Abstract
The Center For Health Administration Studies (CHAS) is an interdisciplinary health policy and services research center located at the University of Chicago School of Social Service Administration. Since its inception, CHAS has pursued the mission of conducting and promoting research and knowledge development to reduce health inequities and improve access. The move of CHAS to the School of Social Service Administration from the Graduate School of Business in 1991 resulted in innovative programming reflecting the changing landscape of health care, passage of the Affordable Care Act (ACA), Medicaid expansion, and the growing interest of social work researchers in social determinants of health, behavioral health and integrated health and social services. The success and distinction of CHAS over its eighty year history offers lessons to social work regarding the sustainability of a research center in a graduate school of social work.
Research of the University of Chicago Center for Health Administration Studies (CHAS) has informed the complex and changing health policy and services landscape for well over 80 years. In a variety of institutional forms but with a consistent focus on health equity and improved access, CHAS programs have supported faculty research, research development and dissemination, and student learning. CHAS explores new questions, identifies knowledge gaps, enhances the translation of research into policy and service innovations, and develops collaborations within and outside the University of Chicago.
As an interdisciplinary health policy and services research center located in a graduate school of social work, CHAS is a somewhat unique institutional form that is well positioned to conduct and promote research and knowledge development to reduce health inequities and improve health outcomes. As evidence mounts that social determinants of health are inextricably linked to medical care outcomes and largely determinative of health-care utilization and impact, the work of CHAS fellows, faculty, and students is central to health policy and services innovation and reform in the United States. Medicine, the Public Health Sciences Department, the Harris School of Public Policy, the Booth School of Business, and the Social Sciences Division join participants from the School of Social Service Administration to exploit and enrich the interdisciplinary values and impact of the University of Chicago. The history of CHAS that brought it to its current institutional form and function is nonlinear and can be divided into the pre-School of Social Service Administration years and the post-School of Social Service Administration years.
History of CHAS Pre-School of Social Service Administration
The history of CHAS began over 84 years ago and is the product of Chicago’s academic landscape and New York’s pharmaceutical industry during the era of the Great Depression and World War II. The origin of CHAS began with the inception of New York–based nonprofit, the Health Information Foundation (HIF), and then transitioned into an academic center at the University of Chicago under the leadership of the Graduate Program in Hospital Administration (GPHA). The GPHA was founded in 1934 at today’s current University of Chicago Booth School of Business.
In 1950, the Health Information Foundation (HIF) was established by leaders in the pharmaceutical, chemical, and allied health fields and became a public relations powerhouse for voluntary health insurance (Hoffman, 2012). The purposes and activities of the foundation were organized to document through research the accomplishments of the present system of medical care; to define areas in the health field in need of improvement; to investigate possible solutions to current problems; and to bring, through all means of communication, research findings, needed facts, and new knowledge related to health problems to organizations active in the health field and to the public generally (NEJM Editorial, 1958). In 1952, Odin W. Anderson, an associate professor at the University of Western Ontario, Canada, with a PhD in sociology from the University of Michigan, became the research director for the HIF (Mullner, 2009). Anderson was a social researcher with a great deal of health services experience. He joined the Foundation with plans for a nationwide survey to determine health-care costs and voluntary health insurance costs and in 1956 published Family Medical Costs and Voluntary Health Insurance (Anderson and Feldman, 1956). Findings showed that 15% of Americans were in debt due to medical care costs.
In 1954, the executive director of the American Hospital Association, George Bugbee, assumed the role of president of the HIF. Bugbee and Anderson began to explore academic institutional opportunities to continue Anderson’s national survey work. Bugbee had a close professional relationship with fellow American Hospital Association (AHA) member Ray E. Brown who, from 1951 to 1962, was the head of the GPHA in the Graduate School of Business (GSB) at The University of Chicago, as well as the Superintendent of the University Hospitals. Bugbee began finding more studies and protocols on judging the effectiveness of hospital operations as useful for curriculum development associated with GPHA (Blanks, 1991). The HIF became affiliated with The University of Chicago in 1962 under an Agreement approved by the Circuit Court of Cook County (Budget Committee, 1966). The University of Chicago, with the approval of then GSB Dean George P. Shultz, agreed to acquire the HIF assets and liabilities and to carry on the research and public education activities formerly conducted by the foundation in the general field of public health. Subsequent gifts and funds received from the HIF were required to be accounted separately but were allowed to be commingled for investment purposes.
