Abstract
The No Child Left Behind Act (2001) and Individuals With Disabilities Education Act (IDEA, 2004) had implications for teachers and students at all levels (i.e., elementary, middle, high school). Specifically, IDEA had implications for secondary students with disabilities because it required students with disabilities exit high school prepared for postschool education, employment, and independent living. When considering federal mandates and reform initiatives, state and local education agencies have to consider how students with disabilities and secondary transition will be affected. The purpose of this article is to provide an overview of secondary transition evidence-based practices and predictors of postschool success for student with disabilities. Implications for policymakers related to improving secondary transition programs and practices at federal, state, and local levels are discussed.
In 1983, the National Commission on Excellence in Education (NCEE) presented a report to the nation and the United States Congress on the state of education across the country. The report, titled A Nation at Risk, indicated the current education system needed to make substantial reforms because the nation’s students were performing academically below students from other countries due to inadequate curricula, low expectations, insufficient time spent on schoolwork, and poor teacher preparation programs (NCEE, 1983). Twenty-five years later in a follow-up report to the Nation At Risk, the United States Department of Education (USDOE) indicated the education system had not made necessary improvements to meet the demands related to demographic changes and a global economy (USDOE, 2008). One specific area of concern was student performance at the high school level, which indicated (a) an increased need for remedial coursework and (b) high dropout rates, especially among minority groups and students with disabilities (USDOE, 2008). However, the report also suggested that the United States was in a much better position due to the reauthorization of the No Child Left Behind Act (NCLB, 2001), which had changed the education system from “a nation at risk of complacency to a nation that is accountable and at work on its education weaknesses” (USDOE, 2008, p. 8).
Since the reauthorization of NCLB (2001) and Individuals With Disabilities Education Act (IDEA, 2004), the field of special education has experienced mandated changes at the federal, state, and local levels. Although NCLB (2001) was a general education reform initiative, it had implications for the field of special education because it mandated participation by all students in district and statewide assessments, increased accountability for all teachers, and required schools to report adequate yearly progress. Another major component of both laws required teachers to use scientifically based research practices and curricula to guide instruction for students with and without disabilities (IDEA, 2004; NCLB, 2001). The two laws had implications for teachers and students at all levels (i.e., elementary, middle, high school). Specifically, IDEA (2004) had implications for secondary students with disabilities because it required students with disabilities exit from high school prepared for postschool education, employment, and independent living.
In addition to federal mandates, current education reform initiatives have to be considered. The P-16 Pipeline is the most recent education reform movement initiated by the USDOE. The intent of the P-16 Pipeline initiative is to create an education system that is aligned at all levels beginning with pre-kindergarten, moving through elementary, middle, and high school, and continuing through postsecondary education to improve outcomes for all students (National Governors Association, 2010). Several key initiatives have emerged out of the P-16 movement. First, the National Governors Association in collaboration with teachers, administrators, and experts in the field of education developed the Common Core State Standards to encourage states to adopt a system of standards that would be consistent across the country to ensure all students graduate from high school, college and career ready (National Governors Association, 2011). Second, the Race to the Top initiative made funds available to states to address the need for systemic change and to reform state education systems (The White House, 2009). Currently, 46 states have adopted some, or all, of the Common Core State Standards, and all 46 have received Race to the Top funds to improve the quality of state education systems.
Various efforts have been developed to reform schools at all levels based on federal mandates and recent education reform initiatives. In an effort to promote systemic and sustainable change at the high school level, the National Association of State Boards of Education, the National Association of Secondary School Principals (NASSP), and the National High School Center (NHSC) have played essential roles in high school redesign (Test, Toms, Scroggins, & Fowler, 2011). High school redesign involves eight key elements for improving high schools, including (a) rigorous curriculum and instruction, (b) teacher effectiveness and professional growth, (c) stakeholder engagement, (d) organization and structure, (e) assessment and accountability, (f) student and family involvement, (g) effective leadership, and (h) sustainability (NHSC, 2011). When considering federal mandates and reform initiatives, such as high school redesign, state and local education agencies have to consider how students with disabilities and secondary transition will be impacted. Therefore, it remains imperative that systemic and sustainable change to reform high school education includes meeting the needs of students with disabilities (Fixsen, Naoom, Blasé, Friedman, & Wallace, 2005; Kazmowski, 2004).
