Abstract
This article offers a new theoretical approach to the conceptualization of music, based on Conceptual Blending Theory, with a reinforced role ascribed to the constructs of generic space and the grounding box. Three analyses of typical conceptualizations of music from prior experiments with children and adults are provided to postulate that the ultimate linguistically reported concept comes from blending the intramusical Gestalt (input space 1) with a rich image from an appropriate experiential domain (input space 2). However, the mapping is not haphazard, but rather based on the invariant structure in the generic space, which takes the form of an image-schema family. In the blended space new conceptual elements emerge: one such typical resultant concept generates the idea that music “moves”, and in specifically articulated ways. While more basic verbal reports from experiments may be constrained by image-schema families alone, richer descriptions additionally require the theoretical notion of the grounding box, which hosts experiential information that participants add to the description as they progress in building musical meaning. The proposed model relativizes two common dichotomies in music cognition: (1) the distinction between “intramusical” and “extramusical” meaning, since both participate in the process of creating the ultimate blended concept; and (2) the strict divide between universalism and linguistic relativity in musical concept formation, since the present proposal has sufficient theoretical constructs to account for both schematic invariants and experiential diversity.
Conceptualization is one of the major questions of cognitive science. Philosophers, psychologists and linguists, among others, have long wondered where concepts come from, what they are grounded in, and whether they share “building blocks” cross-culturally, even if they seem different in various languages. Proposed answers have embraced a variety of positions, from universalism to linguistic relativity, from nativism to neo-behaviorism to constructivism. The present contribution aims to suggest that research of musical concepts can be an excellent vehicle for addressing some of the big dilemmas of meaning construction in general. More particularly, this work proposes to use a model based on the Conceptual Blending Theory (CBT), with reinforced roles ascribed to the constructs of generic space (Fauconnier & Turner, 2002) and grounding box (Coulson & Oakley, 2005). In an attempt to bridge the gap between disparate epistemological approaches mentioned above, in the present proposal the blueprints of a system are provided that might capture both cross-cultural diversity and schematic invariants underlying some frequent, yet seemingly different musical concepts across languages and populations. Beyond that, three groups of common linguistic descriptions of short musical fragments will be reanalyzed, as obtained in experiments from naive participants of various age, cultural and linguistic background, and cognitive status (Antović, 2009; Antović, Bennett, & Turner, 2013; Antović, Mitić & Benecasa, 2017; Antović, Stamenković, & Figar, 2016). Including this introduction, the article consists of four parts: section two provides essential information on conceptual blending, along with its recent applications to music cognition, and then revisits some of the most interesting verbal labels that participants used to describe musical concepts in previous studies. Section three suggests why commonly employed theoretical approaches, such as that of the Conceptual Metaphor Theory, stop halfway in explaining the experimental data. It then provides three analyses to argue that a system based on conceptual blending, with an enhanced role assigned to the generic space and grounding box, can more convincingly account for the motivation behind the conceptual variability which regularly emerges in experimental work. Section four offers directions for future research and introduces the ongoing experiments by Antović and associates, which use the approach proposed here not merely as a means for post-hoc analysis, but also as a tool for postulating empirical hypotheses.
Blending and musical conceptualization: Theoretical background and prior work
Conceptual blending (CB; Fauconnier & Turner, 2002) focuses on operations at high levels of cognitive integration, and addresses the construction of meaning in various cognitive domains – including linguistic metaphors, counterfactuals and puns, as well as the aesthetic appreciation of literary images. Essentially, it proposes two sets of online conceptual packets, input mental spaces, whose elements selectively map onto one another, where novel, emergent structures occur in the newly-created, blended space. In addition, there is commonly a generic space, which hosts preconceptual, often spatial, topologies common to the two inputs, holding the system together and motivating the mappings in the first place. The Sphinx, the snake from the Garden of Eden, “space-time” in physics, “consciousness as the tip of the iceberg” in Freudian psychology, or unconventional expressions such as “That surgeon is a real butcher”, are but a few structures embodying the process of blending. In this last example, mapping the semantic elements of the “surgeon mental space” (a conscious professional using a sharp instrument to cut human flesh in order to heal) onto those of the “butcher mental space” (an equally conscious professional using a sharp instrument to cut animal flesh in order to carve and ultimately eat meat) results in a sense of imbalance in the blend, since even the most technically proficient butcher cannot use a cleaver to heal. This discrepancy between means and ends in the input spaces engenders the emergent semantic element of incongruency, which is crucially responsible for the interpretive power and emotional appeal of this unusual metaphorical expression (see Grady, Oakley, & Coulson, 1999, or, for an alternative analysis, L. Brandt & P. A. Brandt, 2005).
