Abstract
This article studies the relationships between perceptions of threats to valued job features, total job (job insecurity), and career commitment among university professors, using the context of post-tenure review policy. It surveys professors from a randomly selected sample of 74 universities that have implemented post-tenure review policies and processes and analyzes their responses using structural equation methods. It tests hypotheses about relationships between perceptions of threats to job features, the total job as a result of post-tenure review policy, and career commitment. It finds that when post-tenure review is perceived as a threat to valued job features such as job autonomy and the total job, it negatively affects measures of affective, continuance, and normative career commitments. The implications of these findings for university administrators, regents, and boards of governors contemplating the development and implementation of post-tenure review policies are discussed.
Keywords
Perhaps the most attractive and valued feature of a career as a university professor is job autonomy or academic freedom implied in permanent academic tenure. Even though academic tenure is not considered a guarantee of lifetime employment, one who had been granted permanent tenure cannot be dismissed without due cause. As such, a certain degree of economic and job security is associated with academic tenure. Therefore, it is considered, by many, to be a psychological contract between one who is tenured and the institution that granted it. By definition, psychological contract is one’s beliefs about the terms and conditions of a reciprocal exchange agreement involving perceived obligations and expectations (Morrison & Robinson, 1997). Even though psychological contract, in the context of employment, focuses on an individual’s beliefs and interpretations, it is a component of what employees expect to receive and it forms the premise of employee’s organizational and career commitments (Robinson, Kraatz, & Rousseau, 1994; Rousseau, 1989, 2001). In this context, tenure can be construed to mean that, for all practical purposes, all faculty performance evaluations after tenure is granted are only for salary and promotion decisions and not for employment decisions as some post-tenure review policies require.
In the past two decades, however, post-tenure review requirements appear to have changed this view because they introduce a more expansive process of evaluating the performance of tenured faculty beyond what is required in annual performance review processes (Fry, 2000). In many institutions, post-tenure review involves a separate systematic and comprehensive process aimed at assessing faculty members’ performance, growth, and development (Licata & Morreale, 1997). Therefore, it is claimed that its purpose is to ensure continuous improvement of faculty performance and development in terms of teaching and research. However, a survey of institutions that have implemented or are contemplating post-tenure review processes shows variation and lack of understanding regarding purpose, expectations, and whether reviews are formative or summative (Licata, 1999; Wilson, 2001). In some university systems, the governing bodies have proposed post-tenure review processes that would lead to termination (summative) of tenured professors who fail to meet a set of performance improvement objectives. Yet, in other university systems, the post-tenure review process does not have the threat of personnel actions (Kelley, 2000).
An additional complication is that even in university systems where post-tenure review is mandated, the methods of implementation and the definition of what constitutes an acceptable teaching and research performance is not clearly defined and is generally left to administrators (e.g., academic deans) and faculty groups such as the faculty senate to negotiate what it should be. These negotiations often lead to inconsistencies in the definitions of acceptable research productivity, effective teaching, and outright incompetence across and within schools or colleges in the same university (Licata & Morreale, 1997). As a result, many faculty members are uncertain whether the real objective of post-tenure review is to improve faculty performance or to eventually abolish academic tenure as it exists now.
These uncertainties have potential to adversely affect the attractiveness of university teaching as a career to current and aspiring professors. Similarly, these changes have the potential to impact affective, normative, and continuance career commitments of those who chose to pursue academic careers based on the premise of economic security and job autonomy (academic freedom) implied by academic tenure.
To date, how post-tenure review policies, processes, and associated consequences affect academic freedom, job autonomy, and career commitment of university or college professors have not been sufficiently studied. Therefore, the objective of this study is to add to the literature by determining the impact, if any, of post-tenure review policies and processes on job insecurity and job autonomy implied by tenure and on career commitment of professors in universities and colleges that have post-tenure review policies. It is hoped that the findings of this study will help university and college administrators formulate and implement post-tenure review policies and processes that are more likely to protect the principles of academic tenure while ensuring that tenure does not provide a cover for faculty members who continuously underperform.