When considering high school redesign and students with disabilities, secondary transition plays a key role in this effort and has experienced considerable change since the implementation of IDEA (2004). The purpose of secondary transition is to prepare students with disabilities for positive postschool success in the areas of education, employment, and independent living. IDEA (2004) defined transition services as follows: A coordinated set of activities for a student with a disability that is designed to be within a results-oriented process that is focused on improving the academic and functional achievement of the child with a disability to facilitate the child’s movement from school to post-school activities, including postsecondary education, vocational education, integrated employment (including supported employment), continuing and adult education, adult services, independent living, or community participation. (300.42[a][1])
One specific change to IDEA (2004) included the requirement of states to report to the Office of Special Education Programs (OSEP) on four indicators specifically related to secondary transition. While states are required by OSEP to report on 20 indicators for IDEA Part B (i.e., children with disabilities; age 3–22), four are directly related to high school completion, transition services, and postschool outcomes. The four State Performance Plan/Annual Performance Report (SPP/APR) indicators include (a) Indicator 1, improving graduation rates; (b) Indicator 2, decreasing dropout rates; (c) Indicator 13 (I-13), improving transition services; and (d) Indicator 14, improving postschool outcomes. Of these four indicators, I-13 is a compliance indicator and directly impacts state and local education agencies’ policies and procedures for providing effective transition services and developing quality, compliant transition components of individual education programs to promote both in-school and postschool success for students with disabilities.
To facilitate this process, the National Secondary Transition Technical Assistance Center (NSTTAC) was funded by the USDOE OSEP to support states in improving secondary transition planning, services, and outcomes for students with disabilities to meet the requirements of I-13 (NSTTAC, 2012). In addition, in an effort to provide state and local education agencies with information on effective, research-based methods for teaching secondary transition skills and improving transition programs, NSTTAC has conducted two comprehensive literature reviews to identify evidence-based practices (EBPs; Test, Fowler, et al., 2009) and predictors of postschool success for students with disabilities (Test, Mazzotti, et al., 2009). The EBPs and predictors identified by NSTTAC can provide valuable information for implementing effective, research-based secondary transition practices and programs. The importance of developing, expanding, and evaluating secondary transition programs to support the needs of students with disabilities and improve postschool outcomes in the areas of education, employment, and independent living remains a priority for the field during this time of considerable education reform (Kohler & Field, 2003; Test, Mazzotti, et al., 2009). Therefore, the purpose of this article is to provide an overview of NSTTAC’s secondary transition EBPs and predictors of postschool success for students with disabilities and discuss implications for policymakers related to the improvement of secondary transition programs and practices.
EBPs for Secondary Students With Disabilities
Part of developing effective secondary transition programs and practices requires change at the classroom level. With the mandated push for implementation of research-based practices, secondary transition teachers must be prepared to use those practices proven by rigorous research to be effective for their students. As stated previously, the first stage of NSTTAC’s literature review was to examine experimental research in secondary transition and identify EBPs to support students in their transition to postschool life (Test, Fowler, et al., 2009). The EBPs were identified through a systematic review process using quality indicators to establish levels of evidence. See Test, Fowler, et al. (2009) for details of review procedures. As a result of the systematic review to date, 64 practices have been identified to support students in the area of secondary transition. These EBPs provide teachers with tools to support skill development of students with disabilities, including development of individualized education program (IEP) goals and objectives.
