Abstract
That all academic writing should be based on a comprehensive review of previous research is well understood. Yet how to accomplish this task given the burgeoning literature in our field and in the many contributing fields of study has received surprisingly little attention in publishing guidelines in HRD and related fields. To encourage the development of HRD scholarship as a distinct and yet interdisciplinary body of knowledge, discernment, justification, and clarity about the selection and representation of the existing literature are needed in three areas. Domain specificity is concerned with the link to the HRD disciplinary base, practice relevance situates the work in a recognized HRD practice domain, and communicative interest clarifies the author’s value stance. The conclusion addresses implications for novice and experienced writers, the training of graduate and professional students, and the editorial policies of the leading HRD journals.
It is widely accepted that scientific knowledge grows incrementally with new research building on previous work and confirming, extending, or proposing alternatives to prior scholarship. Academic knowledge, further, is codified and transmitted in written form. A manuscript submitted to an academic journal, for example, is judged whether it is well grounded in previous work and adds to the field’s knowledge base in significant ways. In this manner, academic fields establish, confirm, and further develop unique areas of knowledge, known as the body of literature of a given field. As a multi-disciplinary field, human resource development draws on a wide variety of basic and applied disciplines in the social sciences and the humanities, but its knowledge base is more than an amalgam of existing fields. Over the past decades, the HRD literature has emerged as a body of knowledge distinct from its contributing fields, represented by master’s and doctoral theses, a suite of well-regarded academic journals, edited and single authored books, and proceedings of scientific conferences around the world (for a trend analysis see Seo et al., 2019). It is this existing body of HRD research that new contributions are expected to expand in significant ways.
These general criteria are well understood and encoded in thesis guidelines, journal submission guides, and conference paper requirements. However, detailed information on how to treat the potentially large body of prior literature in support of a specific study is, surprisingly, absent from the many publications that address format and content-related issues of academic writing. Generic guides, for example the Publication Manual of the American Psychological Association, 2020, (p. 39) advise scholars to “contextualize the work within the existing literature”. A popular text on dissertation writing (Joyner et al., 2018) devotes two short chapters on focusing and critiquing the literature but offers, again, only general advice, such as “retrieve all related abstracts” (p. 65), “use primary sources” (p. 69), and “conduct a comprehensive search” (p. 75). Discipline-specific writing guides are equally nonspecific. A seven-part series on publishing empirical studies in management speaks quite eloquently but also in general terms about the need for novelty of research that “would change the conversation that is already taken place in a given literature” (Academy of Management Journal, 2011a, p. 433), for “positioning [the] hypotheses in relations to related research” (Academy of Management Journal, 2011b, p. 1098), and for establishing the “bridge between study’s findings and the larger literature [to show the] theoretical ‘value added’ of a given study” (Academy of Management Journal, 2012, p. 257, emphasis in the original). In our own domain, detailed guidance on the selection from the wider literature is equally sparce. In an otherwise highly instructive paper in this journal (Rocco et al., 2023), the authors reference a previous editor who observed “inconsistencies, weak descriptions of the search process, and confusion about different types of reviews” (p. 105). While Rocco and colleagues address reviews of literature as a specific genre of academic research, the task of selecting and representing existing literature sources is a critical part of all forms of academic writing. This article focuses on the question of how to make good use of existing publications in support of developing a current manuscript in HRD. I use the term supporting literature to mean that subset of published sources from among all existing publications that an author choses to include in a manuscript.
In the following paragraphs I will review the role and function of the existing literature and recommend that HRD scholars situate a new manuscript in prior research in three overlapping dimensions: its location in our field, its domain of practice, and its value stance and communicative interest. I conclude with the call for discernment in the selection of existing literature sources and for transparency and justification of the selection process to deepen the literature in our field and to continue building a body of scholarship germane to HRD.
