Abstract
Holding perpetrators accountable for family violence is challenged when survivors are reluctant to testify. In light of recent Supreme Court precedents limiting the admissibility of statements to law enforcement in victimless prosecutions, the current study examined 130 cases of nonfatal strangulation (NFS) to determine whether case characteristics and themes across survivors’ on-scene statements can help prosecutors combat common legal defenses raised when victims are unavailable for trial. The history of prior violence and how only 6% of perpetrators stopped strangling victims on their own suggests that NFS complaints should be investigated as an attempted homicide until evidence suggests otherwise.
Keywords
Nonfatal strangulation/suffocation (NFS/S) is a serious crime that co-occurs with domestic violence (Glass et al., 2008; Joshi et al., 2012; Mcquown et al., 2016; Messing et al., 2018; Nemeth et al., 2012; Reckdenwald et al., 2019; Strack et al., 2001; Thomas et al., 2014; Wilbur et al., 2001), stalking (Bendlin & Sheridan, 2019; Thomas et al., 2014), and/or sexual assault (Messing et al., 2014). Accounting for nearly 8% of femicides in the United States (Jack et al., 2018), NFS/S is a gendered form of violence perpetrated primarily by men against women (Nemeth et al., 2012; Pritchard et al., 2018; Thomas et al., 2014). National estimates suggest that 1 in 11 women (~11.1 million women) and 0.7% of men (~814,000 men) have survived strangulation and/or suffocation by an intimate partner at some point in their life (Breiding et al., 2014). Nearly 38-44% of intimate partner violence (IPV) victims have survived NFS/S multiple times (Messing et al., 2018; Wilbur et al., 2001), which is particularly concerning considering even one incident of NFS/S places victims at a sevenfold increase in the odds of being murdered by the same perpetrator (Glass et al., 2008; Spencer & Stith, 2020). Victims who experience multiple NFS/S assaults are at a heightened risk of lethal and near-lethal consequences, including traumatic brain injuries, miscarriage, memory and executive functioning issues, and/or homicide (Glass et al., 2008; Messing et al., 2018; Monahan et al., 2019). Unfortunately, perpetrators often elude accountability due to this form of violence leaving few visible injuries among terrified survivors who may be hesitant to seek the help of the criminal justice system beyond initial encounters with police (Messing, 2014; Strack et al., 2001).
Emerging evidence suggests that perpetrators use NFS/S as a mechanism of coercive control to instill compliance and dependency over time through a pattern of malevolent conduct (Nemeth et al., 2012; Pritchard et al., 2017; Stansfield & Williams, 2018; Stark, 2007; Thomas et al., 2014; Vella et al., 2017). Much of what is known about survivors’ perception of NFS/S, however, has come from studies using retrospective designs of small samples of women from domestic violence (DV) shelters (Joshi et al., 2012; Thomas et al., 2014; Vella et al., 2017; Wilbur et al., 2001) or jail phone call recordings between suspects and victims (Bonomi et al., 2011; Nemeth et al., 2012). Less is known about how survivors describe their experience to the police within hours of being strangled and/or suffocated by an intimate partner.
This timeframe is important, given the considerable evidence outlining abusers’ attempts to avoid accountability through minimizing their actions, gaslighting, and influencing victims’ decisions to not cooperate with the justice system (Bonomi et al., 2011; Sleath & Smith, 2017; Stark, 2007, 2012; Thomas et al., 2014). Thus, analyzing NFS/S survivors’ statements to the police following the assault is integral to identifying patterns across perceptions before suspects can contaminate narratives of what happened and influence recantation. In addition, when victims refuse to testify, statements to the police are considered hearsay and are not admissible in court due to violating the defendants’ Sixth Amendment right to confront and vet witnesses (U.S. CONST. amend. VI). Yet, if prosecutors can establish that a defendant has purposefully prevented a victim from calling the police and/or testifying against them, they forfeit their right to cross-examination, and any and all prior statements become admissible in lieu of the victims’ live testimony (Giles v. California, 2008; Markman, 2010; Myhill & Hohl, 2019). Also known as the forfeiture by wrongdoing doctrine (FbW), this legal strategy is a viable option for holding dangerous perpetrators accountable (Garvey, 2018). In fact, the Supreme Court has argued that courts can consider the coercive controlling dynamics that are common in DV cases to infer the defendants’ intent to prevent victims from legal help-seeking (see Giles). Moreover, identifying themes across survivors’ on-scene statements provides insight into the types of information potentially at stake for inadmissibility when survivors are unavailable for trial.
The current study contributes to the discussion by examining survivor statements from 130 cases of intimate partner NFS/S that were documented using a unique strangulation supplement completed by the police within hours of the victimization. We examine how survivors described (a) the context in which NFS/S occurred, (b) the intent of the perpetrator, and (c) how victims survived. The findings are framed within the coercive control framework, which views NFS/S as one of several coercive behaviors in an escalating pattern of conduct perpetrators employ to maintain power, control, and compliance (Stark, 2007, 2012). We argue that if NFS/S were investigated as an ongoing pattern of coercive control versus an isolated incident, first responders could enhance evidence collection techniques that help fact finders better understand suspects’ culpability in the victims’ “decision” to not cooperate. Moreover, identified themes from the on-scene statements can inform avenues for establishing FbW as well as countering other defenses that attempt to minimize the seriousness of the assault (e.g., “I just moved her out of the way with my arm”) and/or diminish the credibility of the victim (e.g., “she likes rough sex/consented to being strangled”).