The EBPs descriptions were developed with teachers in mind. Each practice description includes (a) the number and types of studies used to establish the evidence base; (b) the population with whom the practice has been conducted; (c) an overview of the practice; (d) how the practice has been implemented; (e) where the practice has been implemented; (f) link(s) to research-to-practice lesson plan starter(s); (g) how the practice relates to I-13 requirements, Common Core Standards, and State’s Career Cluster Initiative; and (h) references used to establish the evidence base. All EBPs and research to practice lesson plan starters are housed on NSTTAC’s website (http://www.nsttac.org/content/evidence-based-practices).
On the NSTTAC website, EBPs are organized by skill taught (i.e., dependent variable) and organized by the Taxonomy for Transition Programming (see Table 1; Kohler, 1996). The Taxonomy resulted from the outcomes of four separate studies aimed at identifying effective secondary transition practices: (a) a metaevaluation of model demonstration transition program outcomes and activities (Rusch, Kohler, & Hughes, 1992), (b) a literature review of secondary transition practices (Kohler, 1993), (c) an analysis of exemplary transition programs identified through evaluation studies (Kohler, DeStefano, Wermuth, Grayson, & McGinty, 1994), and (d) a concept mapping process (Kohler, 1996). Specifically, those categories are (a) student-focused planning, (b) student development, (c) interagency collaboration, (d) family involvement, and (e) program structure. The rationale for identifying practices by skill taught was to provide secondary transition teachers with a practical method for incorporating EBPs into their teaching. Teachers typically identify areas of instructional need among their students before seeking out the most appropriate methods for teaching those skills. For example, if Ms. Johnson has identified that a skill deficit for Samuel is in functional math, specifically, his purchasing skills, then she can easily examine NSTTAC’s identified EBPs that support “purchasing skills” under the “student development” category. In doing so, she will see that there are multiple evidence-based methods for teaching purchasing skills to students, including (a) community-based instruction (CBI), (b) one more than strategy, (c) progressive time delay, (d) response prompting, (e) simulations, and (f) system of least to most prompts. Ms. Johnson can examine each practice description to then identify which strategy might be the most appropriate for use with Samuel based on his specific skill need. In addition, by clicking on a specific strategy, such as CBI, Ms. Johnson can easily see what other secondary transition skills for which CBI is considered an effective, evidence-based method.
Evidence-Based Practices Organized by Kohler’s Taxonomy and Skill Taught.
Note. IEP = individualized education program; CBI = community-based instruction.
In addition to improving instruction, use of current EBPs in secondary transition should also assist teachers in IEP goal development. If the same teacher from the previous paragraph, Ms. Johnson, has a student, Jasmine, with an independent living postsecondary goal that states, “After high school, Jasmine will live semi-independently with a roommate in an apartment with supports provided through Disability Services,” then there are a plethora of functional life skills that Jasmine might need to acquire and maintain during her final years of high school to increase the likelihood of meeting this postsecondary goal. Because of what Ms. Johnson now knows regarding the effectiveness of CBI, she may develop an annual IEP goal for Jasmine that states, “Given community-based instruction on grocery shopping, Jasmine will independently navigate the grocery store, locate items on her grocery list and purchase items 3 out of 4 times for 5 consecutive weeks.” By developing an IEP goal that includes evidence-based strategies, Ms. Johnson is linking research to regular classroom practice, increasing her own accountability and, in turn, improving the likelihood that Jasmine can successfully complete the postsecondary goal(s) developed by her IEP team.