The meaning of academic tenure
The major purpose of academic tenure is to guarantee and defend academic freedom. As such, one who had been granted tenure cannot be dismissed, arbitrarily or without cause, because of views expressed in a classroom and in scholarly publications. However, one who is tenured could be dismissed for adequate cause such as demonstrated incompetence or dishonesty, substantial neglect of duty, personal conduct, and moral turpitude that impair performance (Braxton & Bayer, 1999).
Therefore, for all normal purposes, academic tenure implies some form of job and economic security. Hence, one who is tenured considers it a form of psychological contract that involves a reciprocal input and outcome exchange. Tenured faculty members consider their services to their institutions as inputs that should be reciprocated with certain organizational rewards (outcomes), among which is job security. In return, the employer can expect from employees, organizational commitment, loyalty, productivity, and other desirable work behaviors (Whitener, Brodt, Korsgaard, & Werner 1998; Whitener & Walze, 1993). Thus, the transactions do not involve economic payoffs but implicit rewards that require an employer to be committed to employees’ job security in return for their organizational commitment (Baruch, 1998; Eisenberger, Fasolo, & David-LaMastro, 1990; Eisenberger, Huntington, Hutchison, & Sowa, 1986).
Job insecurity
One of the most frequently referenced conceptualization of job insecurity is offered by Greenhalgh and Rosenblatt (1984). They conceptualize it as a function of perceived threat to one’s total job or (valued) job features and perceived powerlessness or not having control over events that threaten one’s total job, valued job features, or work situation. A review of accumulated research on job insecurity shows a consistent conceptualization of it as feelings of uncertainty and anxiety about the prospect of keeping one’s job during times of impending organizational restructuring and downsizing, cyclical unemployment, etc (De Cuyper, De Witte, Vander Elst, & Handaja, 2010; De Witte, 2005; Garst, Frese, & Molenaar, 2000; Lee, Carswell, & Allen, 2006).
In a mandated post-tenure review environment, the potential exists for some faculty members to perceive it as a threat to the traditional concept of academic tenure and as an indirect approach to ending academic tenure and its implied academic freedom, a valued job feature, and job security. This is particularly true where the consequences of unsatisfactory post-tenure review include termination and restrictions such as supervised teaching, modified teaching assignment, reduction of academic rank, and outright termination. If this perception of threat is high, then, as Brockner, Grover, Reed, and Dewitt (1992) argued, the level of job insecurity would be high; if it is low, the feeling of job insecurity would also be low. In the context of psychological contract, job security is often considered as employer obligation in return for employees’ loyalty, increased job performance, and organizational commitment.
A number of studies have examined the organizational and personal consequences of job insecurity and found that it negatively impacted job performance (De Cuyper et al., 2010; Greenhalgh, 1982). Taber, Walsh, and Cooke (1979) associated stress induced by perceived job insecurity with health problems including somatic complaints, hypertension, and withdrawal responses. Ugboro (2006) and Ashford, Lee, and Bobko (1989) found that job insecurity led to attitudinal reactions such as intention to quit, reduced organizational commitment, and reduced satisfaction. In this study, we measure job insecurity by perceived threats to valued job features and the total job.
Career choice and career commitment
Austin (1984) presented a sociopsychological model in which career choice is influenced by expectations about access to alternative vocations and the ability to satisfy an individual’s need for survival, pleasure, and contribution. These needs are formed by early socialization with family, childhood environment, experiences, and work opportunities. Lindholm (2004) found empirical support among university professors for Austin’s model. Those in his study pointed to the pleasures they derived from the work itself as what motivated them to be committed to both understanding and contributing to the development of the knowledge content of their chosen fields. The participants in Lindholm’s study also pointed to the opportunity to satisfy their survival needs as one reason they chose academic careers. Additionally, they pointed to job autonomy and the opportunity to earn academic tenure as other reasons for choosing academic careers even though it is not as financially rewarding as other professions with similar training requirements.