Role and Function of the Existing Literature in Academic Writing
It is well understood that the process of writing a manuscript includes a review of the existing literature on a given topic, followed by the selection of a smaller set, here labeled supporting literature, for in-text reference and direct or indirect citation. To use an architectural metaphor, the supporting literature should provide a solid foundation and strong internal framing, while the new knowledge gained from empirical or theoretical research gives the unique shape of a new building. The frequency of in-text use of direct and indirect quotes and the often-lengthy reference list at the end of an academic manuscript underscore the importance of the supporting literature. In an empirical research paper, for example, supporting literature sources appear in the introduction to develop the context of the study, argue for its significance, describe its theoretical foundation, and situate research questions and hypotheses. In the subsequent sections of a typical empirical article, an extended review of literature presents the supporting literature in detail, followed by references related to research design and methodological matters. Finally, the conclusion section places the findings into the context of prior studies, arguing for any value the study can add, and proposing remaining questions for future research. This protocol serves to connect new to existing knowledge and to expand the body of knowledge in a given field. It further serves the important function of anchoring the author’s thoughts in a specific scholarly tradition, to establish their academic identity and expertise, and to help build the body of knowledge, insight, and understanding. It is for these reasons, that the selection and representation of the supporting literature are no trivial matters. Academic articles, books and book chapters, research reports, and other forms of publication are data points, not in the narrow quantitative sense of, for example, a statistical table, but as data representing prior studies, theoretical frameworks, conceptual insight, and other matters of fact or assertion. And as other forms of data, the supporting literature deserves forms of rigor and relevance similar to those advocated by Reio (2023) for visibility and reputation of HRD authors, journals, and the collective body of research in our field.
While much as written about the expectations for empirical data, such as trustworthiness, reliability, and validity, far less has been written about the quality characteristics of the supporting literature in academic writing. Guidelines on the academic genre of reviews of literature, such as structured, integrated, and scoping (Rocco et al., 2023), offer elaborate criteria on the boundaries of a given review as well as the treatment of a set of potential articles and other sources (for a good example of a careful treatment of the literature in a systematic review of literature, see Hauk & Gröschner, 2022). Outside of this genre, however, authors are left to their own devices when crafting a manuscript and are faced with a typically very large body of existing research on a given topic. Here, they need to decide how to select from among the many potentially relevant sources and how to connect prior research to their own focus area.
Two characteristics in our field and the wider social and human sciences account for the lack of attention to the matter of selecting and representing the supporting literature. First, HRD draws on the widest possible range of disciplines, including psychology, management, education, sociology, history, philosophy, and economics, and their associated and growing number of applied fields and specialization. At the same time, what counts as the domain literature in our field is not well articulated, and most core theories and conceptual frameworks are derived and adapted from the contributing fields of study. It is not uncommon, for example, to see research articles in the leading HRD journals based to a large degree on research outside of our field, and to contain few, if any references to the HRD literature. Even though the Academy of HRD has identified eight domains of practice, such as strategic HRD and organization development (Academy of Human Resource Development, 2023), these domains overlap substantially with other fields, such as strategic management and micro-organization behavior. The leading journals and research conferences in the field, further, do not structure their publications and presentations along those domains, making it difficult to discern the development of depth and breadth in a given area or track the emergence of a unique body of HRD research in its own right. The result, then, is the impression that most anything in the wider arena of the social and human sciences can be marshalled in support of HRD research, further diluting the articulation of domain-specific knowledge and calling into question the grounds for HRD as a unique and valuable academic area. The success and longevity of academic fields is based on the development of unique bodies of theoretical and applied knowledge not already available elsewhere (Hambrick & Chen, 2008). While higher education scholars have long challenged the tight disciplinary boundaries around academic fields (Clark, 1983), few would argue against the standing of HRD as a unique academic field distinct from its contributing areas of study, and this makes the articulation and further development of HRD-specific research critical for the future of the field.
A second characteristic impacting the selection of the supporting literature for an HRD manuscript is the strong growth in the number of academic and practitioner-level publications coupled with the ease of access through online search engines and data bases. Bibliometric research shows an average annual growth rate of over four percent for the physical and life sciences resulting in a doubling time of English-language published academic knowledge about every 17 years (Bornmann et al., 2021). Similar trends exist in the social sciences. Savage and Olejniczak (2022) investigated the publication record of university faculty at 290 doctoral granting institutions in the US and found a mean rates of increase in journal publications in 12 social science fields of 38% over the 10-year period between 2011 and 2019, ranging from a low of three percent for economics to highs of 64 and 61% for educational psychology and social work respectively.