Although identification of appropriate EBPs in secondary transition is the first step, there are several other factors about which teachers must be aware. First, the importance of treatment fidelity in maximizing student achievement is critical. This means that adhering to intervention procedures and guidelines provided by practice descriptions and research-to-practice lesson plans is essential for promoting successful in-school outcomes. A second important factor on the search for EBPs is that of professional judgment. At this point, not enough EBPs have been identified to meet every skill need of every student a teacher encounters. Therefore, professional judgment must be used when incorporating new instructional strategies into the classroom. The first step is for teachers to learn to differentiate among the terms EBPs, research-based practices, promising practices, and practices that have been unestablished by research. Once teachers have knowledge of the differences among these terms, they can make informed and educated decisions regarding which instructional practices may benefit students and which instructional practices may potentially cause harm. Finally, and perhaps most importantly, students’ needs should always be considered when determining appropriate teaching strategies. The decision to use specific EBPs in a classroom should always be directly linked to assessment and a student’s individualized needs. While EBPs provide teachers with evidence-based tools to teach secondary transition skills, the evidence-based predictors described below can be used by district and school-level personnel to design effective evidence-based transition programs.
In-School Predictors of Postschool Success for Secondary Students With Disabilities
The second phase of NSTTAC’s literature review involved a systematic review of correlational literature to identify evidence-based in-school predictors of postschool success in the areas of employment, education, and independent living for secondary students with disabilities. See Test, Mazzotti, et al. (2009) for details of review procedures. Findings of the systematic review revealed 16 evidence-based predictors of postschool success (Test, Mazzotti, et al., 2009). Table 2 provides a list of the 16 in-school predictors and postschool outcome area(s) associated with each.
Evidence-Based In-School Predictors of Postschool Success.
As secondary transition personnel at the school (e.g., administrators, teachers, transition specialists) and district (i.e., local and state directors) levels make decisions about secondary transition programs, the evidence-based predictors provide information about secondary transition program characteristics that are empirically linked to improved postschool success for students with disabilities. For example, because self-advocacy/self-determination has been empirically linked to positive postschool employment and education outcomes (Test, Mazzotti, et al., 2009), self-advocacy/self-determination skill training (e.g., goal setting, problem solving, choice making, self-management) should be included as one component of a secondary transition program. Community experiences in high school have also been empirically linked to positive postschool employment and education success for secondary students with disabilities; therefore, community experiences (e.g., CBI, travel training, banking skills, job training) should be included as another component of a secondary transition program. Each of the 16 evidence-based predictors can be used to guide decisions about transition program development, implementation, and change. When making decisions about secondary transition program development and improvement, it is imperative that personnel at all levels use the evidence-based predictors as a guide for program development to ensure inclusion of the necessary transition program components empirically linked to positive postschool success for students with disabilities. Table 3 includes descriptions of each evidence-based predictor, recommendations for implementation, and suggestions for assessing/evaluating program implementation related to each predictor.
Using Evidence-Based Predictors for Transition Program Implementation.
Note. CBI = community-based instruction; IEP = individualized education program; LRE = least restrictive environment; IAC = interagency collaboration; EBP = evidence-based practice. See Test, Mazzotti, et al. (2009) or go to http://www.nsttac.org/content/predictor-resources for research support and additional information related to the predictors.
In addition, EBPs and predictors of postschool success can be used in combination to enhance secondary transition programs. As mentioned previously, EBPs provide teachers with tools to support skill development, including the development of IEP goals and objectives. The evidence-based predictors can help IEP teams design transition services/activities that align with postschool goals to help students achieve those goals. For example, consider the previous example of Mr. Bishop and his student Jasmine. Jasmine’s independent living postschool goal stated, “After high school, Jasmine will live semi-independently with a roommate in an apartment with supports provided through Disability Services.” To increase the likelihood of Jasmine attaining this postschool independent living goal, her IEP might reflect transition services related to the community experiences predictor (e.g., travel training, banking skills, visit local apartment communities) and self-care/independent living predictor (e.g., leisure skills, community recreational opportunities). If Jasmine has a postschool education goal that states, “After graduation from high school, Jasmine will attend the local community college and take classes to obtain certification to be a nurse’s assistant,” to increase the likelihood of Jasmine attaining this postschool education goal, her IEP might reflect transition services/activities related to the self-advocacy/self-determination predictor (e.g., disability awareness instruction, self-advocacy training) and the community experiences predictor (e.g., visit local community college, meet with Office of Disability Services). For a postschool employment goal, consider the following: “After graduation from high school, Jasmine will work part-time at a local doctor’s office.” To increase the likelihood of Jasmine attaining the postschool employment goal, her IEP might reflect transition services/activities related to the career awareness (e.g., job-search skills, interview skills), work study (e.g., internships, job shadowing), and vocational education (e.g., first aid/CPR training) predictors. After transition services/activities have been determined, the IEP goal(s) can be developed and might include one or more of the EBPs described above. By developing transition services/activities and IEP goals that reflect the EBPs and predictors, secondary students with disabilities are more likely to attain postschool success.
