Abstract
Social filtering – the selective engagement with people, communication and other information as a result of the recommendations of others – has always taken place. However, the possibilities of the Internet combined with the growth of online social networking activities have enabled this process to become rapidly more extensive, easier and potentially problematic. This paper focuses on the analysis of the politics of social filtering through social network sites. It argues that what is needed is both a closer examination and evaluation of these processes and also the development of a framework through which to begin such an evaluation. There is also a second intent: to (re)assert the argument that any analysis necessarily needs to take into account and critique the development, implementation and use of technologies (this includes the software, algorithms and code) themselves as well as the people that build and use them.
Introduction
Facebook is an increasingly vital source of news for this reason: Our friends and family are more likely to know what’s important and relevant to us than some newspaper editor in Manhattan. (Pariser, 2011: 66)
Since the adoption of the Internet and the growth of social networking possibilities online, social filtering has become rapidly more extensive, easier and potentially problematic. The possibility of enacting many aspects of our lives, including our relationships, online and the data trail that these leave have enabled a level of intermeshing of lives, information and practices and also possibilities for surveillance and manipulation of these, to a level that was previously unimaginable.
Internet information filtering is essential; there are simply too many types, locations and forms of information for an individual or community to navigate successfully without some sorts of filtering mechanisms in place. The extent of need for this process is such that technological constructs in the forms of search engines, browsers, bots and applications and their underlying codes and algorithms need to be engaged; it is not possible to manage this scale of information processing with human activity alone. As our lives meld increasingly with and through the online applications and sites, as technologies become increasingly interconnected and applications and software increasingly interoperable, it seems timely to raise questions about the politics and social implications of social filtering via technology.
In 2011, Eli Pariser published a book entitled The Filter Bubble: What the Internet is Hiding from You. This book, which discussed the increasing personalisation of information selection and presentation and the underlying data capture and compilation processes taking place online, raised questions about the ways in which Internet filters operate and some of the political and ethical implications of these. This book brought together many of the issues that have been gathering increasing attention both in the press and amongst academics and practitioners. Questions such as what data are being collected from whom and by whom, what is being done with these data and what might this mean for the ways in which we navigate online (amongst other things) are being asked. Pariser also asked whether this tailoring of content and advertising to presumed interests on the basis of online information seeking and social practices through the use of specific algorithms and software led to a narrowing of political understandings and the reduction in diversity and in tolerance, as a result.
This paper explores social filtering undertaken through social networking sites (SNS). It understands there are multiple locations and practices of social filtering, however, since social network sites are utilising the mass of data on users, and their connections for social filtering purposes are becoming increasingly extensive in form and breadth, such a focus is warranted. The future potentials of this accumulation of data are only beginning to be evident. What is needed is both a closer examination and evaluation of these processes and also the development of some frameworks through which to begin such an evaluation. The paper begins to frame such an approach. There is also a second intent to (re)assert the argument that any analyses necessarily need to take into account and critique the development, implementation and use of technologies (this includes the software, algorithms and code) themselves as well as the people that build and use them.
Technologies in this context often function almost autonomously from any direct human direction once set up. And the scale of what they can do is at times outside of the possibilities and reasonable time frames of what individuals or even groups of people can physically calculate, envisage or meld. Technologies enable and produce outcomes and actions that have effects on the information they handle and on the people and actions they engage with. Thus, they should not be ignored in any evaluative exercise.
It seems timely also to embrace the assertion made by Beer and Burrows (2007) that: At a time of rapid socio-cultural change a renewed emphasis on good – critical, distinctive and thick – sociological descriptions of emergent digital phenomena, ahead of any headlong rush into analytics, seems to us to be a sensible idea. We need to understand some of the basic parameters of our new digital objects of sociological study before we can satisfactorily locate them within any broader frames of theoretical reference. (p. 1.1)
Filtering: what is it?