Blending has excelled as a functional approach to linguistic semantics, but it has lately been applied more broadly in cognitive science, including music cognition. In terms of semantic phenomena which musicologists often label extramusical, i.e. relating musical structure and the world of experience (cf. Koelsch, 2012), Zbikowski (2002) has discussed text painting, in which a musical and a linguistic structure, such as a trill and the word “trembling”, blend to create an emergent, augmented, perhaps even bodily effect of trepidation in the audience. Accordingly, in more recent work Zbikowski has increasingly argued for the bidirectionality of musical-textual mappings (Zbikowski, this issue). Cook (2001), Sayrs (2003), Chattah (2006), Tasoudis and Vouvaris (2016, and this issue), and Antović (in press) have used blending to discuss music semiotics, typically interpreting extramusical meaning in program music. These contributions used blending to analyze, respectively, the impact of television commercials, the connection of lyrics and music inspired by a well-known literary novella, and the semiotic effects of film music. Recently, the connection between blending and musical emotions has also been studied, providing a fresh theoretical perspective on one of the most widely debated questions in the psychology of music in general (Spitzer, this issue). On the other hand, P. A. Brandt (2008), A. Brandt (Brandt & Eagleman, 2017), and Antović (2014) have also analyzed intramusical constructs, such as the integration of rhythmic and melodic patterns, counterpoint, pitch hierarchies, or complex meter as instances of blending. From an equally intramusical perspective, recent research has seen excellent progress in the computational corroboration of the construct of blending, in music mostly in terms of chord sequencing and harmonization (Cambouropoulos, Kaliakatsos-Papakostas, & Tsougras, 2015; Eppe et al., 2015; Zacharakis, Kaliakatsos-Papakostas, & Cambouropoulos, 2015); One of the most remarkable achievements of this program is the fact that an AI routine has managed to blend two well-formed cadences from the classical repertoire and infer the “emergent” tritone substitution, simulating the actual historical development of this musical concept – from classical to jazz harmony (Zacharakis, Kaliakatsos-Papakostas, Tsougras, & Cambouropoulos, this issue). The applicability of the intra-/extramusical distinction has been critically questioned from a CBT perspective (Stefanou & Cambouropuolos, 2015), where both types of phenomena have been successfully analyzed in the same musical composition (Tsougras & Stefanou, 2015, and this issue). Finally, the importance of conceptual blending for performance, rather than just perception or conceptualization has been discussed in relation to so-called “intermedial blends” (Stefanou, this issue).
All these studies ask important questions about musical conceptualization, for instance, on any qualitative difference between intramusical concepts, such as a five-note theme taken as an absolute piece of music, and extramusical ones, e.g. the same theme being related to an event, character, or sensation from the world of experience, often expressible in language. For musicologists who base their approach on Cognitive Grammar – a school in linguistics denying the sharp divide between form and meaning – this distinction collapses (Zbikowski, 2002). For others, it remains theoretically important (Kühl, 2008, p. 86). Some related earlier work has also taken a traditional metalinguistic perspective and insisted on the distinction (Antović, 2014), yet here more recent experimental data are considered, in search of a theoretical approach that might indeed render the dichotomy unnecessary. Partly independently of the intra-/extramusical divide, the question of universals remains equally important. When musical concepts are constructed in different cultural circumstances, as in a scale that goes “up and down” in one language but becomes “thinner and thicker” in another – one might ask if the conceptualization is chiefly motivated by the speaker’s knowledge of the mother tongue (Dolscheid, Shayan, Majid, & Casasanto, 2013) or if there might be higher-order, schematic invariants beneath apparently disparate cross-linguistic conceptual choices (Antović et al., 2017, partly based on Jackendoff, 1990).