Implications for Policymakers
Identifying and implementing EBPs and predictors in schools and classrooms result in a variety of implications for policymakers. The following section describes implications at the federal, state, and local levels based on NSTTAC’s EBPs and predictors.
Federal Implications
Although NCLB (2001) and IDEA (2004) encouraged use of scientifically based research or EBPs in classrooms, this legislation was only a first step in helping close the research-to-practice gap (Greenwood & Abbott, 2001; Slavin, 2002). The following section provides four actions that can be taken at the federal level, including emphasizing the “secondary transition” Part B indicators, encouraging research, funding personnel preparation programs, and creating new legislation.
First, federal policymakers must continue to include I-13 as a compliance indicator (i.e., must be at 100%) but require reporting the transition indicators (i.e., 1, 2, 13, and 14) as a single item. Doing so would encourage states to recognize the connection between the activities for improving their graduation rates, reducing dropout rates, writing compliant IEPs, and improving postschool outcomes for all students with disabilities. This recommendation is supported by the findings of a stakeholder policy forum designed to address issues posed by SPP/APR requirements (Ahearn, 2011). Results indicated stakeholders felt that graduation rates and transition from secondary school to employment and/or enrollment in a postsecondary program were some of the most important outcomes for students with disabilities and were recognized as high-priority indicators. In addition, other indicators (e.g., 4, suspension/expulsion rates; 8, parental involvement) also play critical roles in the high school success of students.
Next, federal policymakers must continue to encourage research needed to help build the experimental and correlational evidence base for practices and predictors. If a return to OSEP-funded model demonstration projects (with increased evaluation requirements) is not possible, then the Institute for Education Sciences, National Center for Special Education Research, must be encouraged to make funding research in this area a priority. Some possibilities for research include conducting secondary analyses of the National Longitudinal Transition Study–2 (NLTS2) database to verify and expand NSTTAC’s evidence-based predictors (Test, Mazzotti, et al., 2009), as well as the predictors of in-school success promoted by the NHSC’s Early Warning System (NHSC, 2012). In addition, Test, Fowler, et al. (2009) indicated numerous areas still in need of experimental research, with critical needs in the areas of family involvement and interagency collaboration.
Third, federal policymakers must continue to fund university personnel preparation programs to train secondary transition personnel at the classroom level (e.g., teachers, transition specialists) and administrative level (e.g., local and state directors). Because secondary transition programs at both the state and local level continue to be dependent on single individuals, to ensure transition programs become sustainable, more professionals and teacher educators trained in secondary transition will be needed to ensure the next generation of students are served by highly qualified personnel.
Finally, federal policymakers must create legislation to improve the ability of state and local education agencies to provide quality secondary transition services. The recently proposed TEAM Act (Transition toward Excellence, Achievement, and Mobility; HR602: TEAM-Education Act, 2011) designed to coordinate schools, vocational rehabilitation, and developmental disabilities systems was a potential step in the right direction (see http://www.govtrack.us/congress/bills/112/hr602/text for more information about the TEAM Act). In addition, as the Elementary and Secondary Education Act and IDEA are both reauthorized, it is important to consider the role of secondary transition in preparing students to be college and/or career ready in both pieces of legislation, as well as returning the required transition planning age to 14, encouraging interagency collaboration, and removing “training” as a postschool outcome by focusing on education, employment, and, if needed, independent living skills. This will avoid the confusion of whether training is a separate item or could be reasonably assumed to be either education or employment.
