Abstract
In health care, a high-emotion service, unintended consequences can be especially problematic. People’s physical, psychological, and financial well-being—even their lives—are at stake. As scientific, technological, and demographic changes make health care a much more complex service to deliver, efforts to anticipate, avoid, and correct unintended consequences become more crucial. Using narrative examples and an extensive review of the data and the literature, we explore these efforts in four domains of U.S. health care: (1) the increasingly widespread, often challenging use of electronic health records; (2) the threat to the patient-clinician relationship from a greater, sometimes narrow emphasis on productivity metrics; (3) the culture of medicine’s frequently misguided prioritizing of treatment over true healing; and (4) the overreliance on family caregivers who are often poorly prepared to care for the seriously ill. We then apply lessons from health care’s unintended consequences to non-health-care services and suggest opportunities for service researchers to contribute to improving health care delivery, a service that all of us need.
Keywords
Electing to go to the emergency room became racing 100 mph to the hospital, praying that my husband and I would get there fast enough. I was certain something inside me had burst. Was the pain from a perforated ulcer, as I’d suspected, or something else? Recalling from medical school how the digestive enzymes of the pancreas, if unleashed, could erode through the internal organs like battery acid, I interpreted the tortuous spreading burn as a sign that my organs were being reduced to sloppy pulp. I knew I needed surgery. At the door to the emergency room, I was loaded into a wheelchair. A security guard saw me, a pregnant woman who was clearly nauseated, and asked exactly how pregnant I was. “Seven months,” I replied, not seeing the relevance of disclosing this personal fact to hospital security. We were calmly redirected to Labor and Delivery and away from the Level One Trauma Center that I was targeting. It was policy, he explained: “Anyone over six months pregnant goes to L and D.” There was no point in arguing; our hospital valued policies. It was in large part how we ensured the safety of our patients. Reliably providing excellent care required standardization. And yet, my years of medical training, my own assessment of my abdomen as signaling a surgical emergency, my understanding of the need for evaluation by a surgeon was, in this case, all negated by hospital policy. I’d been triaged by a security guard who, within five seconds, decided who I was and what I needed. I looked at my husband with an expression that said, “Just so you know for later, that decision may well be the one that kills me”
This personal experience of one of this article’s authors illustrates an unintended consequence of service provision: A patient needing emergency surgical assessment was sent to a nonsurgical unit by a nonclinical service provider—a security guard—who followed hospital policy. Such decisions can delay necessary treatment and distance patients from the care they need. Service organizations rely on policies to ensure service consistency in the aggregate but can any policy fit all situations? Is there no room for judgment, flexibility, and the chance for either the customer or the service provider to escalate the decision to the next level of authority? And shouldn’t organizational service policies always align with the qualifications of the personnel enforcing them? Should a security guard ever decide where an extremely ill patient is sent within a health system?
Health care services differ from most other services in their complexity, emotional intensity, significance, and duration—for both recipients and providers of the service. In health care, clinicians serve patients who present with some combination of trepidation, pain, and fear. Health care is a “high-emotion” service in that just anticipating the service can be emotionally fraught before it is even performed (Berry, Davis, and Wilmet 2015). Illness, or the fear of it, especially serious illness, can transform patients into different kinds of consumers than they typically would be—more dependent, less assertive, and more sensitive to a doctor’s words and overall behavior (Berry and Bendapudi 2007).
The confluence of service complexity, emotionality, significance, and duration creates fertile ground for unintended consequences in health care. An essential service delivered by very smart people “…wastes too much, harms its customers too often, and can drain the joy of serving” (Berry 2019, p. 81). The predominant fee-for-service payment system in the United States contributes to waste and harm. The more services provided, the greater the revenue, encouraging a service mindset focused mainly on improving productivity: see more patients, spend less time per patient, and do more tests and procedures. For services in general, more is usually more; for health care services, less is often more.
In this article, we—an intensive care physician, a breast surgeon, and two service researchers—discuss four related groupings of unintended consequences in health care service: the negative effects of using electronic health records (EHRs), the weakening of patient-physician relationships when productivity metrics dominate, the prioritization of “treatment” over true “healing” for patients dying from their illness, and the overreliance on family caregivers who are often poorly prepared to care for a seriously ill family member. We chose to analyze these four shortcomings in health care because, collectively, they undermine the very essence and sacredness of this unique service, which is the trust-based relationship between patient and provider.
Few, if any, services depend more on relational strength than health care, and yet it is being chipped away before our eyes. EHR systems have certainly fallen short of their potential to facilitate the precision, personalized service essential in health care, and bringing a customer (user) perspective to such technology is a persistent challenge (Ostrom et al. 2015). In addition, the growing emphasis on productivity (“throughput”) in health care runs counter to the inherent requirement for dialogue, listening, and thinking while providing care (Awdish and Berry 2017; Danaher and Gallan 2016; McColl-Kennedy et al. 2012; Reuben and Sinksy 2018). Standardized “hurry-up” medicine makes it tougher for clinicians to exhibit positive emotions during the health care experience and thereby build trust.
Trust-based patient-provider relationships are a crucial defense against overtreating the seriously ill. Are there more difficult “services conversations” than, say, a doctor telling a dying patient that additional treatment cannot help and may cause harm—or a patient telling a doctor that the side effects are “too much” and “it is time to stop”? No one has all the answers or owns all the knowledge in health care. Patients know their values, needs, preferences, and pain thresholds better than anyone else. Openly sharing that knowledge with a trusting and trusted clinician, who has complementary knowledge (medical training and experience), improves the process of tough clinical decision-making (Awdish and Berry 2019). Harmeling and colleagues (2015) have studied defining moments in a relationship’s history, which they call “transformational relationship events.” Advanced illness usually involves multiple defining moments.
Relationship marketing was initially conceptualized as a service firm’s strategy to attract, maintain, and enhance relationships with customers (Berry 1983); later research expanded the scope to other stakeholders such as employees and suppliers (Morgan and Hunt 1994). In health care, especially for the seriously ill, family caregivers are important stakeholders who often provide a broad array of unpaid assistive services, including medically related services such as medication management. Caring for a seriously ill family member can be emotionally draining, time-consuming work that requires a strong relationship with a medical team who prepares the family caregiver for the role. When such relationships are not attended to, all parties lose (Reinhard et al. 2019).
Service researchers, who have long studied stakeholder relationships, have the expertise and the agency to conduct research that helps to strengthen the relationships that high-quality health care demands. The four unintended consequences discussed in this article are an important starting point. In each section, we overview the main issues, describe intended and unintended consequences, and offer potential remedies. In a closing discussion, we explore the implications of health care’s unintended consequences for non-health-care services and suggest how service researchers can contribute to improving health care delivery. Our focus is on U.S. health care, given the fundamental structural, cultural, and financial variations in health care delivery among different countries.
Interrupting Medical Care With EHRs
In early 2016, a woman we’ll call Jeanne needed a specialized test, not available where she received her regular medical care. After undergoing treatment for three separate cancers, Jeanne was no stranger to the medical system, but until this point she’d received all of her care from physicians at one hospital in a large U.S. city. When the time came for the specialized test, she was told she’d need to bring her records from her current hospital. Although the two facilities were only a half-mile apart, they used incompatible electronic health record systems. Faxing the notes was insufficient, as the specialized center needed the actual X-ray images. Jeanne was told it was her responsibility to bring all of these records to her appointment; if she did not have them, or if the radiologist could not interpret them, the procedure would be canceled. After multiple phone calls, Jeanne retrieved all of her records. On the day of her appointment, she arrived early to the specialized center. There was a snowstorm, so she allowed extra time. Getting out of the cab, she slipped on the ice. Although she didn’t fall, she dropped the folder containing her records, scattering papers, and compact discs. Jeanne gathered up everything, went inside, and dried the reports and discs as best she could with paper towels. While waiting, she worried that the scans might not be usable and that she would have to start the process over again. After a long wait, filled with anxiety, she was called in, and was finally told, yes, we have everything we need. She was able to undergo the procedure as scheduled.
1
In the late 1990s, despite widespread use of computers for most consumer transactions, paper and pen were still the norm for the majority of physicians. Handwritten charts were used for documentation, and prescriptions also were written by hand. When patients received care from specialists, their primary care physicians were informed via U.S. mail and fax (Menachemi and Collum 2011). In part due to reports from the Institute of Medicine and others calling for more patient-centered care, during his 2004 State of the Union address, President George W. Bush set a goal that most Americans would have their medical information maintained in an EHR system within 10 years. The 2009 Health Information Technology for Economic and Clinical Health (HITECH) Act described a staged program of incentive payments for physicians and hospitals to not only use EHRs but also to demonstrate “meaningful use” (MU) of these systems. MU criteria included electronic communication between physicians, computerized order entry, electronic prescribing and medication interaction checks, and patient access to electronic copies of their health information. Financial penalties for noncompliance were proposed (Blumenthal and Tavenner 2010; Classen and Bates 2011; Colicchio, Cimino, and Del Fiol 2019; Friedman, Parrish, and Ross 2013; Furukawa et al. 2014; Tang and Lansky 2005).
Intended and Unintended Consequences
The promise of this newly enacted public policy was to improve safety, quality, and efficiency for the U.S. health care system (Blumenthal and Tavenner 2010; Classen and Bates 2011; Menachemi and Collum 2011; Tang and Lansky 2005). Physicians would document everything electronically, so that anyone caring for a patient, regardless of health system or office location, could access that patient’s records. This interoperability, it was argued, would better coordinate care among physicians, reduce duplication of tests and procedures, and lower health care costs. Safety checks would be built into the system—for example, electronically reviewing allergies and medication interactions before filling new prescriptions. Automated reminders for screening tests such as colonoscopies and mammograms, immunizations, and other preventive services would be sent to primary care providers. Physician compliance with these measures would be tracked, contributing to better public health (Friedman, Parish, and Ross 2013; Jha et al. 2010). EHRs also were expected to reduce billing errors and increase revenue for providers, by capturing all billable components of the service encounter (Menachemi and Collum 2011). Finally, EHRs were seen as a way for patients to manage or “own” their health care data. Patients would have more input into their care with the opportunity to review their physician’s notes and test results and to communicate electronically with their health care team (Jha et al. 2010; Menachemi and Collum 2011; Tang and Lansky 2005).
