Abstract
Introduction
We asked if there is a significant correlation between the increasing trend in aortic repair (AR) and decreasing aortic aneurysm (AA) and aortic dissection (AD) mortality? Therefore, we retrospectively analyzed all aortic repairs in patients with AA and AD and its correlation with disease-specific death rates and hospitalizations for ruptured AA and AD in Germany.
Methods
We retrieved the number of cases hospitalized for AA and AD as well as the procedures in these cases from the Federal Bureau of Statistics (DRG statistics) and death rates from the national mortality statistic published by the Federal Statistical Office in Germany for the years 2006–2017.
Results
From 2006 to 2017, the total number of hospitalized cases admitted with principal diagnosis of AA increased by 25.8% and that of AD by 56.7%. That of cases with the principal diagnosis of ruptured AA (rAA) remained unchanged (−2.5%) and that with rAD increased by 54.6%. The number of (open and endovascular) procedures in cases hospitalized for AA increased by 39.4% and for AD by 126.4%. The age-adjusted death rates in Germany for AA decreased from 4.0 to 2.9 per 100,000 inhabitants and that for AD increased from 1.0 to 1.4. The decrease in death attributed to AA cases can be described by linear regression as y = −0.0003*y + 6.7076 (p < 0.0001). Accepting this association between increased elective procedures and reduced AA mortality, each/all 1000 procedures save 0.3 lives per 100,000 inhabitants.
Conclusion
Despite increasing numbers of AR for AA and AD, only the mortality rate for all AAs decreased, while we did not observe a decrease in overall mortality of AD in Germany.
Introduction
Common aortopathies include aortic aneurysm (AA) and aortic dissection (AD). Although they may be caused by different etiologies, both are degenerative aortic diseases in the majority of cases and both will lead to aortic rupture as the most severe complication.1–4 With the aging population, there is a general increase in cases presenting with AA5–9 and AD.10–12 On the hand, there is good evidence of a falling incidence of AA disease in Western countries linked to reduced smoking rates 13 and also evidence from screening studies that aortic diameters are falling on initial screen. 14 In parallel, there is an increasing trend in aortic repair (AR) in patients with AA and AD worldwide.5,9,10,15 Today, AA is usually treated electively when they reach a size >5 cm to prevent death due to aortic rupture. 3 A similar preventive treatment of AD may be performed in patients with chronic AD. The majority of AD patients are treated because of acute symptoms and only a lower part because of critical sizes. 16 In-hospital mortality rates among patients suffering from AA and AD have decreased steadily over time.9,10,17–20
Several reasons for the decrease in mortality of both diseases have been discussed globally: Establishment of endovascular therapies, risk factor modification, improvement in regional centralization, adequate emergency preparedness, and improvement in surgical training and surgical and postsurgical care.19,21 It is unclear to what extent each of these reasons has changed mortality in Germany in the last decade. Centralization of services has not happened in Germany as it has elsewhere. Screening for abdominal AA in Germany started in 2018 for the first time and is offered for males only.
We hypothesize that the concept of elective AR in AA patients prevents death due to late AA rupture, and that the same applies for AD. Therefore, we asked if there is a significant correlation between the increasing trend in AR and decreasing AA and AD mortality? To answer this question, we retrieved complete German hospitalization and treatment data sets and analyzed trends in AR for AA and AD as well as death rates for both aortopathies.
Patients and methods
Nationwide hospitalization data
The Diagnosis-Related Groups Statistic (DRG) is an annual complete survey of all hospital cases in Germany that were accounted for by case rates. The microdata can be requested via the RDC starting from the survey year 2005. All hospitals in Germany annually transfer their individual hospitalization data, including one primary diagnosis, up to 89 secondary diagnoses coded by ICD-10 (International Classification of Diseases, 10th edition), and up to 100 medical procedures according to a national classification of operations and procedures to the Institute for the Hospital Renumeration System (InEK). After a plausibility control, the InEK forwards anonymized data to the Federal Bureau of Statistics. Principles of the analysis of this hospitalization file have been published several times previously.22,23 In brief, we ask the Federal Bureau of Statistics to identify all hospitalizations of the years 2006 through 2017 that have a principal diagnosis of AA (ICD-10: I71.1–I71.9) and AD (ICD-10: I71.00–I71.07) by calendar year, sex, and 5-year age group. These numbers include all thoracic, abdominal, and thoraco-abdominal AA and AD, respectively, and those coded as “unspecified localization.” ICD-10 coding does not reflect the more clinical and anatomic differentiation according to DeBakey in Types I, II, and III or Stanford classes A and B.
