Abstract
Introduction
Evidence supporting home telehealth effects on clinical outcomes in diabetes is available, yet mechanisms of action for these improvements remain poorly understood. Behavioural change is one plausible explanation. This study investigated the behavioural effects of a mobile-phone based home telehealth (MTH) intervention in people with diabetes. It was hypothesized that MTH would improve self-efficacy, illness beliefs, and diabetes self-care.
Methods
A randomized controlled trial compared standard care to standard care supplemented with MTH (self-monitoring, data transmission, graphical and nurse-initiated feedback, educational calls). Self-report measures of self-efficacy, illness beliefs, and self-care were repeated at baseline, three months, and nine months. MTH effects were based on the group by time interactions in hierarchical linear models and effect sizes with 95% confidence intervals (CIs). Interviews with MTH participants explored the perceived effects of MTH on diabetes self-management.
Results
Eighty-one participants were randomized to the intervention (n = 45) and standard care (n = 36). Significant group by time effects were observed for five out of seven self-efficacy subscales. Effect sizes were large, particularly at nine months. Interaction effects for illness beliefs and self-care were non-significant, but effect sizes and confidence intervals suggested MTH may positively affect diet and exercise. In interviews, MTH was associated with increased awareness, motivation, and a greater sense of security. Improved self-monitoring and diet were reported by some participants.
Discussion
MTH empowers people with diabetes to manage their condition and may influence self-care. Future MTH research would benefit from investigating behavioural mechanisms and determining patient profiles predictive of greater behavioural effectiveness.
Introduction
Suboptimal adherence to recommended diabetes self-care behaviours is a well-recognized problem.1–4 Adherence rates have been found to be 10–80% for long-term exercise,1,5 35–37% for diet, 5 64–70% for self-monitoring of blood glucose (BG), 5 and 71–72% for appointment keeping. 5 This has implications for the successful achievement of clinical targets, which for glycosylated hemoglobin (HbA1c) and blood pressure (BP), for example, are not reached by 40–60% of people with diabetes.6,7
The type of home telehealth intervention examined in this study involved the person with diabetes using technology to record and transmit data to health care professionals and receive feedback. Home telehealth provides health care professionals with the ability to provide timely care, detect early signs of deterioration, and identify/monitor closely high risk patients. Reviews of these interventions in people with diabetes suggest that they result in improvements in HbA1c8–10 and that they are well received by patients. 11
In addition to supporting clinical care, home telehealth aims to improve treatment adherence. 12 Self-monitoring and feedback are the hallmark of home telehealth. 13 These behaviour change strategies have successfully changed peoples’ behaviours14–18 by improving their confidence in managing their health (i.e. self-efficacy) and the way they think about it (i.e. self-regulation). 19 Education/information is another behaviour change strategy integrated into many telehealth interventions. It is sometimes considered a secondary feature of home telehealth 20 as real-time education via feedback 21 is dependent on clinical data transmission. Despite the potential for home telehealth to influence diabetes self-care, few studies measure these effects. Only three (17.7%) of 26 ‘telediabetes’ studies were found to report on the effects of telehealth on self-care (e.g. carbohydrate counting, physical activity) in a recent review. 12
Studying the effects of home telehealth on self-care would not be complete without understanding pathways of change. Research recommendations have underlined the need to understand these causal mechanisms. 22 Such investigations are likely to be facilitated by use of theory. Theories of health behaviour propose that beliefs (e.g. beliefs/knowledge about the condition or the performance of the behaviour), attitude, and expectations (e.g. efficacy or outcome expectations) drive behaviour 23 and act as mediators of behaviour change. So far, little research has investigated pathways of behavioural change in home telehealth. One review 24 examined the effects of home telehealth on two mediators of behaviour change, i.e. knowledge and self-efficacy. The small number of studies reviewed, however, combined with their poor methodological quality, made conclusions difficult to reach.
