Abstract
Modal parameters are inherent structural characteristics that are valuable for model updating, condition assessment, and early warning of bridges. Operational modal tracking technology has been a popular research topic in bridge structural health monitoring (SHM) because of its output-only advantage; that is, only the vibration responses of the bridge are necessary for modal identification. The real-time objective of bridge SHM requires operational modal tracking to be fully automated. Because the loads acting on long-span high-speed railway bridges are various, the modal identification methods should be changed according to the excitation characteristics; otherwise, the results may be incorrect. However, there is no unified framework for simultaneously tracking the modal evolution of a bridge under different excitations. In this study, modal tracking strategies based on ambient loads, train loads and immediately a train moving past the bridge were developed to identify the operational modal parameters of the bridge. In addition, a unified tracking framework was established to automatically switch among the three-stage modal-tracking strategies, which utilizes the real-time positioning of the axle loads. Furthermore, the computational efficiency of the tracking strategies and the obstacles of operational modal analysis were analyzed to provide a reference for mode-based SHM of bridges, and the essential parameters in the tracking algorithms were suggested. The three-stage modal-tracking methods were validated through long-term monitoring data of a long-span high-speed railway bridge. The results indicated that the best tracking results were generated from free-vibration data, while the modal-tracking under ambient loads had best timeliness.
Introduction
Long-span high-speed railway bridges are essential infrastructures constructed over rivers to connect railway networks, and performance degradation and damage of these bridges threatens human lives and the economy. Structural health monitoring (SHM) systems have been widely installed to track the performance evolution of long-span bridges (Meixedo et al., 2021; Xu and Xia, 2011). Because modal parameters (frequency, damping ratio and mode shapes) are inherent dynamic properties of a structure, their evolution can reflect the performance evolution of long-span bridges (Anastasopoulos et al., 2021). Therefore, considerable attention has been paid to tracking modal parameters from the SHM data of long-span bridges (Cabboi et al., 2017).
Because excitations (wind, train, scouring, etc.) acting on a bridge cannot be monitored, only the vibration responses of the bridge can be used for modal identification, which is known as operational modal identification (Vu et al., 2013). In previous studies, without any trains passing through, excitations were treated as Gaussian white-noise signals (Guo et al., 2021). Railway bridges can be analyzed through parametric methods, such as the stochastic subspace identification method (Reynders and Roeck, 2008), and non-parametric methods, such as the frequency domain decomposition technique (Brincker et al., 2001). Ozcelik et al. (2019) used data-driven stochastic subspace identification and enhanced frequency domain decomposition methods to analyze the ambient vibrations of a steel railway bridge, and the results indicated that the frequencies decreased slightly with an increase in the temperature. Considering that vibration data are often nonstationary, He et al. (2011) proposed an empirical mode decomposition-based random decrement technique to identify the modal parameters of the Nanjing Yangtze River Bridge. Because trainloads are not white-noise excitations, Matsuoka et al. (2021) developed a time-varying autoregressive exogenous model for the train and simply supported bridge system and adopted hierarchical Bayesian estimation to track the instantaneous frequencies of the bridge. Li et al. (2020) used a synchro-extracting transform to extract the instantaneous frequencies of bridges with vehicles passing through. In addition, a few studies have focused on modal analysis using free-vibrations of railway bridges. Kim et al. (2010) developed a time-domain decomposition technique for tracking modal parameters from free-vibration responses immediately after a train passes. Ülker-Kaustell and Karoumi (2011) extracted the natural frequency and damping ratio of the first vertical bending mode from free vibrations after the passage of freight trains through a continuous wavelet transform.