Blau (1988, 1989) defined career commitment as an individual’s attitude toward one’s vocation or profession. Even though most of the earlier studies on commitment (Mowday, Porter, & Steers, 1982; Wiener, 1982) used the organization as the object of commitment, a generic view indicates that commitment can be extended to an occupation or a career (Lee et al., 2000; Meyer, Allen, & Smith, 1993). A commitment to a career, an occupation, or an organization is based on the premise that people choose a career or join an organization with certain expectations and their decisions to remain in a particular occupation, career, or an organization are influenced by whether or not their expectations are fulfilled by the realities they experience. Commitment, according to Meyer and Allen (1991), takes three forms, namely, affective, normative, and continuance. Affective commitment, results from one’s attachment to an object of commitment (career or occupation). It shows one’s strong desire to be identified with that object such as a career or occupation, and it is induced by an individual’s emotional attachment to, identification with, and involvement with the object of commitment, primarily because of value congruency or agreement (Mowday, Steers, & Porter, 1979). Drawing from these definitions, affective career commitment is an attachment to a profession, occupation, or career that goes beyond reward considerations to the desire to be identified with an occupation or career based on intrinsic motivation, where the reward is the successful performance of career functions or activities and the resulting psychological satisfaction (Deci & Ryan, 1985; Kidd & Green, 2006; Meyer et al., 1993; Mowday et al., 1982). Therefore, career commitment is context free and influenced by what motivates individuals to pursue a particular career, profession, or occupation.
On the other hand, normative commitment reflects an individual’s generalized value of loyalty as a result of primary socialization in a culture which emphasizes loyalty to institutions or other objects of commitment including a career (Wiener, 1982). An individual with normative commitment feels obliged to remain with a career despite better employment opportunities elsewhere. Since value systems shape normative commitment, it is resistant to changes in career context, and it may take a long time to change or not change at all. Consequently, individuals with normative commitment may remain attached to a career longer because they feel a sense of obligation to do so (Meyer et al., 1993). Finally, continuance commitment results from one’s decision to remain in a career because of personal investments (e.g., retirement benefits, seniority, etc.) one has made as a result of years in it and perceived difficulty in finding a comparable career or job elsewhere.
Common to these types of commitment is the desire to identify with a career, the willingness to stay with it, and, perhaps most importantly, the willingness to exert considerable effort and make personal sacrifices to remain in it. In fact, career commitment has been found to affect positively an individual’s willingness to engage in further career skill development and reduced propensity to leave or change careers (Aryee, Chay, & Chew, 1994) and organizational commitment and associated positive work behaviors (Aryee & Tan, 1992; Bedeian, Kemery, & Pizzolatto, 1991).
Conceptualization and hypotheses
A number of studies have identified work characteristics (i.e., challenge, autonomy, freedom, independence, and opportunity for individual expression) as the dominant reasons people are attracted to academic careers and teaching (Dey, Ramirez, Korn, & Astin, 1993; Lindholm, 2004; Lindholm, Astin, Sax, & Korn, 2002; Sax, Astin, Korn, & Gilmartin, 1999). Others found positive effects of these job characteristics on job performance because they induce intrinsic incentives, which in turn elicit commitment to work (Johnson, 1990). Therefore, not surprisingly, research on career commitment has focused on the characteristics that make a job or work intrinsically motivating and satisfying. For example, intrinsic incentives have been found to be especially rewarding to teachers (Johnson, 1990; Kottkamp, Provenzo, & Cohn, 1986). In the university teaching profession, academic tenure protects these job characteristics that are associated with career commitment, and a threat to them poses a threat to an individual’s commitment to academic life, particularly, those attracted to it by these job characteristics. Therefore, we hypothesize that:
Based upon these hypotheses, Figure 1 is a conceptualized diagram relating threats from post-tenure review to career commitment. On the left-hand side, the small ellipses show constructs of threats from post-tenure review, which are threats to valued job features (job autonomy or academic freedom) and the total job. These together form the construct, overall threats to tenure from post-tenure review. To the right of threats from post-tenure review is the overall career commitment whose dimensions are affective, normative, and continuance. These constructs are latent variables and the labeled arrows are the effects that allow the four hypotheses to be tested. Thus, the first three hypotheses are the products (H)(H1), (H)(H2), and (H)(H3), respectively, and the fourth hypothesis is (H).
A conceptual model.