EHRs surely have yielded many advantages, but they have not improved patient care to the degree and in the ways intended (Schenarts and Schenarts 2011). Unintended consequences of EHR adoption have ensued, contributing to both patient and physician frustration.
Persistent Fragmentation of Care
Seamless electronic communication among physicians was one of MU’s goals but was not a priority for EHR vendors. The vendors mostly focused on meeting regulatory mandates rather than improving the quality and interoperability of the products they were selling (Classen and Bates 2011; Colicchio, Cimino, and Del Fiol 2019).
Even today, there is little interoperability among EHRs from different companies. When members of a patient’s health care team use different EHR systems, communications between clinicians are often by phone, mail, or fax (Rathert et al. 2019). Patients may experience critical delays in care or may undergo duplicate testing when notes and results from other providers are not readily available. In nonemergency situations, patients bear the burden of ensuring their records are consistent and accurate at all facilities. Patients are often asked to bring in paper copies of pertinent reports for their visits, as during the pre-EHR days. The COVID-19 pandemic has steepened this challenge, as stay-at-home and social distancing recommendations, as well as concerns about exposure, may hamper patients’ ability to safely obtain hard copies of their medical records. MU requires that patients be given access to a secure electronic portal where they can review test results and communicate with their physicians. When members of their care team are on separate EHRs, however, patients must navigate multiple electronic access portals to view results and to communicate with all of their clinicians (de Lusignan et al. 2014).
With a few EHR vendors controlling the majority of the market and continuing to expand their global presence, they have little incentive to step outside the “innovation vacuum” and improve the performance of their systems (Colicchio, Cimino, and Del Fiol 2019; Rathert et al. 2019). It is clear that the EHR “customer” is neither the physician nor the patient. An EHR purchase is usually made by an institution or health system, so the design focus remains on billing, revenue, and regulatory compliance rather than safe and efficient medical care.
Documentation Burdens and Errors
Ideally, the EHR contains all information relevant to a patient’s medical conditions and care. How accurately the chart reflects the patient’s actual history, however, depends in part on how well the patient’s experience fits predetermined drop-down menu items (Chi and Verghese 2014; Hartzband and Groopman 2008; Rathert et al. 2019). Even when physicians caring for one patient use the same EHR system, finding the information most relevant to a single visit can be challenging. Every phone and voicemail message to a patient is documented, so there may be one to two pages of “encounter” notes covering a short period of time—notes that may have little or no useful content. Multiple clinicians document in one “chart” but typically focus only on the information they need. The systems are not designed to avoid redundancy, and no one has time to “clean up” a chart, even when that is possible (Gawande 2018).
With the MU incentive plans came requirements for additional documentation. To fulfill the promise of financial benefit, EHR systems were designed to include all of the information necessary to bill a patient encounter—but not all of that information is a standard, or even a relevant, part of a physician’s routine documentation (Colicchio, Cimino, and Del Fiol 2019; Gawande 2018; Kroth et al. 2019). The physician’s workload therefore increases, a result of inputting required but clinically irrelevant data to the visit documentation and of wasting time bypassing those data (entered by others) to find the important pieces of information.
The additional clicks required for billing and regulatory purposes, and the time needed to wade through volumes of information to find the relevant pieces, add up during a busy clinic session. For physicians in some specialties, each hour of patient care can yield an hour or more of EHR documentation, often after regular clinic hours (Colicchio, Cimino, and Del Fiol 2019; Lee, Berwick, and Sinsky 2019; Marmor et al. 2018). Not surprisingly, the EHR has been cited as a factor in physician burnout (Kroth et al. 2019; Marmor et al. 2018; Tai-Seale et al. 2019).
Kroth et al. (2019) discuss that U.S. physician progress notes have almost doubled in length (so-called “note bloat”) since the enactment of HITECH Act. Clinical notes in the same EHR system are much longer, on average, in the United States than in other countries (Colicchio, Cimino, and Del Fiol 2019; Lee, Berwick, and Sinsky 2019). In addition, the large number of medication alerts a physician may receive within a day can lead to alert fatigue and information overload—and may even increase medication errors (Carroll 2019; Colicchio, Cimino, and Del Fiol 2019). Physicians may be found negligent when they rely on previously documented information rather than taking their own patient history or if they miss important clinical clues among the detritus of data (Paterick et al. 2018).
Interference With Physician-Patient Rapport
Many physicians now do much of their visit documentation while patients are with them in exam rooms, to reduce after-hours workload. This computer-centric practice can depersonalize the office visit and the patient-physician relationship—and reduce patients’ satisfaction with their care (Alkureishi et al. 2016; Marmor et al. 2018). Instead of establishing a rapport with the patient and family members, a physician’s first act may be logging in to the EHR. Many clinic exam rooms are relatively small. Computer workstations and desks were put into existing exam rooms, wherever they could fit, without necessarily prioritizing face-to-face interaction. Lack of eye contact makes it harder for physicians and patients to detect contextual cues, which can alter the personal dynamic (Alkureishi et al. 2016; Gawande 2018; Hartzband and Groopman 2008; Rathert et al. 2019; Schenarts and Schenarts 2011).
Patients whose exam-room interactions shift from a personal, intimate conversation about health issues to one dominated by physician-computer interactions can lose confidence in their care. The physician may no longer seem like an advocate focused on care, but an employee providing a highly personal service in a depersonalized way. When information is not delivered so that it makes sense to patients in the context of their disease, or when many unanswered questions remain after an office visit, patients are more likely to seek other sources of information. This may lead to more confusion and cause patients to question and lose faith in their medical team.
A recent case illustrates the potential for a more dangerous type of interference with the physician-patient relationship. An EHR vendor accepted payment from a pharmaceutical company in exchange for designing and implementing clinical decision support tools intended to sell more of the manufacturer’s product: an opioid pain medication (Taitsman, VanLandingham, and Grimm 2020). This case, and the possibility that similar ones exist, add to physicians’ concerns with EHRs and reinforce the perception that EHR vendors care only about corporate profits.
Greater Patient Burden
One of the promises of widespread EHR adoption was to restore control of the medical record to patients, but this has not universally occurred. Distinct from a personal health record, where all of a patient’s documents are in one place, accessible for both viewing and editing by the patient, an EHR de facto belongs to a health system, institution, or physician. The content is the patient’s, but the patient has limited ability to view, edit, and otherwise control that information. Even with increased popularity and acceptance of “open notes,” whereby providers share with patients their office progress notes and documentation, the vision of patients’ controlling their data has yet to be realized (de Lusignan et al. 2014; DesRoches et al. 2019; Tang and Lansky 2005).
Varying degrees of understanding of medical terminology, and comfort with and access to digital tools for health care, can confuse or alienate patients. Patients may be puzzled, or even insulted, by commonly used medical abbreviations and acronyms, such as SOB for shortness of breath. A growing number of facilities now automatically release laboratory and imaging results to patients after a specified number of days, even if the ordering physician has not yet reviewed them. If a test was performed at an outside facility, the patient may access results electronically before the ordering physician has received a mailed or faxed copy. The patient may not understand the results or be able to reach the physician to get an explanation in a timely manner (de Lusignan et al. 2014).
A patient’s ability to contact his or her medical team in a secure electronic manner is one of the original MU mandates. Activating a patient’s portal account may be a clinic staff performance benchmark, but staff may not assess the patient’s willingness and ability to use the portal. Physicians may recommend the portal to patients because it simplifies their own workflow, anticipating fewer phone calls. However, patient satisfaction with physicians’ electronic communication depends on the timeliness and completeness of the physician response. Lack of ready access to the clinician may increase patient anxiety and frustration (de Lusignan et al. 2014). For patients who lack the electronic tools for modern health care communication or are not comfortable using them for medical discussions—especially some seniors, members of underserved ethnic or racial groups, and low-income patients—disparities in information and care will increase (Levine, Lipsitz, and Linder 2016; Pho et al. 2018). For patients unwilling or unable to communicate electronically, there may be mandated or de facto restrictions on providing electronic access to their family caregivers (de Lusignan et al. 2014).
Moving Forward With EHRs
EHRs have many flaws, but returning to the days of stacks of paper charts and illegible prescriptions is also not viable. Various efforts to improve EHR systems and their uses are underway, and practicing clinicians and patients should be involved in the EHR redesign process (Patricio, Teixeira and Vink 2019).
Gawande (2018) describes a neurosurgeon who took the initiative to tailor his institution’s EHR to the specific needs of his patients and department. Despite initial resistance from hospital administrators, attorneys, and the EHR vendor, he was given permission to reconfigure his department’s interface to capture information most relevant to their neurosurgery patients. Day and Belden (2019) have described an empowering, peer-support EHR “happy hour” where physicians gather to share best practices and concerns. Patricio, Teixeira, and Vink (2019) stress having both patients and physicians involved in redesign efforts to ensure that all who rely on the EHR will benefit from changes. In addition, physicians need to shift their mindset from the EHR as a traditional chart and “memory aid” to a tool that can help patients take more active control of their care (de Lusignan et al. 2014), such as with the use of “open notes” (Wolff et al. 2016).
Relatively simple EHR design changes could make a big difference in enabling the physician to focus on what the patient needs. Many items on a physician’s EHR dashboard are unnecessary for the clinical visit and can lead to distraction and overload. A “quiet dark” display design—which shows only information that is necessary for the user at the time (such as tasks needing completion)—has been suggested, as has a more intuitive display of test results, focusing on abnormal values or display in graphic formats (Kroth et al. 2019; Reuben and Sinsky 2018, Zulman, Shah, and Verghese 2016). Ideally, the EHR also would actively track trends in laboratory and other data and alert physicians to patterns that suggest impending clinical deterioration, readmission, or other undesired effects. Rather than being a mere repository for a patient’s end-of-life preferences and advance directive, the EHR could prompt and facilitate conversations about these important matters.
