Abstract
Carbapenem-resistant Enterobacterales (CRE) pose a critical threat in intensive care units (ICUs) due to rapid transmission potential and limited treatment options. The study aimed to determine the incidence of intestinal CRE colonization among ICU patients, characterize the isolates phenotypically and genotypically and identify associated risk factors. This cross-sectional study was conducted in a tertiary care hospital in North India and included 236 ICU patients. Clinical, demographic, lifestyle, and dietary data were collected through standardizedv questionnaires and medical records. CRE isolates were identified using standard microbiological techniques and characterized for resistance genes. CRE colonization was detected in 69.07% of patients. Escherichia coli (74.15%) and Klebsiella pneumoniae (21.61%) were the predominant species, with a significant rise in K. pneumoniae colonization during ICU stays (p = 0.049), suggesting nosocomial transmission. Asthma emerged as a novel independent risk factor (p = 0.023, 100% colonization). Other significant associations included non-vegetarian diet (p = 0.02), prolonged ICU stay (p = 0.010), and prior broad-spectrum antibiotic use (p = 0.028). Molecular analysis showed 84% of CRE isolates harbored the blaNDM-1 gene, while blaIMP was absent. CRE colonization was significantly associated with higher mortality (38.0% vs. 23.3%, p = 0.026). The study reveals a high prevalence of intestinal CRE colonization among ICU patients and highlights key modifiable risk factors and regional resistance patterns. Routine rectal screening, stringent infection control, and robust antimicrobial stewardship are urgently needed to limit CRE spread. A deeper understanding of colonization dynamics is essential to improving outcomes in critically ill patients.
Introduction
Carbapenem-resistant Enterobacterales (CRE) have rapidly become a significant public health concern on a global scale, particularly in intensive care units (ICUs) where critically ill patients are at an increased risk of colonization and subsequent infections. The World Health Organization has identified CRE as a top-priority pathogen, emphasizing the pressing necessity for infection control interventions because of their widespread antibiotic resistance and restricted treatment options. 1 The rapid dissemination of resistance genes via horizontal gene transfer due to high antibiotic consumption, poor adherence to antimicrobial stewardship, and suboptimal infection prevention strategies, all of which have been associated with the increasing burden of CRE in hospital settings. 2 The colonization of the gastrointestinal tract with CRE is a critical precursor to severe clinical infections, such as bloodstream infections, ventilator-associated pneumonia, and catheter-associated urinary tract infections. This contributes to high morbidity, mortality, prolonged hospitalization and increased healthcare costs. 3 Research suggests that the incidence of rectal CRE colonization varies significantly, with a range of 15–65% across various ICU settings in both high-burden regions like South Asia and parts of the Middle East, as well as in tertiary care hospitals in Europe and the United States. This variation is indicative of regional disparities in antimicrobial stewardship practices and infection prevention protocols. 4 The prevalence of CRE in India has been increasing at a rapid pace due to the rampant overuse of antibiotics, the lack of adequate screening policies, and the limited enforcement of infection control guidelines. 5 It is imperative to identify high-risk patients and employ early detection strategies in order to mitigate the transmission of CRE in healthcare environments. Prior antibiotic exposure (particularly carbapenems and third-generation cephalosporins), extended ICU stays, mechanical ventilation, central venous catheterization and immunosuppression are among the numerous well-established risk factors that contribute to CRE colonization. 6 In order to implement targeted infection control measures, such as patient cohorting, contact precautions, and decontamination strategies, it is imperative to conduct routine rectal screening for CRE in ICU patients, as recommended by international guidelines. 1 Nevertheless, in numerous Indian hospitals, systematic CRE screening is not a component of standard infection control protocols, resulting in the presence of unidentified reservoirs of multidrug-resistant bacteria in critical care units. Despite the increasing hazard of CRE in Indian ICUs, there is a lack of comprehensive epidemiological data on the dynamics of colonization the associated risk factors, and potential clinical outcomes. The objective of the present study was to ascertain the incidence of intestinal CRE colonization among ICU patients in a tertiary care hospital, characterize the isolates using phenotypic and genotypic approaches, and identify the primary risk factors associated with colonization. The outcomes will be essential in guiding policy recommendations for CRE containment in high-risk ICU settings, strengthening antimicrobial stewardship programs, and informing infection control strategies.