This diagram also shows the possible effects of post-tenure review on career commitment if it is perceived as a threat to the total job and valued job features (job autonomy or academic freedom). For example, if post-tenure review threatens job autonomy because it affects freedom to make curricula decisions, it could make faculty members feel that tenure and what it represents are threatened. Further, if this threat is considered serious, it could negatively affect overall career commitment. The links from overall threats to tenure to its dimensions are expected to be positive, thus confirming the hypotheses. Similarly, the links from overall career commitment to its dimensions are expected to be positive.
Support for this conceptualization are in Chang (1999) and Firestone and Pennell (1993). In Chang’s (1999) model, employees’ perceptions of a company’s career-related practices were related to organizational commitment, which in turn was related to turnover intention with career commitment moderating these relationships. In Firestone and Pennell (1993), incentive policies (organizational factors) influenced commitment by shaping working conditions. If post-tenure review is a disincentive because it reduces assigned tasks (task variety) and affects the psychological states of individuals, then it too could affect career commitment. This effect on career commitment would be consistent with what earlier literature exemplified in the works of Hackman and Oldham (1980) and Mowday, Porter, and Steers (1982).
Methodology
Context
The focus of this research is on tenured college professors in institutions that have post-tenure review policies and processes. An Internet search of colleges and universities with post-tenure review was conducted and their faculty directories requested. Using these directories, a random sample of 220 faculty members were selected to be a part of the study from the business schools of 74 institutions, with not more than 3 from any school. This was to avoid data clustering effects, so that responses from the faculty of one school would not dominate the data. Initial contacts were established through mail with those selected, informing them of our research and requesting that they complete and return the questionnaire in a prepaid envelope. After an initial waiting period to receive responses, the study participants were contacted by postcards to increase the response rate. Additionally, 60 copies of the questionnaire were distributed at professional business conferences to increase participation giving in total 280 questionnaires distributed.
Scales
To maintain anonymity, the questionnaire was developed with no identifying information about the universities where participants worked or whether the universities were private or public. General demographic information about the participants such as age, tenure status, gender and rank, years of college teaching, years at their universities, marital status, dependents, and salary were requested. Information was also sought about the primary missions of the universities, if the universities had post-tenure review policies or had implemented one. In addition, the questionnaire included statements about perceptions of tenure and post-tenure review, the features of a professor’s job they value and changes in these features, if any, as a result of their respective post-tenure review policies. Other information sought were the participants’ perceptions of the threat and severity of threat which post-tenure review poses to the job features they value and the total job and how it affects their feelings of commitment or attachments (affective, continuance, and normative) to their university teaching careers.
Threats to tenure
Seventeen statements from the job insecurity literature (Ashford, Lee, & Bobko, 1989; Greenhalgh, 1982; Greenhalgh & Rosenblatt, 1984; Kraimer, Wayne, Lidem, & Sparrowe, 2005) are used in this study to measure threats from post-tenure review. The item statements form a scale (α = 0.94), which asks respondents to indicate how likely certain events could occur to them on their jobs: how likely post-tenure review would negatively affect their opportunities for promotion, tenure, pay increases, freedom to determine course content and carry out research, and course delivery. These events included losing their ranks and being forced to take lower ranks, promotion to a higher rank, losing their positions and being fired, losing their positions and being forced to accept early retirement, and being pressured to accept lower salaries or salary increases. Responses to the statements were based on a Likert-type scale coded as, 1 = very unlikely, 2 = unlikely, 3 = neither likely nor unlikely, 4 = likely, and 5 = very likely.
Career commitment
Five-point item scales (1 = strongly disagree, 2 = disagree, 3 = neither agree nor disagree, 4 = agree, 5 = strongly agree) were developed to measure affective, normative, and continuance commitments. Each commitment was measured by six-item statements drawn from the works of Mowday et al. (1982), Wiener (1982), Blau (1985), and Meyer, Allen, and Smith (1993). These works used psychological attachment to measure organizational commitment. Even though Ismail, Mohamed, Sulaiman, Mohamad, and Yesuf (2011) and Khandelwal (2009) have suggested including attitudinal measures of organizational commitment, the earlier works considered psychological attachment to be a better indicator of organizational commitment. Hence, we use psychological attachment measures in this study. The statements for affective career commitment (α = 0.70) include identification with college teaching, enthusiasm about college teaching, the importance of college teaching to self-esteem, and being proud to be in the teaching profession. Continuance career commitment includes item statements dealing with having invested too much time into college teaching to consider changing professions, the difficulty of changing professions, lifestyle disruptions and emotional costs of changing professions, and costs and personal sacrifices involved in changing professions (α = 0.82). Finally, the item statements in normative career commitment include feeling an obligation to remain in the college teaching profession, feeling it is not right to leave the profession, and being in the profession because of a sense of loyalty to it (α = 0.85).