We have reported the effects of a randomized controlled trial (RCT) based evaluation of home telehealth on clinical outcomes in diabetes. 25 Primary (HbA1c) and secondary clinical outcomes (BP, insulin dose, diabetes outpatient appointments) were not significantly affected by the intervention. The current paper reports on the more proximal effects of this intervention on mediators of behaviour change (self-efficacy and illness beliefs) and diabetes self-care. The selection of these behavioural outcomes was guided by social cognitive theory 26 and self-regulation theory. 27 It was hypothesized that home telehealth would result in improvements in self-efficacy, illness beliefs, and diabetes self-care. Interview data collected on participants’ perception of the behavioural effects of home telehealth is also included in this paper to supplement the quantitative findings.
Methods
Study design
This study used a RCT design to compare standard care supplemented with a mobile-phone home telehealth intervention, i.e. mobile telehealth (MTH), to standard care alone. Semi-structured interviews were conducted with participants after the MTH intervention. Ethical approval was gained from the University College London/University College London Hospitals Committees on the Ethics of Human Research (09/H0715/69).
Setting and participants
The study was conducted in the diabetes unit of a secondary health centre in a multiethnic borough of London, United Kingdom (UK). Based on a power calculation detailed in the published protocol, 28 the aim was to recruit 248 participants. Participants were adults with poorly controlled type 1 or type 2 diabetes (most recent HbA1c had to be taken in the last 12 months and above 7.5%) and adequate English language. Patients requiring district nurse home visits for BG monitoring and insulin administration were excluded, as well as those with prior MTH experience, visual or dexterity problems, or those who travelled regularly outside the UK (≥3 weeks). A diagnosis of kidney failure, sickle cell disease, or severe mental illness resulted in exclusion from the study, as did pregnancy.
Recruitment and randomization
Potentially eligible participants were met by a researcher after their outpatient appointment. Full eligibility was verified. Interested participants signed a consent form, and received a baseline questionnaire and a pre-stamped envelope for return. Once completed, participants were randomized to the intervention or control group (standard care) using an online sequence generator that generated blocks of 20. A separate consent form was signed prior to the interview.
The MTH intervention
Intervention participants received the MTH equipment and training to transmit diabetes-related data (i.e. BG and BP readings, time since last meal, level of physical activity performed, insulin dose, and weight) to a MTH nurse for feedback. Automated and colour-coded graphical feedback on clinical readings (BG and BP) was displayed on the mobile phone whenever new entries were recorded. These graphs compared the most recent clinical reading to those recorded in the last five and 30 days. Each colour represented a different glycaemic state (blue: hypoglycaemia, green: normoglycaemia, amber: borderline hyperglycaemia, red: hyperglycemia). The monitoring protocol 28 included feedback on out of range clinical readings, support for insulin titration, and six-weekly educational calls. Participants requiring substantial medication adjustments were encouraged to schedule an appointment with their diabetes specialist nurse. MTH participants continued to receive standard care which consisted of one follow-up appointment with the diabetes specialist nurse every 3–4 months and 1–2 annual appointments with the diabetes consultant. A diabetes specialist nurse was available during working hours to respond to patients’ urgent queries.
Measures
Behavioural outcome data were collected at baseline, three, and nine months using measures with adequate psychometric properties.29–33 Follow-up questionnaires were mailed to participants.
Self-efficacy
Two subscales of the health education impact questionnaire (HeiQ, v3.0) 34 were used to measure empowerment. The self-monitoring and insight subscale measures beliefs in one’s ability to monitor the physical and/or emotional responses for appropriate self-management. The skills and technique acquisition subscale measures one’s beliefs in the knowledge-based skills and techniques acquired to self-manage health. Respondents indicated their level of agreement using a six point Likert scale. Higher mean subscale scores indicated greater self-efficacy.
The insulin management diabetes self-efficacy scale (IMDSES) 31 measures diabetes-specific self-efficacy relating to general management, insulin, diet, exercise, and foot care. A six point Likert scale was used, with higher scores indicating greater self-efficacy. One item on food exchange was removed as this concept is not commonly used in the UK (‘I can correctly exchange one food for another in the same food group’).
Illness beliefs
The personal models of diabetes (PMD) scale assesses beliefs on perceived seriousness of diabetes as well as beliefs on perceived effectiveness of treatment to control diabetes and prevent complications. 35 A five point Likert scale was used. Higher mean subscale scores indicated stronger endorsement of these beliefs.
