Abstract
Purpose:
This study aimed to better understand the phenomenon of health care transition (HCT) readiness in parents of adolescent and young adult (AYA) survivors of pediatric cancers. Specific aims were to (1) quantitatively identify factors that predict HCT readiness of parents of AYA survivors of pediatric cancers; (2) qualitatively explore the past, present, and future roles of parents related to their child’s medical treatment and their potential impact on the parents’ HCT readiness; and (3) integrate the quantitative and qualitative results regarding parental HCT readiness.
Methods:
Parents of AYA survivors were recruited through social media to complete surveys, including the Transition Readiness Index-Parent version (TRI-P), the Perceived Stress Scale (PSS), and the PROMIS Emotional Distress-Anxiety-Short Form 4a (PEDA). Parents who completed the survey were invited to participate in semistructured interviews. Integration of findings happened during interpretation.
Results:
Twenty-two parents completed the survey. Stepwise regression yielded a model including parental perceived stress and AYA age as predictive factors for HCT readiness. Twelve parents participated in semistructured interviews. Emergent themes were uncertainty related to HCT, parent roles during treatment, parent-AYA roles now/future, relationships with providers, and survivors’ mental health challenges. Integrating the results found that most themes aligned with either the TRI-P, PSS, or PEDA, while survivors’ mental health challenges were not reflected in the TRI-P.
Conclusion:
Further study, with a larger, less homogenous sample, could illuminate opportunities for potential interventions to increase HCT readiness for parents of AYA survivors.
Introduction
Health care transition (HCT) is defined as “the purposeful, planned movement of adolescents and young adults (AYAs) with chronic physical and medical conditions from child-centered to adult-oriented health care systems.” 1 For the almost half a million U.S. survivors of pediatric cancers,2,3 successful HCT is essential for overall quality of life and health throughout adulthood 4 as approximately 80% are likely to experience a disabling or life-threatening condition related to cancer treatments.5–7
When considering HCT in the medically complex population overall, AYAs, their parents, and health care providers are principal stakeholders, 8 but most research has focused on the health care providers 9 or the AYAs.10,11 Though parents play an influential role,12–15 they have been largely overlooked. 16 Parents can struggle more with HCT than their AYA children, 15 and because parents have been cited as barriers to HCT,12,17 further elucidation of parent transition readiness is critical.
Most researchers consider “readiness” for transition essential to HCT success for AYAs. Our knowledge of factors influencing parental readiness is based largely on qualitative studies, though few have focused on needs particular to parents of AYA survivors. Facilitators include coordination and communication between pediatric and adult health systems,18–26 preparation for HCT guided by the health care team,20,27,28 and a general acceptance that HCT is a natural step for their child.21,29–32 Barriers include loss of relationships with pediatric providers and institutions15,18,20–23,31–35 and parents’ loss of identity tied to the role of caregiver.18,24,28,31,33,36,37 Parents also felt their lack of knowledge about the HCT process and their child’s lack of knowledge to manage their own health were barriers.18,20,24,26,27,38 Better understanding of the parental experience of transition preparation could help guide development of interventions to enhance HCT readiness in parents.
The purpose of this study was to better understand HCT readiness in parents of AYA survivors of pediatric cancers. The conceptual framework (Fig. 1) draws from the Social-ecological Model of AYA Readiness for Transition (SMART) 8 and other literature and posits that factors such as social determinants of health (SDOH), sociodemographics/culture, and medical status/risk influence HCT readiness, which, in turn, affects transition behaviors and, ultimately, health outcomes of the AYA. The study aims were to: (1) quantitatively identify factors that predict HCT readiness of parents of AYA survivors; (2) qualitatively explore the past, present, and future roles of parents related to their child’s treatment and their potential impact on the parents’ HCT readiness; and (3) integrate the quantitative and qualitative results regarding parental HCT readiness.

Conceptual framework.
Methods
This cross-sectional study employed a parallel-databases variant of a convergent mixed-methods design 39 in which quantitative and qualitative data were collected and analyzed independently and integrated during interpretation. The convergent incorporation of qualitative and quantitative data was intended to provide a more complete representation of the parents’ experience of HCT.