The magnitude of published new knowledge is accompanied by the virtually complete shift to electronic publications and the demise of printed journals and, increasingly, academic books. According to the Associate Dean for Collections at the University of Illinois, the change to electronic publishing began during the early 2000s. Towards the end of that decade, most large academic publishers, such as Wiley, Sage, and Taylor & Francis had switched from printed journals and catalog indexing to electronic articles, online data bases, and internet-based access to full text versions (Teper, personal communication, June 22, 2022). For prior generations of students and scholars, including the present author, the process of searching for relevant literature meant long hours spent in university libraries: pulling bound journals from reference shelves, one volume at a time, for page-by-page copying, searching through catalog index cards and filling out request forms for the librarian to retrieve from the stacks or order it through inter-library loans. While this process might have promoted a more deliberate engagement with a smaller number of sources, today’s online access allows researchers access to vast numbers of publications very quickly. To illustrate, a search on Google Scholar (March 28, 2023) for publications on the term leadership between 1980 and 2023 resulted in 1,620,000 sources in a matter of .07 seconds, each fully referenced and available in abstract or even full text formats.
The increasing volume of publications in fields contributing to HRD and the vastly more efficient ease of access has made the identification of existing literature on a given topic and the selection of the smaller set of the supporting literature easier than ever before. At the same time, scholars must decide and choose: how wide to cast the net? When to stop searching for additional sources? How to select the salient and relevant few from the magnitude of potentially equally important publications? How to achieve the goal of saturation of background reading and comprehensive coverage of relevant literature given the vast and growing body of research?
Historians of science consider the nineteenth-century German physicist Herman von Helmholz the last polymath, a scholar with comprehensive understanding of a wide variety of scientific fields (Nature, 2018). Given the growth of publications, the splintering of academic fields into subfields, and the ease of access to material published world-wide, a comprehensive coverage on given topic is no longer feasible. A deductive search strategy for a literature review—surveying the universe of published research on a topic and then selecting relevant studies, is impossible. The default, then, is an inductive approach—beginning with a small number of publications on a topic, for example recent research, annual reviews, topical journal issues, and dissertations, and moving outward from the reference lists to new material. Pragmatic as this approach to selecting existing sources is, it all but guarantees a partial review of the existing literature as well as partiality or even bias of the supporting literature for a new manuscript. Unavoidable as this state of affairs is, the role of the supporting literature when crafting a new manuscript is too important to leave to chance. The selection of source material should not be an arbitrary undertaking. The following criteria encourage authors to be mindful when selecting the literature base for a new piece of academic writing paper, and to allow readers to glean the rationale for the choices made in the process of research and writing.
Selecting and Representing the Supporting Literature
Because of the importance grounding a new piece of academic writing in the scholarly literature, the selection and representation of the supporting literature deserves a degree of diligence not unlike that accorded to empirical data; in-text references and direct or indirect citations of prior studies are, after all, records of prior research and, as such, should be relevant and trustworthy. The growth of academic publications, ease of access, and multi-disciplinary nature of HRD present authors with an embarrassment of riches of potential sources, and the selection and representation of the supporting literature should be purposeful rather than haphazard. The three criteria discussed in the following paragraphs offer principles for selecting material from the existing literature; authors are encouraged to consider questions of fit, relevance, and commensurability, and to be judicious and transparent when representing the supporting literature in a new manuscript.
Domain Specificity: Anchoring the Manuscript in the HRD Field
Domain specificity addresses the degree of fit between the domain of a given manuscript and that of the supporting in-text references and direct or indirect citations. Given the complex nature of HRD practice and commensurate plurality of its research literature, specifying the domain of a research report is no easy matter. For this reason, however, it is all the more important for researchers to clarify the fit of their manuscript with our field and locate it in its research literature. HRD has numerous and often divergent definitions of scope, goals, outcomes, and processes, it lays claim to a broad range of application areas and serves multiple interests. Despite this multitude of understandings, our field lays claim to being a unique domain distinct and distinguishable from related and contributing ones. There appears to be agreement that our field addresses the nexus between work and learning, with all the deep and rich connotations of each and the many, often contested, interactions between the two terms (Kuchinke, 2023).