A common issue in operational modal tracking is that physical and spurious modes are difficult to distinguish, where physical modes are structural inherent characteristics and spurious modes arise due to the environmental noise and non-white noise excitation. Regarding parametric identification methods, the stabilization diagram (Afshar and Khodaygan, 2019) is widely used to classify physical and spurious modes, and clustering methods (Fan et al., 2019; Yang et al., 2019) are employed to automatically explain the stabilization diagram. He et al. (2022) proposed an automated identification process for bridges under ambient excitations, in which frequency uncertainty and density-based clustering were used to remove spurious frequencies occurring in the stabilization diagram. Regarding non-parametric methods, Yao et al. (2021) proposed a time-related modal assurance criterion to automatically select physical modes in frequency domain decomposition. Jin et al. (2021) developed an automatic peak-picking technique to identify the frequencies of cable-stayed bridges, whereby spectral peaks can be selected without prerequisites. Kim and Sim (2019) utilized a region-based convolutional neural network to automatically distinguish structural peaks from noise peaks. Another focus of mode-based SHM is to continuously track the evolution of modal parameters. Because the frequency bandwidth of excitation acting on the railway bridge changes over time, modes contributing to bridge vibrations also change, which leads to missing modes and misclassification. To track modal evolution without misclassification, He et al. (2021) connected the latter modes to the former modes by minimizing their difference. However, tracking fails if a missing mode exists. To overcome this obstacle, Yang et al. (2020a) constructed a modal subspace to update the reference mode list adaptively and cluster modes in the same order automatically through observability-vector similarity. Numerous automated operational modal identification methods have been developed to track the modal parameters of bridges under ambient loads. However, few studies have attempted to construct a unified automated modal tracking framework for long-span railway bridges affected by different excitations.
In this paper, a fully automated modal tracking approach is proposed for determining the evolution of the modal parameters of long-span high-speed railway bridges online. The stochastic, deterministic-stochastic, and free-vibration responses of the railway bridge are generated by ambient loads, train loads, and immediately after a train leaving the bridge. Therefore, a three-stage operational modal identification method was developed to track the modal parameters from different vibration responses. The key points include (i) determining the operational modal identification technique for each vibration type, (ii) constructing a unified automatic modal tracking framework, and (iii) evaluating the efficiency and uncertainty of operational modal tracking to provide a reference for mode-based SHM. The remainder of this paper is organized as follows. First, a unified modal tracking framework for a bridge under ambient loads, train loads, and immediately after a train leaving the bridge is described. Second, the efficiency of the method and parameter uncertainty are analyzed. Third, the tracking results for a railway bridge are presented. Finally, conclusions and prospects are presented.
Fully automated modal tracking method
The modal identification process is based on the discrete-time state-space model of the structural system:
The discrete-time state matrix
If the eigenvalues
Therefore, a necessary step of modal identification is extracting the system matrices
Modal tracking under ambient loads
Without a train passing through, the bridge is subjected to ambient loads such as wind, which are stochastic and assumed as white noise. Correspondingly, the state-space model in equation (1) becomes:
To eliminate white-noise excitation
The block Hankel matrices
Then, the system matrices
Modal tracking under train loads
When a train passes through, the bridge is simultaneously subjected to train and ambient loads. Due to the train-bridge interaction effect, the system becomes a time-variant discrete-time state-space model (Yang et al., 2021):
If the real-time positions of the axle loads can be measured, the distribution matrix
Modal tracking immediately after train leaves
Immediately after a train leaves the bridge, free vibrations of the bridge occur. Because the initial state
A correlation-based ERA is used for the responses in the form of equation (10) to obtain the system matrices
Three-stage fully automated tracking
The SHM of railway bridges requires that the modal parameters can be tracked online without supervision. Although automated modal identification methods based on three-stage vibrations have been implemented, switching between appropriate identification methods in real time remains a problem worthy of attention. In this section, a unified framework is first established to implement online modal tracking throughout the operational period. Second, the efficiency of the method is analyzed with regard to the computational time. Third, the modal uncertainty is analyzed to provide suggestions for mode-based warning of bridge safety risks.
Unified process framework
The automated switching of three-stage tracking methods mainly includes four steps.
Step (i): Determine whether the vibrations at the discrete-time Strain data of the girder: (a) 1 month; (b) during a 16-carriage train passing.