Sample
A convenience sample of parents of AYA survivors of pediatric cancers was recruited. Inclusion criteria were: (1) parents of 16–21-year-old AYA survivors (at least 2 years off treatment) who had not transitioned to adult care, (2) parents who were primary caregivers during active treatment and survivorship of the AYA, and (3) the ability to read and write in English. Excluded were parents whose AYAs were not likely to achieve independence due to neurocognitive deficits as these parents tend to approach HCT differently. 40
Recruitment
Institutional IRB approval to conduct the study was obtained from Virginia Commonwealth University’s IRB. Recruitment occurred through general and targeted posts on social media (specifically Facebook and LinkedIn), contacts, and cancer support organizations.
Procedure
Potential participants would click on social media links to access study information, the pre-screening questionnaire, and the electronic survey. A process was in place to identify fraudulent responses (see Fig. 2). Survey data were captured in research electronic data capture (REDCap).41,42 After the survey, participants indicated their willingness to participate in an interview held via Zoom. Team members with expertise in qualitative and mixed methods contributed to developing the qualitative interview. Interviews were conducted by a team member with over 15 years of pediatric hematology/oncology experience and national certification. Once saturation was achieved, no additional interviews were conducted. Participants who completed the survey received $15 Amazon e-gift cards and those who attended interviews received an additional $15 Amazon e-gift card.

Fraud reduction and identification strategy. Because social media recruitment and electronic survey links increase the potential for “bot” or fraudulent responses, the research team took measures to prevent and/or identify fraud. The survey included one “hidden” item, visible only to bots, so any response that included an answer to that item was immediately discarded. Because the pre-screening survey had already asked respondents to indicate that their AYA child was at least 2 years off of active treatment, any survey response, which indicated a treatment end date less than 2 years from date of response was excluded, as it likely represented fraud and certainly failed to meet inclusion criteria. Because human respondents spent between 17 and 40 minutes on the survey, any records completed in less than 5 minutes were excluded as fraudulent. Also, records that had identical start and stop times were excluded. Finally, records that included responses that were inconsistent with each other (e.g., amputation as the only treatment modality for leukemia) or nonsensical responses (e.g., radiation as treatment for skin cancer) were eliminated as fraudulent.
Measures
Health care transition readiness
The Transition Readiness Inventory-Parent (TRI-P) 43 assessed HCT readiness. In addition to 12 demographic and descriptive items (e.g., gender, race, cancer type), the TRI-P includes 66 Likert-scale items in six subscales: knowledge (19 items), skills/self-efficacy (13 items), beliefs/expectations (12 items), goals/motivation (4 items), relationships/communication (10 items), and psychosocial/emotional (8 items). Scores on each item range from 1 to 5. The total score (not subscale scores) of the 66 items was used to assess HCT readiness. Higher scores indicate increased HCT readiness. AYA’s age and gender were collected as well.
The TRI-P has demonstrated acceptable content validity; 43 the reliability and factor analysis have not yet been fully evaluated. Despite these limitations, the TRI-P is the first measure of transition readiness based on a sound theoretical framework: the SMART. The TRI-P is the only known measure for parents, which is not intended as a parent proxy, making it ideal for assessing parental HCT readiness.
Social determinants of health
Six items to measure SDOH came from the Upstream Risks Screening Tool and Guide v 2.6, 44 the Your Current Life Situation Questionnaire v 2.0, 45 and the TRI-P. 43 Items addressed education access and quality, health care access and quality, and economic stability. Higher scores indicate more risk.
Anxiety
Anxiety was assessed with the PROMIS Emotional Distress-Anxiety-Short Form 4a (PEDA). 46 This four-item instrument assesses anxiety over the past 7 days, and has demonstrated reliability and validity.46,47 Raw scores range from 4 to 20. Higher scores indicate higher anxiety. 48
Stress
Perceived stress over the past month was assessed with the Perceived Stress Scale (PSS). 49 This 10-item scale has acceptable internal consistency reliability and test-retest reliability. 50 A total score is calculated. Higher scores indicate higher perceived stress.