McLean and McLean (2010) defined our domain in the broadest possible terms as “any process or activity that has the potential to develop adults’ work-based knowledge, expertise, productivity and satisfaction”. Individual authors may concur or disagree with this definition, but a first task, even before beginning to write, is consider how to make the case for a solid contribution of the manuscript to our own field of study as opposed in one of the many contributing areas, such as psychology, education, or management. Communicating their understanding of the HRD domain and then clarifying the fit of the manuscript are important steps early in the manuscript development and should then be followed by searching for relevant literature sources from HRD journals, handbooks, conference proceedings, dissertations, and other publication. Given the large and growing volume of HRD research published over more than 30 years in the US and abroad and easily accessible online, many, if not most topics germane to our field have been addressed in our own literature, diverse and multi-disciplinary as it is. A recently published article can serve to illustrate the point. In a literature review on the antecedents and outcomes of shared leadership in virtual teams (Han & Hazard, 2022), the authors carefully situate the focus on virtual team work in the existing HRD literature and articulate their contribution to the emerging area of virtual human resource development (Bennett & McWhorter, 2021).
If the vision of our scholarly community is to “lead the field through research” (Academy of Human Resource Development, 2023), then HRD scholars should anchor their work in the wealth of research in our own domain and contribute to strengthening HRD theories, models, and empirical insight as a matter of scholarly and professional responsibility. Where literature from outside our domain is included, its originating field of study should be clearly identified and, for major theories or bodies of research, a justification for this choice be provided. In similar vein, scholars publishing in non-HRD outlets should clearly identify references and citations as belonging to our field, thus raising awareness and visibility in the wider social sciences areas of study. For example, in an extended editorial, Alagaraja (2023) focuses on the importance of well-being at work and draws on a wide variety of sources from community psychology, mental health, gerontology, management, and world health research. But rather than presenting a generic review of the topic, she argues for its relevance for HRD research and practice and encourages greater attention, in particular at the work and team levels of analysis and application.
HRD Practice Domains: Anchoring a Manuscript in HRD Application Areas
The Academy of HRD (2023) lists eight areas of professional practice that are nested in the general definition of the field and circumscribe its scope of practice: organization development; strategic HRD; training and development; career development; critical HRD; diversity, equity and inclusion; evaluation; and cross-cultural HRD. While the list is likely incomplete, authors should clearly identify the fit of their manuscript with one of the practice domains, thus expanding and deepening the body of knowledge not only of HRD in general but in one of the practice areas that make up the research infrastructure of our field. Where a paper addresses multiple areas of practice, such as critical HRD in the context of organization development, or when the manuscript seeks to link HRD with a new area of practice, such as artificial intelligence related to training, this should be clearly articulated as well to allow readers to view the intent of the author to broaden the reach and scope of HRD.
An important characteristic of the HRD practice domains is the fact that they are not exclusive to our field but build in substantial manner on non-HRD areas of study and their own unique literature. Authors should therefore communicate their understanding of a practice domain, for example organization development or evaluation, as it relates to the distinctive role of HRD practice and research Strategic HRD, for example, is linked to strategic management but the two are not identical. It is incumbent upon HRD scholars to clarify and address the unique contribution of HRD to strategy making and strategy implementation if the intent is to contribute to the HRD literature instead of management. A second recommendation relates to the selection of supporting literature sources. As mentioned earlier, the increasing volume of high quality HRD literature will make the selection of supporting scholarship from the HRD domain proper very feasible. As and when sources from other disciplines are referenced or quoted, their provenance should be clearly communicated. Kwon (2023a), for example, addresses the issue of ableism in the academy, framing this important topic in the context of critical HRD and the conception of universities as places of work and working. This specific focus has not been addressed well within the HRD domain literature and he makes a convincing argument for the need to expand it. His review of literature draws extensively on empirical studies in the higher education literature, he provides sufficient detail on each study to allow the reader to understand the provenance of each study, and he argues for the relevance of this focus for our own field in this and subsequent writing (see Kwon, 2023b).