Because the strain trend induced by environmental factors is eliminated after the primary-difference process, strain increments are induced by train loads and measurement noise, as shown in Figure 2. The strain increments induced by the measurement noise are slight and stochastic, whereas those induced by train loads have large values and are limited in number. Thus, the former can be easily distinguished through the following threshold: Strain increments: (a) 1 month; (b) during a 16-carriage train passing.
If the strain increment satisfies
If the strain increment satisfies
Step (ii): Classify the loading case to which the train-induced time window
The details of the loading classification are as follows. First, except for the running lane
The characteristics of strain data related to different lanes should not interfere with each other. Otherwise, the multi-train loading case may be mistaken for a single-train loading case. For example, two eight-carriage trains running on the adjacent lanes and intersecting at the strain gauge, may be misjudged as a 16-carriage train. To avoid this misclassification, at least two strain gauges (or other sensors reflecting the location of the train, such as speedometers) should be installed in a lane, at a certain distance along the longitudinal direction.
Step (iii): For a single-train loading case, separate the vibration responses within the train-induced time window into deterministic-stochastic vibrations and free vibrations; that is, find a time instant
Step (iv): Estimate the real-time positions of the axle loads to construct the virtual load matrix for the DSSI. Because the time instant of a train moving past the bridge was obtained in Step (iii), the real-time positions of the axle loads for each single-train loading case can be derived according to the train speed, time instant of the train moving past the bridge, and axle arrangements. The train speed is obtained from the speedometer installed in each railway lane, and axle arrangements of the train are determined according to the train schedule. Subsequently, a set of deterministic-stochastic vibrations is obtained for identification through the DSSI method.
For a time instant that exceeds the train-induced time window, the corresponding vibrations are stochastic. A batch of stochastic accelerations with data length
Because spurious modes always occur in operational modal analysis, regardless of the stochastic, deterministic-stochastic, and free vibrations, a two-stage clustering process is used to distinguish the physical modes from spurious modes. Furthermore, an automated mode-matching algorithm based on the correlation between modal observability vectors is used to track the modal parameters identified from different batches of vibration data. A flowchart of the unified modal tracking framework is shown in Figure 3. Flowchart of the unified modal tracking framework.
Method efficiency analysis
The computational complexity analysis.
According to the aforementioned description for modal tracking under ambient loads, preprocessing is used to calculate the correlation matrix
According to the description for modal tracking under train loads, preprocessing involves constructing a virtual load Hankel matrix
According to the description for modal tracking immediately after a train leaves, preprocessing aims to detect free vibrations through the variational mode decomposition technique. The computational complexity of the variational mode decomposition technique depends on the number of iterations
The computational time.
Frequencies of identified modes.
Under train loads, the data length was automatically calculated as
For free vibrations, the data length was automatically calculated as
As indicated by the computational times presented in Table 2, the computational efficiency of the algorithm was the highest under ambient loads. If a sliding window-based tracking method is used for the modal analysis of a bridge under ambient loads, the results can be generated every 30 s. The frequencies listed in Table 3 indicate that more modes can be identified from the vibration responses of the bridge immediately after a train leaves, but the preprocessing to obtain the free-vibration responses is more time-consuming than that under ambient loads.
Modal uncertainty analysis
Because the operational monitoring data of the bridge cannot strictly satisfy the assumptions of modal identification methods, modal uncertainty was involved. In this section, the frequency and mode-shape uncertainties are analyzed according to the long-term tracking results, and algorithm parameters are recommended. Additionally, issues related to operational modal parameters are explained.
Frequencies are the most reliable modal parameters of the bridge; their uncertainty is closely related to the algorithm parameters, including the data length
For modal tracking under ambient loads, the data length Frequency resolution effects: (a) comparison of power spectral densities; (b) comparison of stabilization diagrams; (c) comparison of frequency evolutions.