Qualitative interview
Interviews followed a semistructured format, with questions derived from themes reported by parents of other medically complex AYA patients.27,33 Examples of questions include, “Tell me what you know about the process of transitioning your child to adult health care,” and “What do you believe are the most important considerations for parents of cancer survivors as they experience their child’s transition to adulthood?”
Analysis
For aim 1, to identify factors that predict HCT readiness (i.e., TRI-P total score), a stepwise regression building model approach 51 was used to build models predicting HCT readiness with the best subset of predictors from the following variables: time since diagnosis, relationship status of the parent, family income, parents’ perceived stress, and age, gender, and medical status/risk of the AYA. Due to sample homogeneity, neither SDOH nor race/ethnicity were considered. During the first stage, potential predictors were fit individually. During the second stage, all potential predictors with p-values <0.20 were placed into a multiple predictor model. At this stage, variables were eliminated if they did not contribute to statistical significance in line with traditional levels (p < 0.05), and the smaller model was compared with the larger model. Refitting and verifying occurred in an iterative process until it appeared all clinically and/or statistically important variables were included in the model.
To address aim 2, qualitative interviews were recorded and transcribed verbatim. Transcripts and accompanying field notes were analyzed using conventional content analysis at the sentence level.52,53 The data were read multiple times to achieve immersion and produce codes. One author developed codes, and they were independently reviewed by a second author for consensus. The authors met to review responses and discuss discrepancies, using a constant comparison approach to review codes across responses and make necessary adjustments. Labels for codes emerged, codes were organized into categories, and categories were organized into themes.
For aim 3, the quantitative and qualitative findings were integrated during analysis. Themes that influenced parental readiness for HCT, which emerged from the interviews were examined for congruence or divergence from the results on the TRI-P, PEDA, and PSS.
Results
Quantitative results
One hundred ninety-one surveys were received. Fraud detection eliminated 169 responses (see Fig. 2). Twenty-two participants’ surveys were analyzed. Participants were predominantly female, white, non-Hispanic, and married/partnered (see Table 1). Descriptive statistics for the TRI-P, PEDA, and PSS are in Table 2. The sample’s mean scores for both the PEDA (mean = 9.4) and PSS (mean = 16) were above population means (5.5 and 13.02, respectively).54,55 The TRI-P total had a Cronbach’s alpha of 0.76.
Sample Demographics
AYA, adolescent and young adult.
Descriptive Data for TRI-P, PEDA, and PSS
PEDA, PROMIS-short form Emotional Distress-Anxiety4a; PSS, Perceived Stress Scale; TRI-P, Transition Readiness Inventory-Parent Version.
Though the small sample size makes any predictive model exploratory, four variables were considered as potential predictors of TRI-P scores based upon individual fit p value <0.2: anxiety (PEDA), stress (PSS), AYA gender, and AYA age. Stepwise regression yielded a final model that included PSS and AYA age as predictive factors. The PSS was the only significant predictor (p = 0.02) of the TRI-P (see Table 3).
Final Regression Model Predicting TRI-P
AYA, adolescent and young adult; PSS, Perceived Stress Scale; TRI-P, Transition Readiness Index-Parent version.
Qualitative findings
Twelve parents participated in interviews. Five themes emerged: parental uncertainty related to HCT, parent roles during treatment, parent–AYA roles now/future, relationships with providers, and survivors’ mental health challenges (See Table 4).
Qualitative Themes, Codes, and Illustrative Quotations
AYA, adolescent and young adult; HCT, health care transition; PTSD, post-traumatic stress disorder.
Parental uncertainty related to HCT
Parents described uncertainty related to when or how the transfer to adult care would occur. They referenced a lack of resources to support them or their survivor children, unclear or inconsistent information provided by providers, and a lack of confidence in adult care providers to address the complex medical issues of survivors of pediatric cancer in general. Parents were unsure whether their involvement would be welcomed by adult providers and whether transfer to adult care would be abrupt.
Parent roles during treatment
Most parents recounted, unsurprisingly, that they were the lead communicator and primary decision-maker during their child’s cancer treatment. The comfort they and their children had developed with this arrangement created reluctance in both them and their children to shift decision-making ownership to the AYA.