Descriptive statistics
Descriptive statistics.
Analytical methods and rigor
Factor analysis results.
Note: Bold entries show variables that load most heavily on a factor.
The second analytical method is structural equations modeling which was used to test the hypotheses in Figure 1. The constructs of overall career commitment (affective, normative, and continuance) and overall threats from post-tenure review (threats to total job, threats to job features, and threats to autonomy) are those identified in the EFA stage, and the equations associating them with their respective item statements are measurement equations. On the other hand, the equations linking the three constructs of career commitment to overall career commitment and the three constructs of threats from post-tenure review to overall threats from post-tenure review are construct equations. These equations include some independent variables reflecting respondent and institutional characteristics that could affect perceptions of threats from post-tenure review and career commitment. Another construct equation links overall threat from post-tenure review to overall career commitment and is critical to testing the hypotheses. The resulting set of measurement and construct equations, variances, and covariances were estimated using the EQS.2 software with convergence achieved in 52 iterations.
Results
Fit indices.
Parameter estimates (B).
Note: Beta = standardized coefficient.
Significant at 0.05 probability level.
Figure 2 shows the estimated statistically significant coefficients relevant to testing the four hypotheses. Using these coefficients, the multiplication of −0.19 by 1.12 gives −0.21, and it shows that a post-tenure policy that is perceived as threatening job features negatively affects career commitment and supports the first hypothesis. Similarly, the results support the second hypothesis which is that a post-tenure review policy that threatens the jobs of professors will be negatively related to career commitment (−0.19 × 0.48 = −0.09). Support for the third hypothesis that a post-tenure review policy that threatens “the traditional concept of tenure” (job autonomy) will have negative association with career commitment is provided by our results (−0.19 × 0.74 = −0.14). The final hypothesis that a post-tenure policy that threatens tenure will have negative association with career commitment is supported by our finding of a statistically significant negative relationship between overall threats from post-tenure review and overall career commitment of −0.19.
Estimated model. Note: The measurement equations are not shown in this diagram.
Discussion
The purpose of this study is to determine on one hand the effects and relationships between perceived threats to job features, job autonomy, and total job and on another, career commitment among university professors in institutions that have post-tenure review policies. The results show that post-tenure review policies that pose threats or are perceived as threats to the total (overall) jobs are negatively related to affective career commitment (−0.19 × 2.5 = −0.48). This finding supports that of De Cuyper, De Witte, Vander Elst, and Handaja (2010) showing positive association between objective threat of unemployment and perceived job insecurity. This is also true whether or not the perceived threats affect job autonomy, job features in terms of reducing the ability of faculty members to determine curriculum content, course delivery, research stream and tenure, or the total job. For those who chose academic careers because of job autonomy in terms of academic freedom and economic security, the results show that the threats posed by post-tenure review weaken the premises of their career choices and this explains the negative relationship with affective career commitment. Considering our finding that faculty rank is positively related to affective career commitment, higher ranked faculty members are more likely to perceive post-tenure review as threatening, particularly that it threatens job features as we found. Comparatively, because we found that older faculty members have less affective career commitment, they are likely to perceive post-tenure review as less threatening. Further, because older faculty members are likely to be tenured and the results show that having tenure is negatively related to the perception that post-tenure review threatens job features, older faculty members are likely to perceive post-tenure review as less threatening to job features.