For modal tracking under train loads, the stochastic vibration components induced by the ambient loads, irregularities, and dynamic loads of a train should be eliminated via the correlation method, similar to NExT. Thus, the data length
The mode shapes, which reflect the spatial characteristics of a bridge, have potential for bridge early-warning and abnormal positioning. However, the mode shapes identified from SHM data have not been widely used, because of their large uncertainty. Owing to the non-proportional damping of the bridge, non-uniform or asynchronous sampling of the sensor, measurement noise, etc., the identified mode shapes are complex. In particular, the phase of the complex mode shape is sensitive to these factors. For example, if the multi-channel vibration responses were slightly asynchronous, the complex mode shapes changed significantly, as shown in Figure 5 (‘Syn’ and ‘Non-syn’ represent mode shapes identified from the synchronous and asynchronous data). The real and imaginary parts of the complex mode shapes are compared in Figure 5(a), while the amplitudes are compared in Figure 5(b). Complex mode shapes: (a) real-imaginary part; (b) amplitude.
The amplitude of a complex mode shape coefficient
Case study
The operational SHM data of a long-span high-speed railway bridge are analyzed in this section. First, the bridge and its SHM are described briefly. Subsequently, the modal tracking results under ambient loads, train loads, and free vibrations are discussed. Finally, the modal evolutions are analyzed.
Bridge description and its monitoring data
Long-term monitoring data were recorded for a long-span high-speed railway bridge with six spans. The bridge had six lanes, including two high-speed railway lanes (Lanes 1 and 3 in Figure 6), two normal-speed railway lanes (Lanes 2 and 4), and two metro lanes, respectively. The running direction of Lanes 1 and 2 was from north to south, and that of Lanes 3 and 4 was from south to north. Monitoring data from 2013 were analyzed in this study, and only the high-speed and normal-speed lanes were in operation at that time. Sensors installed on the long-span railway bridge.
A unidirectional accelerometer was installed in the middle of each span to measure the vertical vibration response of the girder with a sampling frequency of 200 Hz. In addition, four speedometers with a sampling frequency of 10 Hz were installed on each of the high-speed and normal-speed lanes. Two strain gauges with a sampling frequency of 50 Hz were installed on the high-speed and normal-speed lanes. The sensor locations are shown in Figure 6. The strain and speedometer data were used to classify the loading cases, and the accelerations were used for modal identification.
Discussion of modal tracking results
For the classification of loading cases, the threshold The statistical distribution of train speeds: (a) Lane 1; (b) Lane 2; (c) Lane 3; (d) Lane 4.
Loading cases of the railway bridge in a day.
The tracking results for February 2, 2013 were presented to compare the efficiencies of the three-stage methods, the algorithm parameters of which were consistent with those mentioned in previous section. The frequencies identified from accelerations of the bridge under ambient loads (Case A), eight train load cases (Cases C1 to C8), and free vibrations (Case F) were compared in Figure 8, respectively. In terms of frequency fluctuation, the minimum is Case A, the second is Case F, and the maximum is Cases C1–C8. The frequencies under ambient loads have the smallest fluctuation because the number of them is smallest. The frequencies related to train-loading cases have the greatest fluctuation because the interference factors on vibrations are too complex to be eliminated. In addition, the frequencies in Case F are less than the frequencies in Case A. One possible reason is that free vibrations still reflect the dynamic characteristics of the train-bridge interaction system. Tracking results of frequencies in a day: (a) Mode 1; (b) Mode 2.
The mode shapes related to the identified modes are presented in Figure 9, where the black dots represent bridge bearings, and the red squares represent the identified mode shape coefficients. Because the accelerometers were installed at the centers of the cross-sections of the girder, only the symmetric vertical bending mode was identified. Owing to the limited number of accelerometers, the mode shapes of the entire girder could not be presented completely, and the mode shape coefficients of Mode 3 were proportional to those of Mode 7. In addition, Modes 8 and 9 were local modes, and their mode shape coefficients at the side spans were significantly larger than those at the main spans. Mode shapes: (a) Mode 1; (b) Mode 2; (c) Mode 3; (d) Mode 4; (e) Mode 5; (f) Mode 6; (g) Mode 7; (h) Mode 8; (i) Mode 9.
Analysis of long-term modal evolution
The long-term modal tracking results were analyzed in this section, including the evolution trends and statistical characteristics.