Alkureishi et al. (2018) note that although many validated tools assess physician communication skills, most were developed before widespread EHR adoption. They report on efforts to develop and validate tools that are more patient-centered and to reinforce the value of EHRs in the patient-physician relationship. Ideally, the EHR would be bidirectional, with patients adding their thoughts and concerns to the document in meaningful ways before the clinical encounter. That would allow patients and physicians to use their limited face-to-face time more efficiently. In their review of EHRs’ influence on the patient-physician relationship, Alkureishi et al. (2016, p. 558) note that the EHR can improve patients’ understanding of conditions and treatment plans, but that educational efforts and research are needed before widespread adoption of best practices can “help foster humanistic patient-doctor EHR interactions in the digital age.” Tang and Lansky (2005, p. 1290) remind us, “A continuous healing relationship is a two-way interaction (whether electronic or face-to-face) between patients and their providers.”
Sacrificing Relational Medicine for the Promise of Productivity
I carefully don the personal protective equipment (PPE) I need to enter my ICU patient’s room. Stricken with COVID-19, she is entirely alone. The team has not followed me in; the nurses do their best to minimize use of scarce PPE; the respiratory therapists enter only for necessary ventilator adjustments. Even the pumps have been moved into the hallway. No family is at the bedside. In the midst of the surge, she is another statistic, another number on a graph charting our city’s growing contagion, another occupied ICU bed and ventilator when we have too few of both. She represents our failure to contain the virus. She is also my long-term patient. I have known her for 15 years. I easily recall other times we’ve narrowly evaded death together. I know she recently colored her hair, that her husband is terrified. I use the hospital-supplied iPad to FaceTime with him, to reassure him that I, someone he knows and trusts, am with her now. I’m unreasonably relieved that he instantly recognized me, even with my mask and face shield. The reciprocity, of seeing and reassuring each other, takes only a moment—in the context of a shared history, one that so many other ICU patients never get to experience.
It might seem intuitive that health care should occur in the context of a holistic, trusting relationship between patient and clinician. But that is not the default state of medicine, which often tends to aim for “what can be done” rather than accounting for patients’ preferences, values, goals, and motivations. The holistic model, called relational medicine, cohesively integrates personhood, body, and science—and aligns treatment with the personhood of the patient. Relational medicine requires time for clinicians to listen to their patients, and an environment that allows them to fully hear. That kind of attentiveness values the patient’s knowledge and the storied nature of medicine itself (Awdish and Berry 2017).
Perhaps nothing has posed a greater challenge to relational medicine than the COVID-19 pandemic. Patients are cared for in isolation rooms, are often unable to communicate due to dependence on mechanical ventilation, and cannot have family as advocates by their bedside because of infection risk. Limited PPE means each entry into the room is thoughtfully considered, weighing the need to enter against the attendant risks. Conversations are forced through plastic N-100 respirators or muffled by N-95 masks. Attempts to understand the personhood and life of the patient occur by phone or through tablet devices—and even then, the physician is masked. Risk of depersonalization has been realized at scale.
Even before COVID-19, several factors were undermining relational medicine and leading to a paradigm of compressed clinical encounters. These factors included involvement of multiple clinicians who provide one patient’s care, greater digitization of care delivery, and accelerated involvement of remote stakeholders such as insurers, administrators, and government agencies (Lewis, Hoangmai, and Levine 2019). The result is that the doctor-patient relationship is becoming more transactional and episodic rather than relational and longitudinal. Fewer opportunities for high-quality, trust-building interactions exist in a system that prizes productivity over medicine’s true purpose—an intention to heal (Awdish and Berry 2019).
Intended and Unintended Consequences
As patients’ clinical profiles become more complex and available treatments increase in number, the need for relational medicine has never been more acute. Trapped in an antiquated reimbursement model, doctors and health systems are not rewarded for the time-intensive care many patients require (Hsiao et al. 1992); nor are they integrated into the community, where the socioeconomic predictors of patients’ health can be assessed and addressed (Artiga and Hinton 2018). Even at the end of life, interventions that yield marginal benefit are given to patients whose physicians may not understand their priorities (Kelley et al. 2015). A system that rewards productivity and service volume does not facilitate conversations that align care with patients’ values and goals (Barclay 2010). One of the paradoxes of medicine is that while the apparent short-term financial benefits of hurried, often inattentive care may contribute to long-term harms, the two are difficult to link directly. We must understand this phenomenon more clearly by considering domains where it manifests.
Impact of Standardization
It is appealing to believe that metrics can be created and uniformly applied across medicine in a way that simplifies how care is delivered and reimbursed. This drive toward standardization is evident in how EHR systems are implemented and the relative value unit (RVU) metric is used. The fee that Medicare pays for a physician service depends on how the service ranks on an RVU scale. Services that require significant time, effort, staffing, and specialized equipment are valued differently than “cognitive,” nonprocedural care. Originally conceived to standardize the value of an encounter for Medicare reimbursement, the RVU metric in many ways devalues the components of care that help clinicians arrive at a meaningful therapeutic strategy (Katz and Melmed 2016). When productivity measures such as RVUs predominate, medical procedures are valued more highly than taking a narratively competent history, conducting a comprehensive physical exam, and cocreating a care plan with patients after amply discussing risks and benefits (Felger 2007). In an RVU-driven system, these high-value, relationship-building practices are especially tough to follow when patients are elderly, have several chronic conditions, use multiple medications, or face cognitive impairment and socioeconomic barriers.
Rather than rewarding comprehensive, relational care, an RVU-driven system encourages overuse of tests and procedures. Clinicians risk becoming providers of isolated, discrete services focused on the short term instead of developing contextual relationships with patients (Awdish 2018)—while teaching, mentoring, collegiality, and research also are undervalued (Weitz 2019). The very aspects of medicine that will sustain the next generation and expand upon medicine’s healing potential are being compromised.
With increasing standardization, a new category of physician—the hospitalist—emerged. Hospitalists are inpatient physicians who work exclusively in acute-care settings. They tend to be younger than other doctors, often just out of training and able to implement the latest recommendations to prevent hospital readmissions and improve health care quality and outcomes (Al-Amin 2016). Indeed, many of the theorized benefits of hospitalist services were quickly realized. The intensity of cross-specialty clinical exposure allows hospitalists to maintain skills and awareness of management and treatment guidelines for acute disease states. The efficiency of a hospitalist-run service has been shown to reduce length of stay, compared with teaching-oriented team care (Al-Amin 2016). Given that hospitalists are a fixed cost, they increase revenue for hospitals and health systems (Scheurer 2012).
Hospitalists’ immediate benefits are easy to quantify, but what goes unseen? Given that hospitalists are valued for their efficiency and ability to standardize care within a complex system, in a fixed-reimbursement system, they often face pressure to discharge hospitalized patients. These physicians’ high workloads can lead to a default practice of delegating time-consuming or unappealing tasks to others (Kim et. al. 2010). A majority of hospitalists report a high level of stress, and many report some degree of burnout (Glasheen et al. 2011; Wachter 2014). It is not difficult to see how a system set up to optimize and standardize care could result in delivery of ineffective or undesired treatment, if the right conversations do not occur with the right providers at the right times.
Bidirectional Trust
As more clinicians with narrow areas of expertise are involved in each episode of care, the whole of the patient can be left behind. Primary care physicians, often expected to integrate sometimes disparate recommendations and communicate a cohesive message to the patient, may not receive all of the information they need, especially during inpatient admissions. Despite having longitudinal knowledge of the patient, they are often left out of important decisions and care plans (Ankuda et al. 2017). Patients see this lack of coordination and, without the ability or knowledge to assess the clinical competency of their team, interpret poor communication as a surrogate for competence (Hall, Roter, and Rand 1981), possibly leading to distrust of their care providers. They also may try, on their own, to piece together recommendations from different specialists. As communication paradigms to streamline complexity need to be enhanced, maintaining the primacy of the patient-physician relationship will be essential if true healing is to occur. True healing is broad and recognizes the importance of communication, values, and trust.
Physicians must also trust and prioritize the patient’s narrative. When lab values and imaging studies are considered “truth,” if the patient’s lived experience doesn’t align with the data, it may be doubted. That’s because clinicians seek concordance, stories that fit the numbers. The patient is the holder of his or her clinical narrative; only when the clinician and patient synthesize their knowledge can a healing relationship occur. Instead, patients often defer to the authority of the physician-expert and mute their own perspectives, sometimes contributing to a phenomenon called “hostage bargaining syndrome” (HBS), whereby patients behave as if negotiating for their health from a position of fear and confusion (Berry, Danaher, Beckham, et al. 2017). Astute clinicians should attune themselves to the ways HBS may manifest: Patients may understate concerns, ask for less than what is desired, or even remain silent to avoid conflict—occasionally succumbing to a form of learned helplessness that makes shared decision-making effectively impossible. Awareness of and sensitivity to this imbalance of power, coupled with an emphasis on empathic communication that reassures patients it is safe to communicate and ask questions, are the most effective ways to subvert this dynamic (Berry, Danaher, Beckham, et al. 2017).
The Art of Medicine
The physician-writer Abraham Verghese has written extensively about medicine’s overreliance on technology, whereby the physical exam is eschewed in favor of often unnecessary and expensive testing (Verghese and Horowitz 2009). The hands-on ritual of physical diagnosis, tied to a long tradition of wisdom and healing, is powerful in its simplicity and ability to transcend the present moment. When physicians conduct a timesaving, often cursory exam, simple diagnoses may be overlooked, which can cause a physician to unnecessarily order tests (Verghese 2008). When the art of medicine is practiced merely as a trade, the losses in intellectual pride and even humility are difficult to quantify.
The ideal practice of medicine also requires what Rita Charon calls narrative competence: “the ability to acknowledge, absorb, interpret, and act on the stories and plights of others” (Charon 2001). Charon wisely advocated for equipping physicians with a skillset that goes beyond scientific competence, prioritizing empathy and partnering with patients as they struggle with loss of identity and the transitions that ensue from new diagnoses and treatments. This narrative competence helps the clinician practice medicine with reflection, intention, professionalism, and trustworthiness; it offers a framework for understanding the meaning and nuance in patients’ stories and for advocacy beyond the clinic walls (Charon 2007).
