially fuel anti-migration rhetoric (e.g. terrorism, spreading disease, draining resources, criminals) further raises the debate as to whether certain migrant groups should be studied. Despite these concerns, there are a number of benefits (see below under Balancing harm and benefits) of migrant women’s participation in studies, even for the most vulnerable. Collaboration with experts in the area of migration and health, from the government (immigration, public health), nongovernmental organization (NGO), and health professional sectors, however, is vital to ensure research is relevant and carefully conducted, and in order to “safely” access women who are more isolated and/or have a precarious status (undocumented). 36 Advocacy, at the policy and practice levels, must also be incorporated into knowledge translation activities so that research results are not misused. In Canada, the definition of knowledge translation includes an “ethically-sound application of knowledge.” 37 To this end, knowledge creation, dissemination, and recommendations for practice and policy must be consistent with ethical norms and principles, social values, and legal and other regulatory frameworks. 37 In an international context, knowledge translation activities must respect and align with international human rights. Advocacy raises awareness to the issues faced by migrants from the perspective of migrants and has greater potential of research results being used for the purpose to advance the conditions and improve health of migrants. For example, study results might be used to promote the rights of all migrants, including those without status, to have access to healthcare.
Recruitment should aim to include a diverse population, a representative sample if research is quantitative, in order to distribute the participation burden, and so that results can speak to a broad group (not just one language or cultural group). Data collection, however, should include key migration indicators (country of origin, status, language(s) proficiency (including languages in receiving-country), ethnicity, length of time in receiving country) 38 so that results may be more clearly interpreted. To accurately gather migration data, a migration questionnaire and a discussion with women are useful since terminology can be unfamiliar to participants, women might not exactly know their status if they came as a dependent on their husband’s or another family member’s immigration application, and some migration trajectories are more complex. 16
To further promote the inclusion of migrant women in research, funding must be requested in grant applications and time allocated to create collaborations and foster their involvement in the research process (e.g. compensation for NGO workers time), and for capacity-building in research (including in low-resource settings). Including organizations that work closely with migrants throughout the research process can also offer some reassurance to ethics committees, particularly for committees that are less prepared to review and monitor studies with migrant women, and maximize the dissemination of study results back to participants. All details of the rationale and ethical safeguards taken should also be included in grant applications to facilitate the task of review for ethics committees and to enhance their understanding and appreciation for the challenges inherent in working with this population.
Voluntary and informed consent
Issues related to obtaining voluntary and informed consent include language, cultural, and literacy barriers, mistrust of those in authoritative positions, or conversely a sense of obligation to care providers, and an unawareness of rights regarding research, particularly for refugees, asylum-seekers, or those with a temporary status. 36,39 Previous experiences with corrupt governments or other officials, uncertainty regarding their future in the new country, or feeling indebted to the new country for accepting them (in the case of refugees) could unduly influence one’s decision to participate. Translating the consent form, reading the form to potential participants via interpreters or bilingual personnel, and highlighting and repeating key points can aid in understanding. Hiring female personnel, who are not care- or service-providers, and explicitly informing women that their immigration status or care/services will not be affected by their participation or nonparticipation can reduce intimidation and coercion. Accepting verbal consent can also address issues of mistrust and low literacy. 30
Participation in research is an opportunity for migrant women and their families to learn more about equality and legal rights, including the rights of women and minorities and the right to refuse to participate in research without repercussions. Providing explanations regarding the requirement that participants give their own consent, and leaving the form and allowing time for a woman to discuss with her family/husband, demonstrates respect for cultural traditions while maintaining adherence to ethical guidelines.
Privacy and confidentiality
Migrants, especially those with no status or those applying for asylum, may fear information getting back to immigration authorities. 19 They may also worry that information will get back to their community or family/husbands, particularly if it is a small community and research staff are from their community. For women, they may feel uncomfortable responding to questions openly with family members present. 30 Informing participants that information, including their migration status, will not be communicated to anyone outside the research team, and hiring professionals (e.g. nurses, interpreters), who, by professional oaths and codes of conduct, are obliged to maintain confidentiality, and providing appropriate training can build trust and give reassurance to participants. 31 Research personnel/interpreters should also report when they know a participant (without penalty in their remuneration) and family members/husbands can be included in the study, but must be informed of rights to confidentiality.
Situations of abuse need special attention. Women, who were sponsored or came on the same immigration application as the abuser, may not want to divulge their abusive situation. 40 Women may also be concerned about having children taken away despite there being no abuse. 41 Women should be informed of laws protecting against abuse, including child abuse. Referrals should be safely (i.e. without knowledge to the abuser) offered to women 42,43 and research personnel should be sensitive to migrants’ fears of having children removed from the family.