In addition, we ask for all treatment procedures (OPS code 5.384 for open aortic repair (OAR) and 5.38a* for endovascular repair (EVAR)) in those with a principal diagnosis AA.
Death rates caused by AA and AD were taken from the cause of the publically available death statistics. The cause of death statistics is an annual full survey. The data is based on the death certificates that are issued as part of the post-mortem examination. The parts of the death certificates intended for official statistics are evaluated. In principle, if information is missing or implausible, the health authorities are asked, which can clarify any discrepancies with the doctors. Failed responses are recorded as “unknown cause of death.”
Finally, we received a defined data set from the Federal Bureau of Statistics including information from all fully reimbursed inpatient cases with the principal diagnosis of AA and AD that received open (OAR) or endovascular aortic repair (EVAR) procedures. In addition, we received age-adjusted mortality rates per 100,000 inhabitants for the death causes AA and AD. Since we did not analyze the impact of other co-variables on mortality, we used linear regression analysis for statistical evaluation of the trends over the 11-year study period. Our statistical analysis is just descriptive. Calculations were done using Microsoft® Access 2003.
According to the occupational regulations for the North Rhine-Westphalian physicians, retrospective epidemiological research projects are specifically excluded from the necessity of an ethics vote. Specific linking of cases and procedures is possible but not allowed for legal reasons. Thus, institutional review board approval and patient’s informed consent are not necessary.
Results
Given are the total numbers of cases admitted to hospital with the principal diagnosis of AA separated for aortic segments and gender.
Given are the total numbers of cases admitted to hospital with the principal diagnosis of AD separated for aortic segments and gender.
Given are the total numbers of OAR and EVAR procedures in cases with the principal diagnosis of AA and AD.
Given are the total numbers of death and the age-adjusted death rate per 100,000 attributed to AA and AD.
The association between the decreasing age-adjusted death rate of AA and the increasing procedure rate cases can be described by linear regression as y = −0.0003*y + 6.7076 (p < 0.0001) (Figure 1). Accepting this association between procedures and AA, each 1000 procedures save 0.3 lives per 100,000 inhabitants. Based on around 80 million people in Germany, this would account for 240 lives per 1000 procedures, which represents a number to treat (NNT) of around 4. Given is the association between the absolute number of procedures and age-adjusted death rates attributed to AD and AA and the curves of linear regression.
The decrease in hospitalizations with rAA cases can be described by linear regression as y = −0.3771*year +772.66 (p < 0.0001). Linear regression for the rate of rAD can be described with y = −0.0139*year +42.75 (p=0.8473) (Figure 2). Therefore, there are different trends in the hospitalization rates of patients admitted for rAA and rAD. The rate of cases admitted with rAA decreased, whereas the rate of those with rAD remained unchanged from 2006 to 2017. Given are the rates of rAD and rAA of all cases admitted to hospital with the principal diagnosis of AD and AA for the years 2006–2017 and the curves of linear regression.
Using a linear regression model, the rate of rAA is estimated as 16.20% or 3159 hospitalized cases in 2006. Without elective AR, the rate of rAA cases should be similar in 2017 and would represent 3974 (16.2% of 24,529 cases) hospitalized cases with rAA. The difference of 776 cases hypothetically represents the number of cases prevented by elective AA repair. Since we observed 4229 additional elective ARs in 2017 compared to 2006, the number needed to treat (NNT) to prevent one hospitalization for rAA by elective AR of elective AA is determined to be 5.5. The increasing number of elective AR in cases with elective AD is not correlated with a decreasing rate of hospitalization for rAD. Therefore, an NNT cannot be calculated.
Discussion
This is the first study demonstrating against the background of general improvements in the care of aortic diseases such as screening, emergency care, and endovascular techniques; the increasing number of elective AR in the last decade correlates with a decreasing mortality rate for AA in Germany. Surprisingly, we were unable to demonstrate the same for AD.