Moving Forward With Relational Medicine
How do we reconnect with what is sacred in clinical practice? To begin, technology could be used to automate administrative tasks and allow physicians to devote more time to directly engaging patients rather than creating a barrier to engagement. In a study conducted for the U.K.’s National Health Service, economists estimated that for each minute of keyboard work that could be avoided by doctors, 400,000 hours would be freed up for patient interaction, effectively adding 230 full-time physicians (Topol 2019). But making significant changes would mean seeing the clinical encounter as more valuable than productivity measures, and affording clinicians the time for it. In this way, COVID-19 has accelerated change, with physicians now engaging patients more often in virtual visits and telehealth. The Centers for Medicare and Medicaid Services has assisted individual providers and systems by easing burdens related to payments and waivers (Hollander and Carr 2020).
Health systems themselves must invest in organizational cultures that value patients’ voices. Options include setting up patient and family advisory councils and sharing patients’ stories regularly at meetings. Often what patients really seek is simple: to be heard, to have confidence in the clinician, to share their stories and what matters to them, to be a partner in their care. But those wishes often conflict with the RVU-driven mindset discussed earlier. Patients value longitudinal, meaningful relationships with clinicians. Evidence shows that forging such relationships boosts adherence to treatment plans and reduces use of emergency and inpatient services (Khullar 2019). Forums such as leader rounds—regular, in-person interactions between administrators and care teams—further understanding of the goals, perspectives, and limitations of the other (Kornacki, Silversin, and Chokshi 2019). Medicine requires proximity in order to heal.
Multifunctional teams can buttress physicians in exam rooms, in a model called “advanced care team with in-room support” (Sinsky and Bodenheimer 2019). The teams allow health professionals to do the high-level care only they can deliver to patients, while increasing clinicians’ pride in their work. Early data point to improved satisfaction for patients, staff, and clinicians, as well as financial sustainability under both fee-for-service and value-based payment systems (Sinsky and Bodenheimer 2019). These kinds of multifunctional teams also allow more space for physicians to engage in work that they find professionally meaningful.
Food insecurity, transportation access, and behavioral health also deeply influence efficacy of care. A proactive model of care could engage nontraditional team members, from home care to behavioral health, in order to effectively serve the whole person, essential in forging strong relationships and improving long-term productivity by addressing the social determinants of a patient’s health. This effort requires community partnerships that expand the patient narrative beyond the hospital walls, empowering health care organizations and provider advocates who aim to achieve social justice and eliminate health disparities. “Health is about more than healthcare,” as Woolf (2019, p. 196) writes. Investing in “nonhealth” sectors, such as improving substandard education and living conditions, may do more to save lives than medical care (Woolf 2017). Medicine doesn’t seamlessly intersect with the social services many patients need, making it harder to effect change at scale; systemic barriers and bureaucracy continue to stand in the way. Many diseases are rooted in poverty, racism, addiction, and inadequate resources to foster health-promoting behaviors. When acute episodes of illness are not contextualized within this structure, healing does not occur, only acute episodic treatment.
There are increasing calls for physicians to organize collective-action groups, even as entities such as the National Rifle Association tell them to “stay in their lane” (Haag 2018). Eric Topol (2019) imagines a new organization that confronts the transformational challenges ahead, in service of patients. Such an organization would, by design, aim to address threats to individual health through advocacy and policy change at scale. Topol rightly asserts that such an organization’s first priority would be restoring the essence of medicine. As COVID-19 has exposed the vulnerabilities of large segments of the population, as well as our interconnectedness, organizing to design a system that truly addresses the socioeconomic determinants of health has never been more imperative.
Overtreating and Underhealing Patients With Advanced Illness
For two years, Dr. Daniel Rayson cared for his middle-aged patient, “Emily,” a former teacher with locally-advanced, then metastatic breast cancer. An MRI scan confirmed what Rayson could see with his eyes: Her body was shutting down; she was dying. When Rayson told her, with her adult children present, that he was not recommending further curative treatment, she whispered to him, “Thank you…I could never have coped with any more.” Emily then asked if she could take one more trip to see her new granddaughter. Rayson agreed, provided that her children could help organize the trip, but Rayson’s colleagues argued against it: “Not safe”; “What if she has a seizure?”; “What if she dies?” Rayson arranged for medical assistance, if needed, at the destination and gave the family his mobile number and a prescription for a high-dose anti-inflammatory medication to reduce swelling associated with tumors. But for two weeks, Rayson felt anxious about whether he’d made the right decision. The next communication he received was a text from Emily’s daughter—“We’re back home. The trip was worth it.”—with an accompanying photo of grandmother holding her new grandchild. Rayson (2018) writes: “What terrible power we have to deny or grant a last wish to a dying woman, and how ignorant we are when we fail to realize this fact until the very last moment. How many others have needed the same but have not had the courage, support, or guidance to ask? How many have I denied, by prescribing another line of treatment or provoking sudden toxicity that could have been avoided by granting a last wish instead?” (Rayson 2018, p. 3521)
Every 12 seconds someone dies in the United States (Wellberry 2019). Although death is inevitable, dying in pain because of intensive treatment’s side effects, or in a hospital room surrounded by medical equipment, or in a poorly staffed nursing home feeling isolated and alone, can be avoided. In the final month of life, about half of Medicare beneficiaries are treated in an emergency room, one in three in a hospital ICU—and one in five undergo surgery (Halpern 2015).
Health care’s core mission is to heal in its broadest sense—physically, emotionally, spiritually. Healing extends beyond curing, which may not be possible. Clinicians offer healing when they mitigate pain, when they partner with patients toward making difficult but well-informed decisions, when they stand by their patients’ sides even when they cannot cure them (Awdish and Berry 2019).
Helping people with advanced illness (illness that leads to death) live as well as possible until they die is a powerful form of healing. But people in the United States often do not die how they wish; they experience the so-called “bad death” (Neumann 2016), for reasons that are complex and mostly unintended. People die only once. They lack experience and need supportive conversations with their clinicians and family to identify and communicate their preferences for end-of-life care while they still can. They need to complete an advance directive—written instructions on their medical care preferences if they become incapacitated. But this scenario occurs too infrequently. Moreover, health care’s remarkable technical advances subtly impede a “good death” that is, as David Parkins (2017) puts it, “free from pain, at peace, and surrounded by loved ones….” Although the percentage of Americans dying in a hospital declined from more than 50% in 1999 to 37% in 2015 (Aldridge and Bradley 2017), it remains a large number given that more than two thirds of people indicate in surveys a preference to die at home (Gomes et al. 2013; Groff, Colla, and Lee 2016).
Hospitalization at the end of life often results in nonbeneficial treatment, medical mistakes, increasing disability and injuries (Aldridge and Bradley 2017; Covinsky, Pierluissi, and Johnston 2011; Gill et al. 2015). Murray (2016) writes about how doctors die differently than the rest of us by receiving less treatment at the end. Many physicians, after all, have witnessed and possibly participated in the delivery of futile care and the misery it can inflict; many doctors make a different choice for themselves (Murray 2016).
Intended and Unintended Consequences
Starting in medical school, physicians are trained to diagnose and treat illness and injury. 2 The goal is to cure, when possible, and otherwise offer as much recovery and relief as can be achieved. Except for palliative and hospice care specialists, the physician’s calling is to practice curative medicine (treatment of the disease) to cure, improve, stabilize, or slow progression of the illness. Doctors are trained and, in U.S. medicine’s predominantly fee-for-service payment system, paid to use the tools at their disposal to extend life.
Treating illness has contributed to a 30-year increase in life expectancy during the past century, though other developed countries have achieved similar increases (Olshansky 2018). But what about patients with advanced disease who will not recover and whose life cannot be extended in a manner that they would want? Trying to treat the untreatable, to cure the incurable, can unleash considerable physical, emotional, and financial burdens—pain and suffering for the patient, prolonged grief for the patient’s loved ones, and significant expense for families and for society. In the United States, end-of-life care amounts to approximately 30% of all Medicare spending (Davis et al. 2016). Gawande (2010) writes: “The simple view is that medicine exists to fight death and disease, and that is, of course, its most basic task. Death is the enemy. But the enemy has superior forces. Eventually, it wins.”
The intense focus on treatment has the unintended consequence of putting nontreatment options on the back burner. The mantra to fight disease diminishes the humane role that modern medicine can play in ceasing the struggle to extend life at almost any cost, in favor of helping patients achieve physical comfort, dignity, and emotional peace while supporting their families (Bruera 2019; Byock 2015). Treating people with a fatal illness requires them to endure hardship in the present (through surgery, toxic drug regimens, and other interventions) for the chance to live longer (Gawande 2010). Compressing the time that dying patients feel very sick requires not only well-informed, brave patients and families, but also well-informed, brave physicians who sensitively and respectfully offer healing in its truest sense.
The Fork in the Road
Stopping curative treatment for advanced illness involves physician, patient, and family convergence on an emotionally fraught, high-stakes decision. The allure of trying one more treatment that might work often prevails. Patient or family misinformation (Johnson et al. 2018), unwillingness to believe or accept test results and probabilities (Boissy and Sekeres 2018), and physician word choices (e.g., “we can continue treatment or we can just do supportive care”; Berry, Danaher, Chapman, et al. 2017, p. 747) can have decisive effects. Many physicians, understandably, want to avoid dialogue that could cause patients to lose hope, despite considerable evidence that most patients want to hear the truth sensitively conveyed and offered with guidance (Bendpudi et al. 2006; Einstein 2018; Sisk 2015; Smith 2000).
Continuing cancer treatment to reduce recurrence risk (called “adjuvant therapy”) is common in oncology, but it comes with risk of severe side effects or other harms. Oncologist Joseph Jacobson maintains that many doctors want to avoid the personal decision risk of advising patients against adjuvant therapy and then the cancer recurs. Safer for the doctor is advising in favor of adjuvant therapy that risks treatment-related harms for the patient while the doctor avoids the risk of being wrong (Jacobson 2019).