Balancing harm and benefits
A major concern in conducting research with childbearing migrant women is that participation may result in distress or some other harm depending on the type of research, or further trauma for those with a refugee history. Migrants themselves may fear that they are being targeted for research for malevolent reasons. While causing harm is a concern for research with any population, the issue is magnified if services are not available, accessible (i.e. not eligible for services), or inappropriate for migrants. A referral protocol for addressing concerns must be developed and include services for the uninsured, and the research team should be equipped to provide care for acute health issues identified. 31 Offering the option of not having an interpreter from a specific ethnic community can also prevent further trauma to refugees who suffered persecution from specific ethnic groups.
Additional strategies to reduce distress include staggering data collection over more than one point of contact, providing ongoing opportunity for the participants to ask questions about the research, discussing sensitive topics (e.g. abuse) once some trust has been established with the participant, and providing explanations about the purpose of questions and/or procedures before they are asked/done. 31
There are many potential benefits to migrant women participating in research. Overall, migrant women might appreciate being included in research and having their voices heard. They may feel empowered in knowing that they are potentially contributing to the improved living and working conditions, delivery of care, and health outcomes for other migrants in the future. They may also enjoy taking an active role in their health and may benefit from additional services or care that are offered as part of the study. Participants and their families may learn more about the healthcare system and services as well as the new country in general, including their rights as described above. Women may also connect with other migrant women and create/expand their support networks.
Discussion
Guidelines for ensuring the protection of human subject participants promote the inclusion of vulnerable participants and provide many recommendations for improving research participation. Feasibility issues and fear of burdening or harming participants because they are migrants, childbearing, and victims of trauma, however, remain a concern for researchers and ethics committees, and may result in limiting research participation. Researchers are therefore faced with balancing (a) inclusion of a broad mix of participants that more accurately represents the migrant population, with feasibility, including the cost and time resources to study a multi-lingual and cultural population; (b) flexibility, with methodological rigor; and (c) safeguarding against ethical risks (harm, confidentiality breach, nonvoluntary participation) versus altogether excluding these women from research.
What emerged as key for studying this diverse population and ensuring an ethically responsible approach are the use of methods that are adapted to the circumstances of childbearing migrant women and the involvement and support from “migrant-friendly” organizations. Participation from community-based agencies can be particularly beneficial as they often have established credibility and trust and thus have a greater understanding of a community’s needs and a capacity to act as liaisons. 21 It must be recognized, however, that they may also pose barriers by blocking access to participants and conflicting perspectives/agendas can induce complexities to the research process. 44 An investment of time, negotiation, and respect are essential for building true and trusting partnerships. 44 Ensuring migrant women are involved in the research process and knowledge produced is also critical. Researcher engagement with under-served/marginalized communities before and after projects fosters a collaborative relationship with community members and can bring them closer to health and social services systems. 45,46
The cost of implementing many of the suggested strategies is a practical issue for researchers. Governments and granting agencies therefore have an important role to play in promoting research with migrants and in ensuring that adequate funding is made available so that researchers can build and maintain partnerships, develop appropriate research methods, and conduct culturally and ethically sound studies. The implementation of standard collection of migrant indicators in health administrative databases would also be useful for ongoing monitoring of migrants’ health.
Power imbalances between the research team and community-based agencies, and limited resources and understanding of research pose barriers to developing true collaborations. 45,46 Further research is required to know how best to address these issues and to work with community organizations in a research context, especially when one or more ethno-cultural groups are small and thus render maintenance of confidentiality more difficult. More knowledge is also needed to know how to involve representatives from different sectors (professional, government, and community-based) in an effective way and to incorporate capacity-building into research activities.
This report has limitations in that it is based on the experiences of a few Canadian researchers. Researchers working in a non-Canadian context may offer insight on challenges and methods for addressing issues that have not been described here. An exhaustive review of the literature including articles not written in English and examination of grey literature may also yield additional information. However, this article has put forth a number of mechanisms to practically address some of the challenges to including childbearing migrant women in health research.
Constraints that may limit childbearing migrant women from participating in research include researchers and/or review committees’ limited knowledge of and experience with conducting research with migrants and a poor understanding of the benefits that the “migrant community” may gain. In drawing attention to the ethical guidelines that promote inclusion of vulnerable participants and by suggesting a number of practical strategies, it is hoped that this brief report will further improve the conditions and raise awareness to the importance of conducting research with migrant women. While some challenges and strategies discussed are particular to the childbearing context, many are relevant to other migrant groups as well. The more the researchers working in this field communicate their experiences, the more will be learnt about how best to approach research with migrants, and more knowledge will be generated so that health inequalities faced by this population may be addressed.
Footnotes
Conflict of interest
The authors declare that there is no conflict of interest.
Funding
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