Although there is a general increase in cases presenting with AA, the overall incidence of fatal rAA drastically decreased in the United States between 1999 and 2016,5,6 Germany24–26 and other countries.7,8 Similar trends are reported for AD.10,11,27 Based on the Global Burden of Disease Study Global Health Data Exchange abdominal AA death rates felt in 19 European countries in the last three decades, but slightly increased in 14 of these 19 countries beginning in 2012. 28 The shift from open AR to EVAR has been accompanied by decreasing periprocedural mortality.29–32 The small increases observed in 14 of 19 EU countries among men and women during the most recent intervals analyzed (usually 2011–2012 to 2017) are most likely influenced by reintervention and/or late rupture, both well-described sequelae of EVAR.33–36
Admissions for AD, especially thoracic AD, increased, but the overall in-hospital mortality rate among patients has decreased steadily over time.10,12 Although the onset of AD as well as the disease is completely different compared to AA, the reasons for the decrease in mortality of both diseases remain speculative but are certainly multifactorial. Risk factor modification, improvement in regional centralization, adequate emergency preparedness, and improvement in surgical training and surgical and postsurgical care have all contributed to the decrease in incidence and mortality of both, but only AA can be treated prophylactically.
In our analysis, we looked for global trends in absolute hospitalizations of AA and AD cases and procedures. The absolute number of cases presenting with AA is higher compared to AD, but the relative increase from 2006 to 2017 was higher for AD, which is in line with the literature.12,19 Absolute hospitalization rates for AA are primarily driven by non-ruptured AA, especially abdominal AA, which increased by 5024 from 2006 to 2017. Hospitalization rates for rAA remained almost unchanged in this period. The aging population, increasing awareness, and high reimbursement favoring treatment in case of diagnosis may explain increasing absolute hospitalization rates of non-ruptured AA in Germany. Age-standardized hospitalization rates remained almost constant. Screening programs were not established until 2017 in Germany. A recent report from the International Consortium of Vascular Registries including 11 countries with different reinbursement systems clearly indicated a tendency toward a lower threshold diameter for intact abdominal AA repair in fee-for-service countries like Germany. 37 Thus, the threshold for AAA therapy is rather low in Germany. Most likely this is due to our reimbursement system. Since EVAR is a much less invasive therapy with relatively low complication rates, AAA repair especially in fragile patients has increasingly be offered and performed over the last decade.
As we look on cases, repeated admissions or readmission for aortic disease are included, but do not contribute to this increase, relevantly. The number of hospitalized cases treated by EVAR or OAR increased from 57.5% in 2006 to 63.8% in 2017. A relevant number of repeated admissions or readmission should have decreased this rate because especially the OPS-Code for EVAR can only be documented once. The number of EVAR conversions to OAR is rather low, as recent studies reported. 38 Overall, aneurysm reintervention rates are reported with 4.1 and 1.7 per 100 person-years in the EVAR than in the OAR group. 39 Repeated admission for diagnostic reasons or endoleak treatment not covered by the considered OPS codes for EVAR or OAR was not incorporated in our analysis. Therefore, the effect of repeated admission is estimated with a value of 1–2% in the current study and therefore a negligible error.
Hospitalization rates for AD are driven by non-ruptured AD, especially thoracic and thoraco-abdominal AD, which increased by 2048 from 2006 to 2017, which is in line with the literature40,41. Unfortunately, the ICD-10 coding does not reflect the more clinical and anatomic differentiation according to DeBakey in Types I, II, and III or Stanford classes A and B (16). In Type A AD, surgery is the treatment of choice to treat,16,42 and in Type B AD - when uncomplicated - the patient can be safely stabilized. ICD-10 coding differentiates in ruptured and non-ruptured AD, whereas ruptured is defined as blood outside the vessel. As we include all cases with the principal diagnosis of AD, the different classifications are not relevant for our results.