State and Local Implications
In addition to federal level implications, the evidence-based secondary transition practices and predictors have implications for state and local education agency policymakers. These include developing sustainable (a) secondary transition programs, (b) professional development systems, and (c) data collection and use systems.
The first thing that state and local policymakers need to do is to develop sustainable secondary transition programs based on EBPs and predictors. To do this, special education can begin to apply lessons coming from the emerging field of implementation science (Fixsen et al., 2005). From this literature, we know the following must occur to ensure EBPs are implemented with high fidelity:
They must be accompanied by coaching (i.e., supporting generalization of skills in school or community-based setting; Joyce & Showers, 2002), which will mean developing regional, district, and/or school-based coaches (i.e., coach models/plans/delivers instruction directly to individual in school or community-based setting) and train-the-trainer models (i.e., individuals receive training on EBPs at a training cite and those individuals then provide the training to others in the school or community-based setting).
There must be an evaluation of the impact of the changes (e.g., student in-school and postschool outcomes), as well as the impact of the training. The NSTTAC Evaluation Toolkit (Kohler, Gothberg, & Coyle, 2011) can provide practitioners with guidance and examples as this recommendation is implemented.
Recognize that implementation, and the resulting increase in student in-school and postschool outcomes, will not occur for 3 to 5 years. Thus, policymakers must realize the short-term costs of starting, or improving high-quality secondary transition programs, must not outweigh the long-term benefit to individuals and society.
Second, while federal personnel preparation dollars have been provided to fund university training programs to produce highly qualified secondary transition personnel, these programs are not enough. States need to create licenses, certificates, and/or endorsements for secondary transition personnel. Without these credentials, there is little incentive for special educators to complete university training programs in secondary transition. Without the professional and/or financial benefits of investing time and money in becoming a highly qualified transition specialist, the field will remain “fragile,” and dependent on one or two experts who, when they leave, take their expertise with them, often requiring state or local programs to “start-over.”
Finally, states and local education agencies must develop systems for using SPP/APR indicator data, as well as other data (e.g., vocational rehabilitation closure data, career-technical education postschool employment data), to improve programs. Some questions to start this process might include the following:
How does your graduation rate compare with your state’s graduation rate?
What districtwide policies and/or procedures contribute to students with disabilities graduating from or dropping out of high school?
Where vocational and career-technical education courses are available, are youth with disabilities enrolling and successfully completing these classes?
How does your district support work-based learning for youth with disabilities while they are in high school (e.g., provide Carnegie unit credit, transportation)?
One tool currently available to help state and local personnel use their Indicator 14 data is the Data Use Toolkit (Alverson, Falls, & Unruh, 2009). This toolkit is designed to help states and local education agencies, and their stakeholders, use postschool outcome data to improve programs for youth with disabilities.
In conclusion, improving college and career-readiness of students with disabilities is an important societal goal. To do this effectively and efficiently, schools have an emerging set of EBPs (Test, Fowler, et al., 2009) and predictors (Test, Mazzotti, et al., 2009) to use as a foundation. However, to build successful transition programs, coordination across policies is needed. That is, to be successful, local education agencies must have federal, state, and local policies that work together to support implementing high-quality transition programs. Only by having coordinated policies will programs that improve postschool outcomes for all students with disabilities be achievable and sustainable.
Footnotes
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The authors disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This document was produced under U.S. Department of Education, Office of Special Education Programs Grant No. #H326J050004. Dr. Marlene Simon-Burroughs served as the project officer. The views expressed herein do not necessarily represent the positions and policies of the U.S. Department of Education. No official endorsement by the U.S Department of Education of any product, commodity, service, or enterprise mentioned in this publication is intended or should be inferred.