A series of studies with Serbian, Roma, and American sighted and blind children, and musician and nonmusician students, has revealed significant cross-linguistic differences in the conceptualization of basic musical elements, such as pitch distances, movement, dynamics, and (dis)harmonious chord sequencing. In two such studies, 10-year-old naive participants were exposed to diametrically opposed musical stimuli, such as an ascending and descending musical scale, and asked to verbally describe the difference between the two, as best they could. The raw responses were then classified into higher-order, metaphorical categories. Upon the analysis, some interesting differences emerged among the preferred conceptualizations in different groups. For instance, for Serbian children, two tones an octave apart were typically “high and low”, while for Romani pupils they were “big and small” or “thick and thin” (Antović, 2009). The former group viewed pitch movement predominantly as going “up and down”, the latter as getting “bigger and smaller” or going “to the goal and back”. In a replicated study with non-sighted children, musical movement was occasionally defined as a change from “heavier toward lighter” or even occurring “in a circle” (Antović et al., 2013). Similar results emerged from descriptions of other musical constructs: a staccato and a legato line was commonly “abrupt and linked” or “hopping and walking”; a piano and forte note sounded “weak and strong” or “letting go and pushing”. Finally, in the most recent studies by the same group, which asked nonmusician students to provide descriptions of any meaning provoked in them by pieces of programmatic music, with or without prior linguistic prompts, an actual musical excerpt (So grüss ich die Burg from The Ring of the Nibelung) was found to resemble “growing tension” resulting in a “path of two armies that are about to clash”, but also reminded some of “growth, since the tonality elevates” (Antović, 2016; Antović et al., 2016).
This diversity of verbal reports leaves two choices for interpretation: more directly descriptive, in which one highlights the obvious surface differences to support the thesis of linguistic relativity; or more theoretically speculative, where one performs a post-hoc linguistic analysis in search of potential deeper semantic constraints – ideally revealing some invariants beneath the different verbalizations. The dilemma of course does not have consequences only for musicological debates, but may be fundamentally important for broader discussions in semantics and cognitive science. In linguistics, for instance, it has defined entire paradigms. The breakup between Chomskyan Generative Grammar (Chomsky, 1981) and Lakoffian Cognitive Linguistics (Lakoff, 1987) centered largely on the problem of semantic atomism and universals, and remains a matter of fierce debate even today (Pinker, 2013 vs. Evans, 2014).