Providing end-of-life care is emotionally intense for clinicians and patients. One or more members of the clinical team often become close to the patient and family—given the intimacy, encounter frequency, dependency, and importance of the care. In hospital care, especially, this “shared frontline experience” (Zablah et al. 2017) is common, particularly for nurses who typically spend the most time with patients and their families. The strong pull of continuing curative treatment unlikely to benefit a patient can make clinicians feel “moral distress,” the experience of not doing what one believes to be morally right (Jameton 1984; Tigard 2018). Much of the health care literature on moral distress focuses on nurses because they often are the so-called “boundary spanners” who represent the doctors in serving patients and families. If the physician, patient, and/or family insist on continuing curative treatment that a nurse believes is unwise, the nurse may experience moral distress and related depressive symptoms (Lamiani, Dordoni, and Argentero 2017). Nurses are in the middle, lacking the physician’s influence and decision-making authority or the patient/family prerogative (Bong 2019). Physicians themselves also are vulnerable to moral distress when they defer to a patient’s or family’s wishes “to do everything” when that would be futile and harmful.
Medical advances, remarkable as they may be, do not offer immortality. Thus, at a certain point, additional curative treatment does not offer better care. Dying is not easy, but the medicalization of death has made it harder for many (Byock 2015). The laser focus in the United States on curative treatment has not improved end-of-life care. Far too often, modern health care harms without helping.
Ecosystem Insufficiency
The two primary services for patients with advanced illness are hospice and palliative care. Hospice offers comfort care for dying patients (e.g., pain control) and emotional support for patients and family members, usually in the patient’s home. Palliative care, which may be provided concurrently with curative treatment for patients at any stage of serious illness, focuses on relieving physical and emotional suffering; it is offered in hospitals, clinics, or the patient’s home.
When delivered well, hospice and palliative care services can make a meaningful difference in a dying patient’s quality of life while preparing family members to cope emotionally and to assist in caregiving (Al-Abdin et al. 2020; Berry, Castellani, and Stuart 2016; Sudbury-Riley et al. 2019). Unfortunately, both services are grossly underutilized (Warraich and Meier 2019). Although the Medicare hospice benefit pays for 6 months of care, about 25% of hospice patients die within 3 days of enrollment (National Hospice and Palliative Care Organization [NHPCO] 2019), often following intensive inpatient treatment (Stuart 2019; Teno et al. 2018). More than half of dying patients receive no hospice care at all (NHPCO 2019). Moreover, the quality of hospice care in the United States varies widely and too often is unacceptably poor (Berry, Connor, and Stuart 2017; Stevenson and Sinclair 2018; Teno et al. 2016). For-profit companies dominate the hospice sector and, in the aggregate, provide a narrower set of services by less-skilled personnel to a more select group of less-costly patients, compared with nonprofit hospices (Aldridge, Schlesinger, and Barry 2014; Berry, Connor, and Stuart 2017; Canavan et al. 2013; Gandhi 2012; Stevenson et al. 2016).
Palliative care can improve the patient’s care experience and quality of life, reduce utilization of medical services (including emergency room visits), assist families, and even extend the patient’s life (Hoerger et al. 2018; Parikh et al. 2013; Temel et al. 2010). Like hospice, many patients who would benefit from palliative care receive it too late or not at all (Bruera and Hui 2010; Casarett 2011; Parikh et al. 2013; Rubin 2015). One recent study estimated that 60% of patients who could benefit from palliative care do not receive it (Gittlen 2019). Palliative care is often perceived as “death care” and therefore resisted by many patients, families, and even physicians (Blendon, Benson, and McMurty 2019; Strand, Kamdar, and Carey 2013). Insufficient reimbursement, a shortage of palliative care specialists, inadequate palliative care training for nonspecialists, and poor branding and marketing also impede beneficial use of palliative care (Berry, Castellani, and Stuart 2016; Lustbader et al. 2017; Meier et al. 2017; Stuart 2019).
Medical culture in the United States is geared to curative treatment, to saving lives. An unintended consequence is insufficient attention and investment in serving well people whose lives cannot be saved. Dying is, by definition, the most life-changing event people experience. Helping people live their last days as well as they possibly can must become a cultural pillar in health care. We can do much better.
Moving Forward With Care for Advanced Illness
Care of patients with advanced illness needs to include courageous conversations, supportive home care, and rebranding of palliative care—while fixing hospice care. Patients having more and earlier conversations about end-of-life care with their physicians, families, and friends increase the likelihood that they actually will receive that care, no more and no less than they wish. Palliative care physician Diane Meier recommends that such conversations be integrated in patients’ discussions with their primary care doctors, in the same way that topics such as weight, tobacco use, and vaccinations are routinely discussed (Sadick 2015). Most end-of-life conversations occur late in the illness cycle, when emotions are high and deliberate consideration is more difficult (Mack et al. 2012).
Stuart and colleagues (Stuart, Begoun, and Berry 2017; Stuart et al. 2019) propose that physicians may be able to help patients move to a different kind of hope when cure or remission is not possible. The authors distinguish between focused hope, which centers on the goal of cure or remission, and intrinsic hope, which centers on improving the present with symptom control, family time, personal reflection, contentedness, and inner peace. Helping patients and families make this transition requires a strong, trust-based patient-doctor relationship, as well as physician gentleness, persistence, and skill. The transition to intrinsic hope facilitates ceasing medical treatment that is more likely to harm than heal. Physicians’ communication skills and self-confidence in discussing end-of-life care with patients and families are essential to healing and need greater focus in medical training, starting in medical school (Institute of Medicine 2015; Rosenbaum 2016).
Patients’ conversations with family and friends about end-of-life care also can be extremely beneficial. As Pulitzer Prize-winning columnist Ellen Goodman (2015) wrote, “We have to bring people to the kitchen table to talk with those they love before there is a crisis. Not in the ICU.” Goodman is a founder, along with the Institute for Healthcare Improvement, of the Conversation Project, which encourages and guides families and friends to discuss end-of-life preferences. Hundreds of thousands of people have downloaded the Conversation Project starter kits to help with these sensitive discussions. A growing program, “Death over Dinner,” is an interactive internet exercise to guide people in how to bring others to the dinner table, comfortable and informed to discuss dying (Voelker 2019).
Supportive home care for people with advanced illness can reduce emergency room visits, hospitalizations, and ICU-level care while increasing patient and family satisfaction and facilitating conversations that lead to intrinsic hope (Angus 2017; Rothman 2014). Home care can reveal to the care team, in a lower stress setting, important details about a patient’s living conditions and level of family support that may not be evident during clinic and hospital visits (Berry, Castellani, and Stuart 2016). However, home-based care cannot simply be delegated to the family (as we explain in the next section); health professionals must partner with the patient and family, possibly bolstered by community services such as home upkeep (Sweeney, Danaher, and McColl-Kennedy 2015). In short, home-based care must be a preferable place for care, not a means of withdrawing care that patients want and need.
Innovative, successful home-care programs illustrate the promise of more healing at a lower cost. One role model program is Sutter Health’s Advanced Illness Management (AIM) service. A large integrated health system in Northern California, Sutter sends interdisciplinary teams of nurses, social workers, and others to deliver care to Medicare patients with advanced illness (Ciemins et al. 2006). The teams are trained to discuss with patients and families the expected course of illness and available alternatives (including hospice care), to provide appropriate medical interventions, and to help coordinate patients’ care with other clinicians (Stuart 2019). The AIM program has significantly reduced hospitalizations and costs for patients during their last 30 days of life (Stuart 2019).
Handley and Bekelman (2019) champion the idea of the oncology hospital at home (HaH), a care model that is more common outside the United States and has proven to be successful (Luthi et al. 2012; Raphael et al. 2005; Tralongo et al. 2011). In the United States, Johns Hopkins Health System has had such a program for more than 20 years. Such programs usually involve care delivered by nurses and doctors in the home, including chemotherapy infusion, lab testing, and remote monitoring (Handley and Bekelman 2019). HaH programs of the Icahn School of Medicine at Mount Sinai and Brigham Health have reduced inpatient care days and costs while improving patient satisfaction without diminishing quality or safety (Federman et al. 2018; Handley and Bekelman 2019; Levine et al. 2018).
The AIM and HaH programs mirror certain aspects of palliative care, which also is starting to be offered in the home rather than the hospital or clinic. ProHealth Care Support, for example, provides home-based palliative care to enrollees in person and virtually on a 24/7 basis using teams of physicians, nurses, and social workers—and working cooperatively with paramedics, hospices, and other service providers to the seriously ill. Significantly lower utilization of health care (e.g., hospitalizations and ICU days) and higher patient and family satisfaction document the promise of well-executed home-based care (Lustbader et al. 2017).
Nursing homes, which are supposed to keep frail elders as safe and well as possible, often fall short—a reality magnified by the disproportionately high number of residents dying from COVID-19 (Yourish et al. 2020). About one in four Americans die in a nursing home (Teno et al. 2013). Innovative, supportive home care can reduce this number over time. And when nursing home habitation is necessary, it can and must be improved greatly, with more emphasis on keeping residents engaged and physically active. In his seminal book, Being Mortal, Gawande (2014) tells the story of a young physician, Bill Thomas, who became medical director of a nursing home. Thomas was determined to attack what he termed the “three plagues” of nursing home living: boredom, loneliness, and helplessness. He had green plants put in every room, invested in vegetable and flower gardens for residents to tend, and brought in animals—dogs, cats, parakeets (which were adopted and named by the residents). Within 2 years, total medication costs had plunged and deaths fell by 15%.
Rebranding palliative care while fixing hospice is essential to improving advanced illness care. The term “palliative care” may be useful for billing and other internal purposes, but its suboptimal branding contributes to the service’s underuse. A strong services brand name is distinctive, relevant, memorable, and flexible (Berry, Lefkowitz, and Clark 1988), and palliative care lacks both relevance and memorability for patients and families (Berry, Castellani, and Stuart 2016). Moreover, a brand name needs to work for physicians. MD Anderson Cancer Center changed the name of palliative care to “supportive care,” resulting in more and earlier referrals to the service (Dalal et al. 2011; Fadul et al. 2009). A name such as “supportive care” helps clinicians better explain (and understand for themselves) the service’s purpose, which is to help patients live as well as possible while seriously ill (Berry, Castellani, and Stuart 2016).