Communicative Interests: Clarifying the Value Base of the Manuscript
A third layer of framing the focus of a manuscript and selecting its supporting literature is the communicative interest of the author. The work of German social theorist Habermas is of central importance in debunking the myth of a value-free or value-neutral approach to research in the social and human sciences. Whether acknowledged or not, scholars are driven by specific personal, political, and value-driven interests when conducting research and crafting manuscripts for publication. Habermas (1985) distinguished among three forms of interest: control, often associated with quantitative research; understanding, frequently the objective of qualitative research; and emancipation, the goal of many critical science projects, for example action research. The three-partite model of communicative interest is modernist in tone and does not account for post-modern understandings of knowledge creation and dissemination (Verovšek, 2022), leading to four possible stances for scholars. While researcher intent is typically communicated only in qualitative studies, all writing expresses values and interests and positionality statements should be considered in all forms of academic writing (Kuchinke, 2022). Here, again, Kwon’s (2023a) positionality statements at the beginning of an auto-ethnographic report is an example of a clear and unambiguous way of locating his understanding of our field. For all forms of research, however, the underlying intent and interest of the author is of importance and should be communicated clearly and form the basis for selecting relevant literature. Functionalist or managerialist orientations have rightfully received their share of critique as the dominant or even exclusive value orientation in our field (Ross et al., 2022), but efficiency, and effectiveness are important qualities of institutions, organizations, and communities and the services and products they provide. Research aimed at understanding and improving business and organizational functioning, remains a central aspect of our field, be it with the intent of increasing control and predictability, of gaining deeper understanding of the individual and group dynamics and experiences, or of seeking to release capabilities heretofore not given their due role.
The concerns with manuscript clarity about domain, area of practice, and knowledge interest are far from parochial. Management research, organizational behavior models, and even human resource management theories may well be useful in an HRD study, but their relevance and fit for developing people should be not taken as automatic and require explanation and justification. My own early research on leadership styles in different cultural environments and their effect on subordinate behavior (Kuchinke, 1997), for example, drew reviewer comments and editor requirements to show its place in the canon of HRD theory and practice rather than belonging to the realm of management studies. This was done by strengthening the concluding section where I proposed the implications of my study for leadership training, but a far stronger design would have situated the study more centrally in the core HRD literature and addressed HRD practice in the research design from the start. Also, the design of the study and subsequent manuscripts followed the prevailing functionalist reading of our field and the managerialist orientation of leadership development, both of which were portrayed as self-evident and natural. In hindsight, I should have laid open this particular value stance and discussed its implications for theory and practice. Sadly, perhaps, neither manuscript reviewers nor editors or award committees raised concerns about this omission, and this may speak to the deep and unquestioned belief in the role of positivistic research in our field.
A more recent example is the scholarship on workforce diversity. A publication in a major management journal recently summarized the human resource management literature on diversity training (Bezrukova, et al., 2012), on first reading a solid contribution to the supporting literature for a potential HRD article on the topic. A closer reading of the management article, however, reveals the fact that the authors analyzed forms and characteristics of such training but were silent on issues of inclusion, social justice, and equity, concerns that are critically linked to the imperative for diversity. An HRD scholar writing on the topic might decide to include this particular review article in the supporting literature but would be well advised to offer a critical reading based on the article’s provenance in the management literature. Rather than using this management paper in support of the importance of diversity, a deeper reading and more extended discussion offers the opportunity to differentiate an approach to diversity based in HRD from that in the management literature.
Theories, models, and empirical studies do not travel automatically between fields of study; academic disciplines are based on very specific traditions, underlying values and priorities, and world views of their field and its practice. For these reasons, HRD researchers should be mindful of the domain-specific characteristics of non-HRD literature and provide justification and clarification of the fit and relevance of outside literature for our own field.