Diabetes self-care
The summary of diabetes self-care activities (SDSCA) 33 assesses the number of days in a week (0–7) on which participants engaged in general diet, fruit and vegetable intake, fat intake, exercise, foot care, and BG testing. Higher mean subscale scores indicated greater frequency of self-care behaviours. The SDSCA does not differentiate between participants who self-monitor BG once or more each day. An item to capture this information as free text was added into the survey (‘How many times approximately do you measure your blood glucose levels in one week?’).
Interview topic guide
The interview guide included a question on perceived effects of the MTH on diabetes self-management. Participants were asked: ‘To what extent has the use of MTH influenced the way you self-manage your diabetes?’ Other areas of interest were covered; 28 findings for these will be published separately.
Data analysis
Quantitative data were analysed using an intention-to-treat principle. Baseline differences were checked using independent Student t-tests and chi-square tests. Intervention effects were examined using hierarchical linear models (HLM). Random effects accounted for within-participant correlation. A first order autoregressive covariance structure was used. Baseline differences were adjusted for (fixed effects). Interactions between group and time (fixed effects) were used to identify differential treatment effectiveness. Hedges’ g standardized effect sizes for mean group differences at follow-up were computed with 95% confidence intervals (CIs). Significance was set at p < 0.05.
Audio-recordings of interviews were transcribed verbatim, de-identified, and imported into NVivo (v10.0). Recommendations for thematic analysis were followed. 36 One researcher coded all transcripts. A second researcher independently coded two transcripts to help discuss emerging themes. Once coding of all transcripts was complete, these two researchers met again to finalize the qualitative analysis.
We intended to combine the results of the quantitative and qualitative analyses in our discussion of the behavioural effects of MTH. Our intention was to use the interview data to verify and validate the results of the quantitative analyses. The interviews were also anticipated to allow for a richer interpretation of quantitatively measured MTH effects, and to help identify MTH effects not assessed in questionnaires.
Results
Sample characteristics
Eighty-one participants were randomized to the intervention (n = 45) and control (n = 36) groups. Just over half (56.8%) were male. Mean age was 57.2 ± 13.6 years and the majority of participants (65.4%) had no formal education or no further than GCSE/O-levels. Mean number of years with diabetes was 16.6 ± 7.7. The majority (87.7%) had type 2 diabetes. Intensive insulin therapy (≥3 daily injections) was prescribed to half (53.1%) of participants. Mean HbA1c (%) was 9.1 ± 1.8 in the intervention group and 8.9 ± 1.7 in controls. The majority were overweight (25.9% with a body mass index (BMI) ≥25 kg/m2) or obese (56.8% with a BMI ≥ 30 kg/m2). Gender was the only statistically significant difference (p = 0.013) between interventions (68.9% male) and controls (42.7% male).
Attrition
Data were not imputed for missing questionnaires. Survey data were available for 81 participants at baseline (45 interventions, 36 controls), 74 at three months (41 interventions, 33 controls), and 70 at nine months (39 interventions, 31 controls).
Intervention effects on self-efficacy and illness beliefs
Changes in self-efficacy and illness beliefs in the intervention and control groups.
Notes: Higher scores indicate greater self-efficacy or endorsement of beliefs; * indicates significant interaction effects.
IMDSES: insulin management diabetes self-efficacy scale; HeiQ: health education impact questionnaire; PMD: personal models of diabetes; SDSCA: summary of diabetes self-care activities; CI: confidence intervals.
Although the group by time interaction effect for the second HeiQ subscale on skills and technique acquisition was not significant, the effect size for this mean group difference at nine months was large (−0.50) and the 95% CI did not cross zero. This suggests the intervention may have had an effect on this subscale. The lack of significance may be related to lack of power.
In contrast, none of the group by time interaction effects for illness beliefs were statistically significant. Effect sizes for mean differences at three and nine months were small (−0.02 and −0.23) and crossed zero.
Intervention effects on diabetes self-care
Changes over time in diabetes self-care in the intervention and control groups.
Notes: Higher scores indicate greater frequency of self-care behaviours. aIndividual item added into SDSCA survey.
SDSCA: summary of diabetes self-care activities; BG: blood glucose.
Themes from qualitative data
Themes from the qualitative enquiry on perceived effects of mobile home telehealth (MTH).
