Abstract
The World Health Organization’s Health Promoting Schools (HPS) framework is a whole-school approach to promoting health that recognizes the intrinsic relationship between health and education. Our recent Cochrane systematic review found HPS interventions produced improvements in a number of student health outcomes. Here we reflect on what this review was not able to tell us: in other words, what evidence is missing with regard to the HPS approach. Few HPS interventions engage with schools’ “core business” by examining impacts on educational outcomes. Current evidence is dominated by obesity interventions, with most studies conducted with children rather than adolescents. Evidence is lacking for outcomes such as mental or sexual health, substance use, and violence. Activities to engage families and communities are currently weak and unlikely to prompt behavioral change. The HPS approach is largely absent in low-income settings, despite its potential in meeting children’s basic health needs. Intervention theories are insufficiently complex, often ignoring upstream determinants of health. Few studies provide evidence on intervention sustainability or cost-effectiveness, nor in-depth contextual or process data. We set out an agenda for future school health promotion research, considering implications for key stakeholders, namely, national governments, research funders, academics, and schools.
Children and young people matter for public health (Davies, 2013; S. M. Sawyer et al., 2012). Experiences during the early years influence life-course trajectories (Commission on Social Determinants of Health, 2008), with 70% of adult premature deaths largely being caused by behaviors developed in childhood (World Health Organization [WHO], 2009). Ensuring children have the best start in life has enormous implications for health, society, and the economy (Marmot et al., 2010).
Schools provide an obvious setting for health promotion for two reasons. First, children spend a large proportion of their childhood within schools. Second, health and education are intrinsically linked. Improvements in health bring educational benefits (Durlak, Weissberg, Dymnicki, Taylor, & Schellinger, 2011; Farahmand, Grant, Polo, & Duffy, 2011; Murray, Low, Hollis, Cross, & Davis, 2007); and the greater your education, the better your health later in life (Feinstein, Sabates, Anderson, Sorhaindo, & Hammond, 2006; Higgins, Lavin, & Metcalfe, 2008).
The World Health Organization’s Health Promoting Schools framework (HPS) advocates a whole-school approach to promoting health (WHO, 1997). While definitions vary (International Union for Health Promotion and Education, 2010; Jamison et al., 1998; Langford et al., 2014; Lister-Sharp, Chapman, Stewart-Brown, & Sowden, 1999; Lynagh, Schofield, & Sanson-Fisher, 1997; Nutbeam, 1992; St Leger, 1998), the HPS framework comprises three broad elements. First, health education is addressed within the school curriculum. Second, health and well-being are promoted through changes to the schools’ social and/or physical environment. Third, schools engage with families and communities to reinforce health messages outside the school environment.
We recently reviewed evidence for the effectiveness of this approach in improving student health and academic outcomes (Langford et al., 2014; Langford, Bonell, Jones, Pouliou, et al., 2015). Focusing on studies with rigorous evaluation designs, we found the HPS approach to be effective at improving a number of student health outcomes.
However, there are many gaps in our understanding of this approach due to limitations in the available literature. Here we identify and critique what is currently missing from the evidence base. We conclude with a research agenda for Health Promoting Schools and suggestions for how this might be realized.
Method
WHO Health Promoting Schools Cochrane Systematic Review
The review focused on cluster randomized trials comprising students aged 4 to 18 years. To be eligible for inclusion interventions had to demonstrate active engagement in all three HPS domains, namely, curriculum, environment, and families/communities. We searched medical, social science, and educational databases, trials registries, and websites to identify trials in 2011 and 2013. No date or language restrictions were applied. For each study, two reviewers independently extracted data pertaining to study design and location, participant characteristics, intervention details, and health and educational outcomes. Where possible we conducted random-effects meta-analyses. See the Cochrane review for full details on the methods and limitations of the review (Langford et al., 2014).
Results
Our searches yielded 48,551 records, from which we identified 67 eligible studies. Details of these interventions are presented in Table 1.
Characteristics of the Trials Included in the Review, by Intervention Focus.
Note. BMI = body mass index; zBMI = body mass index adjusted for sex and age.
Multiple Risk Behavior interventions focused on multiple health outcomes with one intervention.