Parent–AYA roles now/future
The respective roles of parents and AYA survivors represented a continuum, ranging from full parental control with AYA agreement to full AYA control of decision-making with parental support. Many parents suggested their AYA child needed or wanted the parent in the lead. Parents described a need to teach their AYAs how to navigate health care and ensure their AYA survivors had all relevant information about their cancer and treatment.
Relationships with providers
Most parents pointed to strong bonds they and their AYA survivors had with their pediatric health care providers as barriers to HCT for all involved parties. However, they also referenced providers’ pivotal role in guiding AYA’s into ownership of their care by insisting on direct communication with the AYA rather than the parent.
Survivors’ mental health challenges
Despite the interview guide lacking an item specific to AYA’s mental health, a prevalent theme was parental concern related to mental health challenges facing their AYA survivors. Many parents voluntarily discussed current mental health struggles of their children, with some reporting they see similar struggles within their child’s survivorship peer group. Parents lamented their feelings of being ill-prepared to assist their AYA children in dealing with these challenges. One parent specifically asked why pediatric oncology teams did not approach mental health in survivorship proactively, rather than reactively.
Integration of quantitative and qualitative data
Integration of quantitative and qualitative data revealed that the TRI-P subscales reflect similar concerns mentioned during parent interviews (see Table 5). Parents spoke to the knowledge and skills they and their AYAs had related to treatment and associated health risks as well as knowledge of health care navigation. In sharing their own uncertainties regarding HCT, parents touched on their beliefs, expectations, and goals related to adult health care providers and parents’ own continued involvement in care. Relationships and communication among all parties were discussed as parents shared their roles during treatment, survivorship, and into adulthood. Parents’ reflections on stress or anxiety related to the unknowns of HCT mirrored their PEDA and PSS scores, which were higher than population means.
Joint Display of Quantitative and Qualitative Findings
AYA, adolescent and young adult; HCT, health care transition; PEDA, PROMIS Emotional Distress-Anxiety-Short Form 4a; PSS, Perceived Stress Scale; PTSD, post-traumatic stress disorder; TRI-P, Transition Readiness Inventory-Parent.
An important divergence in the data was revealed in the qualitative finding related to parental concerns about the mental health challenges of AYA survivors. While the TRI-P considers psychosocial/emotional status, the items focus solely on emotions around HCT. In contrast, parents spoke of true mental health challenges that both plagued their AYA survivors and negatively impacted HCT.
Discussion
This study proposed to better understand HCT readiness in parents of AYA survivors of pediatric cancers. Both anxiety and perceived stress were higher than population means. Parental perceived stress and AYA survivor age were predictive of HCT readiness. Qualitative interviews revealed that survivors’ parents share concerns common across parents of other medically complex AYAs; however, unique to these parents was an expressed concern related to the mental health struggles observed in their AYA survivor children.
In the predictive model, scores of parental HCT readiness showed a negative correlation with parental perceived stress and a positive, though weaker, correlation with AYA age. The negative correlation between perceived stress and HCT readiness highlights the importance of assessing parental distress around HCT. The correlation between older AYA age and greater HCT readiness is consistent with other studies,56,57 likely due to maturity increasing with age.
The sample’s mean scores of perceived stress and anxiety were higher than population means.54,55 Other studies have suggested that parents of children with cancer may experience higher anxiety and perceived stress than the general adult population. 58 Our findings indicate that these effects may linger into survivorship and potentially influence parents’ HCT readiness. As providers support AYA survivors and their parents through HCT, they can assess parental stress and offer resources and support, such as psychosocial services or peer support.26,30,35
Qualitative analysis revealed several themes that were similar to those found in other studies of parents of medically complex AYAs nearing HCT. Commonalities included parents emphasizing the practical importance of their AYAs learning to manage their own care,32,59,60 their responsibility to serve as teachers helping their AYAs understand their diagnoses and associated risks, 61 the challenge of leaving behind trusted pediatric provider teams,18,23,59,62,63 and uncertainty related to timing and planning for HCT.64,65 These commonalities suggest that interventions demonstrated to be helpful in a different parent population would be worthwhile testing with parents of AYA survivors of cancer.