Conclusion
Boundary issues and conflicts over ownership academic lines of research are endemic to multi-disciplinary fields and particularly so in areas that address complex and fast-moving features in social and organizational life. HRD is no exception, and some scholars have pointed to the folly of artificially setting boundaries around our domain (Lee, 2004). At the same time, however, our field is anchored institutionally through its professional associations, academic programs, faculty appointments, academic journals, and conferences that educate and support HRD researchers and HRD practitioners. Against this background, it matters what scholars mean when they write about human resource development, and this short article aims at encouraging greater clarity about the fit of a new manuscript with our field. Knowledge gain in the sciences is incremental, and scholars, new and experienced, position their work in what has been written before, they do so in substantial manner and in virtually all sections of a typical manuscript. In referring and citing prior research, authors position themselves in specific intellectual traditions, carrying those traditions forward in a new publication, and offering the basis for future scholarship on a given topic. Collectively, then, HRD authors contribute to what might be called the body of research in our field, and it is in this respect that the selection of the supporting literature should not be haphazard. Rather, the overall goal should be one of building out the knowledge base in HRD and contribute to the mission of leading the field through research.
Given these understandings of the role and responsibility of authors in building out our field, the selection and representation of the supporting literature has received little attention in the literature, nor have the field’s gatekeepers, such as members of journal review boards, editors, and conference reviewers, offered more than vague criteria for doing so. This article focused on three suggestions: first, to encourage authors to situate their work clearly in the context of HRD, to communicate their understanding of our field, to select supporting literature to back up their stance, and to argue for the relevance when referring or citing material from outside of HRD. A second suggestion is to clarify the fit of a given paper with one of the HRD practice domains, to position it in the context of our field of practice, and to select the supporting literature accordingly. Third, I argued that authors have a responsibility to clarify the value base of their scholarship and, again, use supporting literature that speaks to specific communicative interests the paper is pursuing. While positionality statements are common in some forms of research and while critical research is often transparent in this respect, all forms of writing pursue goals and interests, and it is a matter of intellectual honesty to be transparent, if only to issue the invitation for alternative points of view rather than foreclose future debates through ex-cathedra pronouncements.
The three elements discussed here should not complicate the already arduous work of academic writing but offer guidance for selecting literature from the vast store of existing research in support of their work. In addition to considering fit with our field, practice domain, and value stance, authors should also be discerning about further issues, that are beyond the scope of the present paper. They include considerations about the level of recency—the age of empirical and conceptual literature to be included as well as the appropriate use of what is considered classic texts (for a bibliometric discussion on the impact of older scholarly articles, see Verstak et al., 2014). In addition, authors are frequently encouraged to read and cite original scholarly sources, but there are circumstances when secondary and even tertiary literature sources are appropriate, for example when referencing non-English publications, ancient texts, or philosophical frameworks, such as existentialism and phenomenology. A third consideration relates to the principle of parsimony in references and citations. It is preferable to include fewer rather than a multitude of redundant references and address their content in-depth. Here, Reio’s (2021) paper on critiquing empirical studies is a good example: the author provides detailed summaries of a smaller number of relevant articles in his review of the background literature, demonstrating not only his careful reading of the sources cited, but also offering detailed information to the reader.
The selection and representation of the supporting literature should receive greater attention, and here the role of the academy’s gatekeepers is important. Academic writing and thesis development instructors as well as HRD faculty teaching advanced courses should encourage their students to carefully review available literature source and select them according to their fit with our field, its practice domains, and their communicative interest. Journal and conference paper reviewers should be encouraged to pay closer attention to the quality of the supporting literature when providing feedback to authors. Journal editors should offer encouragement when inducting new reviewers and also revise manuscript evaluation rubrics.
HRD has emerged as a field in its own right, but its continued growth will depend on the ability of HRD scholars to articulate a unique body of applied and theoretical and applied knowledge not already present elsewhere. Given the broad range of HRD practice, the far more developed research infrastructure of other social science disciplines and associated applied fields, scholarship from contributing fields will continue to be important and relevant, but their fit as well as their limitation for HRD need to be argued for rather than unquestionably taken for granted.
Footnotes
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