The negative relationship between affective career commitment and perceived threats from post-tenure review is important because consistently, the commitment literature links affective commitment to job performance, turnover, and employee involvement in organizational extra roles (Blau, 1985; Clugston, 2000; Kidd & Green, 2006; McFarlene-Shore & Wayne, 1993; Meyer, 1989; O’Reilly and Chatman, 1986). Those with affective career commitment identify with their organizations and are willing to work to protect them. Meyer (1989), for example, found statistically significant relationships between affective commitment and organizational performance. They reasoned that employees who intrinsically value their associations and identify with their organizations are more likely to remain with them and work toward their success. Even though this performance–affective commitment relationship is for organizational commitment, Meyer et al. (1993) extended it to occupational or career commitment. Extending this relationship to this study, our findings suggest that the performance levels of faculty members with strong affective career commitment such as those of higher rank as we found could suffer because post-tenure review is perceived as threatening. Therefore, though post-tenure review may be formative for the purposes of providing the basis of needed faculty development and a continuous improvement process, it may have unintended consequences of reducing performance and attachment to university teaching careers. If the unintended consequences persist, they could negatively affect efforts to attract men and women of ability to academic careers as university professors. On the other hand, from the performance–affective commitment literature, because we found that older faculty members have less affective commitment, their performance levels could be affected negatively. This coupled with the study’s finding that threats from post-tenure review are negatively related to overall career commitment could reduce job appeal and further reduce the performance of older faculty.
Another result is that continuance career commitment is unrelated to overall career commitment. Therefore, perceptions of post-tenure review as a threat to valued job features, job autonomy, and the total job do not appear to affect continuance career commitment in this study. However, there is a positive relationship between normative career commitment and overall career commitment. Since perceived threats from post-tenure review are negatively related to overall career commitment as found, perceptions of post-tenure review as a threat to valued job features, job autonomy, and the total job will reduce normative career commitment. These negative impacts though unexpected are explainable and could be what to expect anyway. Normative commitment is an attachment based upon loyalty to an object such as an organization or a career and it is based upon the socialization and cultural processes to which an individual has been exposed and accustomed. As a result, it is sometimes referred to as blind loyalty (Wiener, 1982). Among the three types of career commitment, it is that for which we expected no impact of threats from post-tenure review because cultural values are stable. Further, it is unrelated to personal characteristics. Notably though, because our results imply negative relationships between overall threats from post-tenure review and normative career commitment, this implies that individuals with such commitment may perceive threats from post-tenure review as negatively affecting what they have been socialized to do, thus affecting their job performances levels.
Conclusion
This paper’s objective was to test four hypotheses about the effects and relationships between perceived threats to valued job features (job autonomy and academic freedom), total job that result from post-tenure review policy, and career commitment among university professors. Using data for randomly selected universities with post-tenure review policies and processes, it related measures of career commitment to measures of perceived job insecurity. It found that post-tenure review is perceived as a threat to jobs, job autonomy, and job features, and negatively affects affective, normative, and continuance career commitments. Its effect on affective career commitment is primarily due to perceptions of it as a threat to the job security implied by the traditional academic tenure system, especially job autonomy and academic freedom. The implication, therefore, is that university administrators should endeavor to craft post-tenure review policies and processes that are perceived to protect job features and values essential to the preservation of academic freedom, particularly where there is the need to attract men and women of ability to fill the positions of retiring baby boomers. Other findings are decreases in continuance and normative career commitment. For those with continuance commitment, it could increase their performance which they find necessary to maintain their jobs, and for those with normative commitment, it could result in less performance and a break in their psychological ties to their institutions.
Limitations
A limitation of this study is that the respondents work in institutions that have implemented post-tenure review policies. Therefore, the results may not apply to professors in universities without such policies. Thus, we are unable to compare job insecurity, career commitment, and perceptions of tenure in universities and colleges with and without post-tenure review policies. Another limitation is that faculty members from other disciplines and institutions that do not offer tenure were not included. These limitations provide directions for future research. Specifically, future research should broaden the context by using any institutional or organizational policy changes that threaten valued job features and the total job as surrogate for post-tenure review. Finally, future research should consider the inclusion of measures of organizational commitment that reflect changes in employees’ work values and attitudes toward career and organizational commitment in addition to psychological attachment measures. Such research design should provide for analysis of the effects of triangulation.