Hospice is a form of palliative care that focuses exclusively on the end of life. Enrollment in government-insured hospice care typically requires patients to forgo curative treatment. This, coupled with required physician certification that patients are likely to die within 6 months, is a deal-breaker for many patients and physicians. The result is late use or nonuse of a vital service (Casarett 2011; Rubin 2015; Wolf, Berlinger, and Jennings 2015). For many, the hospice brand is about death rather than living life as well as possible. As Landers (2016) writes, “On the hardest days hospice is about fighting tooth and nail to make lemonade from lemons, and at its best hospice makes everyone involved more alive and more human.”
Ideally, these demand-destroying requirements for hospice enrollment can be eliminated, effectively merging palliative and hospice care into one overall category with several levels of care available as patients’ needs evolve. This structural change would offer more continuity of care as one or more members of the palliative care team continuously serve the patient and family. It also would encourage more and earlier use of what could be called “supportive care,” “advanced illness management,” or another term that, unlike “hospice,” does not connote death.
Hospice also needs to more consistently offer a higher quality of care to improve the brand and generate more use. Substandard service to people who are dying is far too common in the United States. Not providing licensed nurse care during a crisis period of 8 to 24 hours, selectively enrolling the patients who are least costly to serve, prematurely discharging the costliest patients, and failing to employ enough well-trained, credentialed clinical staff are among the most serious service shortcomings (Berry, Connor, and Stuart 2017; Office of the Inspector General 2019; Stevenson and Sinclair 2018; Teno et al. 2016). An alarming government report on protecting Medicare hospice beneficiaries from harm recommends that the Centers for Medicare and Medicaid Services receive statutory authority to strengthen hospice reporting requirements, monitor and measure performance more effectively, and impose appropriate penalties for poor performance (Office of the Inspector General 2019). Many hospices provide excellent service; it is the wide divergence in quality within the industry that merits prompt, serious attention. People’s preference to die at home makes improving hospice quality all the more important.
Overrelying on and Poorly Preparing Family Caregivers of Seriously Ill Patients
Over the course of three months, Karen became increasingly anxious and depressed. She never imagined that the events of the previous four years would lead to so much stress. Her 83-year-old mother—who has hypertension, Alzheimer’s disease, and rheumatoid arthritis—moved in, after a hospital stay related to complications from an enlarged bladder. As a single mom with one son in college, Karen is now consumed with the role of care coordinator and service provider. In addition to her demanding full-time job as a legal secretary, her days are filled with coordinating multiple health care providers; arranging transportation and home-delivered meals; managing multiple, complex medication regimens; and dealing with difficult behavioral issues and other health-related tasks. Attending visits to multiple health care providers with her mother and arranging for and patching together services and supports while she’s at work are taking more of her time. Karen’s job has some flexibility, but she has used up her vacation leave and now must take time off without pay. Karen finds it difficult to balance everything and is exhausted at night. Although she had been experiencing a bad cough for the past few weeks, she did not feel she had the time to have it checked, thinking she was just tired. Several days later she became extremely ill and collapsed at work. She was hospitalized for pneumonia. It was not until her own health scare that anyone asked her what she, Karen, needed—not just help with her mother or her son but also care for herself. (Feinberg et al. 2011)
For older adults and people of all ages with chronic conditions, “informal care” that happens within the context of family can be substantial in scope, intensity, and duration. Families often take up the slack in meeting the long-term care needs of patients with serious illness, including those with functional or cognitive limitations (Schultz and Eden 2016). To appreciate the essential role of families, one need only consider trends in the aging U.S. population and their health care needs.
By 2030, some 71 million people in the United States will be age 65 or older. Older adults are more likely to suffer from chronic conditions and are vulnerable to infectious diseases as seen with the COVID-19 experience during which a large proportion of deaths occurred among adults in this age group. Care becomes more complex as illnesses accompany cognitive decline and limitations in physical function. These impairments cause about 20% of people over age 65 and more than 40% of those over age 85 to need assistance with at least one activity of daily living (National Center for Health Statistics 2017).
Use of health services and health care spending is higher for people with multiple chronic conditions; they use twice as many medications and make nearly twice as many doctor’s visits than those who are healthy (Buttorff, Ruder, and Bauman 2017). Hospitalizations and emergency department admissions are also common. Because hospitals are the most expensive site for care, efforts to contain costs have shortened hospital stays so that patients are sent home sooner, and often sicker, than in the past. Many of these patients need care after returning home.
The health care needs of people with serious chronic conditions are likely to continue for extended periods, and transitions between care sites are common. Many patients are bypassing postacute care facilities such as physical rehabilitation centers, as they may not be in proximity to family, or affordable or desired by patients with long-term care needs. The result is that many patients go straight home from the hospital. Transitions are often burdensome for both patient and family members (Aldridge and Bradley 2017). The family caregiver may be the only common thread between sites of care and, thus, they inherit the responsibility of facilitating care transitions, often without the necessary skills or confidence (Coleman 2003).
Intended and Unintended Consequences
The age and health profile of the U.S. population has dramatically increased the need for home-based care. However, the cost of professional home-based care is beyond the means of many families, and Medicare provides only limited support for professional home care. The U.S. health care system and society depend on unpaid family caregivers to fill the gap. The willingness of family to provide care has largely been assumed (Institute of Medicine 2008), and the value of services provided by informal caregivers has steadily increased during the past decade, with an estimated economic value of $470 billion in 2017, up from $375 billion in 2007 (Reinhard et al. 2019a). As more older adults need care, the number of available family caregivers is declining because families are now smaller and more geographically dispersed, and more women are in the labor force (Wolff, Feder, and Schulz 2016).
An unintended consequence of the “expectation” of family care is an overreliance on family caregivers’ assuming responsibilities for which they are often ill-equipped. These unpaid caregivers have become an essential, but often unrecognized and unsupported, part of health services delivery. Family caregivers used to be called “informal caregivers,” in large part because they primarily assisted their loved ones with relatively manageable household chores and personal-care duties. Today, they not only do these basic tasks, but often extensive and diverse medical activities (Reinhard et al. 2019b; Reinhard, Levine, and Samis 2012). Nearly six in 10 family caregivers report performing complex medical/nursing tasks such as assisting with mobility devices, performing wound or ostomy care, using health monitors or test kits, and managing medications (Reinhard et al. 2019b).
Many family caregivers report feeling that they have no choice about being a caregiver and performing complex, stressful technical tasks (NAC/AARP 2020). They say they receive little or no pertinent instruction or guidance and often worry about making mistakes (Reinhard, Levine, and Samis 2012). In addition to providing hands-on care, family caregivers coordinate medical providers from different specialties, arrange for appointments, provide transportation to medical visits, and accompany the patient during visits. A large proportion (65%) communicate with health care professionals, and more than half advocate for their loved one including with insurance companies and government agencies (NAC/AARP 2020). These responsibilities require attention to detail, follow-through, and patience to navigate the complex, fragmented health care system and other supports and services the patient needs.
Caregiving can be a full-time job, and for many, this commitment is on top of full-time employment. On average, family caregivers spend around 24 hours per week, and more than 21% spend 40 plus hours per week caregiving (NAC/AARP 2020), often for years. The NAC/AARP study (2020) reported that on average, caregivers spent about 4.5 years in caregiving and 14% spent more than 10 years. Caregiving may crowd out paid employment entirely (Aldridge and Bradley 2017; Feinberg et al. 2011; NAC/AARP 2009) or at least lead the caregiver to reduce work hours or change jobs, often with lower pay.
As Karen’s story illustrates, family caregivers often neglect their own health and sacrifice time with family and friends. Intimate relationships may suffer, family conflicts may arise, and social isolation may set in. Family caregivers also may postpone or abandon personal life goals. Although caregiving has many rewards, it also can significantly impair overall well-being (Kelleher et al 2020). Caregiving has been linked to diminished quality of life, depression, impaired immunity, heart disease, and early death (Beesley, Price, and Webb 2011; Cameron et al. 2016; Northouse et al. 2012; Kim and Given 2008).
Moving Forward With Family Caregiving
It is time to make a strategic investment to support effective family caregiving and ensure that all stakeholders benefit. Discharging seriously ill patients directly home after hospitalization may help reduce the overall costs of care to society. It may also enhance the patient experience, as many patients prefer to be at home in a comfortable, familiar environment. However, these positive outcomes must be considered along with the previously discussed, often invisible burdens of family caregivers (Kelleher et al 2020). To ensure that family caregiving is sustainable and that caregivers provide high-quality care to patients with serious illnesses, three primary areas deserve consideration.
Partnership and Preparation
Given the need to nurture relationships in health care, it is imperative to support the growing population of family and other unpaid caregivers (Orstein, et al. 2017) who should be explicitly engaged as valued partners with the professional care team (Adelman et al. 2014; Berry, Dalwadi and Jacobson 2017). Newer models of care—that recognize and support the role of family caregivers, address the needs of both the care recipient and the family caregiver, promote communication and shared decision-making, and foster coordination and collaboration—should become the norm (Feinberg 2014). In the context of cancer care, Berry and colleagues observe “…it is time to move beyond the concept of merely patient-centered care and place both the patient and the family caregiver at the center of care…” (Berry, Dalwadi, and Jacobson 2017, p. 40).
Family members have an essential role in coproducing care with clinical health care providers, in order to maximize the health and well-being of patients and their families—and to achieve positive outcomes for clinicians and their organizations. Care processes and tools should become family-centered so that family caregivers are seen not just as resources but also as partners who need information, training, and supportive services. The electronic patient portal can facilitate how providers exchange information and share in decision-making with patients and their families. Evidence suggests that engaging family care partners through shared access to relevant medical records improves communication and increases patients’ and families’ confidence in their ability to manage care and implement care plans (Wolff et al. 2019).