After the receipt of HIF assets and liabilities, the resulting academic research center was named the Center for Health Administration Studies (CHAS) to address a lack of interdisciplinary health-care research at The University of Chicago. Bugbee assumed directorship of both CHAS and the GPHA. When former HIF researcher and CHAS principal investigator Odin Anderson received tenure at The University of Chicago, he replaced George Bugbee as the director of CHAS in 1970. The mission of the new center was to “bring together various resources” from Biology, Economics, Hospital Administration, and Social Science departments to focus on the “social and economic aspects of medical care.”
Under Anderson, CHAS escalated its research productivity. Anderson began to produce even more ambitious studies of the health-care system (Weeks, 1981). One of these studies was the National Study of Internal Medicine Manpower (NaSIMM), which was published in 29 special issue articles by the American College of Physicians in the Annals of Internal Medicine from 1976 through 1992 (American College of Physicians–American Society of Internal Medicine, 1976–1992). Lu Ann Aday, who was hired as a CHAS researcher in 1973, was selected to direct the NASIMM study during her CHAS appointment. Aday, along with Ronald Andersen and senior researcher Gretchen Fleming, comprised the main CHAS research team in the late 1970s and early 1980s. NaSIMM was a mass survey of doctors in many different specialties, and it covered health care in a broad, systematic fashion. The equitability of the health-care industry was a frequent subject of study by CHAS researchers, beginning in 1971, with a study of ambulatory care in low-income neighborhoods. Additional studies of health-care access with a focus on those systematically excluded from the health care included: “A Framework for the Study of Access to Medical Care” (Aday & Anderson, 1974), “A Social Indicator of Access to Medical Care” (Taylor, Aday, & Anderson, 1975), and “Social Surveys and Health Policy Implications for National Health Insurance” (Aday, Andersen, & Anderson, 1977). These studies not only inspired further research in health-care access, they also provoked interest in methodological considerations relevant to health services research, considerations that would ultimately be influential in shaping the character of program evaluation and intervention research in the social services field (Shortell & Richardson, 1978).
When Ronald Andersen assumed the CHAS Directorship from Odin Anderson in 1980, he also was appointed as the director of the GPHA. Due to funding challenges and the departure of research personnel, including Aday and Fleming, Ronald Andersen began to consider possible restructuring and relocation of CHAS and GPHA (Gould & King, 1984). Alumni of GPHA, many of whom had become administrators of major hospitals and health-care systems or distinguished academics, had become loyal supporters of both GPHA and CHAS. Over the years, alumni contributed to the fundraising for endowments, particularly during GPHA Fortieth and Fiftieth fund drives. In 1989, GSB Dean John P. Gould, in a correspondence to the Accrediting Commission on Education for Health Services Administration, announced that the GSB would no longer support GPHA or any other industry-specific specialization (Gould, 1989). And, beginning with the academic year 1990–1991, the GSB no longer offered a separate concentration in health administration studies. Courses in health administration continued at GSB and the University but were no longer organized as a concentration in the MBA curriculum. Accordingly, the accrediting agency for the health administration program would change from the Accrediting Commission on Education for Health Service Administration to the accrediting agency for the GSB. The University believed strongly that both CHAS and GPHA continue their “health services mission.” Then, recognizing the synergies of the CHAS mission with that of the School of Social Service Administration, in 1991, Dean Jeanne Marsh of the School of Social Service Administration negotiated the relocation of CHAS, GPHA, and their related endowments, then about US$2.2 million in market value (CHAS Endowments, 1991), from the GSB to the School of Social Service Administration. Working with Dean Gould, President Hannah Gray, Provost Gerhard Casper, and the Board of Trustees, Dean Marsh relocated the research and training programs of CHAS and GPHA to the School of Social Service Administration.