Material and Methods
Study setting and design
This hospital-based prospective observational study was carried out at the Postgraduate Department of Microbiology and Critical Care Units of a tertiary care hospital in northern India. This study spanned 1 year (January to December 2022).
Ethical considerations
Ethical permission has been obtained from King George's Medical University's Institutional Ethics Committee (Registration No. ECR/262/Inst/UP/2013/RR-19). Prior to enrolment, all participants or their legal guardians provided written informed consent, ensuring ethical compliance and patient confidentiality.
Study population and sample size
The study focused on adult ICU patients (≥18 years) hospitalized in the study period. Patients with conditions that limited rectal swab collection or who refused consent were excluded. Based on an estimated CRE colonization prevalence of 18% (±5%), the final sample size was 236 patients, with a 95% confidence level and 25% non-response rate. The computation was done with OpenEpi version 3.
Data collection
Clinical and demographic data were collected using standardized questionnaires and medical record inspections. The factors included age, gender, previous hospitalization history, ICU stay duration, usage of invasive equipment (e.g., mechanical ventilation, central line, and Foley catheter), antibiotic exposure (pre-admission and in-hospital), and primary admission diagnosis. In addition, personal habits such as smoking, tobacco use, and alcohol consumption were recorded. Dietary preferences (vegetarian or non-vegetarian) were also documented to assess their potential association with CRE colonization.
Microbiological methods
Sample collection
Rectal swabs were taken from ICU patients on the first, third, and fifth days of admission to monitor colonization dynamics. Patients were put in the left lateral decubitus position, with a sterile flocked swab inserted 3–5 cm into the rectum and gently rotated for 5–10 seconds to ensure sufficient sample. Swabs were promptly transported to the microbiology laboratory and processed within 2 hours.
Culture and identification
Swabs were added to MacConkey Agar and Sheep Blood Agar and incubated at 37°C for 24 hours. The isolates were identified using Matrix-Assisted Laser Desorption/ionization Time-of-Flight Mass Spectrometry.
Antimicrobial susceptibility testing
The Kirby–Bauer method for disc diffusion was used for antimicrobial susceptibility testing (AST), which was done in line with Clinical and Laboratory Standards Institute (CLSI) M100 (32nd edition, 2022). 7 Antibiotics tested included aminoglycosides such as amikacin, gentamicin, and tobramycin; β-lactam/β-lactamase inhibitor combinations such as piperacillin-tazobactam; cephalosporins such as cefepime, ceftriaxone, cefoxitin, and cefazolin; fluoroquinolones such as ciprofloxacin and levofloxacin; monobactam aztreonam; folate pathway inhibitor cotrimoxazole; tetracycline; and penicillins such as amoxicillin and ampicillin. In addition, we evaluated the efficacy of last-resort medicines colistin and tigecycline. The interpretations were based on CLSI M100 (2022) breakpoints. Quality control was maintained by using E. coli ATCC 25922 and K. pneumoniae ATCC BAA-1705 as reference strains. We stored all detected isolates at −80°C in 20% glycerol, ready for future research.
Carbapenemase detection
Initially, carbapenem discs (10 μg each of ertapenem, meropenem, and imipenem) were used for disc diffusion screening. Isolates with zone diameters less than 21 mm were considered resistant. To validate carbapenemase activity, we used the modified carbapenem inactivation method (mCIM). Meropenem discs were incubated in tryptic soy broth containing the test organism for 2 hours before being transferred to Mueller–Hinton agar plates pre-inoculated with Escherichia coli ATCC 25922. The presence of growth inhibition surrounding the disc suggested carbapenemase activity. To identify metallo-β-lactamases, we used the EDTA (ethylenediaminetetraacetic acid)-mCIM (eCIM). This approach is similar to the mCIM but incorporates 5 μL of 0.5 M EDTA into the broth to chelate metal ions required for Metallo-β-lactamase (MBL) activity. An increase of ≥5 mm in the zone diameter for eCIM compared with mCIM indicates MBL generation. Quality control was carried out using Klebsiella pneumoniae ATCC BAA-1705 (carbapenemase-positive) and ATCC BAA-1706 (carbapenemase-negative) as reference strains.