The Dangerousness of NFS
The words “strangle” and “choke” are used interchangeably and often incorrectly.Whereby the former is generally perceived to involve a lethal attack with a ligature (e.g., belt or cord), the latter involves the use of hands or body parts around the neck of another person (Joshi et al., 2012). Technically, choking is an accidental event that inhibits airflow internally when the trachea (i.e., windpipe) is blocked by a foreign object (Strack & Agnew, 2013; Strack & Gwinn, 2011). Conversely, strangulation occurs intentionally (Strack & Agnew, 2013, emphasis added) when external pressure on the neck and/or torso disrupts normal breathing patterns and/or circulation of blood in and out of the brain (Pritchard et al., 2017). 1 Despite popular misperceptions of strangulation involving a ligature (Strack & McClane, 1999), most perpetrators use their hands and/or their forearm (e.g., choke hold; Mcquown et al., 2016; Pritchard et al., 2018; Strack et al., 2001). Regardless, strangulation is among the most lethal forms of DV, where serious injury and/or death can occur within minutes.
What separates NFS/S from other forms of physical violence is the lack of visible injuries and the dangerousness of the delayed consequences from oxygen deprivation (Stapczynski, 2010; Strack et al., 2001). Because the brain needs a constant supply of oxygen to function, the continued obstruction of blood flow to and from the brain can result in a loss of consciousness within 10-15 seconds, along with irreparable brain damage and/or death within 5 min (Faugno et al., 2013; Kiani & Simes, 2000). The severity and risk of injury depend on the modality, amount, and duration of pressure applied (Armstrong & Strack, 2016). Even minimal force can cause traumatic brain injuries by weakening or rupturing vessels, which heighten survivors’ risk of experiencing seizures, strokes, cardiac arrest, petechia, and/or bleeding or swelling in the brain over time (Monahan et al., 2019; Stapczynski, 2010).
Despite these serious physical consequences, NFS/S may not result in visible injuries. In a seminal study of 300 DV complaints involving NFS/S, Strack and colleagues (2001) discovered that 85% of cases did not have either visible external injuries (50%) or they were too minor to photograph (35%). In addition, only 5% of victims corroborated the assault via medical records, and incident reports often contained vague descriptions of the method, signs, and symptoms of strangulation, if at all. When visible injuries are present, they are usually minor in nature and are often overlooked by untrained first responders (Reckdenwald et al., 2019; Strack et al., 2001). Absent immediate medical attention, internal damage to the neck or brain can take time to mature, with the potential for death to occur within hours to days after first responders clear the scene (Hawley et al., 2001; Stapczynski, 2010).
Challenges to Offender Accountability
In the absence of visible injuries, prosecutors rely on survivors’ testimony to describe what happened. However, estimates suggest that nearly half of IPV victims refuse to cooperate by recanting allegations, declining to press charges, and/or disengaging from investigators and prosecutors (Messing, 2014; Robinson & Cook, 2007; Sleath & Smith, 2017). While victims often have legitimate reasons for not participating in the justice system (Hare, 2010), dismissing charges due to lack of cooperation from survivors is misguided. The willingness of victims to cooperate in the investigation and prosecution of their abuser is a complex, fluid process that varies with each step in the progression of the case (Dawson & Dinovitzer, 2001). Survivors of NFS/S have described the inability to breathe as a painful and terrifying experience (Nemeth et al., 2012; Thomas et al., 2014), which may have influenced their willingness to initially cooperate with first responders following the attack. The willingness to cooperate may subside after victims begin to process what happened. The fear of retaliation coupled with the realities of emotional and financial dependencies begin to weigh heavily on their decision to risk future consequences by participating in the criminal justice process (Hare, 2010), which, in this case, could be death.
Traditionally, when victims have been reluctant or otherwise unavailable to testify (e.g., murdered), prosecutors have relied on admitting into evidence credible, out-of-court hearsay statements to illustrate the reality of what happened, such as victims’ statements to 911 operators, first responders, and/or in prior judicial proceedings (see Ohio v. Roberts, 1980; see also Messing, 2015). Beginning in 2004, however, the Supreme Court ruled that out-of-court statements to law enforcement officials were “testimonial” and therefore inadmissible due to violating defendants’ Sixth Amendment right to confront and vet witnesses unless (a) the victim testifies, (b) the testimony has been previously subjected to cross-examination, or (c) the statements were made to assist law enforcement in the resolution of an ongoing emergency/threat (Crawford v. Washington, 2004; Davis v. Washington, 2006; Giles v. California, 2008; U.S. CONST. amend. VI). Accordingly, even if statements to the police on-scene and/or during follow-up interviews were admissible under other well-established hearsay exceptions, the Court’s decision rendered them inadmissible unless defendants’ have an opportunity to vet the declarant under oath (see Davis; Markman, 2010).
Post Crawford and Davis, evidence from a study of 123 hearsay statements in 82 DV cases found that nearly half of hearsay statements uttered to the police on-scene (44%) and 90% of statements from follow-up interviews were ruled inadmissible when declarants were unavailable to testify (Simon, 2011). Considering that visible injuries and victim cooperation are available in only half of DV/NFS/S complaints (Messing, 2014; Sleath & Smith, 2017; Strack et al., 2001), proving a case beyond a reasonable doubt can be nearly impossible when jurors are presented with only 10-56% of credible statements.
The FbW is one exception to the confrontation clause that may help combat case attrition and common legal defenses in NFS/S complaints. The forfeiture exception is based on the idea that those accused of a crime cannot benefit from rendering their accusers unavailable to testify against them (Reynolds v. U.S., 1878). Thus, if prosecutors can prove that the unavailability of the victim is influenced, in part, by the actions of the defendant, the accused forfeits their right to confront the witness and otherwise inadmissible statements become admissible in lieu of live testimony (see Giles). Given the dearth of physical evidence in NFS/S cases, the victim’s disclosure of abuse is often the strongest evidence of the perpetrator’s crimes. Since the perpetrator’s behavior during the course of their relationship and after an arrest often influences victims to recant or refuse to participate in a prosecution (Bonomi et al., 2011), forfeiture by wrongdoing provides a viable way to bring the victim’s voice into the courtroom.