Impact on Health Outcomes
Full details of the impact of HPS interventions on health outcomes are reported elsewhere (Langford et al., 2014). We provide a brief summary to provide context for this article.
On average, HPS interventions increased students’ levels of physical activity, fitness, and fruit/vegetable intake. There was some evidence that physical activity interventions reduced students’ body mass index. Students receiving HPS interventions were less likely to smoke or report being bullied. We found no evidence of effectiveness for fat intake, alcohol and drug use, mental health, violence, and bullying others, though few studies reported on these outcomes. There was insufficient evidence to determine the effectiveness of this approach for sexual health, hand-washing, cycle helmet-use, eating disorders, sun protection, oral health, and academic outcomes.
Gaps in the Evidence
While the Cochrane review focused on examining intervention effectiveness, here we identify and critique what is currently missing from the evidence base.
Impact on Education
Of the 67 included studies, most (n = 56) did not present any educational or school-related outcomes. Two studies reported math and reading test scores; one found a positive effect (Snyder et al., 2010), but the other did not (Bavarian et al., 2013). Of the four studies recording student absences, all reported significant reductions (Bavarian et al., 2013; Bowen et al., 2007; Snyder et al., 2010; Talaat et al., 2011). Seven studies presented nonacademic outcomes such as school attachment or perception of school climate, with mixed results.
An underpinning principle of the HPS framework is that in order to learn effectively children must first be healthy (WHO, 1997). Yet our review has highlighted that within otherwise robust evaluations of the HPS framework, educational impacts are rarely reported.
Although it was originally envisaged that responsibility for creating Health Promoting Schools must lie with educationalists (Young & Williams, 1989), this has not been realized. Rather, research has been driven by those working in the health sector (Mohammadi, Rowling, & Nutbeam, 2010; St Leger & Nutbeam, 2000). Consequently, within interventions identified by this review, there is rarely discussion concerning the primary aim of schools (to educate) and how health initiatives might contribute to this objective.
This represents a missed opportunity. The WHO has highlighted the lack of attention paid to the impact of child health on educational outcomes in high-income countries (Suhrcke & de Paz Nieves, 2011). Substance use, obesity/overweight, mental health, and sleep disorders were found to negatively affect educational attainment, while physical activity may enhance student performance (Suhrcke & de Paz Nieves, 2011). These observational data are limited by methodological issues such as reverse causality and residual confounding. However, other reviews including randomized controlled trial trial data provide good evidence that child health affects educational outcomes (Basch, 2011; Durlak et al., 2011; Farahmand et al., 2011; Hoagwood et al., 2007; Murray et al., 2007).
This lack of engagement with the fundamental “core business” of schools limits the potential of the HPS framework. A whole-school approach requires substantial commitment from schools to be effective. This is more likely to be achieved if schools can see the direct benefits to students via increased performance, higher attendance, improved concentration, and better behavior.
Data on attendance, attainment, and disciplinary sanctions are routinely collected by schools, local authorities, and government departments. However, negotiating access to these can be challenging. Collaborating with schools early on in the research process and providing appropriate administrative support should aid this process. In addition, the development of anonymized data linkage programs (Lyons et al., 2009) offer powerful tools for assessing broader educational, social, and economic impacts of school-based interventions.
The HPS Evidence Composition
Half of the included studies focused on obesity, cardiovascular disease, or diabetes (Table 1), by seeking to increase physical activity (n = 4), improve nutrition (n = 12), or a combination of both (n = 18).
This focus on physical activity and nutrition interventions reflects growing global concern over childhood obesity (WHO, 2000, 2016). However, some health topics seem more intuitively amenable to the HPS approach. Given that children spend roughly half their waking hours and eat (at least) one meal a day at school, this setting is an obvious choice for intervention. Activities fitting the “environment” criterion in these interventions were often the most concrete: improving the quality of school lunches, restricting sale of unhealthy foods, incorporating physical activity into the school day. It is less immediately obvious how to change the school environment to improve sexual health outcomes or reduce substance use since these behaviors largely occur outside of school (Basen-Engquist et al., 2001; Beets et al., 2009; Li et al., 2011). The few HPS studies focusing on these areas show it is possible to create such changes, usually by promoting engagement and fostering a different ethos and culture within schools. However, theories articulating how schools can impact on these areas are more complex, less direct, and thus more challenging to operationalize (Bonell, Fletcher, & McCambridge, 2007; Fletcher, Bonell, Sorhaindo, & Strange, 2009).