History of CHAS Post-School of Social Service Administration
Mission, Structure, Financing of CHAS
While the health policy services mission of CHAS and GPHA remained constant, the move from one professional school to another required organizational and financial restructuring. To reflect the shift away from a hospital-centric focus in health care to a broader system and policy focus, the GPHA was renamed the Graduate Program in Health Administration and Policy (GPHAP). It was further restructured from a degree program offered by one graduate professional school to a certificate program where students from six graduate professional schools at the University of Chicago received stipends, attended classes, and received certificates in Health Administration and Policy. The certificate appeared as a notation on the diplomas earned by each student from their respective graduate professional school. Ultimately, GPHAP became a unique model for health administration programs in the United States, one that allowed students to earn a Certificate in Health Administration and Policy, while earning a degree in a graduate professional school. At the University of Chicago, the graduate professional schools are Booth School of Business, Harris School of Public Policy, Law School, Pritzker School of Medicine, Divinity School, and School of Social Service Administration.
The restructuring of CHAS/GPHAP included changes in leadership. Dean Marsh appointed SSA faculty member Edward Lawlor as CHAS director and SSA faculty member Thomas D’Aunno as director of GPHA. In 2003, she appointed SSA faculty member Harold Pollack as director of CHAS and SSA faculty member Colleen Grogan as director of GPHAP. They developed a strategic plan to guide the work of the Center and Program and worked together to implement the plan over the next 8 years. In 2011, SSA Dean Neil Guterman appointed former SSA Dean, Jeanne Marsh, as director of CHAS and Colleen Grogan as continuing academic director of GPHAP.
CHAS fellows are appointed by the director of CHAS. They are distinguished University of Chicago faculty from SSA, Booth School of Business, Harris School of Public Policy, Pritzker School of Medicine, and the Department of Public Health Sciences. Their responsibility as fellows is to participate regularly in CHAS programming.
CHAS Programming
The relocation and restructuring of CHAS also led to the development of innovative programming reflective of SSA researchers’ interests in social determinants of health, health and social service integration, health and behavioral health. CHAS programming exists in four areas of (1) faculty research support and development, (2) doctoral student research support, (3) research dissemination and translation, and (4) health policy and services research partnerships and cosponsorships.
Faculty Research Support and Development
Each year, CHAS supports innovative research through the CHAS Seed Grant Program, a program that is available to faculty from throughout the University. The program supports interdisciplinary research projects designed to lead to larger, more complex projects. The distinction of University of Chicago investigators and diversity of topics represented by the Seed Grants reflect the focus of CHAS fellows and faculty on health equity, access, behavioral health, and integrated services. Recent projects supported through the Seed Grant Program include Racial Disparities in Predictive Biomarkers, Access to Precision Medicine and Cancer Outcomes; Waiting for Reform: Uncertainty and Undocumented Mexicans’ Mental Health; Prescription Drug Out of Pocket Costs and Adherence Among Patients Treated at 340B Contract Pharmacies; and Family and School Engagement to Protect Gay Youth of Color from HIV.
Doctoral Research Stipends
Graduates of SSA’s doctoral program are engaged in path breaking health policy and services research at universities and research institutes around the world. Each year CHAS supports health policy and services research of SSA PhD students through dissertation awards and predoctoral stipends. The predoctoral stipend program provides funding for SSA PhD students collaborating with a faculty mentor on a health policy and services research project that is expected to result in a jointly authored publication. Recent jointly authored projects have been published in Journal of Substance Abuse Treatment, Health Affairs, Journal of Aging & Social Policy, The Milbank Quarterly, and Journal of Health Politics, Policy and Law.