Obtaining as much information about power and control dynamics, co-occurring violence, and survivor perceptions of the assault within the initial complaint can be integral to demonstrating FbW in NFS/S cases. For these reasons, first responders and investigators should be trained to identify and articulate coercive controlling behaviors during the initial interaction to ensure suspects can still be held accountable when victims are hesitant/unable to cooperate.
Why Perpetrators Use Strangulation/Suffocation
Existing accounts of the lived experiences of survivors have provided a wealth of baseline insight into the dynamics, motives, and impact of NFS/S on victims’ health and autonomy (Joshi et al., 2012; Nemeth et al., 2012; Thomas et al., 2014; Vella et al., 2017; Wilbur et al., 2001), fueling an ongoing debate as to whether NFS/S is more a malicious tactic used to reinstate power and control over victims versus an unsuccessful murder attempt (Laughon et al., 2009; Thomas et al., 2014). To date, much of the evidence centers on NFS/S as a mechanism of coercive control, whereby aggressors instill compliance and dependency over time through a pattern of malicious physical and nonphysical conduct (e.g., gaslighting, threats of suicide, humiliation; Nemeth et al., 2012; Pritchard et al., 2017; Stansfield & Williams, 2018; Stark, 2007; Thomas et al., 2014; Vella et al., 2017). While definitions vary, Stark (2012) defined coercive control as “a strategic course of oppressive conduct that is typically characterized by frequent, but low-level physical abuse and sexual coercion in combination with tactics to intimidate, degrade, isolate, and control victims” (p. 18). Survivors have described NFS/S as one of the many physical, sexual, and psychologically abusive tactics used in perpetrators’ ongoing campaign of violent and controlling behaviors designed to condition victims into silence, submission, and loyalty (Joshi et al., 2012; Stark, 2007; Thomas et al., 2014; Vella et al., 2017; Wilbur et al., 2001).
Prior research suggests that attacks involving NFS/S tend to occur in later stages of relationships (Wilbur et al., 2001) and often during emotionally charged arguments within the context of drugs and/or alcohol (Reckdenwald et al., 2019). Precipitating arguments may revolve around underlying relationship stressors (e.g., anxiety about infidelity, jealousy, adhering to traditional gender roles), the victims’ desire to end the relationship, and/or failing to comply with perpetrators’ demands (Nemeth et al., 2012; Thomas et al., 2014). When attacks escalate to strangulation, victims describe their primal attempts to survive by fighting back or attempting to reason with the perpetrator (Thomas et al., 2014). While feeling powerless over their ability to live, most victims survived when bystanders intervened or the perpetrator stopped after victims lost consciousness (Thomas et al., 2014). Following the assault, perpetrators campaign for control by engaging in blame-shifting and accountability avoidance (Stark, 2007, 2012) often justified by perpetrators as “love” or concern for the victims’ safety, followed by intermittent acts of kindness to manipulate the victim into believing that the perpetrators’ behaviors will change (Bonomi et al., 2011).
This strategic gaslighting was observed in jail phone call recordings between suspects arrested for felony IPV and the women they victimized (Bonomi et al., 2011). Conversations began with perpetrators minimizing the abuse/blaming victims, juxtaposed with attempts to elicit sympathy by describing the harsh conditions of the jail and how they were having thoughts of suicide. Once the manipulation seemed to appeal to the victims’ vulnerabilities, perpetrators would then reminisce about happier times and making promises for the future. These nostalgic and idealistic discussions were quickly followed with direct requests for victims to recant, complete with detailed instructions and scripts for victims to use to justify the decision. Consequently, recantation was likely to follow conversations between the newly “united couple” about aligning stories to protect the suspect by framing prosecutors and advocates as common enemies (Bonomi et al., 2011, p. 1,058). Overall, survivors viewed NFS/S as a strategy perpetrators used to avoid detection while maintaining or regaining control over victims both during and beyond the assault (Thomas et al., 2014; Vella et al., 2017; emphasis added).
Conversely, however, survivors have also described experiences where the perpetrators’ intent to kill could not be ruled out as a motive. Survivors have reported experiencing death threats before, during, and after NFS/S (Strack et al., 2001; Thomas et al., 2014; Wilbur et al., 2001), with evidence suggesting that threats to kill during an initial arrest for DV produces a twofold increase in future arrests for NFS/S (Stansfield & Williams, 2018). In addition, 70-94% of NFS/S survivors believed they were going to die while being strangled (Thomas et al., 2014; Wilbur et al., 2001), with most surviving due to circumstances outside their control (e.g., bystanders; Thomas et al., 2014). The totality of the circumstances suggests that, at least in some cases of NFS/S, the intent to kill is the ultimate form of coercive control. The extent to which prosecutors charge cases of NFS/S as attempted murder, however, remains unknown. Considering that abusers attempt to redefine the victims’ narrative of events as early as the first phone call from jail (Bonomi et al., 2012), examining on-scene statements of NFS/S survivors could identify patterns in authentic perceptions that reveal the true intent of perpetrators’ use of this deadly force.