Information filtering is a name to describe a variety of processes involving the delivery of information to people who need it. (Belkin and Croft, 1992: 29)
This paper explores one ‘form’ of information filtering – social filtering, which loosely describes the reliance on, and use of, people and social networks as part of those processes to locate, deliver and share information. As noted in the introduction, this is something we have all done since time immemorial: recommendations and referrals, word of mouth, gossip and so forth are all ways in which we have located, evaluated and utilised information … and people. However, quite obviously, the use of various systems of social filtering online makes these processes more visible (in some ways and less visible in others), the introduction of technologies to facilitate this makes the processes more ubiquitous and extensive as we increasingly manage our lives through connected technologies.
Online (and this includes consideration of the use of mobile devices such as smartphones) social filtering is enabled through people, through a combination of people and software and through software alone. It can take the form of collaborative filtering, which identifies and reveals information on the basis of user or peer recommendations, shared taste assumptions and so on (e.g. Reddit or Amazon) and social network filtering whereby the habits and tastes of your social network are used to locate, suggest and filter information to you, the user (e.g. Digg and Facebook) (Lerman, 2006). Halavais (2009: 161) describes collaborative filtering systems as ‘distributed approaches to discovering what information is collectively regarded as most interesting’. Often a combination of collaborative and social network approaches is employed. Information can be pushed at you, the user, on this basis or it can be used to help you pull that information and refine it to increase individual relevancy.
Where it differs from ‘offline’ social filtering practices in the past is that other functions or affordances coincide with this (heightened) attention to filtering. By incorporating this functionality into a technical construct such as recommender algorithms or a ‘Like’ button on Facebook, a different relationship between the data entered and the relationships enacted (including the performance) between participants (who include the people, the site, the algorithms that drive the filtering, etc.) are orchestrated: the filtering or recommendation becomes more explicit, formalised and easily accessible (than it may have been previously) to the participants, their social network and to other interested parties; it potentially increases personal relevance in information retrieval practices inasmuch as people are able to inform their choices through trust in the system of recommendations (and it has been noted in the literature that there is a strong degree of trust placed in peer recommendations. See, e.g. the discussion in Walther et al., 2011). This statement does not take into account the options presented by the coding behind the interface may ‘push’ certain information to the forefront that may in turn restrict or narrow the relevance range (Pariser, 2011); it relies predominantly on code or algorithms to manage the actions (which are black-boxed – the users have little knowledge of the information that is filtered out, the logic informing the code or its determining logic, etc.) (Balnaves and Willson, 2011; Bucher, 2012); and it enables other simultaneous actions to take place, such as data mining. The latter point is related to (c) above inasmuch as the user may well be completely unaware of the other purposes for which their information, their choices and so forth are being captured, manipulated or repurposed (Beer, 2008; Bodle, 2011; Brunton and Nissenbaum, 2011). There is an additional layer to this in that some additional filtering may already take place in terms of the identification and selection of ‘friends’ to be included in an individual’s network. However, this is also becoming increasingly technologised with tracking and matching possibilities that monitor online navigation histories and practices. As a result, the sites filter and suggest possible friend matches to the user.
Social or collaborative filtering captures and maps the relations between people largely based on assumptions that ‘people who like this also like that’ or alternatively that ‘people who like me also like this’ (Smith et al., 2008). There is an assumption – drawn in part from network theory amongst others – that a certain degree of homophily exists between connections, nodes … or friends. This would also fit within Granovetter’s understanding of strong ties.
A reverse type of social filtering is also taking place; for example, the mapping of likes and then deducing relationships – if all these people who like this also like that, and you also like this, then it is more likely that you will also like that. Similarly, the existence of similar tastes and practices may suggest a possible friend link (friend suggestions). Clearly, the more information that can be obtained by an SNS about individuals, their relationships and practices, the more interlinking, matching, suggestions and aggregation that can take place.
The Internet and other connective technologies have enabled the collection, dissemination and aggregation of information on a scale previously unimaginable. A variety of actors (understood as users, systems and software) employ a range of human and technological systems to sort, to identify patterns and to provide links between seemingly dissociated or heterogeneous elements. The ways in which these are done are multilevelled, interconnected and complex. The challenge is to find a manageable way to begin unpacking these relationships and processes so as to be able to explore what they in turn might mean more broadly.