Few HPS interventions focused on substance use, violence, mental health, or sexual health, hampering our ability to draw any clear conclusions. More rigorous trials are needed in these areas. Observational evidence suggests these outcomes do vary between schools and appear to be influenced by the degree to which schools engage students educationally and pastorally (Bonell, Parry, et al., 2013).
Evidence of Age Bias
Our review identified a split between the focus of interventions at different ages. Physical activity/nutrition interventions were more likely to target younger (≤12 years) than older (<12 years) children (24 vs. 6 studies); four studies targeted both. In contrast, substance use, sexual health, mental health, and violence interventions were largely conducted with students aged 12+ years (16 vs. 4 studies).
Focusing on these latter topics in high schools might seem appropriate; adolescence is often when these behaviors begin and mental health problems emerge. However, risk factors for these behaviors often arise earlier in childhood and intervening sooner might help prevent their emergence in adolescence and adulthood (Greenberg, Domitrovich, & Bumbarger, 2001; Jackson, Geddes, Haw, & Frank, 2012; Weare & Nind, 2011). Indeed, the two trials of the Positive Action intervention included in the review (Beets et al., 2009; Li et al., 2011) were implemented in elementary schools and showed promising evidence for a number of health- and school-related outcomes.
There is less obvious justification for the imbalance of physical activity/nutrition interventions between younger and older children. Physical activity declines during adolescence, particularly in young women (Allison, Adlaf, Dwyer, Lysy, & Irving, 2007; Nader, Bradley, Houts, McRitchie, & O’Brien, 2008). Equally, young people gain greater freedom over their food choices and how they spend their time in adolescence (Fitzgerald, Heary, Nixon, & Kelly, 2010). Obesity rates in the United Kingdom among 11 to 15 year olds are almost double that in children aged 2 to 10 years (19% vs. 11%; Natcen & UCL, 2012), while in the United States more than a third (35%) of 12 to 19 year olds are overweight or obese (Ogden, Carroll, Kit, & Flegal, 2012). We found positive intervention effects on body mass index, physical activity, fitness, and fruit/vegetable intake (Langford et al., 2014), but most data were from primary/elementary schools. Another Cochrane review on childhood obesity similarly reported three times as many interventions in 6 to 12 year olds as 13 to 18 year olds (Waters et al., 2011). We urgently need more research focusing on older children, given that some studies show promise in reducing body mass index (Haerens et al., 2006; Simon et al., 2006).
Our review also identified a lack of interventions (on any topic) in older adolescents. Most studies focusing on “older” students targeted 12 to 14 year olds, with few targeting later teenage years. The latter years of secondary/high school are when key exams are taken. During these years, participating in health research may be seen as a distraction from the important business of exam preparation. Yet this is also the period with the highest levels of teenage substance use, violence, and sexual activity (Kann et al., 2014), all of which could potentially affect students’ performance at school. Clearly there is a need for evidence-based interventions during these years.
Family and Community
To be included in the review, interventions had to demonstrate action in all three HPS domains. However, the family/community element of interventions appeared to be the weakest of the three. In almost half of the studies, activities to engage families were minimal and tokenistic, relying on newsletters, one-off meetings, or family homework assignments. In almost every study, family engagement was low (Langford, Bonell, Jones, & Campbell, 2015). Only about a quarter of interventions attempted to involve local communities through, for example, media campaigns, neighborhood health action teams, or lobbying councils to improve neighborhoods. Unfortunately, few studies provided details on what (if any) changes they brought about.
While children spend much of their time within the school environment, they spend more time out of it. The influence of families (and the wider community) on health-related knowledge, attitudes, and behaviors can be profound. However, the techniques used in many of these interventions to engage families were wholly inadequate and unlikely to prompt significant behavioral change.