Current Study
Interviews and focus groups of survivors of NFS/S have provided valuable baseline insight into the underlying dynamics and intent of perpetrators’ use of NFS/S (Joshi et al., 2012; Nemeth et al., 2012; Thomas et al., 2014; Vella et al., 2017; Wilbur et al., 2001), mostly using small samples of women from DV shelters who were asked to reflect on their experiences (Thomas et al., 2014). What is less clear is how survivors described their assault to the police within hours of being attacked. Due to issues with corroborating injuries and legal barriers to the admissibility of using victims’ statements to the police in lieu of their live testimony (Markman, 2010), there exists a need to examine on-scene statements to not only determine what types of information are at stake of inadmissibility but also how victims describe what happened before suspects can contaminate narratives and influence recantation. To address these gaps, the current study examines NFS/S survivors’ responses to standardized questions asked by first responders regarding the context in which strangulation/suffocation occurred, perceptions of the suspect’s intent, and how victims survived.
Method
Data for the current study include a subsample of cases from a larger evaluation of NFS/S complaints indicted by grand juries in Travis County, Texas between 2010 and 2015 (see Zedaker et al., 2018). In 2009, Texas upgraded their family violence statute to recognize strangulation and/or suffocation as a third-degree felony for first-time offenders and a second-degree felony for those with a prior family violence conviction (Texas Penal Code [TCP] §22.01). Under the new law, NFS/S occurs when a suspect “commits an offense by intentionally, knowingly, or recklessly impeding the normal breathing or circulation of the blood of the person by applying pressure to the person’s throat or neck or by blocking the person’s nose or mouth” (TCP §22.01[a](1)(b)(2)). The enhancement made Texas an ideal setting to examine NFS/S complaints for a number of reasons. First, the enhancement symbolizes the seriousness of the offense by rendering NFS/S a felony instead of a Class A misdemeanor and articulates aggravated penalties for repeat offenders (Gwinn, 2013). Second, when viewed through the lens of coercive control, suspects may employ NFS/S as a punishment for noncompliance more so than a deliberate intent to kill and/or cause injuries (Thomas et al., 2014). Thus, the inclusion of the “reckless” mental state in the statute alleviates the State’s burden of having to prove defendants’ specific intent to cause bodily injury (Gwinn, 2013). Nevertheless, legislation alone does little to guide first responders in properly identifying and corroborating evidence of NFS/S on-scene (Laughon et al., 2009).
Understanding the challenges of prosecuting NFS/S cases, the Travis County District Attorney’s Office (TCDAO) crafted a supplemental strangulation form to assist officers in obtaining details about the injuries, signs, and symptoms of NFS/S that prosecutors need to (a) convince fact finders of how defendants disrupted the normal breathing patterns and/or blood circulation and (b) combat common defense strategies that attempt to minimize the seriousness of the assault. The Supplement includes specific questions regarding the physical details of the strangulation (including a checklist of signs and symptoms and diagrams), prior incidents, and victim interpretation of the incident. The current study focuses on the latter.
From 2010-2013, prosecutors from the TCDAO cross-trained with the Austin Police Department (APD), resulting in APD mandating the completion of the Supplement any time the officers encountered allegations of NFS/S (Jankowski, 2018). 2 In the Fall of 2015, the authors were invited by the TCDAO to conduct an outcome evaluation of NFS/S cases before and after the adoption of the Supplement. We requested a sample of 300 cases (150 pre-/150 post-Supplement), which were drawn systematically from a sampling frame of all NFS/S family violence complaints from January 2010 through December 2015. Each case in the sampling frame was (a) indicted by a grand jury, (b) had formal charges filed, and (c) was disposed at the time of data collection to ensure there were no pending cases (N = 2,303). 3 According to the TCDAO, a sampling interval of seven was determined by dividing the total population of cases by the desired sample size. After sorting the sampling frame chronologically from January 2010 through December 2015, TCDAO staff selected every seventh case until a sample of 300 was met. Due to time and logistical constraints, the authors were only able to code 254 of the 300 cases.
Data for the Current Study
The current study focused on a subset of cases involving intimate partner NFS/S that were documented using the Supplement (n = 130). We provide estimates of coercive controlling behaviors reported to police on the APD’s standard assault victim statement forms (AVS) as well as open-ended responses to questions from the Supplement, including “What led to the strangulation?”; “What did [the] suspect say during the strangulation/suffocation (s/s)?”; “What did [the] victim think would happen during the s/s?”; and “What made the offender stop [strangling the victim]?” All statements were articulated by officers during interviews with survivors.
Incident, victim, and defendant characteristics can be found in Table 1, which were coded from both forms and incident narratives, medical records, and reports from APD and/or TCADO officials (e.g., victim/witness coordinators). Overall, the majority of cases involved male defendants/female victims (97%) in their early 30s (Mvictim= 34.1, SD = 10.2; Mdefendant= 33.3, SD =11.1) who were largely Hispanic (33.1%) or interracial (30.0%). Nearly all defendants were current intimate partners (89.2%) who were cohabitating with the victim at the time of the assault (62.8%), with 1 in 5 having child(ren) in common (20.8%).
Descriptives (N = 130).
Note. Percentages and frequencies represent information in the “1” or “yes” category.
Coercive Control
Several items on the AVS and Supplement were examined to help provide context to victims’ perception of control in NFS/S cases, including estimates related to a history of violence, threats, jealousy, and prior convictions for family violence (Stark, 2012). Collectively, more than three-quarters of defendants had injured victims prior to the current incident (77.5%), with 85% of survivors stating that they were strangled/suffocated previously by the same perpetrator an average of 5 times (M = 5.1, SD = 9.2; Median = 2). Even more concerning was more than half of survivors reported experiencing prior threats to kill (52.4%), with 46% believing the defendant might actually kill them. In addition, most survivors described the defendant’s constant jealousy (82.7%) and control of their daily activities (65%). Moreover, 37% of defendants had a prior conviction for family violence.