An information filtering model
Hanani et al. (2001: 206) present a classification model to talk about information filtering systems. This is a generic model that can be used to interrogate all information filtering systems; it can be used here more specifically as a tool to unpack or make clearer some of the questions prompted at various stages, or in Belkin and Croft’s terms, processes of filtering information. Figure 1 reveals a range of processes that identify or describe how information or social filtering is physically managed. This makes the model useful initially as a way to unpack an often seamless process that is not transparent or apparent automatically to the user or at the interface.

An information filtering system model. Source: Classification of IF systems, reproduced with permission from Springer Science + Business Media B.V., Hanani et al., 2001: 206.
The Hanani et al. (2001) model details a number of processes or ‘points’, where information decisions are made and particular processes put in place. It first identifies how filtering is initiated, whether active, with information being actively sought, or passive, with the selective receipt of information with some information being blocked or omitted; second, the location of the operation, for example, where the source of information is located or to be found and processed, via filtering servers, at the user’s site and so forth; third, the approach to filtering, distinguishing between cognitive and social filtering and finally, the method of acquiring knowledge about users, distinguishing between explicit, implicit and combined methods (Hanani et al., 2001: 206). We might want to also include acquiring information about user’s social networks in this list. Many, if not all, of these processes rely on the intersection of human and technological action.
This level of detail or unpacking of processes provides an instrument or analytical tool to analyse particular information filtering systems. For example, using this model, each aspect of Facebook’s social filtering processes could be unpacked, identified, labelled and interpreted. Questions about how information can be acquired about Facebook users could be seen, for example, as a combination of all three options outlined in the model – explicit, implicit, and a combination – through the use of individual user profiles and capturing individual and friend online interaction. Users and their actions are clearly central to the provision of much of this information; this personal information then becomes the currency, at one level, for the design and marketing of games and other applications by third-party providers. It also becomes the currency, at another level, for Facebook to use to entice advertisers to buy access to this market and for advertisers to then target particular users and practices. Thus the model enables some of the many, complex details of Facebook or other SNS (e.g. Google Plus, Orkut or MySpace but there are many more) social filtering practices to be identified and discussed. Table 1 offers one translation of the model to the analysis of some of the filtering mechanisms of Facebook and of GooglePlus: two SNS popular in Australia and elsewhere (although Facebook has been more extensively adopted than GooglePlus, the inclusion of GooglePlus is also useful given its position in the Google conglomerate and the cross-platform, cross-application exchange of information that this relationship enables – a topic for another article).
Application of model to some of the GooglePlus and the Facebook filtering mechanisms.
SNS: social networking sites.
The mechanisms selected are not exhaustive; they are chosen purely for illustrative purposes. Like and +1 are offered by the SNS for users to endorse options, comments, products and so forth both within the site and also on external sites that are linked to the SNS. Smart lists, circles and friend lists are classification functionalities offered by the SNS for users to employ in their social connection management (both SNS have given these classificatory systems further granularity between the time of researching and of publishing this paper). Open Graph or Ticker enables the cross platform sharing and synthesis of activities between social connections, such as watching movies, listening to music and so forth. There is more complexity to the filtering than is encapsulated below (e.g., do you allocate agency to the human user who utilises a functionality or to the functionality that manages the process?); again this selection has been generalised for illustrative purposes not only to reveal the potential usefulness of applying such a model but also to draw out some of these questions.
Using Hanani, Shapira and Shoval’s information filtering model (or any other similar model) as a means to unpack filtering processes only takes us so far. It does not, for example, directly answer the ‘who, what and why’ questions that we need to answer in order to explore these mechanism’s potential political and social implications. It can, however, be used to prompt these questions as the brief details about Facebook and GooglePlus listed in Table 1. For example, if the particular mechanism being examined uses stereotypic profiles in order to filter information, then the question can be asked as to who decides on these profiles, for what purposes have they been utilised, how were these profiles determined (and relatedly, what might have been left out and what might that mean) and so forth (Cheney-Lippold, 2011). However, it is also evident in Table 1 that the process can be multidirectional with different end users being identified and different processes used. For example, the ‘Like’ or +1 button is used by the individual user to indicate an information content preference (active) and then this information is received by others (passive) with that information also being collected by the SNS and third-party interests for marketing and so on (both passive and active).