Research Dissemination and Translation
CHAS sponsors and supports research dissemination and translation through an annual lecture series and set of workshops and conferences explicitly designed to bring evidence to bear on emerging trends and issues in health policy and services. These lectures, workshops, and conferences are designed to convene today’s leaders and prepare tomorrow’s to work on the most pressing health policy and services questions. Recent lecture series, workshops, and conferences include: Michael M. Davis Lecture Series has been hosted by CHAS continuously since Dr. Michael Davis gave the first lecture in 1963 entitled “America Challenges Medicine.” In recent years, distinguished visiting scholars and University of Chicago faculty have had their lectures hosted and online streamed at the School of Social Service Administration including Treating Addiction as Chronic Disease: Rational for Science (John F. Kelly, PhD, Harvard Medical School), Louisiana’s Medicaid Expansion: The Climb from 49th (Rebekah Gee, MD, MPH, Secretary of the Louisiana State Department of Heath), and Raceing Immigration and Citizenship: Life Along the Racialized Documentation Status Continuum (Tiffany D. Joseph, PhD, Northeastern University). Social Work and the Affordable Care Act Workshop was held in February 2014 to recognize that the historic health-care reforms contained in the Affordable Care Act offered unprecedented opportunities for the profession to contribute to the creation of a more socially oriented model of health care. It was designed to identify the specialized knowledge and skills that social workers use to advance ACA aims, to develop high impact research, to advance the contribution of social workers to health policy and service delivery, and to promote interdisciplinary training and practice opportunities to insure students and professionals are prepared to meet new challenges and opportunities in health care. Participants discussed six areas in which the profession has significant potential to contribute to the ACA: care coordination, behavioral health service integration, insurance access, health behavior change, care transition management, and community-based prevention. Diffusion of ACA Policies Across the American States: What, Why, How? Conference was organized in June 2015 by Professor Colleen Grogan and cosponsored by CHAS along with Robert Wood Johnson Foundation and the Journal of Health Policy, Politics and Law. The conference focused on factors affecting the diffusion of ACA policies including the role of framing, social networks, organization of health-care delivery, politics, and public opinion. Smart Decarceration Initiative Conference: The Smart Decarceration Initiative Conference was held in September 2015 and cosponsored by CHAS along with the Center for Social Development at Washington University in St. Louis and others to recognize the crippling health and welfare effects of mass incarceration on individuals and families in the United States, especially those in poor and minority communities. Researchers, policy makers, practitioners, and formerly incarcerated individuals came together to discuss new concepts, questions and innovations to advance the field of effective, sustainable, and socially just decarceration. The Health Policy Innovation and Reform in the United States and France Workshop Series was held in 2016 and 2018 and cosponsored by CHAS, the University of Chicago France Center, and Sciences Po Paris Laboratory for Interdisciplinary Evaluation of Public Policies. The conference recognizes that health and social service sectors in both the United States and France are characterized by high levels of policy innovation and reform. The research and evaluation relevant to efficient and effective public intervention in both contexts is the focus of the conference series.
Health Policy and Services Research Partnerships and Cosponsorships
Committed to transdisciplinarity and recognizing the most significant research and education happens at the intersection of multiple disciplines and professions, CHAS actively pursues partnerships and collaborations with health policy researchers and centers from a variety of disciplines and institutions. Partnerships developed reflect the diversity and significance of topics of concern to CHAS: health policy innovation and reform, health and social service integration, health access, cost and quality, behavioral health, global health, and preventive intervention.