Incident Characteristics
Manual strangulation was the predominant method employed (93.8%), with few defendants using suffocation (2.3%) or postural/positional asphyxiation (0.8%). No defendants in the current sample strangled victims with a ligature, and only one case involved strangulation during sexual intercourse (0.8%). Case files revealed that nearly 40% of survivors were strangled multiple times during the same incident, which resulted in 36% feeling the urge/lost control of their bodily functions and 16% losing consciousness—all of which evidences the disruption of blood circulation due to prolonged pressure on the neck (Stapczynski, 2010).
Disposition
Almost all defendants were initially indicted for felony versus misdemeanor strangulation (95.4% vs. 4.6%, respectively). Only 1 in 5 indictments were subsequently dismissed (23.1%), which was largely due to the 29% of survivors who recanted and/or filed an affidavit of nonprosecution. Among the 77% of indictments to secure a conviction, most were for felony strangulation (69%), while 1 in 3 defendants pleaded down to another misdemeanor family violence charge (29%).
Qualitative Analysis
Incident reports suggested that all survivor statements were captured within 2.5 days of experiencing NFS/S, with most supplements completed, on average, within 3 hr of the assault (M = 3.0, SD = 7.2; Median = 1 hr). Analysis of the open-ended items took place in a multistage process involving three independent coders (Berg & Lune, 2012; Singleton & Straits, 2017). First, coders independently reviewed responses to identify common themes for each question. After collaborating and finalizing a list of themes for each question, coders then independently conducted a response-by-response analysis, placing each item into a specific theme. Responses could be coded into multiple themes only if distinct ideas were present. Individual words or fragments could be classified into multiple themes. For example, a response reading “offender stated he wanted to kill the victim and he knew she had been cheating on him” could fit into two themes, one referencing death and the other referencing infidelity. Finally, a group discussion took place to review responses for each question.
Unfortunately, there is not a uniform method for determining interrater reliability when using more than two coders and when multiple themes may be present for responses. For the purpose of this project, interrater agreement was calculated by determining the level of agreement after the second round of individual coding, with the following options: (a) full agreement, all three coders chose the same theme or set of themes; (b) partial agreement, the coders all agreed on one theme, but disagreed on a second theme or if one was present; (c) two/three agreement, two of the three coders were in complete agreement; and (d) disagreement, each coder had a different theme(s) selected for the response (Brady et al., 2019; Fansher et al., 2019). Full agreement occurred for 71.45% of responses, and complete disagreement was present in 3.94% of responses prior to group coding. Cases where there was disagreement between codes were deliberated collectively until all agreed on how the statement should be coded.
Results
What Led to the Strangulation?
Analyses unveiled six themes, which can be seen in Table 2, along with definitions and frequencies for all four qualitative questions. As a reminder, frequencies indicate how many times a theme appeared, and responses can be coded into multiple themes. There are six specific themes for this item, including jealousy/infidelity, offender triggered, relationship ending, and substance-facilitated as well as the two more broad themes of general argument and miscellaneous.
Definitions and Themes for the Question: “What Led to the Assault?” (N = 119).
The offender feeling jealous or suspecting infidelity on the part of the victim was present in approximately one-third of responses (n = 35, 29.4%). Although there were instances where the victim accused the offender of infidelity, these cases were rare and are included in other categories, depending on the circumstances. Jealousy and infidelity could occasionally be substantiated in some cases, such as victims admitting to engaging in sexual activities with someone other than the suspect. More commonly, there were only suspicions of infidelity, especially when the victim was seen texting or talking to another man. However, interaction with a member of the opposite sex was not required to garner suspicion from the offender, as in this response: Argument because it was v[ictim]’s birthday so went shopping and s[uspect] got upset and thought she was out cheating on him.
Offenders in this sample were easily angered by victims. This theme includes instances where the victim engaged in some activity, however minor, that resulted in the offender engaging in strangulation. Small triggers were a common theme across varying situations (n = 23, 19.3%), including situations in which the victim confronted their partner about infidelity or were simply asserting themselves, as in this scenario: O[ffender] threatened v[ictim] to get in the car and got mad she didn’t want to go to the store with him.
Other catalysts involved victims making small mistakes in the eyes of the offender, such as buying the wrong brand of cigarettes, interacting when it was not convenient for the offender, or, it seems, just being around the offender. These situations can be seen in the following responses, respectively: V[ictim] wanted a BLT and [suspect] got upset and called her a “self-righteous bitch” and attacked her She [the victim] was moving around in the bed and he [the suspect] wanted to keep sleeping.
A similar number of responses noted strangulation because of the victim trying to leave the relationship completely or the relationship having ended already (n = 23, 19.3%). In some cases, the victim suspected the offender of infidelity and decided to end the relationship, but in the majority of responses in this category, it was unclear what made the victim decide to leave the relationship. There were also cases where the victim had already left, and the offender tracked down the victim to try to get her back as seen in this example: Victim fled from abusive husband. Husband found her at Motel 6, apologized and then blitz attacked her while she was in the shower.
Surprisingly less common were responses that alluded to substance-facilitated strangulations (n = 17, 14.3%), where the offender and/or the victim were intoxicated or under the influence of drugs and did not include those responses where it was not clear if this was the case. It is possible that substances were present in more situations than noted here but that the report did not specifically note this as a reason for the strangulation. An example of clear substance-facilitated strangulation can be seen in this response, V[ictim] was trying to leave because S[uspect] was drunk and he got angry and would not let her leave.