The complexity of these relationships can be seen by exploring the intersections and contributions of one small section of this interaction: the users. As Van Dijck (2009: 47) notes, and he is worth quoting at length:
[I]t is crucial to understand the new role of users as both content providers and data providers. Besides uploading content, users also willingly and unknowingly provide important information about their profile and behaviour to site owners and metadata aggregators. Before users can actually contribute uploads or comments to a site, they usually have to register with their name, email address and sometimes add more personal details such as gender, age, nationality or income. Their subsequent media behaviour can be minutely traced by means of databots. More importantly, all users of UGC sites unwittingly provide information because IP addresses – the majority of which can be connected to a user’s name and address – can be mined and used without limit by platform owners. Permission to use metadata towards specific purposes are commonly regulated by a site’s service agreements (Terms of Use), which users are required to sign. Metadata can be mined for various purposes, from targeted advertising to interface optimization, but the bottom line is that users have no power over data distribution.

Information filtering ‘stakeholders’.
All of these stakeholders, or alternatively actors, within this particular configuration are differently involved and interact with the other stakeholders and mechanisms in various ways. They also have their own particular interests and desired outcomes in mind that factor into how they engage and what they produce (Beer, 2008; Berry, 2011). And while there are also different power differentials to take into account, all the stakeholders play an important part in the functioning of the SNS and its social filtering processes. To illustrate further, these stakeholders might be:
developers and designers (whose intent is to create/replicate peoples’ tastes, behaviours and so on, through coding, algorithms and/or to derive functional working code that interacts smoothly within and across sites and platforms);
funding party – this could be a corporation, an aggregator such as Acxiom (Balnaves and Willson, 2011) or Choicepoint (Brunton and Nissenbaum, 2011), advertisers or marketers who wish to tap into social networking processes or a volunteer body who have particular motivations in being involved and want particular outcomes – e.g. data mining, inference and shaping of purchasing practices, building networks of influence and so on. It can also be multiple with a site funding the software, applications and platforms but seeking to also access alternative capital through an additional layer of outside funds by third parties (see 3.);
the service provider or ‘location’ such as an SNS – in order to be viable, the site providers need to entice and retain users and their social networks. They do this by increased site and protocol functionality and by offering users additional features such as game apps. This effort is also undertaken to enable the selling of advertising or access to its users in order to generate capital (Beer, 2008; Fuchs, 2011: 148);
the user who is interested in initiating, curating, sustaining and cultivating connections and content (Halavais, 2009: 168). ‘Digg and similar websites may not be actively seeking community as their goal, just as social bookmarking sites like del.icio.us do not have that intent. But by making the actions of their users transparent to a certain degree, they provide the opportunity for sociability and the creation of social capital’;
social network, social graph – or in Facebook terms, a user’s trusted communities – which contribute to the content, the interaction and the data derived from these activities.
To this list, we could also add roles played or actions executed by the actual software, code and algorithm and infrastructure (and questionably, the data itself that are extracted, manipulated, created and shared) that enables these actions to take place.
The human–technology relationship: the how?