The remainder of the paper attempts to suggest that in (musical) conceptualization studies “intra-/extramusical” and “universalist/relativist” should not be viewed as dichotomous poles. Rather, a conceptual blending approach may be useful in capturing both shared schematic invariants and experiential cross-linguistic differences in (musical) concept formation. To take the conceptualization of scales as an example, the individual verbal descriptions have certainly differed in previous studies: the music indeed “went up and down”, “thinned and thickened”, “became smaller and bigger”, “moved from heavier to lighter” or “ran in a circle”. Yet instead of taking these descriptions as a clear sign of linguistic relativity, one can also view them as a motivation to look for higher-order constraints. In other words, the actual (different) verbal descriptions do not point only to what is possible, but also to what, in principle, is not. For instance, pitches can hardly be naturally compared to “apples and bananas” (Zbikowski, 2002, p. 70). Thus, focus on the nature of conceptual constraints is as legitimate a research question as is descriptive cross-cultural comparison. In the scales example, whether the tones “move” from a low towards a high position in space, “run” in a circle or along a vertical line, “shrink” horizontally or by all axes, or finally stepwise “let up” physical pressure, there seem to be at least three schematic notions underlying the apparently diversified conceptualizations –
These proposed schematic constraints mirror one of the fundamental postulates of Cognitive Linguistics – image schemas, pre-conceptual Gestalten providing the basis for structuring abstract concepts (Hampe, 2005; Johnson, 1987). Of course, linguists typically look for schemas in verbal utterances. For instance, we can locate
Three analyses
The previous section introduced image schemas as the theoretical construct constraining the range of musical conceptualization. Yet, image schemas in themselves are not sufficient. For instance, even if the description of scales is based on a
But this analysis is not explanatory enough, for two reasons. First, it assumes an “intuitive” connection between the music and the experiential domain, instead of providing an explanation for the why and whence of such a connection. It does not show what it is that holds the system together, motivating the mappings in the first place. It also leaves open how the musical movement came about. While it is true that the musical input space may itself be viewed as a conceptualization, a mental construct rather than the physical succession of pitches, the sound stimulus motivating this intramusical concept still did not “move” anywhere: all eight tones were played from the same, static headphones. On the other hand, the extramusical, conceptualized “agent” in input 2 indeed changed his or her position, perhaps going upward along eight stairs. So the question is how the static tones and the dynamic experiential movement could saliently map onto one another in the ultimate concept/mental representation, in which the music itself seems to be moving.
Therefore just two mental spaces/conceptual domains are not enough for successful mapping in this case. To allocate the factors constraining the possibilities in the final concept, such as the postulated schemas of
The allocation of image schemas to one of the mental spaces in the blending network, and more generally the role of the generic space, are controversial issues in Conceptual Blending Theory (for criticism, see L. Brandt & P. A. Brandt, 2005; P. A. Brandt, 2008; Coulson & Oakley, 2005). In terms of musical concept construction, the position advocated here is in line with Hedblom, Kutz, and Neuhaus (2015) who claim that constraints on meaning generation must be image-schematic and in principle localizable in the generic space (they sometimes call it the base ontology). They also rightly note that image schemas motivating concepts typically come together in ordered sets, image-schema families (Hedblom, Kutz, & Neuhaus, 2016, partly following Mandler & Pagán Cánovas, 2014). What is added in the present proposal, however, is that image schemas alone are not always enough as the motivating force. While for more basic cases, such as the definition of “clean” music-theoretic concepts, they may be sufficient, more elaborate musical descriptions will require additional contextual grounding. This is exactly where the schematic invariants and the experiential factors meet, allowing for a good methodological opportunity to account for both more universal and more cultural aspects of concept formation in a single theory.
The first set of typical participant responses that is analyzed here is quite schematic. It comes from two previous studies with young participants, looking into image schemas underlying elementary musical concepts, such as pitch distances, successive movement in scales, or tempo variations (Antović, 2009; Antović et al., 2013). This research program found that children had given predominantly metaphorical descriptions of music, with some cross-linguistic and cross-cultural differences, yet with a possibility to infer more abstract, higher-order invariants beneath the responses. The particular example of interest here relates to the conceptualization of a five-tone sequence played on a computer sample simulating a violin timbre. The first sequence was played staccato, and the second legato, and then the participants (nonmusician and musician Serbian, Roma, and US sighted and blind 10-year-olds) were asked to describe in brief terms “what the first (x) and what the second part (y) were like”. One conceptual class stood out as the mode, and was statistically significantly much more common than the remaining ones. More particularly, in 53.4% of the cases, the children talked about some form of interrupted and uninterrupted (human) movement to describe the sequences. The remaining classes were much less frequent, describing these pitch relations as qualities – 14.4%, unrelated extramusical descriptions – 6.7%, or sizes – 5.6%. The three most common individual conceptualizations were movement which was “interrupted and continued”, “abrupt and linked”, and “hopping and walking”. These also employ the metaphor of musical movement, arguably grounded in the same schemas responsible for motion in the scales example: (

Generic legato/staccato conceptualization.