Molecular analysis for carbapenemase genes
We used the boiling technique for DNA extraction and polymerase chain reaction (PCR). 8 The presence of blaNDM-1 and blaIMP genes was detected using PCR with specified primers (Table 1). The 25 μL PCR reaction mix included 2 μL of extracted DNA, 10X PCR buffer, 1.5 mM MgCl2, 0.2 mM Deoxyribonucleotide Triphosphates, 0.5 μM primers, 1 U of Taq polymerase, and nuclease-free water. Thermal cycling conditions included an initial denaturation at 95°C for 5 minutes, followed by 35 cycles of denaturation at 95°C for 30 seconds, annealing at 52–58°C (depending on primer specificity) for 30 seconds, and extension at 72°C for 1 minute, with a final extension at 72°C for 7 minutes. Amplified PCR products were analyzed by 1.5% agarose gel electrophoresis in 1X TAE buffer at 100 V for 45 minutes, stained with ethidium bromide, and visualized by UV transillumination.
Primer Sequences Used for the Detection of Carbapenemase Genes
Statistical analysis
The statistical analysis was carried out using SPSS Version 29.0. Demographic and clinical data were summarized using descriptive statistics such as mean, median, and standard deviation. The chi-square test was used for categorical data, while the Student's t-test and ANOVA were employed for continuous variables after determining normality using the Shapiro–Wilk test. The Mann–Whitney U and Kruskal–Wallis tests were employed to analyze data that was not regularly distributed. A p value of <0.05 was judged statistically significant. Logistic regression analyses were used to determine independent risk variables for CRE colonization.
Results
Demographic profile of ICU patients
The study included 236 ICU patients colonized with Enterobacterales isolates, with a mean age of 41.35 ± 17.11 years (range: 18–85 years). There was a slight male predominance (54.2%) compared to females (45.8%). Among personal habits, smoking (33.9%), tobacco use (34.7%), and alcohol consumption (28%) were prevalent. Dietary analysis revealed that 48.7% of patients followed a non-vegetarian diet, which was significantly associated with CRE colonization (p = 0.02).
Risk factors for CRE colonization
Several factors were assessed for their association with CRE colonization. Recent hospital admissions within the last three months showed a high colonization rate of 81.5% by Day 5, but this association was not statistically significant (p = 0.638). Prior antibiotic use, particularly with broad-spectrum antibiotics, was significantly linked to increased colonization rates, with prevalence rising from 60.7% on Day 1 to 73.2% by Day 5 (p = 0.028). Patients requiring ventilator support and central line placement also exhibited higher colonization rates; however, statistical significance was not achieved. Additionally, patients with nasogastric tube insertion (82.4% colonization by Day 5, p = 0.351) and Foley's catheterization (74.5% colonization, p = 0.248) had a greater tendency for colonization (Table 2).
Risk Factors Associated with Rectal Colonization of Carbapenem-Resistant Enterobacterales in ICU Patients: A Comparative Analysis with Non-CRE Cases
CRE, carbapenem-resistant Enterobacterales; ICU, intensive care unit.
Statistically significant of p-values are represented in bold data.
ICU stay duration and CRE colonization
A statistically significant correlation was observed between ICU stay duration and CRE colonization (χ2 = 9.284; p = 0.010). Patients with ICU stays shorter than 7 days had a colonization rate of 57.3%, which increased to 75.9% in those hospitalized for 7–21 days and 77.4% for patients with ICU stays beyond 21 days.
Comorbidities and CRE colonization
Analysis of comorbidities revealed that asthma was significantly associated with CRE colonization (p = 0.023), with all asthmatic patients (100%) showing colonization. However, other comorbid conditions, such as type 2 diabetes mellitus, urinary diseases, and postoperative complications, did not show statistically significant differences between CRE and non-CRE groups (Table 3).
Association of Comorbidities with Rectal Colonization of Carbapenem-Resistant Enterobacterales in ICU Patients: A Risk Factor Analysis
CI, confidence interval; COPD, Chronic Obstructive Pulmonary Disease.
Statistically significant of p-values are represented in bold data.
Microbiological profile of enterobacterales isolates
Among the 236 rectal swab samples, Enterobacterales were identified in 93.7% of cases. The most frequently isolated species were Escherichia coli (74.15%), followed by Klebsiella pneumoniae (21.61%), Enterobacter cloacae (3.39%), and Citrobacter koseri (0.85%). The proportion of CRE isolates among Klebsiella pneumoniae cases significantly increased over time (p = 0.049), rising from 15.78% on Day 1 to 44.73% by Day 5 (Table 4).