Despite similar trends in hospitalization and treatment for AA and AD, age-adjusted mortality rates show contrasting trends in Germany during the last decade. Age-adjusted mortality rates for AA decreased, while mortality rates for AD increased. With our descriptive approach, we calculated the NNT to prevent an additional AA-related death in 2017 by increased application of AR compared to 2006 with around 4. We would like to clarify that this is not the absolute NNT but only the increase in NNT during the analyzed period. We do not know the NNT in 2006 and before. We did not analyze the effect of the shift from OAR to EVAR in this period on in-hospital mortality. This shift in treatment strategies definitely reduces mortality in people treated for non-ruptured AA. In-hospital mortality in cases with non-ruptured AA associated with EVAR is around 1% and with OAR around 5% during the last years.32,43,44 Data regarding NNT for AR are rare. The main reason is that randomized controlled studies with untreated controls are ethically problematic. Looking at the 5-year survival, Miller et al. 45 reported an NNT of two for thoraco-abdominal aortic repair in 2004. They analyzed the 5-year survival of 1004 cases with aneurysms of the descending thoracic and thoraco-abdominal aorta treated in the period from 1991 to 2003. Natural history data for comparison were taken from a population-based epidemiological study of thoracic aneurysm incidence and survival conducted in Olmstead County Minnesota, using data from the Rochester Epidemiology Project, over a 30-year period published in 1982. 46 Large prospective screening studies reported benefits in terms of aneurysm-related deaths, not all-cause mortality. 47 We did not look for all-cause mortality and do not know how robust the presented NNT in our analysis is. Since we had no follow-up data, our approach is a different one. Our dataset shows that for AA and AD, the therapeutic approach has changed dramatically during the last decade. Due to the minimal invasive nature of EVAR more—especially fragile—patients are treated for AA. This might be the main reason for the increase of 25% in hospitalization rate over period. The increase of 57% in hospitalization rate for AD is not alone explainable by introduction of endovascular techniques, since the numbers for open and endovascular repair have been proportional in our analysis. We suspect that this increase is due to the increasing age of our general population, availability of CT-imaging, and an improvement in perioperative management, where many octogenarians are progressively eligible for such therapies.
Germany is a fee-for-service country, and number of prophylactic ARs is partly driven by reimbursement. Even in such a country, prophylactic AR of AA appears to be correlated with declining mortality with low NNT. This may be different in other countries with different reimbursement systems.
Strength and limitations
A major strength of this study is the large data set, which includes virtually all German hospitals and the observation period of more than 10 years. This allows a unique view at the current clinical practice.
The presented analysis is not an exact calculation, but the figures are quiet precise estimations of the size of effect of AR in this period. We are able to show the increase in numbers of OAR and EVAR procedures from 2006 to 2017 very exactly. The cause of death statistics is based on the death certificates. The exact circumstances that lead the diagnoses of AA or AD on the death certificate are unclear. It can be assumed that these diagnoses are only accepted as cause of death, if they have already been documented in the medical history before. To underline our results regarding AA and AD mortality, we looked for trends in hospitalization rates for rAA and rAD. These diagnoses are valid and based on imaging of the vascular system with admission to hospital. The NNT to prevent one hospitalization for rAA by elective AA repair was estimated to be 5.5. This is within the same dimension of that NNT to prevent mortality.
There are other factors limiting our results. First of all, our study design did not allow control for confounding including indications for treatment and quality of treatment. Second, the consequence of this approach is that we do not have information about the indications for treatment, quality of treatment, or any outcomes. Moreover, our data does not allow for cross-linking of diagnosis and procedures and adjustment for comorbidities. Third, the analysis is based on cases and not on individual patients. As a consequence, a patient could be included several times in the statistics, if he were hospitalized because of AA and AD at two different times within 1 year or had received EVAR first and OAR later. Fourth, although hospitalization rates are frequently used for secondary purposes, there is no systematic analysis of coding quality in Germany, and the agreement of coding and “reality” has yet to be investigated in controlled trials. Therefore, we cannot assess if and how coding errors may have impacted our analysis. But if the increase in AA cases seen in this study is simply a reflection of better coding overtime, it should have affected all AA ICD codes in a similar way. As one can see in Table 1, the increase was much higher for thoraco-abdominal AA than others.
In conclusion, despite increasing numbers of AR for AA and AD, only death rates for AA decreased in Germany. That of AD did not. As application of AR for AA in Germany increased—most-likely due to the increased application of EVAR—our analysis shows for the first time that the AA-related death rates decreased. We were able to estimate an NNT for AR of AA to prevent a death from AA or a hospital admission due to rAA with 4 and 5.5, respectively. Further studies are necessary to clarify why the increase in AR for AD has no effect on AD-associated mortality.
Footnotes
Acknowledgment
We thank Referat VIII A 1 from the Federal Statistical Office for extracting and providing the data from the DRG-Statistik.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