Health care professionals are patients’ and families’ most trusted sources of information and ongoing guidance. To effectively partner with family caregivers, providers may need to hone their skills as communicators and educators. That means explicitly showing caregivers how to do medical tasks and ensuring they understand and can complete the tasks with competence and confidence. Clinicians also can help family caregivers prepare for the future by having honest discussions about care needs as the patient’s health deteriorates.
Assessment and Support
When the patient/family caregiver dyad is viewed as the “unit of care,” both people can be assessed and receive appropriate care and support (Northouse et al. 2012). Clinicians can help assess the burden of caregivers merely by asking them how they are doing. By being attentive to the caregiver’s demeanor during a medical visit and asking “how are you doing?” a clinician may discover signs of depression and anxiety, as well as other warning signs of excessive burden. Encouraging caregivers to take time for themselves, focus on their own well-being, follow healthful eating habits, and exercise regularly can help them reduce the stresses of caregiving. Clinicians also can ask what family members need to become more effective caregivers. Identifying caregivers’ skills, resources, and needs facilitates connecting them to relevant community services such as transportation, meals, physical therapy, paid home-care providers, support groups, and respite care.
Public Policy
There is a pressing need for a more coherent, coordinated, rational public policy approach to the needs of caregiving families. Given the now greater understanding of those needs, previously enacted legislation must be modernized. When new legislation is necessary, it should be integrated with other national and state priorities within the existing legislative framework. Here are a few examples.
The U.S. Congress (2017), RAISE Family Caregiver Act (Public Law 115-119), which became law in the United States in January 2018, shines a light on the need to support family caregivers. The development of an implementation strategy will require a true partnership between a variety of governmental and advocacy agencies. The Older Americans Act (OAA) funds both the National Family Caregiver Support Program and the Lifespan Respite Care Act, programs that provide critical services, but the OAA is seriously underfunded (Ujvari et.al. 2019). Additional financial support is needed to ensure that family caregivers have access to needed respite services. The Caregiver Advise, Record and Enable Act passed in the United States in 2016 gives hospitalized patients the opportunity to identify their primary family caregivers who then are to be contacted before the patient’s hospital discharge—with sufficient time to include the caregiver in discussions about care plans and prepare for follow-up home care. This same approach to care planning must also occur in ambulatory care settings. And the Family and Medical Leave Act needs to be improved by expanding coverage to protect more workers for longer periods, supporting employees of small businesses, and covering all primary caregivers, regardless of family relationship. A national policy of paid family leave would help to offset the financial burden of taking leave from work.
Discussion
Health care is one of the most important services consumers use. The quality of their lives—and life itself—may hang in the balance. As a skill- and labor-intensive service, health care varies widely in quality among providers. Selecting the right doctor, the right clinic, and the right hospital are weighty decisions. A unique service, health care is complex but intimate, anxiety-laden but needed, meant for healing but too often harming.
Health care is also central to society’s well-being, a reality powerfully underscored by the COVD-19 pandemic. The overall physical, mental, spiritual, and economic health of a community or country is directly linked to the effectiveness and efficiency of health care. Wasteful spending on health care in the United States, estimated to range from one quarter to one half of total health care spending (Cutler 2018), is in effect depriving American society of resources to address other vital societal needs. Health economist Victor Fuchs (2018) estimated in 2018 that reducing U.S. health care spending by 10% would release $330 billion for other uses.
Health care performs a sacred service—facilitating healing—and we must more rapidly close the gap between what U.S. health care is and what it could be. This article has explored four critical areas where health care effectiveness and efficiency are unintentionally suboptimal, thereby underserving stakeholders and undermining trust-based patient-physician relationships. EHRs are not intended to impede patient-physician rapport, create inefficiencies, or burn out clinicians. Pursuing greater productivity in the face of waste is not intended to sacrifice relational medicine. Overtreating and underhealing patients with advanced illness is an unintended by-product of a cultural focus on treating sickness. No one intends to transform family caregivers from personal-care helpers and comforters of loved ones into poorly prepared, at-home medical assistants. But all of these things happen.
Lessons for Non-Health-Care Services
Managerial implications for health care were presented in each of the “Moving Forward” sections of this article. But what about lessons from health care for services outside health care?
One such lesson concerns employee volunteerism, as all service employees are to some extent “volunteers” who calibrate their discretionary effort. Discretionary effort is the difference between the effort actually brought to a service role and the effort required to avoid adverse consequences, such as being criticized by a manager or bypassed for a promotion. Discretionary effort is extra; it is voluntary. And high levels of employee volunteerism in service organizations have been associated with competitive advantage (Berry 2008, 1999; Mohr and Bitner 1995). Dr. Rayson’s extra effort to grant his dying patient her last wish is service volunteerism in its truest form. Managers can learn a lot about how to strengthen volunteerism through well-executed, anonymous employee surveying. Maister (1995) found that employees’ work quality and effort correlate with their level of agreement with these four statements: “I am highly satisfied with my job”; “I get a great sense of accomplishment from my work”; “Most of the work I’m given is challenging”; and “I am committed to this organization as a career opportunity.”
When the “product” is a performance, as in the case of services, high employee volunteerism helps to create value for customers. Understanding the meaning of value—and how to deliver it to key stakeholder groups—is essential. Value is the perception of benefits received for burdens endured. Burdens comprise two categories: price and nonprice (e.g., inconvenience, poor service quality, user complexity, unclean facilities). This conception of value clarifies how a company can offer low prices but still be perceived by many customers as offering low value; nonprice burdens prevail (Berry 1999).
The initial intentions of EHRs were noble, but today’s EHR systems primarily facilitate health care organizations’ getting paid for services rendered while saddling patients and clinicians with substantial burdens. Such value distortion, whereby burdens outweigh benefits for key stakeholders, is instructive.
Service managers can increase stakeholder value by carefully working to determine what is most valued by customers and to identify any obstacles that prevent service providers from delivering better service. They should also be attentive to identifying waste to free up resources for those improvements.
Value and trust are inextricably linked, and trust is paramount in services. Because customers pay, or commit to pay, before they experience a service, their trust that the service organization or provider will perform well is a precious asset—one not captured on a balance sheet. Moorman, Deshpande, and Zaltman (1993, p. 315) define trust as “a willingness to rely on an exchange partner with whom one has confidence.” Trust is essential in forging strong, enduring customer relationships (Gwinner, Gremler, and Bitner 1998; Morgan and Hunt 1994). When customers find a trustworthy provider of a service that matters to them personally, is skill- and labor-intensive (and thus variable in quality), and is periodically purchased, they are likely to greatly value that relationship (Bendapudi and Berry 1997). Many organizations outside health care offer services with these characteristics.
Much of the extant services literature, too voluminous to list here, focuses on strengthening customers’ trust in the service and the relationship it fosters—for example, on improving service reliability, service recovery, customer experience management, frontline employee performance, relationship marketing, service innovation, and service branding. Every service organization, within or outside health care, should aim to honor customers’ “perceived contract” (what a customer reasonably expects to receive for the paid service) rather than merely relying on a legal contract designed to protect the company when it delivers poor service (McGovern and Moon 2007). That, after all, is central to how trust is built between any service organization and its customers. Firms should consider creating a “customer trust checklist” for periodic management review. Checklist questions could include: “Do we enforce ‘terms and conditions’ that belie common sense?” “Do we hide certain fees in the fine print to generate profit?” “Are we generous in recovery with customers when our service fails?” “Is our advertising completely truthful?” “Do we depend on contracts to prevent dissatisfied customers from leaving?” (Berry 2017; McGovern and Moon 2007). Authentic executive discussion of such questions can result in changes that strengthen trust and relationships.
Employee volunteerism, value, and trust are especially important for services that intensify customers’ emotions. These high-emotion services feature some combination of customer unfamiliarity, complexity, lack of control, extended duration, and major consequences if something goes wrong. These attributes, inherent in health care, characterize many non-health-care services—such as wedding planning, home-related services (renovation, buying, selling, moving), legal services, airline travel, driver’s license tests, and auto repair—that often evoke anxiety or worse, even before they are performed (Berry, Davis, and Wilmet 2015).
To diffuse customers’ anxiety and strengthen their confidence, health care and non-health-care service providers alike can prepare customers for what to expect and in how best to use the service—and can enhance customers’ sense of control by providing a direct contact point should a problem or need arise. Access to mobile technology, offering real-time information and support, can complement access to in-person assistance. Using research to identify the service experiences most likely to stir negative emotions is key to strategizing how to minimize those feelings. The research can range from probing customer interviews (e.g., “Describe the worst experience you can imagine when using this type of service”) to sophisticated experience-mapping of the customer journey. To better understand patients’ cancer journey, for example, Bellin Health in Wisconsin has used a process called “River Mapping,” whereby patients are instructed in how to draw a detailed map of turbulent and smoother events they have experienced since their cancer diagnosis (Berry, Davis, and Wilmet 2015).
Guidance for Service Researchers
Academic service researchers have a crucial role in moving health care forward. Their deep knowledge in areas such as operations management, service quality, consumer behavior, communications, data analytics, organizational culture, innovation, and marketing enables them to conduct research that benefits patients and clinicians—and that reduces waste while improving quality (Berry 2019; Berry and Bendapudi 2007). The concepts of coproduction and cocreation of value are foundational in service research (Vargo and Lusch 2008, 2004). Customer well-being and quality of life are of particular interest (Anderson and Ostrom 2015; Ostrom et al. 2015). Calls for additional research suggest the need to examine these processes and outcomes, particularly moving beyond a focus on providers and consumers to investigating service networks, service systems, and broader effects on society (Anderson and Ostrom 2015; Anderson et al 2013; Ostrom et al 2015).
Several comprehensive research agendas specific to health care have been published in the services literature (Berry and Bendapudi 2007; Danaher and Gallan 2016). These agendas, and other health care–relevant research agendas on topics such as customer experience (Bolton et al. 2018; Lemon and Verhoef 2016) and service design and innovation (Patricio, Gustafsson, and Fisk 2018), span a broad selection of research questions that merit consideration from service scholars. In this section, we propose research pathways for ongoing, longer term inquiry—aligned with the four health care domains explored earlier that focused on the unintended consequences of suboptimal health care service. Table 1 offers an agenda of key research questions for each pathway with a focus on strengthening the relationships so essential to the delivery of high-value health care.