Taking the tracking results under ambient loads as an example, the evolution trends of the frequency, damping ratio, and mode shapes were presented in Figure 10, where the mode shape evolution was quantified by the modal assurance criterion (MAC), defined as: Tracking results under ambient loads: (a) frequency; (b) damping ratio; (c) MAC of mode shapes.

Frequencies were compared in Figure 10(a), where Modes 1–4 had the lower identifiability than Modes 5–9, because the signal components related to Modes 1–4 were less contributed in ambient vibration accelerations of the girder. The damping ratios and MACs of mode shapes were more stochastically scattered than frequencies.
The lognormal distribution function was adopted to fit the statistical distribution of the damping ratios, and the results are presented in Figure 11. The damping ratios of Modes 4 and 5 were significantly larger than those of other modes. Statistical distribution of damping ratios: (a) Mode 1; (b) Mode 2; (c) Mode 3; (d) Mode 4; (e) Mode 5; (f) Mode 6; (g) Mode 7; (h) Mode 8; (i) Mode 9.
To quantify the evolutions of frequencies, damping ratios and mode shape MACs, the frequency evolution index
Modal evolutions under ambient loads.
Taking Mode 1 for example, the long-term tracking results related to different cases were compared through the statistical analysis. The statistical distributions for frequencies of Mode 1 were presented in Figure 12, where frequencies in Cases C1–C7 and Case A were fitted through the t-Location-Scale distribution function and frequencies in Case F were fitted through the Burr-type-XII distribution function. The frequencies in Cases C1–C7 ranged from 0.64 to 0.72 Hz, the frequencies in Case F ranged from 0.67 to 0.69 Hz, and the frequencies in Case A ranged from 0.68 to 0.72 Hz. In addition, the frequency evolution index in equation (15) was calculated for each Case, as shown in Figure 13(a). The frequency evolution index in Case F was the smallest. Therefore, the frequencies identified from free vibrations (Case F) were the most concentrated, that is, with the minimum uncertainty. Statistical distribution of frequencies of Mode 1: (a) Case C1; (b) Case C2; (c) Case C3; (d) Case C4; (e) Case C5; (f) Case C6; (g) Case C7; (h) Case F; (i) Case A. Statistical parameters for frequencies of Mode 1: (a) the frequency evolution index; (b) frequency with the highest probability.

In addition, the frequency with the highest probability in each statistical distribution diagram in Figure 12 was shown in Figure 13(b). Obviously, the frequency with the highest probability under ambient loads (Case A) was larger than those under train loads (Cases C1–C8) and free vibrations (Case F). This phenomenon is consistent with the frequency variations shown in Figure 8(a). The possible reason is that frequencies identified from train-induced and free vibration responses are related to the train-bridge interaction system while frequencies identified from ambient vibration responses are only related to the bridge system.
Conclusions
A fully automated modal identification framework was developed for tracking the modal evolution of a long-span high-speed railway bridge online under operational conditions, which is useful for bridge performance evaluation and early warning. • A three-stage modal identification method was developed to identify modal parameters from the stochastic, deterministic-stochastic, and free vibrations of the bridge, in which the automatic separation of spurious and structural modes, adaptive modal matching, and efficient detection of free vibrations without supervision have been achieved. • An automated switching technique based on the simultaneous information of strain peaks, strain increments and train speeds is proposed, which can be used to transform modal tracking methods for various vibration types in real time. • The algorithm efficiency and parameter uncertainty were analyzed according to long-term modal tracking results for a long-span high-speed railway bridge. The highest computing efficiency and the lowest modal evolution were respectively implemented on stochastic and free vibrations. The results also show that the operating mode shapes become complex especially for the low signal-to-noise ratio or asynchronous responses.
Footnotes
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This research work was jointly supported by the National Natural Science Foundation of China (Grant Nos. 52108270, 51978128, 52078100), the National Postdoctoral Program for Innovative Talents (Grant No. BX2021052), the China Postdoctoral Science Foundation Funded Project (Grant No. 2021M700673), and the Fundamental Research Funds for the Central Universities (Grant No. DUT22ZD213).