Commonly, strangulation was the result of a general argument (n = 34, 28.6%), a broad category used to catch all nonspecific disagreements that did not fit into another, more specific theme. Money and finances were common in this category, but this also included arguably minor issues, such as taking the children swimming, when to get on the bus, and the volume of the television. Finally, the miscellaneous category was used conservatively and when responses were those in which the victim noted that the strangulation was unprovoked or “random” or where the context was not clear enough to determine a more specific theme (n = 8, 6.7%). For example, “He [the offender] asked me to go get movies, when I [the victim] returned he flipped out.” It was unclear in this scenario if the strangulation occurred because the victim picked movies the offender was unhappy with, he suspected her of being out with someone else, he had been drinking, or something unrelated happened while the victim was gone. It was the duty of the coders to not add context or speculate on responses such as these.
What Did the Offender Say During Strangulation?
While this item had the fewest number of responses (N = 75), it is telling of what an offender thinks during strangulation and how they viewed the victim. Themes for this item included blaming the victim for their own strangulation, jealousy/infidelity, degradation, and threatening the victim with further violence. Degradation was the most common reaction of an offender in the current study (n = 27, 36.0%). This mainly encompassed calling the victim degrading names, such as a “bitch,” “slut, “whore,” and/or racial slurs but also included the offender laughing or making mocking noises during the strangulation (Table 3).
Themes for “What Did Offender Say During the Strangulation?” (N = 75).
Indicates overall percentage of subtheme out of 75 cases.
Threats of additional violence toward the victim or the offender themselves were also regularly used during strangulation (n = 19, 25.3%). This could be threatening with death or just additional physical violence. Actual threats to kill occurred in 1 in 5 cases (23%). The following examples illustrate this theme: I’ll kill you! I’ll kill myself! I’ll kill us all! Bitch, I’ll kill you. You don’t think I’ll kill you? Bitch, I’m gonna put your ass to sleep, bitch.
Despite the high prevalence of jealousy/infidelity and seeming victim-blaming in the previous question, offenders directly addressed these issues less during the actual strangulation (n = 9, 12.0% and n = 6, 8.0%, respectively). Victim-blaming involved any response in which the offender either explicitly or implicitly stated that the victim was at fault for the strangulation. For example, some form of “Why did you make me to do this to you?” appeared multiple times. Jealousy and infidelity-based comments ranged from what appeared to be general suspicions to specific accusations, with one offender even taking credit for the infidelity, You cheated on me, you slut. I paid a guy to sleep with you.
Due to the variety and lack of context in responses for this category, miscellaneous categorizations are higher than in the previous question (n = 7, 9.3%). Miscellaneous responses included those where the offender seemed to threaten the victim to stay in the relationship (“You’re not going to leave me”) or suggesting the victim leave (“You should go back to Houston”), among others. Unsurprisingly, there were cases where victims could not remember what the offender said during the assault (n = 10, 13.3%). It is interesting to note that for these cases, victims reported feeling fearful of being on the brink of losing consciousness, which could have impacted memory retention due to the lack of oxygen to the brain (Monahan et al., 2019).
What Did the Victim Think Would Happen?
To explore the potential psychological trauma of being strangled, victims were asked what they thought would happen during the assault. Nearly half of victims thought they were going to die (n = 49, 44.1%). This included explicitly stating they feared death, that they feared “for my life,” or that they were going to suffocate or asphyxiate. Other victims reported thinking, “this is it, I’m gone” and fears about not seeing their children or grandchildren ever again (Table 4).
Themes for the Question: “What Did Victim Think Would Happen [During Strangulation]?” (N = 111).
Victims also feared going unconscious (n = 19, 17.1%) or experiencing further injury at the hands of the offender (n = 12, 10.8%) as seen in the following responses: [Victim] thought he [the offender] was going to “put her to sleep” as he has before when he previously strangled her She thought if she didn’t get away then he would beat her.
Victims expressed fear for themselves but also others (n = 8, 7.2%). These varied, but over half of these responses mentioned children in some way: She thought she was going to die, but she heard her child crying which made her fight [This response was recorded in the theme of death and miscellaneous] I needed to survive and be strong to protect my daughter and not panic.
Other victims specifically noted that the offender was not trying to kill them, such as this victim, “[Victim] knew he [suspect] would not kill her but thought he would strangle her more,” with some victims reporting that they knew the offender would let them go eventually (n = 5, 4.5%). While the latter responses were less common, it suggests a group of victims who may not fully understand the danger of an offender who engages in this behavior.
Finally, there were victims who were unsure of what was going on during the strangulation (n = 6, 5.4%), mainly due to being in fear and/or pain. The remainder of the responses fell into a miscellaneous category (n = 4, 3.6%). Other miscellaneous responses seemed to support the offender, such as a victim reporting that the offender “would feel better getting out aggression.” Overall, however, this question provides evidence of the extreme fear that NFS/S can cause for a victim.
What Made the Offender Stop?
Finally, we explore what made the offender disengage from the strangulation assault, with codes revealing how third parties intervened or the victim managed to get away or made the offender stop. Victim self-defense was the most common theme for this item (n = 28, 23.0%), including biting, scratching, kicking, punching, and kneeing. Specific responses noted cutting the offender with a box cutter, striking the offender with a hairspray container, and a victim who “grabbed and squeezed d[efendant]’s genitals.” In general, it appeared that these victims fought in whatever way they thought would work to get loose from their offender or make him stop. Victim injuries, including breathing difficulties, losing consciousness, or bleeding, were also a reason that victims suspected that the offender stopped the strangulation (n = 8; 6.6%; Table 5).
Definitions and Themes for the Question: “What Made Offender Stop [the Strangulation]?” (N = 122).
Indicates overall percentage of subtheme out of 122 cases.