Theme 1: Increased awareness
Participants reported an increased awareness of the extent to which they controlled their diabetes. Visualizing the graphical feedback increased participants’ awareness of trends in BG. This allowed them to see ‘the bigger picture’ and to position their overall level of diabetes control on a continuum from poor to good. The colour-codes were reported to facilitate the identification of time periods when tighter control of BG readings was needed. They also prompted participants to think about the reasons behind fluctuations in BG and participants reported a heightened awareness of the factors influencing diabetes control.
Theme 2: Increased motivation
Participants reported that MTH was an opportunity to think of making changes to their diabetes self-management. The graphical feedback in particular was considered to act as an incentive to improve BG readings. Combined with the awareness that a MTH nurse was available to monitor their readings, participants felt that controlling their BG had become a personal challenge. Some used the average BG reading provided in the automated feedback to try ‘to beat that average for a better average next time’. MTH acted as a reminder to self-care in moments of behavioural slippage.
Theme 3: Influence on diabetes self-care
Self-monitoring of BG was the behaviour most frequently reported to have increased. This was because receipt of graphical feedback, and knowledge that someone reviewed their data, was considered to add ‘purpose’ to this behaviour. Some participants also reported improvements in dietary intake through reported reductions in portion sizes and snack consumption. In fewer cases, MTH was reported to increase adherence to insulin (i.e. fewer missed dosages) or to insulin adjustments.
A minority of participants reported no benefits from MTH on self-care. They tended to be dissatisfied with the MTH nurse feedback, to not use the graphical feedback, or to consider their diabetes control as adequate.
Theme 4: Perceived sense of security
Most participants experienced a heightened feeling of security and safety because they believed that someone to whom they were ‘directly in some mysterious way connected with’ was watching over their BG readings. The knowledge that someone was ‘in the background’ to check BG readings and prevent any complications created a peace of mind. Two participants compared MTH with ‘Big Brother’, a reality television show involving continuous monitoring by cameras.
Discussion
Intervention effects on self-efficacy
Results of the RCT suggest that MTH improved self-efficacy. These effects were consistent across several generic and disease-specific subscales, and increased over time. Only five of 21 papers included in a review of mobile-phone interventions in diabetes 37 were reported to measure self-efficacy. Where evaluated, it has often been positively influenced by MTH.38–42 These results are in line with the suggestion that self-monitoring and feedback influence self-efficacy. Self-efficacy is considered to determine or reflect levels of motivation.43,44 The increased motivation reported by MTH participants in interviews therefore supports the quantitative findings. This complementarity of the qualitative and quantitative data suggests that findings on MTH effects on self-efficacy are robust.
Intervention effects on illness beliefs
Few MTH studies have assessed illness beliefs. Results from this RCT suggest that MTH did not influence beliefs on the perceived seriousness of diabetes, or on treatment effectiveness to control diabetes and prevent complications. These quantitative findings were supported by the absence of themes relating to these beliefs in the interview data. Another mobile-phone intervention also failed to influence beliefs on the likelihood for long-term complications. 45 These beliefs have been found to be relatively stable over time 46 and this may limit any intervention effects. The intervention in this study did not include behavioural skills training, a strategy suggested to influence illness beliefs. 47 Finally, it is possible that the lack of intervention effects on personal models of diabetes is related to a ceiling effect. Means at baseline indicated that participants considered diabetes to be ‘fairly’ to ‘very’ serious and the prescribed treatment regimen to be ‘very’ to ‘extremely’ effective. In contrast, the qualitative data suggested that MTH increased participants’ awareness of their level of diabetes control and factors associated with it. MTH may positively influence beliefs relating to these aspects of self-management, rather than those assessed in this study. Future research may benefit from measuring these beliefs found in the qualitative study.
Another belief that MTH is likely to influence according to the qualitative data relates to perceived security. This belief was not measured as an outcome in the RCT. The interview data indicated that MTH made participants feel safer because clinical staff monitored their clinical readings and could help prevent acute complications. The concept of perceived security is related to perceived susceptibility (one’s perception of the risk or the chances of contracting a health disease or condition). Perceived susceptibility, a component of the health belief model, 48 is considered one of the health beliefs with the greatest influence on behaviour. The qualitative findings from our study suggest that MTH may result in a decrease in perceived susceptibility through increased perceptions of security.