The Medicaid (MAX) Working Group represents an example of an interdisciplinary partnership supported by CHAS. Medicaid is the largest single health-care insurer in the United States, insuring more than 75 million Americans and affecting the daily practice of clinicians and health-care organizations nationwide. Nonetheless, the Medicaid program is vastly understudied, impeding the creation of effective and innovative policy for low-income populations. The Medicaid (MAX) Working Group is an interdisciplinary team of University of Chicago health services researchers, economists, political scientists, social workers, and physicians. With support from CHAS, the group purchased high-quality national Medicaid Analytic eXtract (MAX) claims data. The Medicaid (MAX) Working Group meets regularly to develop and implement a research agenda for the initiative. Several federal and nonfederal grants and contracts have been funded based on the work of the group. Potential projects include an evaluation of the effects of managed care on a variety of vulnerable groups, the optimal treatment of chronic conditions among long-term care users, the effects of Medicaid funding policies on the dually eligible, opioid use among the elderly, and the treatment of serious mental illness in nursing homes.
CHAS programming in health policy and services has been both an intellectual and financial resource for the School of Social Service Administration and the University of Chicago. It has supported SSA faculty and doctoral students with health policy and services interests. Recognizing health social work as one of the fastest growing domains of the social work profession (CSWE, 2017), CHAS helps develop the evidence base that will guide the work of growing numbers of social work practitioners into the future. Further, as an interdisciplinary research center reaching across Schools and Divisions of the University, it also serves as a broader University resource. By supporting individual research of University faculty as well as through the creation and support of partnerships and interdisciplinary collaborations, CHAS serves as an accelerator for quality, interdisciplinary work in health policy and services at the University of Chicago.
CHAS programming additionally provides leadership to the field of social work and social welfare by connecting social work scholars with health policy and services research interests. A recent analysis of health policy research in social work concludes, “The Center for health Administration Studies (CHAS) at the University of Chicago School of Social Service Administration has been producing high-quality health policy research since before Medicare and Medicaid were created over 50 years ago (https://chas.Uchicago.edu/). CHAS convenes interdisciplinary policy and health service researchers on a range of issues, such as health-care access, cost, and quality; behavioral health; and social service integration. CHAS also played an important role in organizing the social work profession in response to the ACA” (Allen, Garfinkel, & Waldfogel, 2018).
Lessons Learned Regarding the Success and Stability of a Center for Health Policy and Services Research in a Graduate School of Social Work
Lessons can be learned from the long, distinguished history of CHAS at the University of Chicago. At least three factors have contributed to the success and sustainability of this social work research center: Clear and consistent mission: The focus of CHAS throughout its 84-year history at the University of Chicago on health equity and access has served as its orienting focus throughout leadership changes and institutional rearrangements. A clear articulation of mission enabled CHAS to support and pursue a coherent set of research projects that could accumulate to inform the national conversation on health policy and services. Further, it served as a guide for University decisions regarding institutional support and resources. Financial stability: Many research centers and institutes in social work and other fields are supported primarily through short-term grants and contracts. The endowed support that CHAS developed and enjoyed since its earliest days provides a base of support that enables it to focus on its mission as the health policy and services landscape changes and develops. Engagement of distinguished faculty committed to interdisciplinary inquiry: From the early engagement of Odin Anderson to current engagement of Harold Pollack and Colleen Grogan, University of Chicago faculty engaged in leading and supporting the work of CHAS have been distinguished leaders in the field who are actively advancing the health policy and services field with their research and teaching.
For over 80 years, the Center For Health Administration Studies (CHAS) has pursued the mission of conducting and promoting research and knowledge development to reduce health inequities and improve access. The move to the School of Social Service Administration over 25 years ago was consistent with this mission. The focus and programming of the Center has expanded to reflect the resources available from SSA and the changing landscape of health care. Passage of the Affordable Care Act, growing recognition of the impact of social determinants of health, interest in behavioral health, and integrated health and social services all have influenced the work of CHAS at the School of Social Service Administration. The success and distinction of the Center for Health Administration located in the School of Social Service Administration offers lessons to social work regarding the sustainability of a research center in a graduate school of social work.
Footnotes
Declaration of Conflicting Interests
The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The authors received no financial support for the research, authorship, and/or publication of this article.