Engaging families and communities with school initiatives is acknowledged to be highly challenging (Garcia-Dominic et al., 2010; Hornby & Lafaele, 2011). Researchers should consider the opportunity costs of such family involvement. Is it critical to intervention success? Would schools be better off focusing resources on “in-school” activities that are easier to implement? On the other hand, the relationship between schools and their communities can have a profound effect on student functioning. A convincing body of evidence documents the positive effects of family involvement in schools on student performance (Henderson & Mapp, 2002; Weiss, Bouffard, Bridglall, & Gordon, 2009; Wilder, 2014). Bryk and Schneider (2002), in particular, identified the importance of relational trust between parents and teachers as a foundation for meaningful school improvement, documenting how schools with low levels of parental involvement were much less likely to see improvements in key outcomes such as reading and math. Schools already engage parents in multiple ways to improve educational outcomes (Goodall & Vorhaus, 2011; Henderson & Mapp, 2002). For example, Epstein et al. (2009) set out a framework of six types of family/community involvement (parenting, communicating, volunteering, learning at home, decision making, collaborating with community). Capitalizing on and complementing these existing links could be used to strengthen health messages. One thing is clear: If it is done, it must be done well. While the benefits of changes to the school curriculum or environment will be felt universally across the student population, family engagement in school interventions is often highly socially patterned. Without careful and concerted effort to engage all families, this aspect of the HPS framework may increase health inequities as harder-to-reach groups miss out.
Low-Income Countries
While the HPS framework is a global initiative, our review identified a paucity of research conducted in low-income settings. Of the 67 included studies, all but eight were conducted in high-income countries. Of these, most were conducted in middle-income countries with just one in a low-income country (Tanzania).
Almost 90% of the world’s three billion children and young people live in low- and middle-income countries (United Nations, 2013); investing in research to improve their health should be an urgent priority. Arguably the links between health and education are more acute in such settings. The impact of malnutrition and infectious disease, for example, on children’s physical and cognitive development are well documented (Berkman, Lescano, Gilman, Lopez, & Black, 2002; Grantham-McGregor, 1995). The HPS framework potentially has much to offer in these contexts, yet rigorous evaluations of this approach have not been conducted representing a huge missed opportunity for these children.
Theory
Within our review, all but 10 studies cited at least one theory as informing their intervention. Twenty-two theoretical models were identified, with social cognitive theory being most commonly cited (Table 1). Only 15 of the 67 included studies explicitly mentioned the HPS framework.
Interventions are more likely to be successful if they are theoretically informed (National Institute for Health and Care Excellence, 2007). However, interventions must use appropriate theories. Many complex interventions are informed by insufficiently complex theories (Bonell, Fletcher, et al., 2013). Although the HPS framework is intended to transform institutions, most interventions employed psychological theories that focus on individual-level, rather than upstream, determinants of health. Such theories often fail to understand the ways in which school culture and ethos, and the relationships and identities created within schools, can profoundly affect health.
More complex and sociologically informed theories are starting to emerge. Markham and Aveyard (2003) and Markham (2015) focus on the ways in which schools’ organization, curriculum, and pedagogic practice affect students’ critical reflection, sense of belonging, self-esteem, and ultimately their health. Bonell, Fletcher et al. (2013) similarly provide a more complex theoretical model of school environment influences on student health identifying four interconnecting pathways: student commitment to school, student–peer commitment, student cognition, and student behaviors. Keshavarz, Nutbeam, Rowling, and Khavarpour (2010) evaluate the value of complexity theory in understanding the implementation and sustainability of school-based interventions. Pound and Campbell’s (2015) recent review of sociological theories of adolescent risk-taking is also of particular relevance to school health research. Theories such as these, used in conjunction with psychological theories, allow for more sophisticated understanding of how interventions might work within the school environment.
Evaluation
Our review highlighted a lack of evidence regarding intervention sustainability and cost-effectiveness. With only 10 studies including postintervention follow-up, we know little about the sustainability of these interventions’ impacts. Equally, few studies included any economic evaluation. Only two studies performed cost-effectiveness evaluations, both concluding they offered value for money (Kesztyüs et al., 2013; Wang et al., 2000). Sustainability and cost-effectiveness are key pieces of information on which policymakers make decisions about program investment and as such should be standard elements of any evaluation program.