Regardless of the nature of programming, the code created is the manifestation of a system of thought – an expression of how the world can be captured, represented, processed, and modelled computationally with the outcome subsequently doing work in the world. Programming then fundamentally seeks to capture and enact knowledge about the world – practices, ideas, measurements, locations, equations, and images – in order to augment, mediate, and regulate people’s lives. (Kitchin and Dodge, 2011: 26) [C]ode acts, fixes data, controls devices and communicates to other actors and acts as a space for various forms of practices to take place. But it does not do so without limits … computer languages remain constrained in what may be ‘said’ due to the requirements that the computer in the final instance understands it. (Berry, 2011: 34–35)
Latour refers to this instantiation practice (use of technology to enact a human action or practice) as delegation (Johnson/Latour, 1988). The technologies – in their development and the ways that they are employed – have various roles and actions delegated to them that in turn have political consequences. These delegations necessarily enable and also limit various actions, practices and indeed people. In his discussion of door closing technology – a door groom – he notes that:
Neither my little nephews nor my grandmother could get in unaided because our [door] groom needed the force of an able-bodied person to accumulate enough energy to close the door. To use the classic Langdon Winner’s motto (1980), because of their prescriptions these doors discriminate against very little and very old people. (Johnson/Latour, 1988: 302)
These technological processes intersect with human intent and desires and are appropriated/employed in a range of ways that add to the complexity of any evaluation. This is part of the secret of their technological successes: people, for example, are willing to allow themselves to become data subjects in order to enable their access to social spaces or to ‘Like’ products in order to receive benefits from producers but at the same time to actively participate in shaping their public identities.
It may be, as Kitchin and Dodge (2011: 11) suggest, that:
[S]oftware-driven technologies induce a process of interpellation, wherein people willingly and voluntarily subscribe to and desire their logic, trading potential disciplinary effects against benefits gained. And the benefits are often substantial and, in a very quotidian sense, irresistible. Perhaps rather than trying to determine whether the work software does is good or bad, it is better to see it as productive in the broad sense – it makes things happen.
Social filtering examples and functional roles they fulfil.
These online social filtering practices are also enacted according to different degrees of visibility depending upon the level of action and the perspective or positioning of the stakeholder. For example, the average user generally only ‘sees’ activity and content visible at the interface or on the screen of their mode of connection (personal computer, mobile, etc.). On Facebook, they see individual profiles, posts, number of friends and presentations of self that are created by a combination of self-creation (what the user posts, their Likes, affiliations and their profile), what is shared with others and what others share or post about the user (including the SNS) and online content sharing practices.
What is less, or not, visible, are the processes that are taking place off-screen. For example, the user may guess at the matching, sorting and collection of data on habits, tastes, preferences or demographics that is taking place via the use of software algorithms and functions but they will not be able to see who or what is collecting, merging and sorting that data and for what purposes. Similarly, they do not see the stereotypic assumptions that may be applied to that data or the ways in which they are sorted or categorised according to their usefulness. They do not see the processes that lead to advertising choices being made and pushed at the user (Cheney-Lippold, 2011) or the SNSs’ algorithms and code that lead the site to determine ‘interesting news’ that will sit at the top of their news stories (Bucher, 2012). They do not know how it is that possible friends are suggested to them and on what basis this suggestion has been made. Nor do they know what information they are being excluded access to. Bodle (2011: 321) observes that:
Present conditions for sharing through social applications include a lack of control over one’s own information, a lack of transparency as to what information is being collected, and how this information is being used – undermining privacy, data security, contextual integrity, user autonomy and freedom.
An examination of the politics of social filtering online also needs to consider the convergence or interoperability of different applications, programs and platforms. There is a strong move towards increasing interoperability across platforms and applications. For example, third-party apps such as Zynga’s social games applications intersect with Facebook; Ticker will enable the envelopment of apps, websites and other third-party offerings into a Facebook environ; +1 and Google Plus intersect across a range of Google offerings. Open application programming interface and Open Graph extend the capacity for interoperability and data sharing.
As the discussion here would also suggest, any consideration of social filtering therefore needs to consider the processes across various levels of social filtering execution, the range of (vested) interests involved and the omissions or those people, things, interests and technologies that are not included or involved in these engagements/transactions. (Figure 3)

Various levels of action and decision making ‘points’.
The power and politics of social filtering
The above discussion suggests that there are clearly a diverse range of political possibilities and implications as a result of these developments. Many of the political implications noted by commentators have been made about other technologies and processes and either extended to filtering as a whole or applied to a subset of the process. For example, the data collection that takes place that is associated with online social filtering has many commentators expressing concerns about individual controls over the personal information, data aggregation activities of major aggregators such as Acxiom or Choicepoint.