Out of the three verbalizations, “interrupted and continued movement”, just like “abrupt and linked movement” seem strongly schematically motivated:
Such a tendency is much more conspicuous when actual examples from the musical literature are used as experimental inputs. With this in mind, a recent study (Antović et al., 2016) tested the interpretation of one of the most remarkable staccatos of the common practice period – the beginning of Grieg’s In the Hall of the Mountain King. Two hundred and one nonmusician students, unfamiliar with Grieg’s musical program, were asked to provide a one-sentence description of the musical motive they had heard. Upon coding and calculating inter-rater agreement, it turned out there were 76.3% responses classifiable as based on image-schematic notions, 64.1% of which involved some form of human or animal movement, typically sneaking, stalking, walking, approaching in a concealed manner, a quest for someone, a person moving sluggishly, very comic treading of an animal, etc. Three most common conceptualizations were “heavy steps”, “sneaking”, and “stalking someone”. Again, the descriptions most likely focused on the staccato in the string section, and involved schemas underlying musical movement (
If one wishes to incorporate these added elements in the consideration of musical concepts, not even the four-space blending system is sufficient. The four interconnected image schemas in the generic space may indeed constrain the possibilities for the description of the staccato. The intramusical input space straightforwardly interprets the entire 13-note theme as a single Gestalt, and the extramusical space provides a rich narrative based on the image schemas in the generic space, chosen by the participant from an almost unlimited pool of experiential options. This last tendency convincingly supports frequent claims in the literature that the range of musical semantics is potentially unlimited (Swain, 1996, p. 140), where the linguistic descriptions of music do not “constitute musical meaning; they open toward it” (Kramer, 2011, p. 15, emphasis in original). The emergent property of the music in the blend is again articulated movement, with steps clearly separated from one another. Yet, where do so many rich final images come from? The answer must be that they are contextually based, coming from the participant’s individual experience and cultural circumstances. This is why two prominent blending theorists, Coulson and Oakley, have proposed to add to the blending system the notion of the grounding box. This is not a mental space, but rather a set of contextual “assumptions that need not be explicitly represented by speakers, though they influence the way that meaning construction proceeds” (Coulson & Oakley 2005, p. 1517). The idea behind the concept of the grounding box is that in real-time meaning construction, conceptualization does not stem from the understanding of schematic or metaphorical relations alone, and not even only from blending the elements of appropriate mental spaces. Rather, to account for the complexity of the meaning generation process, a theorist should take into account the multitude of operations working in so-called “background cognition”, such as the interlocutors’ immediate contextual experience, overall cultural milieu, personal background, or values (in relation to music, the grounding box is analyzed in detail in Antović, 2016).
In terms of the experiment in focus here, the participants were just given the musical pieces to describe, without any additional context provided. They had little to start from, but the image-schematic constraints. While many have obviously adhered to these, the rest of the interpretation they needed to construct themselves, which is why they created their own contextual frames. A possible blending analysis of such responses would therefore need to introduce the grounding box to the system, to account for the contextual elements that interviewees in the experiment added to the interpretation; for example, participants, settings, and circumstances (see Figure 2).

Conceptualization of the staccato in Grieg’s In the Hall of the Mountain King.