Intervention effects on diabetes self-care
Results from the group by time interactions suggest that MTH did not influence diabetes self-care. Quantitative evidence on the impact of telehealth on diabetes self-care is mixed. Some studies have resulted in improvements in self-care;39,49 others have not.41,50–52 Several reasons for this conflicting evidence are possible. First, inconsistencies in findings could be due to the measurement of adherence, which is customarily self-report. 53 Self-report measures of adherence differ in content and response options. 54 They are prone to bias, and none of the studies mentioned above, including ours, used multiple adherence measures or cross-validated self-report measures with objective data. 53 Novel approaches such as mobile-phone and computerized logbooks for ecological momentary assessments are superior to self-reported adherence 55 and may be particularly feasible to implement in MTH. 54 Physical activity data in particular is becoming easier to capture with Smartphones and wearable sensors. 56 These measurement methods were not easily available or affordable when this study was designed.
Despite the lack of statistically significant group by time interaction effects on self-care, several participants reported improvements in their diet and BG self-monitoring frequency when interviewed. Such effects have been reported in qualitative studies.57–60 They suggest that benefits from MTH may have been experienced by some participants. Importantly though, in line with these qualitative data, the effect sizes and CIs from the quantitative analyses did suggest a MTH effect on general diet at nine months. Together, these findings suggest that effect sizes and CIs should be considered alongside p-values when interpreting quantitative data. 61 The variation in MTH effects on self-care across participants supports the need for further research to identify the combinations in which context, mechanisms, and outcomes interact to promote effectiveness, 51 and patient characteristics associated with greater behaviour change.
The relationship between self-efficacy and self-care
Social cognitive theory postulates that there is a linear relationship between self-efficacy and behaviour. Although used to design mobile-phone interventions, 62 few studies have assessed both these constructs. Those that have either found improvements in self-efficacy only,38,41 or in both constructs. 39 These inconsistencies have led some researchers to question the value of self-efficacy as a health outcome. 63 The protocol for this study included a statistical analysis plan to examine mediating effects of self-efficacy on self-care. 28 Significant changes in self-care scores were required for such analyses; however, as these were not observed, they were not undertaken.
A possible reason why improvements in self-efficacy did not translate to self-care is duration of follow-up. The time period necessary for these translations may vary according to a range of factors, including MTH intervention content (e.g. intensity of health care professional support, behaviour change techniques involved), participants’ characteristics (e.g. baseline self-efficacy and self-care, disease severity), and technology usage (e.g. transmission frequency). The nine month follow-up in this study may have been insufficient for improvements in self-care to occur across a majority of intervention participants. Behaviour change may occur more rapidly in some participants, as the qualitative data on dietary and BG self-monitoring changes suggest. Also, other factors not accounted for in social cognitive theory may influence the likelihood of self-efficacy translating into behaviour change. The decrease in MTH participants’ perceived susceptibility mentioned above is one example and others include personality, subjective norms, and cultural factors.
Limitations
The main drawback of this study is the sample size for the RCT. The challenges experienced during recruitment 64 led to lack of power, underlining the need for RCT findings to be interpreted with caution and limiting the number of statistical analyses. A larger sample size may have yielded different results and greater precision of estimates. The parallels observed in the quantitative and qualitative findings do, however, suggest that the findings are reliable. They also emphasize the value of combining these two research methods to provide richer interpretations.
Recommendations for future research
Future MTH research would benefit from continuing to explore the mechanisms through which MTH results in clinical improvements, including a behavioural pathway of change. Identifying mediators of change will help build the science of MTH and design effective interventions. Greater efforts to reach adequate sample sizes for quantitative evaluations and to use a combination of objective and subjective measure of behaviour are also necessary.
Footnotes
Acknowledgements
The authors would like to thank participants who agreed to take part in this study and the clinical staff at the clinic who offered their help during the study.
All authors were equally involved in the design of the study. JB was responsible for study implementation and data collection under the supervision of SN and SH. JB is the primary author of this paper, and revisions were made by SN and SH. JB, SH, and SN approved the final version of the paper and take responsibility for the content of this paper.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: We would like to thank the Policy Research Programme of the Department of Health for England for funding this study. The views expressed are not necessarily those of the Department.