Other potentials claimed include, but are not limited to, the following:
the reduction in exposure to diversity through increased personalisation (Pariser, 2011), a decreased sense of common good (Vaidhyanathan, 2011: 139) or the creation of bounded information communities and the elimination or exclusion of dissent (Gerlitz and Helmond, 2011; Ippolita et al., 2009; Sunstein, 2001);
concerns over the surveillance potential of data bodies and data histories: with state and corporate decisions impacting on groups and individuals on the basis of data sets and analysis/risk management strategies (Beer, 2008; Brunton and Nissenbaum, 2011);
reduction in ambiguity and the reinforcing of stereotypes (Beer 2008; Crutzen and Kotkamp, 2008: 204; Pold, 2008: 219);
public/private conflation with the renegotiation and commodification of social relations and identity (Fuchs, 2011: 156; Thayne, 2012; Thompson, 2011);
rationalisation and quantification of relationships and people to become data and therefore seen purely as useful resources that can be sold or exploited (Thayne, 2012);
manipulation of results in ways that might impact on particular populations, demographics or individuals financially, socially or politically (Gerlitz and Helmond, 2011);
black boxing of the technological processes (Beer, 2008; Bucher, 2012) potentially disempowering/reducing individual agency (Bodle, 2011);
encouraging resistance measures: production of alternative models, alternative modes of commons and alternative multiple identities (Brunton and Nissenbaum, 2011).
There is also an obvious difference in emphasis that can be made between some of the political implications as a result or outcome of the filtering done by SNSs and the politics of the filtering itself. The former partly depend upon the uses to which the data collection, for example, is put or the breadth of information that is excluded or included in any filtering process. The latter has to do more with the politics that are encoded and enacted in the technologies of filtering (as a practice and as a form) themselves. For example, Bucher (2012: 1175) notes the ways in which the Facebook EdgeRank algorithm ‘rewards’ particular (SNS) desired user behaviour through the weighting of its calculations. This results in an enhanced visibility in news feeds of that user’s behaviour and a diminished visibility for other less desirable users or their behaviours. Clearly, in an environment where people increasingly rely on SNS transmitted information as part of their everyday social practices, such filtering has ramifications (Bucher, 2012).
Many of the implications noted above have already been touted in various ways in the literature, others are seen as potential (yet to be fully realised) political implications. Each of these is worthy of detailed individual attention. However, there is also clearly a need for analyses that enable the breadth and depth of these possibilities across the spectrum of social filtering practices to be captured: the politics of the decisions and the decision makers as to the inclusion and exclusion of information and peoples and the ways in which these decisions are encoded and enacted through technology open up many areas for discussion.
Conclusion
Perhaps the most intriguing, even ominous aspect of near-future scenarios is ‘ubicomp’, ubiquitous computing, combining the ‘Internet of things’ with the increasing integration of mobile wireless and Internet media. Radio frequency identification tags … biochips … and a variety of wireless devices can be installed in anything from fridges to mousetraps, passports to pets, creating a vast demand for new storage and communication services. Meanwhile, the convergence – for example, Google’s mobile OS Android, browser Chrome, VOIP service Voice and the Nexus One cell phone – indicates that touch screens, integrated social networking, portable formats for books, games, music and feature films and the improved camera and recording capabilities in handheld devices will increase both the quantity and the traffic in data over the foreseeable future (Cubitt et al., 2011: 153).
What is clear is that if we want to understand, influence or reject these developments, then we need to gain a deeper understanding of what these practices mean and some of the possible consequences that may result. This consideration needs to take into account not just the people or the software or the technologies themselves but the imbrication of all of these. An analytical framework that can accommodate these factors is potentially one way of approaching this. This paper detailed a very small initial step in that direction.
Footnotes
Acknowledgements
The author thanks the editors and anonymous reviewers for their useful and constructive comments on this paper. She would also like to thank Uri Hanani, Bracha Shapira and Peretz Shoval (and Springer Science + Business Media B.V.) for giving permission to reproduce their information filtering systems classification figure.