While parents in other studies voiced concerns related to losing part of their identities as their roles shifted,16,18,33 survivors’ parents remained focused on their AYA’s ability to lead and manage their own health care. Whether parents perceived their AYA children lacked knowledge regarding their medical history or how to navigate health care systems, parents frequently expressed emotions ranging from anxiety to fear as they considered future implications for their survivor children. This suggests that health care providers for survivors of pediatric cancer may need to guide parents on how to prepare their AYAs for independence in the adult health care environment.
Parents expressed concern related to survivors’ mental health issues in the context of HCT, despite no questions on the interview guide explicitly inquiring about this area. While studies of survivors of pediatric cancers have demonstrated they are at greater relative risk for several mental health diagnoses,66–68 findings suggest that during HCT, AYA survivors may need better guidance about mental health issues. Parents felt that neither they nor their AYAs were adequately prepared for potential mental health challenges. While this issue has not been explored in parents, Racine and colleagues 69 suggest that measures of readiness may be limited and that even individuals with high readiness scores can experience distress and perplexity regarding HCT. This unique finding, especially when considered in combination with the correlation of lower HCT readiness in parents who reported higher perceived stress, points to an area where further research is needed to explore this phenomenon and its impact on HCT readiness in a larger and more diverse sample. While other instruments are available to measure mental health challenges (such as the PSS and PEDA), there could be an opportunity to represent mental health challenges in the TRI and TRI-P.
This study had limitations. The sample size was a limitation for generalizing findings and conducting some of the quantitative analyses. A sample size of approximately 50 was the minimum for establishing relationships through correlation or regression. 70 Because the study was underpowered, it is possible that potential predictors of the TRI-P score were excluded from the model, and some skepticism is required regarding parental perceived stress and AYA age as predictors in the model. However, the predictors may be viewed as indicators for future exploration. While recruitment through social media has been successfully utilized in other studies,28,71 the use of personal social media networks rather than paid advertising links likely contributed to the homogeneity of the sample. The lack of fully established reliability and validity of the TRI-P is a limitation. However, the Cronbach’s alpha for the TRI-P total score was α = 0.76, which is an acceptable value for a newer instrument. 72 Despite these limitations, the results of this study suggest that further exploration would be fruitful, especially with larger, more heterogeneous samples.
In conclusion, parental readiness for HCT appears to be influenced by a complex interaction of factors related to both their own experiences and those of their AYA survivors. Additional research is warranted to explore how survivors’ and parents’ mental health challenges in the AYA years, as well as SDOH and lifestyle factors, can influence HCT readiness for the AYAs and for their parents. Pediatric cancer providers are called to go beyond a “cure”; they are called to support their patients and parents through HCT, so that movement into the adult health care system can be celebrated rather than dreaded. Ultimately, research in this area should help health care providers identify parents most at-risk of not being ready for HCT and develop and test transition programs influenced and guided by the SMART, enhancing parents’ ability to effectively support their AYA survivors through this important milestone.
Authors’ Contributions
J.L.E.: Conceptualization, methodology, investigation, formal analysis, data curation, and writing—original draft. S.A.: Conceptualization, methodology, writing- original draft preparation, and visualization. L.A.S.: Methodology and writing—reviewing and editing. N.J.: Methodology and writing—review. T.P.: Methodology and writing—review. R.K.E.: Formal analysis, writing—reviewing and editing, and supervision.
Footnotes
Acknowledgment
The authors are grateful to Mr. Roy Brown for his expertise and assistance in the review of relevant literature. The authors thank Ms. Sally Russell for her assistance with building the REDCap survey. The authors wish to thank Ms. Jessica Beckstrand of the American Childhood Cancer Organization for her support and assistance with participant recruitment efforts. The authors express gratitude and appreciation to the parents who participated in this study.
Author Disclosure Statement
J.L.E., S.A., L.A.S., N.J., T.P., and R.K.E. have no conflicts of interest to report.
Funding Information
This study was funded by a research grant provided by the Society of Pediatric Nurses (SPN). This grant was awarded in April, 2024, to Jennifer Ellison.