Temporal Trends and Distribution of Carbapenem-Resistant Enterobacterales Isolates in ICU Patients: A Day-Wise Analysis
p-value is statistically significant.
Antimicrobial susceptibility and carbapenem resistance
AST demonstrated high resistance rates to carbapenems, with 68.2% resistance to ertapenem, 69.1% to meropenem, and 68.6% to imipenem. CRE isolates exhibited high resistance across multiple antibiotic classes, including cefepime (92.6%), aztreonam (85.6%), ciprofloxacin (82.8%), and cotrimoxazole (80.4%) (Table 5).
Antibiotic Resistance Patterns in CRE and Non-CRE Isolates from ICU Patients
p-value is statistically significant.
Phenotypic and genotypic detection of carbapenemases
Among the 236 ICU patients screened, 163 CRE isolates were recovered from rectal swabs of colonized individuals. Phenotypic testing revealed carbapenemase production in 82.2% of isolates using the mCIM and in 80.36% using the eCIM. Genotypic testing identified NDM-1 as the predominant carbapenemase gene, with 84% positivity. The highest NDM-1 positivity was found in Klebsiella pneumoniae (97.4%), followed by Escherichia coli (81.9%). The IMP gene was absent in all tested isolate.
Clinical outcomes of CRE and Non-CRE colonization
Patients colonized with CRE had significantly worse clinical outcomes. Mortality was significantly higher among CRE-colonized patients (38.0%) compared to non-CRE colonized patients (23.3%) (χ2 = 4.925; p = 0.026). The discharge rate was lower in the CRE group (54.6%) compared to the non-CRE group (64.4%), though this was not statistically significant (p = 0.160). The proportion of patients leaving against medical advice (LAMA) was comparable between CRE and non-CRE groups (7.4% vs. 12.3%, p = 0.467).
Discussion
CRE colonization in ICU patients is a serious public health concern because of the high morbidity and death rates and restricted treatment options. This study found a high frequency of CRE colonization (69.07%) among ICU patients, with Escherichia coli (74.15%) and Klebsiella pneumoniae (21.61%) being the most common species. Notably, K. pneumoniae colonization increased considerably over the screening period (p = 0.049), indicating that it persists in the hospital setting and can spread nosocomially. These findings are consistent with earlier reports of K. pneumoniae being the predominant CRE species in ICUs.9,10
Risk factors for CRE colonization
Several well-established risk variables were shown to be strongly linked with CRE colonization, including prior antibiotic exposure (p = 0.028), longer ICU stay (p = 0.010), and the presence of invasive equipment such as ventilators, central lines, and Foley catheters. These findings support previous research indicating the effect of antibiotic pressure and hospital-acquired exposures on enhanced CRE colonization.11,12 Prior carbapenem and cephalosporin usage has been significantly associated with an elevated risk of CRE colonization due to selection pressure favoring the persistence of resistant strains. 13 A statistically significant link was detected between extended ICU stay and CRE colonization (χ2 = 9.284; p = 0.010). Colonization rates increased from 57.3% in patients hospitalized for less than 7 days to 77.4% in those for a period exceeding 21 days. Studies reported similar patterns14,15 emphasize the cumulative threat caused by long-term ICU hospitalizations due to prolonged antibiotic exposure and nosocomial transmission.