Most studies provided very limited descriptions of intervention elements or the implementation context, making it difficult to assess their relevance in differing settings. While most provided some process data, the majority used simplistic quantitative assessments of fidelity and acceptability (Langford, Bonell, Jones, & Campbell, 2015) and provided little insight into what worked, for whom, in what circumstances and why (Bonell, Fletcher, Morton, Lorenc, & Moore, 2012; Pawson & Tilley, 1997). Hung, Chiang, Dawson, and Lee’s (2014) recent narrative review of the implementation of HPS initiatives highlights the importance of these contextual and processual data. Adherence to the recently published template for intervention description and replication (TIDieR) checklist (T. C. Hoffmann et al., 2014), as well as the recently published process evaluation guidance (Moore et al., 2014) from the UK Medical Research Council should improve the conduct and reporting of future interventions.
Discussion
The WHO’s Health Promoting Schools framework is an effective means of improving a number of student health outcomes. Yet there is much we still do not know about this approach and its full potential remains untapped and unevaluated.
Current HPS trial evidence has little to say about its potential impact on educational outcomes. Neither does it speak to the 90% of children and young people living in low- and middle-income countries. While HPS interventions can improve key determinants of obesity, there is a paucity of evidence for its impact on other important outcomes such as substance use, violence, mental health, and sexual health, although other reviews including non–randomized controlled trial evidence have found promising effects (International Union for Health Promotion and Education, 2010). There is an unjustified division between topics focused on at younger (obesity) and older (substance use, violence etc.) ages. The family/community element of the HPS approach is weak and currently unlikely to foster behavioral change. Interventions are also undertheorized, with a heavy reliance on psychological theories. Finally, making the case for investing in the HPS approach to policymakers is hampered by the lack of evidence of sustainability or cost-effectiveness.
By reviewing the current evidence base and identifying these gaps, we hope to inform the research agenda for the HPS model in the 21st century; our suggestions for future research are set out in Box 1. We now consider the broader implications of these findings for key stakeholders, namely, national governments and policymakers, research funders, academic researchers, and schools.
Health Promoting Schools: Future Research Agenda.
Below we set out our recommendations for future research into the WHO’s Health Promoting Schools framework.
Outcomes: Interventions should examine impact on educational, as well as health, outcomes (e.g., absences, attainment). Health researchers should work closely with educators to identify appropriate outcomes, and ensure adequate administrative support to enable school to collect these data.
Focus: Further research into the effectiveness of the HPS approach for substance use, sexual and mental health is needed.
Timing: Interventions could explore the effectiveness of intervening at an earlier age (primary/elementary level) to reduce substance use, or improve mental and sexual health. Interventions to tackle obesity in older children (12+ years) are needed. Equally, interventions on all topics targeting children in final years of education (15-18 years) would be of value.
Family/Community: The value of this element of the HPS framework should be explored with multi-arm, factorial evaluation designs. However, where included, the family community element needs to be strengthened, combined with concerted efforts to reduce inequities in participation and coordinated with efforts to address upstream determinants of health.
Settings: More interventions (on all relevant health topics) are urgently needed in low- and middle-income countries.
Theory: Interventions should be informed by sufficiently complex theories that engage with institutional (not just psychological/behavioral) processes and take account of the upstream determinants of health and health behaviors.
Evaluation: Studies should assess longer term effectiveness by collecting outcome data after intervention completion. Economic analyses of cost-effectiveness should be included in all trials. Mixed-methods process evaluations should go beyond simple assessments of fidelity and acceptability to examine what works, for whom, in what circumstances and why. Researchers should consider the use of data linkage to assess the broader educational, social and economic impacts of school-based interventions.
Given the intrinsic relationship between health and education, governments must break down the siloed approach that sees departments working in isolation from (or in opposition to) one another. The prevailing political rhetoric in many countries suggests focusing on health distracts attention away from improving attainment, but these are synergistic not antagonistic goals (Bonell et al., 2014). Health and education departments share a common agenda for children and young people: creating healthy, well-educated individuals who can successfully contribute to society (Langford, Bonell, Jones, Pouliou, et al., 2015). Making health education a statutory part of the school curriculum, providing adequate support to teachers, and examining student well-being in statutory school inspections could help to drive up educational standards.