Service Research Agenda for Strengthening Relationships in Health Care.
Using Technology to Benefit All Stakeholders
Ostrom and colleagues (2015) have identified leveraging technology to advance service as a major theme in service-related value creation. In health care, patients, providers, staff, and administrators all have technology-related needs and duties that affect the functionality and quality of value-creating services. Technological tools can facilitate collaboration among multiple stakeholders who have potentially differing perspectives, priorities, and goals. Service researchers can study and analyze new product and service design processes that integrate the needs of all users rather than the narrower concerns of some.
By bringing a service perspective to the design process, service researchers can elucidate ways for EHRs to meet all stakeholders’ needs. For example, “service design for value networks” (SD4VN), based in participatory action research, was used to successfully develop a national EHR in Portugal (Patricio, Teixeira, and Vink 2019). The system took into account patients’ concerns about privacy and access to medical records, as well as physicians’ needs to share medical records while providing integrated care for patients. Increasing the EHR’s usefulness to patients requires segmentation research: What do different segments of the patient population wish to learn from an EHR, and how do those segments want to access the information? Can EHRs be designed so that the information within them is useful, appropriate, and understandable for patients and clinicians? Service researchers can help EHR vendors and customers answer these questions during the design and implementation phases, with an eye toward enhancing the provider-patient relationship (Benkenstein et al 2017).
Investigating how technology affects employees (Ostrom et al. 2015) is fertile ground for service researchers who can study how best to organize the vast amount of information in EHRs to meet the needs of different user groups. For example, to help physicians who must sift through critical laboratory values and alerts to possible medication interactions and contraindications, service researchers could explore (1) how to make the most relevant information for a given patient come to the foreground; (2) the role of industry and medical-society standards for commonly used alerts; and (3) how to minimize clinicians’ confusion and “alert fatigue.”
Even when IT innovations are designed with all stakeholders in mind, tools may not be readily adopted given the practical complexity of health care delivery. Service and innovation scholars have called for new ways to study service innovations (Hauser, Tellis, and Griffin 2006; Ostrom et al. 2010). Ordanini, Parsuraman, and Rubera (2014) suggest that analyzing the interdependence of service-innovation attributes can provide insight into adoption: For instance, how can an innovation be introduced to a complex health care organization so that providers fully understand its benefits to them and their patients? How can hospitals and health systems use “champions” (Barnett et al. 2011) to encourage adoption of new tools? Systems thinking (Atun 2012) may be particularly helpful in understanding the organizational context with multiple users with differing needs and perspectives.
Valuing the Intangible
Service researchers could make an important contribution in studying alternative compensation and productivity models in health care. The goal: tease out the value of what doesn’t necessarily show up as revenue on a balance sheet or fit neatly into relative-value-unit and fee-for-service calculations.
Other areas of intangible value have indirect financial implications and are pertinent to reimbursement models. For example, when end-of-life planning is honest and proactive, and treatment is aligned with patient values, health care utilization and associated end-of-life care costs usually decline. The hidden costs of hurried patient-physician encounters can include a doctor missing pertinent information that might have altered a treatment plan or providing undesired treatment, as well as undercutting the joy of caring for patients, thereby contributing to burnout (Awdish and Berry 2017). The predominant conception of value in health care as “healthcare outcomes per dollar spent” (Pandya 2018; Porter and Teisberg 2006) devalues clinicians’ time and effort in listening to patients (and to others on the care team), thinking through complex cases and doing additional research on them, and becoming a trusted partner for patients and families.
Danaher and Gallan (2016) refer to patients’ experiences with illness and the providers caring for them as a “journey.” Nearly three of four people in the United States age 65 or older have multiple chronic medical conditions, called “multimorbidity,” and require considerable amounts of health care (Tinetti, Fried, and Boyd 2012). The long-term nature of chronic conditions opens up various potential areas of inquiry for service research: For example, how do patients’ needs change from initial diagnosis through treatment and follow-up? Could natural patterns of change, if detected, help clinicians respond to patients’ evolving needs, better educate them, and prepare them for what’s next?
Health care organizations and providers get paid for “countable” aspects of the service such as tests, procedures, and number of patients seen. Can service researchers, with a fresh perspective and perhaps in collaboration with health-economics or policy experts, study new reimbursement models that measure value in more useful ways? As physicians Reuben and Sinsky (2018, p. 170) write, “…in spite of the inherent difficulty in quantifying performance in providing customized care for patients, payment systems must be revised to appropriately compensate physicians for personalized aspects of care within and outside the visit.” In addition, other members of the medical team can cocreate value for patients, freeing up time for doctors to serve them. Breidback, Antons, and Salge (2016) show how case managers (called “service orchestrators”) can help to coordinate the various touchpoints of a patient’s care, improving patient satisfaction and productivity.
Improving Service for People With Advanced Illness
The “customer advocacy” lens of service researchers offers a chance to address one of the U.S. health care’s biggest failings: medicalizing the approach of death, thereby replacing dignity with distress and allowing patients to die hooked up to machines in a hospital rather than dying at home surrounded by family. In that vein, the infrastructure for advanced illness—nursing homes, palliative care, hospice—needs to be reinvented with the patient and family at the center. The nursing home industry, exposed by the high COVID-19 death rate of residents and staff, has long underperformed as a service provider. Despite the aging of the U.S. population, nursing home occupancy has been declining for decades (Werner, Hoffman, and Coe 2020). Palliative care and hospice services, as discussed earlier, are used late or not at all by many patients and family members who could benefit from them if delivered well.
Services marketing has traditionally focused on “want” services rather than services people need but may not want (nursing homes, palliative care, and hospice mostly fall in the “need” category). In a study of hospice users in the UK, using an innovative methodology called “trajectory touchpoint technique” to systematically collect their stories, Sudbury-Riley and colleagues heard respondents refer to hospice with phrases such as “death house” and “last chance saloon” (Sudbury-Riley et al. 2020, 2019). Improving the branding of nursing homes, palliative care, and hospice first requires improving the service experience itself. The Green House Project, an innovative nursing home model, offers smaller, family-style homes with a small number of residents (Werner, Hoffman, and Coe 2020). Keeping people with advanced illness in home-like settings, or in their actual home if needed health and support services can be provided, is the most promising path forward (Sweeney, Danaher, and McColl-Kennedy 2015).
Care at the end of life is a sweet spot for services research. What optimal mix of services, medical and otherwise, can allow the very sick to remain at home? What are the most effective ways to educate people about the purposes and potential benefits of palliative care and hospice? In the spirit of branding, what should these services be called? A clinical term such as “palliative care” need not be the brand name used with the public (Berry, Castellani, and Stuart 2016). Services such as art therapy, music, spa treatments, hair care, and computer games can be brought into the homes of patients (Al-Abdin et al. 2020), whose remaining days can still be full of life. In the services field, what could be more important than helping people as they near the end?
Integrating Family Caregivers Into the Care Process
For patients with chronic health conditions, a majority of health care happens outside the medical office or hospital, at home in between visits to a health professional. Patients living with chronic conditions offer a chance to explore the interdependence, collaboration, and coordination among multiple parties in cocreating value—and to consider new metrics of service performance.
Service scholars urge moving beyond the dyad of provider and consumer when exploring value creation. The context of health care for patients with chronic conditions typically involves various specialists in addition to a primary care provider, as well as family and friends who help the patient live safely at home and who have insights about the patient’s changing symptoms, moods, and self-care abilities. It’s therefore essential to identify all parties involved in caring for a patient and to establish efficient, reliable, secure communication among them. The concept of a health care team should be broadened to include all health professionals and family and informal caregivers partnering together for the benefit of all stakeholders. By studying the ebb and flow of interactions within a care network, service researchers can enhance understanding of the network’s interdependence and facilitate coordination of roles and integration of resources, in order to best serve the patient and his or her caregivers.
Kelleher et al. (2020) highlight not just the direct beneficiary of value, but also nonbeneficiaries. In health care, nonbeneficiaries include the family and friends who informally support patients with chronic medical conditions or advanced illness. Often overlooked or discounted are unintended consequences for those nonbeneficiaries, such as detrimental effects on health, on availability to work outside the home, and on social life (Northhouse et al. 2012). Service researchers can broaden the scope of investigations into these consequences by studying topics like these: how to conduct caregiver assessments during a patient visit, without taking focus away from the patient; what family caregivers require in order to be effective and confident in their roles; how to include family caregivers’ input and needs in developing and implementing care plans; cost-benefit analyses of family-centered models of care, with pertinent new metrics; and the value of performance dashboards in tracking financial and nonfinancial consequences for all stakeholders.
Models of care that put patients and family caregivers at the center will be widely adopted only if they also benefit providers and health care organizations. Health care services research that builds on that principle by studying the many facets of family-centered models of care will be an invaluable asset to the services literature and to the broader effort of health care improvement in the United States.
Conclusion
Unintended consequences in health care services squander the trust of patients, their families, and many clinicians. Health care organizations need to make a margin, but they must do it in a way that aligns with health care’s core purpose of providing physical, emotional, and spiritual healing. Health care is the rare service where customers literally put their wellness and their lives in others’ hands. Is there any other service where trust and trust-based relationships are more important than health care? Is there any other service where unintended consequences not only damage that trust but have the potential to negatively affect people’s very quality, even duration, of life? It is not too late to rebuild lost trust in health care, but it will take the concerted effort of leaders and frontline providers in the health care sector, as well as of service and other researchers who bring their own expertise to bear on the seemingly intractable problems in health care.
Supplemental Material
Supplemental Material, jsr_unintended_consequences_execsumm - When the Aims and the Ends of Health Care Misalign
Supplemental Material, jsr_unintended_consequences_execsumm for When the Aims and the Ends of Health Care Misalign by Leonard L. Berry, Deanna J. Attai, Debra L. Scammon and Rana Lee Adawi Awdish in Journal of Service Research
Footnotes
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
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