Interestingly, asthma was identified as a unique and statistically significant risk factor for CRE colonization (p = 0.023), with 100% of asthmatic individuals colonized. While the finding has not been widely reported, it is consistent with earlier ideas that chronic lung problems may enhance vulnerability to multidrug-resistant infections as a result of recurring antibiotic usage and healthcare exposure. 16 Other concomitant disorders, such as diabetes and urinary tract infections, had no significant relationship with CRE colonization, consistent with previous findings.17,18
Carbapenemase production and antimicrobial resistance trends
A substantial proportion (82.2%) of CRE isolates produced carbapenemase using the m-CIM, whereas 80.36% were positive using the e-CIM. Genotypic testing revealed that NDM-1 was the main carbapenemase gene in 84% of isolates, with K. pneumoniae (97.4%) and E. coli (81.9%) serving as the major reservoirs. These findings are consistent with publications from India, which indicate NDM-1 as the primary carbapenemase mechanism, while KPC and OXA-48 prevail in Europe and North America.19,20 AST found worrisome rates of resistance among CRE isolates, including 92.6% to cefepime, 85.6% to aztreonam, and 82.8% to ciprofloxacin. Although aminoglycosides had modest activity, with amikacin (63.6%) and gentamicin (57.1%) remaining effective, their usage is limited due to nephrotoxicity concerns. Notably, colistin and tigecycline resistance remained low, but new reports of plasmid-mediated colistin resistance (Mobile Colistin Resistance genes) raise concerns. 21 Alternative treatment options, including new β-lactam/β-lactamase inhibitors such as ceftazidime–avibactam and meropenem–vaborbactam, should be investigated for CRE infections. 22
Infection vs. Colonization
Clinical Outcomes CRE-colonized patients had a considerably higher fatality rate (38.0%) than non-CRE-colonized patients (23.3%, p = 0.026), indicating that CRE colonization may predispose critically ill patients to invasive infections and poor outcomes. 23 However, our study did not assess the progression from colonization to clinical infection, which remains an important area for future investigation. Previous research suggests that up to 40% of CRE-colonized ICU patients acquire invasive infections, with increased risks in immunocompromised patients and those requiring extended mechanical ventilation. 24 The CRE group had a lower discharge rate (54.6%) than the non-CRE group (64.4%), although the difference was not statistically significant (p = 0.160). The comparable percentages of patients LAMA in both groups (7.4% vs. 12.3%, p = 0.467) indicate that socioeconomic and healthcare accessibility determinants are more important in LAMA decisions than CRE colonization status alone.
Infection control and public health implications
Given the high incidence of CRE colonization, regular rectal screening during ICU admission should be instituted for high-risk patients, as recommended by the Centers for Disease Control and Prevention and the World Health Organization. 25 Early diagnosis enables infection management strategies such as patient cohorting, improved hand cleanliness, and contact restrictions, therefore lowering nosocomial spread. 26 Furthermore, establishing antimicrobial stewardship programs is crucial for preventing the abuse of broad-spectrum antibiotics, which promotes resistance. Antibiotic de-escalation, therapeutic medication monitoring, and antimicrobial cycling have all been demonstrated to minimize CRE development while improving patient outcomes. Furthermore, infection prevention measures should be included in hospital-wide surveillance systems. The incorporation of CRE surveillance data in antibiograms can help optimize empirical therapy decisions, avoid incorrect carbapenem usage, and delay the establishment of pandrug-resistant strains.27,28
Conclusion
CRE have rapidly become a significant public health concern on a global scale, particularly in ICUs where critically ill patients are at an increased risk of colonization and subsequent infections. Our findings highlight the high prevalence of CRE colonization in ICU patients and its association with poor clinical outcomes. The substantial link between past antibiotic exposure, extended ICU stay, and invasive device usage emphasizes the importance of effective antimicrobial stewardship and infection control strategies. Given the scarcity of treatment alternatives, future research should investigate innovative therapeutic techniques and analyze the long-term effects of CRE colonization on patients’ health.
Footnotes
Acknowledgments
Special thanks to all the ICU patients and their families for their participation. The authors also acknowledge the technical support provided by the laboratory staff and the contributions of all those involved in data collection and analysis.
Authors’ Contributions
M.K.P.: Investigation, data curation, formal analysis. S.V.: Validation, writing—original draft, writing—review and editing, visualization, supervision. V.V.: Conceptualization, methodology, supervision, validation, review and editing. S.K.: Methodology, formal analysis, software, visualization. Mohit: Review and editing; Z.A.: Resources, supervision, review and editing. Each author has made significant contributions to the article and has given their final approval for submission.
Ethical Considerations
Ethical approval was obtained from the Institutional Ethics Committee of King George's Medical University, Lucknow (Registration No. ECR/262/Inst/UP/2013/RR-19). Written informed consent was obtained from all participants or their legal guardians before enrollment, ensuring compliance with ethical guidelines and patient confidentiality.
Data Availability Statement
The data supporting the findings of this study are available from the corresponding author upon reasonable request.
Author Disclosure Statement
The authors declare no competing interests.
Funding Information
This study was conducted without any external funding support. All research activities were carried out with institutional resources.