Research funders are key stakeholders in addressing gaps in the evidence base. Funders must recognize the urgent need for quality evaluations of initiatives in low-income settings and invest in appropriate programs to address this gap. The enormous potential of this approach for millions of children across the globe is hampered by a lack of robust evidence in these areas. Collaboration between different funding bodies is also needed to enable interdisciplinary research between health and education. Furthermore, funders should consider the need for longer-term evaluations, opportunities for data linkage, and Phase IV implementation trials.
Our review suggests academic researchers should critically reflect on the (often implicit) assumptions that underpin their research. Should research to promote health in schools be conducted by health researchers? What might the evidence base look like if research had been driven by educationalists, as originally envisaged? Health promotion is only likely to be widely supported in schools if it is viewed as a means to an end: a way of improving educational outcomes. Future HPS research requires a shift in approach to ensure interventions are developed and evaluated by both health and education researchers, alongside meaningful engagement with school staff and students.
Finally, what does this mean for schools? Teachers are often keenly aware of the relationship between health and education and deeply committed to improving student well-being. Schools can have a profound influence on the health of young people; research suggests the values, ethos, and culture promoted in schools are critical in this regard (Bonell, Parry, et al., 2013; Jamal et al., 2013). Our HPS review provides the most robust evidence to date that whole-school interventions can make a difference for student health. Our hope is that such evidence will help teachers make the case for why health promotion should be an integral part of schools’ practice. But further, we hope that by identifying the gaps in our current evidence base, schools will feel empowered to challenge researchers to ensure interventions are relevant to the core business of schools: to educate the next generation.
Footnotes
Acknowledgements
We are grateful to Professor Geraldine Macdonald and the Cochrane Child Developmental, Psychosocial Learning Problems group for their assistance in producing the Cochrane review. We also gratefully acknowledge the work of Dr. Theodora Pouliou and Dr. Hayley Jones in performing the statistical analyses for the review. We honor the memory of coauthor Professor Elizabeth Waters whose intellect, vision, and vitality will never be forgotten.
Authors’ Note
Rebecca Langford, Simon Murphy, and Rona Campbell are part of DECIPHer, a strategic partnership between Cardiff, Bristol, and Swansea Universities. RL wrote the protocol, performed the bibliographical searches, identified the studies, extracted data, planned the analyses, and produced the first draft of this manuscript. RC was the principal investigator and had the original idea for the review, obtained funding for it, and oversaw the review process. She was also involved in drafting the protocol, identifying studies, extracting data, and producing this manuscript. DM, CB, SM, KK, LG, and EW helped identify studies, extracted data, and provided critical input into the protocol, review, and this article.
Declaration of Conflicting Interests
The authors declared the following potential conflicts of interest with respect to the research, authorship, and/or publication of this article: Kelli Komro was an investigator in three studies (Komro et al., 2008; Perry et al., 1996; Perry et al., 2003) included in the review; she was not involved in data extraction or analysis of any data from these studies. Elizabeth Waters and Lisa Gibbs are investigators in an ongoing study identified as potentially eligible for this review. Rebecca Langford has undertaken consultancy work for the World Health Organization as part of a Delphi exercise into mental health and psychosocial support in humanitarian settings. Rona Campbell is a Director of DECIPHer Impact, a not-for-profit company wholly owned by the Universities of Bristol and Cardiff, which licenses and supports the roll out of evidence-based health promotion interventions. She receives modest director’s fees, which are paid into a university account and spent on research-related items. No conflict of interest is declared for any other coauthors.
Funding
The authors disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was supported by The Centre for the Development and Evaluation of Complex Interventions for Public Health Improvement (DECIPHer), a UKCRC Public Health Research Centre of Excellence. Joint funding (MR/KO232331/1) from the British Heart Foundation, Cancer Research UK, Economic and Social Research Council, Medical Research Council, the Welsh Government, and the Wellcome Trust, under the auspices of the UK Clinical Research Collaboration, is gratefully acknowledged.