Bystander intervention (either active or accidental) was the second most common theme (n = 47, 30.32%). Active bystanders pulled the offender off the victim or began loudly protesting and screaming for the offender to back away from the victim. Accidental bystanders simply showed up at the right time and either caught the offender off guard so the victim could get away or prompted the offender to stop his behavior to keep the behavior private. Unfortunately, we cannot make individual offender assumptions from the data. Bystanders in the sample reports took the form of roommates, family members, friends, children, apartment managers, police, and even “unknown civilians.”
Verbal protests were less common (n = 15, 12.3%). Victims had two distinct forms of verbal protests in these cases. The first was to scream, yell, and cry, trying to demand the offender let them go. The second, and less typical, was for victims to try to reason with the offender or appeal to their emotional side, such as this victim: “V[ictim] saying she was sorry and she loved him.”
Miscellaneous responses included those that did not fit into the previous categories (n = 14, 11.5%), while 15.6% of cases noted the victim was unsure of what made the offender stop (n = 19). Victims also reported giving up on trying to get away or agreeing to talk to the offender. Other responses noted offenders being scared of getting caught, the victim appearing to defend the offender (“He [the offender] just lost control”), or something unintended resulting from the strangulation, such as this case: The s[uspect] slammed the v[ictim] against the wall while she was holding a baby. [Suspect] stopped when baby’s head hit the wall.
Discussion
Despite legislative reforms to improve system responses to DV (Buzawa et al., 2017; Laughon et al., 2009; Pritchard et al., 2017), accountability for NFS/S is often challenged due to limited visible injuries and victims who are reluctant to participate in the justice system (Strack et al., 2001). Because NFS/S is often preceded by a history of violent and controlling behaviors (Messing et al., 2018; Nemeth et al., 2012; Thomas et al., 2014; Wilbur et al., 2001), investigators and prosecutors face an uphill battle with survivors who have been conditioned to understand the consequences of noncompliance. Emerging evidence supporting NFS/S as a mechanism of coercive control, however, has the potential to aid prosecutors in holding perpetrators accountable when survivors are reluctant to testify. Due to recent legal precedent limiting the admissibility of out-of-court statements (Markman, 2010), the current study examined survivors’ on-scene statements to the police to identify perceptual consistencies that could be used to combat legal defenses in NFS/S cases. The findings suggest that if properly investigated, the evidence prosecutors need to establish FbW is ample in NFS/S cases. We identified several findings underscoring the need for investigators and prosecutors to view NFS/S as an escalating pattern of co-occurring abuse versus an isolated incident involving a noninjurious assault.
First, what makes NFS/S complaints unique is not necessarily the context in which the violence occurred as much as the reactionary rage driving perpetrators’ perceived entitlement for compliance. Consistent with previous interviews of NFS/S survivors (Nemeth et al., 2012; Thomas et al., 2014), perpetrators escalated to NFS/S, typically under the influence of drugs and/or alcohol and/or during arguments rooted in acute and ongoing relationship insecurities including infidelity, jealousy, and separation. Moreover, using NFS/S to silence victims into compliance is a textbook example of coercive control (Stark, 2007; Thomas et al., 2014).
The context of the violence, however, does help eliminate defenses attempting to minimize the seriousness of NFS/S, including portraying victims as sexually adventurous and consenting to strangulation. Indeed, <1% of complaints mention the assault occurring during sex. Other defenses arguing that the injuries were self-inflicted or accidental can be refuted by the 37% of defendants with previous convictions for family violence, the 44% of survivors who thought they were going to die, and the overwhelming number of survivors reporting previous strangulations (85%) and/or prior injuries by the defendant (78%). In addition, 40% of survivors described being strangled multiple times during the same incident. All of which demonstrates defendants’ relentless attempts to subjugate, control, and, in some cases, kill.
Second, patterns across survivor statements suggest that all strangulation/“choking” complaints should be investigated as an attempted homicide until the evidence suggests otherwise. Prosecutors have traditionally avoided pursuing NFS/S cases as attempted homicide due to the difficult burden of establishing a clear intent to kill (Laughon et al., 2009). Albeit logical, courts have ruled that just because the commission of homicide was unsuccessful does not amount to an attempt (see People v. Stites, 75 Cal. 570, 575). Indeed, prosecutors have to prove that the defendant had the specific intent to kill the victim and would have successfully caused their death had the assault not been interrupted by circumstances independent of their own will (People v. Miller, 1935). Acknowledging that statutes for attempted homicide and homicide vary state-to-state, prosecutors should explore charges for attempted homicide when evidence of a risk of death is sufficient (Turkel, 2007). Since NFS/S is a lethal risk factor for homicide (Glass et al., 2008; Spencer & Stith, 2020), case law articulates how applying external pressure to the neck until victims’ consciousness fades establishes the necessary element of the defendant’s reckless disregard for the risk of death (see People v. Miller, 2002).
Findings from the current study provide additional support for NFS/S as an intent to kill that, in most cases, was thwarted by circumstances independent of the defendant’s own will. Consistent with the extant scholarship (Nemeth et al., 2012; Stansfield & Williams, 2018; Thomas et al., 2014), the findings collectively demonstrate how defendants (a) used S/S during arguments to reestablish control over the victim’s noncompliance; (b) uttered death threats both before and during the attack; (c) convinced nearly half of the victims to believe they were going to die while being strangled; and (d) rarely stopped assaulting victims on their own free will. In the current study, only seven survivors (5.7%) described their survival as a personal decision of the suspect, with most attacks ending as the result of survivors fighting back (23%), bystanders intervening (22.1%), and/or verbal protests to stop (12.3%). While there is also evidence of NFS/S as a mechanism of coercive control, the risk of morbidity and mortality underscores the need to first investigate NFS/S complaints involving intimate partners as homicides waiting to happen. Despite the totality of the circumstances revealing an unsuccessful intent to kill, 0% of cases in the current study were prosecuted as, nor secured a conviction for, attempted murder.