An even more revealing set of descriptions was given with regard to example 3 – a 28-second section of violin trills from Vivaldi’s Spring, commonly interpreted in music criticism as an onomatopoeia for the chirping of birds. The same study with 201 student participants unfamiliar with the musical program (Antović et al., 2016) revealed a striking result in which onomatopoeic responses were by far outnumbered by image-schematic ones. Presented in numbers, there were 134 image-schematic descriptions of the segment (72.43%), as opposed to 22 onomatopoeic verbalizations (11.89%). Out of the latter, only 11 had to do with birds and their chirp – the rest were unrelated (“metallic sound”, “chalk screeching”, “people chattering”, “glass shattering”, “a bee buzzing”, etc.). In terms of those responses that contained references to birds, it turned out again that onomatopoeias (11, e.g. “twitter”) were outnumbered by image-schematic notions of movement (e.g. 17 descriptions of the “flutter of wings”). This result in itself warns against the insistence on onomatopoeia in musical meaning construction and justifies an approach that would favor cognitive processes less direct than mere imitation. Three typical individual verbalizations here involved the “swarm of bees”, “flutter of wings”, and “flight path of mosquitoes”, extramusical images allocated to input space 2 in Figure 3. The intramusical input space 1 consisted of the violin trills, i.e. of musical ornaments comprising quickly alternating lower and higher tones, separated by a half or full step. In Figure 3 below, only four tones from a single trill are captured, and the notion of

Conceptualization of the violin trills in Vivaldi’s Spring.
It seems, therefore, that constructs regularly employed by blending theorists, such as mental spaces, conceptual mapping, emergent structure, image-schema families, and grounding boxes can serve as good tools for postulating hypotheses on the reasons behind some typical descriptions of programmatic musical excerpts.
Conclusions
The goal of this article was to propose that the four-space model of the Conceptual Blending Theory could be successfully used in interpreting data from music conceptualization studies. The approach can be advantageous as it has sufficient theoretical tools to account for both questions of how new musical concepts emerge and how seemingly different concepts may derive from a similar set of constraints. The generic space contains the constraints, viewed as families of image schemas. Input space 1 incorporates the musical percept as a Gestalt, i.e. an instance of elementary conceptualization. Input space 2 hosts the referential description which the respondent draws from his or her personal, linguistic, or cultural circumstances. In the blend, we see how a novel conceptual property emerges from the system. Finally, semantically richer descriptions obtained in experiments require more contextual information, for which the notion of the grounding box may be useful in further work.
In essence, this proposal may be useful in that it (1) allows a lot of room for cross-cultural, cross-linguistic, and individual diversity in creating musical concepts, but also (2) provides the tools to capture the motivation behind the construction of such seemingly diversified responses. As such, the approach might help deconstruct the sometimes too rigid epistemological distinctions in (musical) concept formation, such as the cleft between intramusical and extramusical meaning, or the disputes between universalism and relativism.
Further work should involve both theoretical and empirical efforts. Theoretically, the notion of the grounding box should be developed further, possibly no longer as a single construct, but as a multi-layered, hierarchical system incorporating biological, linguistic, and social contextual factors. Antović (2016) and Athanasopoulos and Antović (this issue) have now taken the first steps in this direction. Also, the approach proposed here would be more valuable if corroborated experimentally, and not used just as a means for post-hoc analysis. In this regard, Antović et al. (2017) have now obtained pilot results in which nonmusician participants seem to prefer various cross-culturally conditioned representations of pitch movement in a scale based on underlying postulated schemas, rather than the final form of the stimulus. More specifically, participants seem to strongly prefer a visual presentation of a musical scale in which both discrete movement and unidirectional path underlie the animation, irrespective of whether that animation reflects the concept in their mother tongue (a square going upward) or not (a square thinning in width or shrinking in all directions). So, the presence of strictly ordered image schemas in families seems more important to participants than their experiential, cultural knowledge of what the concept is normally “called” in their native language.
Another possible option for future work is to experiment on musical elements conceptualized in isolation, as opposed to those appearing in context. This might be a good way to study why, in the West at least, two adjacent tones are “close” to one another in a single-part melody, but indeed very “distant” in chords in a modulation, as of course keys are metaphorically “close” in terms of the number of pitches they have in common and not the proximity in frequency. Cross-cultural differences should also always be carefully taken into account. For but one example, the
In effect, many interesting questions on conceptualizing music remain open. Hopefully, this article has suggested that an approach based on conceptual blending may be useful in such future endeavors.
Footnotes
Funding
This research was supported by the Serbian Ministry of Science (project number 179013).