Finally, our findings corroborate 20 years of research evidencing how NFS/S cases are ripe for establishing FbW if complaints are viewed by decision makers as escalating patterns of coercive control. This process begins during the initial response when first responders employ the strangulation supplement in addition to validated risk assessments that articulate coercive control (e.g., limiting access to finances, isolation from friends/family, and fear; see Myhill & Hohl, 2019). To prove FbW, prosecutors need to establish by a preponderance of the evidence that the victim is unavailable as a result of the defendant’s wrongdoing, which was motivated, in part, to prevent them from testifying (Garvey, 2018; Markman, 2010). Unavailability can be established in a number of ways but typically requires a show of proof that the victim refuses to testify or cannot be located, despite diligent efforts by the State to do so (see Giles; Garvey, 2018). To demonstrate requisite motives for wrongdoing, NFS/S should first be viewed as an escalation in coercive control that accompanies a host of co-occurring strategies (e.g., stalking, sexual assault, child maltreatment) to dissuade survivors from seeking outside help. When viewed through the context of help-seeking, emotionally manipulating survivors to recant, which has been observed via jail phone call recordings (Bonomi et al., 2011) but also through former and subsequent violations of civil/criminal protection orders (Garvey, 2018), evidences consciousness of guilt and demonstrates the defendant’s attempt to avoid accountability.
Furthermore, evidence of the defendant’s intent to prevent victims from cooperating can be established through blatant illegal behaviors, such as threats and violence. Prosecutors could also use evidence of the abusers’ control via the victims’ history of dropped protection orders, failures to appear at previous hearings, involving third parties to influence victims, changes in their willingness to testify, and/or documented statements of fear of the perpetrator. To prevent the defendant’s attempt to control the narrative (Bonomi et al., 2011; Thomas et al., 2014), prosecutors should encourage judges to issue criminal no-contact orders after defendants are arrested. Thus, any subsequent violations of the court order can be used to evidence perpetrators’ attempts to manipulate survivors’ decisions to cooperate with the justice system. In addition, allocating resources for mandated follow-up investigations for all NFS/S complaints is a worthwhile investment to obtain the information prosecutors need to establish FbW in cases where victims are either murdered and/or rendered unavailable to testify. Even if survivors are willing to testify, prosecutors may want to start an FbW file as a contingency plan and document relevant evidence as the case progresses.
The abovementioned contributions are not without limitations, and findings should be interpreted with caution for the following reasons. The first consideration is the limited generalizability of the findings due to the cross-sectional nature of the sample. Because this is the first study to examine NFS/S complaints documented with a supplemental strangulation form, this study is exploratory and replication is needed before policy changes can be justified as “evidence based.” Moreover, these findings may not be representative of all NFS/S assaults, especially those that did not come to the attention of the justice system. To better understand victim decision-making processes, future studies would benefit from mixed-methodological studies comparing survivors who did and did not involve the justice system. The second limitation relates to the inability to verify the accuracy of the information articulated in casefiles. As much as the research team attempted to triangulate information from various sources listed in the case file (e.g., police reports, medical records), we were unable to confirm whether the information represented the actual experiences of survivors and defendants. In addition, NFS/S has been associated with traumatic brain injuries (Monahan et al., 2019), which could impact survivors’ memory of events during reporting. Finally, cases in the current sample were selected by the district attorney’s office, which limited our ability to verify the validity of the systematic sampling. Future studies would benefit from examining case attrition in NFS/S complaints using a longitudinal design with control sites comprised of agencies who have not received training on strangulation and/or use the Supplement.
Conclusion
Current approaches to DV prosecution are long overdue for a paradigm shift where “lack of victim cooperation” is no longer enough to justify case attrition. To enhance evidence collection strategies that can articulate perpetrators’ influence on victim decision-making, prosecutors would benefit from cross-training with multidisciplinary teams that include members from law enforcement and medical communities (Pritchard et al., 2018; Reckdenwald et al., 2019). The limited visible injuries in NFS/S cases can influence both survivors and first responders’ minimization of a crime that foreshadows a sevenfold increase in a homicide waiting to happen (Glass et al., 2008; Spencer & Stith, 2020). Given the nature of the data, it is impossible to know the true intentions of these defendants. While the findings support NFS/S as a mechanism of coercive control, we cannot rule out an intent to kill as survivor statements unveiled a dire need to investigate NFS/S as attempted homicide until the evidence suggests otherwise. Reframing NFS/S as an escalating attempt to prevent victims from help-seeking can shift how first responders investigate complaints, from the quality of questions asked to accomplishing goals of corroborating evidence from the initial interaction that can be used to establish FbW. First responders should receive training on identifying coercive controlling behaviors that demonstrate suspects’ ongoing wrongdoing— before, during, or after the arrest—that inhibits victims’ ability to seek help, including the aid of the police and/or judicial process. Moreover, accountability for dangerous perpetrators is possible when victims’ voices are protected and validated.
Footnotes
Acknowledgements
We would like to thank the editor and reviewers for their helpful recommendations, as well as the Austin Police Department and Travis County District Attorney’s Office for providing access to their data. We are also grateful to Kelsey McKay (respondagainstviolence.org), Jane Anderson (aequitasresource.org), and Gael Strack and Casey Gwinn (
) for their invaluable knowledge, insight, and feedback.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
